# 金融商品取引法 / Financial Instruments and Exchange Act — 第五章の四 (Chapter 5-4) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五章の四 (Chapter 5-4) — address `ch-5-4` - Text: the text as amended with effect from 2028-06-13 (On a day set by Cabinet Order, no later than 13 June 2028 — the amending law allows up to five years from promulgation. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_505AC0000000053) - URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#ch-5-4 - The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-5-4 - Every provision below carries its address and its place on this text's page on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. The Ministry's English is given only where this text's Japanese is a wording the Ministry translated — the same as the text in force, or for a text not yet in force, a wording it translated ahead; every other paragraph's English is machine translation. --- ## 第五章の四　証券金融会社 — Chapter V-4 Securities Finance Companies heading: Ministry of Justice translation — Japanese Law Translation Database System ch-5-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#ch-5-4 ### 第百五十六条の二十三（最低資本金の額） — (Minimum Amount of Stated Capital) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-23 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-23 **第一項** 証券金融会社は、資本金の額が次条第一項に規定する業務を行うため必要かつ適当なものとして政令で定める金額以上の株式会社でなければならない。 art-156-23/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-23/par-1 A securities finance company must be a stock company whose amount of stated capital exceeds the amount that is specified by Cabinet Order as being necessary and appropriate in order for it to perform the business prescribed in paragraph (1) of the following Article. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の二十四（免許及び免許の申請） — (Licenses and License Applications) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-24 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24 **第一項** 金融商品取引所の会員等又は認可金融商品取引業協会の協会員に対し、金融商品取引業者が顧客に信用を供与して行う有価証券の売買その他の取引（以下「信用取引」という。）その他政令で定める取引の決済に必要な金銭又は有価証券を、当該金融商品取引所が開設する取引所金融商品市場又は当該認可金融商品取引業協会が開設する店頭売買有価証券市場の決済機構を利用して貸し付ける業務を行おうとする者は、内閣総理大臣の免許を受けなければならない。 art-156-24/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 A person seeking use the clearing framework of a financial instruments exchange market operated by a financial instruments exchange or the clearing framework of an over-the-counter securities market operated by an authorized financial instruments firms association, to engage in the business of lending, to the members, etc. of that financial instruments exchange or to the association members of that authorized financial instruments firms association, the money or securities that are needed for the settlement of purchase and sales and other transactions of securities that a financial instruments business operator effects by granting credit to a customer (hereinafter referred to as a "margin transaction") or for the settlement of a transaction specified by Cabinet Order, must be licensed by the Prime Minister. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の免許を受けようとする株式会社は、次に掲げる事項を記載した申請書を内閣総理大臣に提出しなければならない。 art-156-24/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2 A stock company seeking the license referred to in the preceding paragraph must submit a written application to the Prime Minister, in which it states the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号及び資本金の額 art-156-24/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2/item-1 its trade name and amount of stated capital; Ministry of Justice translation — Japanese Law Translation Database System **二** 本店、支店その他の営業所の名称及び所在の場所 art-156-24/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2/item-2 the names and locations of its head office, branch offices, and other business offices; and Ministry of Justice translation — Japanese Law Translation Database System **三** 役員の氏名又は名称 art-156-24/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2/item-3 the names of its officers. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項の申請書には、定款、業務の内容及び方法を記載した書面その他内閣府令で定める書類を添付しなければならない。 art-156-24/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-3 The articles of incorporation, documents giving a business outline and stating the business methods, and other documents specified by Cabinet Office Order must accompany the written application referred to in the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 第八十一条第三項の規定は、前項の定款について準用する。 art-156-24/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-4 The provisions of Article 81, paragraph (3) apply mutatis mutandis to the articles of incorporation referred to in the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の二十五（免許審査基準） — (Licensing Examination Criteria) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-25 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25 **第一項** 内閣総理大臣は、前条第二項の規定による申請書の提出があつた場合において、その申請者の人的構成、信用状態及び資金調達の能力に照らし、その申請者が証券金融会社としての業務を行うにつき十分な適格性を有するものであるかどうかを審査しなければならない。 art-156-25/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-1 When a written application under the provisions of paragraph (2) of the preceding Article is submitted, the Prime Minister must examine whether the applicant is sufficiently qualified to conduct business as a securities finance company, in light of its personnel structure, credit status, and capacity for fund procurement. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その免許を与えなければならない。 art-156-25/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2 If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister must grant the license, except in a case that falls under any of the following items: Ministry of Justice translation — Japanese Law Translation Database System **一** 免許申請者が資本金の額が第百五十六条の二十三の政令で定める金額以上の株式会社でないとき。 art-156-25/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-1 the license applicant is not a stock company with a stated capital exceeding the amount specified by Cabinet Order which is referred to in Article 156-23; Ministry of Justice translation — Japanese Law Translation Database System **二** 免許申請者が株式会社（次に掲げる機関を置くものに限る。）でないとき。 art-156-25/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-2 the license applicant is not a stock company (meaning a stock company that has the following organs): Ministry of Justice translation — Japanese Law Translation Database System **イ** 取締役会 art-156-25/par-2/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-2/sub-1 a board of directors; or Ministry of Justice translation — Japanese Law Translation Database System **ロ** 監査役、監査等委員会又は指名委員会等 art-156-25/par-2/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-2/sub-2 a company auditor, a supervisory committee, or a nominating committee, etc.; Ministry of Justice translation — Japanese Law Translation Database System **三** 免許申請者が第二十九条の四第一項第一号ハに該当する者であるとき。 art-156-25/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-3 the license applicant is a person that falls under Article 29-4, paragraph (1), item (i), (c); Ministry of Justice translation — Japanese Law Translation Database System **四** 免許申請者が第百四十八条若しくは第百五十二条第一項の規定により第八十条第一項の免許を取り消され、第百五十六条の十七第一項若しくは第二項の規定により第百五十六条の二の免許を取り消され、若しくは次条において準用する第百四十八条若しくは第百五十六条の三十二第一項の規定により前条第一項の免許を取り消され、若しくは第五十二条第一項、第五十三条第三項、第五十四条若しくは第五十七条の六第三項の規定により第二十九条の登録を取り消され、第六十六条の二十第一項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項若しくは第六十六条の六十四の規定により第六十六条の五十の登録を取り消され、若しくは第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消され、又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録（当該免許又は登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの会社であるとき。 art-156-25/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-4 the license applicant is a company that has had the license referred to in Article 80, paragraph (1) rescinded pursuant to the provisions of Article 148 or Article 152, paragraph (1); a company that has had the license referred to in Article 156-2 rescinded pursuant to the provisions of Article 156-17, paragraph (1) or (2); a company that has had the license referred to in paragraph (1) of the preceding Article rescinded pursuant to the provisions of Article 148 or Article 156-32, paragraph (1) as applied mutatis mutandis pursuant to the following Article; a company that has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), Article 54, or Article 57-6, paragraph (3); a company that has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1); a company that has had the registration referred to in Article 66-27 rescinded pursuant to the provisions of Article 66-42, paragraph (1); a company that has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1) or Article 66-64; a company that has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1); a company that has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or the license applicant is a company that had a license or registration of the same kind obtained in a foreign country rescinded pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (including permission or any other administrative disposition similar to such a license or registration); for which five years have not passed since the date of the rescission; machine translation, not official **五** 免許申請者の取締役、会計参与、監査役又は執行役のうちに第八十二条第二項第三号イ、ロ又はホのいずれかに該当する者のある会社であるとき。 art-156-25/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-5 the license applicant is a company that has a person falling under any of the categories in Article 82, paragraph (2), item (iii), (a), (b) and (e) as a director, accounting advisor, company auditor, or executive officer; or Ministry of Justice translation — Japanese Law Translation Database System **六** 免許申請書又はこれに添付すべき書類若しくは電磁的記録のうちに重要な事項について虚偽の記載又は記録があるとき。 art-156-25/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2/item-6 the license application, or a document or electronic or magnetic record that is required to be attached to it contains a false statement or false record regarding a material particular. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の二十六（免許の拒否等の準用） — (Mutatis Mutandis Application of Provisions for Refusal of a License) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-26 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-26 **第一項** 第八十三条及び第百四十八条の規定は、証券金融会社の免許について準用する。この場合において、同条中「第八十二条第二項各号のいずれか」とあるのは、「第百五十六条の二十五第二項各号のいずれか」と読み替えるものとする。 art-156-26/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-26/par-1 The provisions of Articles 83 and 148 apply mutatis mutandis to the license of a securities finance company. In this case, in Article 148, the phrase " any of the categories in the items of Article 82, paragraph (2)" is deemed to be replaced with " any of the categories in the items of Article 156-25, paragraph (2)". Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の二十七（兼業の制限） — (Restriction on Concurrent Business) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-27 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27 **第一項** 証券金融会社は、第百五十六条の二十四第一項に規定する業務の遂行を妨げない限度において、当該業務のほか、次に掲げる業務を行うことができる。 art-156-27/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1 A securities finance company may conduct the following business in addition to the business prescribed in Article 156-24, paragraph (1), to the extent that such concurrent business does not obstruct the execution of the business prescribed in that paragraph: Ministry of Justice translation — Japanese Law Translation Database System **一** 有価証券の貸借（第百五十六条の二十四第一項に規定する業務を除く。）又は有価証券の貸借の媒介若しくは代理 art-156-27/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-1 the lending and borrowing of securities (excluding the business prescribed in Article 156-24, paragraph (1)), or intermediation or agency for the lending and borrowing of securities; Ministry of Justice translation — Japanese Law Translation Database System **二** 金融商品取引業者に対する金銭の貸付け（第百五十六条の二十四第一項に規定する業務を除く。） art-156-27/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-2 the lending of money to financial instruments business operators (excluding business prescribed in Article 156-24, paragraph (1)); Ministry of Justice translation — Japanese Law Translation Database System **三** 金融商品取引業者の顧客に対する金銭の貸付け art-156-27/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-3 the lending of money to the customers of financial instruments business operators; and Ministry of Justice translation — Japanese Law Translation Database System **四** その他内閣府令で定める業務 art-156-27/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-4 other business specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 証券金融会社は、前項各号の業務を行おうとするときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。 art-156-27/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-2 If a securities finance company seeks to conduct business prescribed in any of the items of the preceding paragraph, it must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 証券金融会社は、第一項及び第百五十六条の二十四第一項の規定により行う業務のほか、内閣総理大臣の承認を受けた業務を行うことができる。 art-156-27/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-3 A securities finance company may conduct business for which it has obtained the approval of the Prime Minister, in addition to business prescribed in paragraph (1) of this Article and Article 156-24, paragraph (1). Ministry of Justice translation — Japanese Law Translation Database System **第四項** 内閣総理大臣は、前項の承認を受けようとする証券金融会社がある場合において、当該証券金融会社がその承認を受けようとする業務を兼ねて行うことが第百五十六条の二十四第一項に規定する業務の遂行を妨げるものであると認めるときは、当該証券金融会社に通知して当該職員に審問を行わせた後、前項の承認を与えないことができる。 art-156-27/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-4 If a securities finance company seeks the approval referred to in the preceding paragraph but the Prime Minister finds that the securities finance company's concurrent engagement in the business for which it seeks approval would impede its execution of the business prescribed in Article 156-24, paragraph (1), the Prime Minister may refuse to grant the approval referred to in the preceding paragraph, after notifying the securities finance company and having the relevant official conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の二十八（業務の内容の変更等の認可等） — (Authorization of Changes to a Business Outline) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-28 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28 **第一項** 証券金融会社は、第百五十六条の二十四第一項に規定する業務の内容若しくは方法を変更しようとするとき、又は資本金の額を減少しようとするときは、内閣総理大臣の認可を受けなければならない。 art-156-28/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28/par-1 A securities finance company must obtain the authorization of the Prime Minister if it seeks to change the business outline or business methods for business prescribed in Article 156-24, paragraph (1), or to reduce its stated capital. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 証券金融会社は、金銭若しくは有価証券の貸付け（第百五十六条の二十四第一項に規定する業務に係るものに限る。）の条件を決定若しくは変更しようとするとき、資本金の額を増加しようとするとき、又は商号を変更しようとするときは、内閣府令で定めるところにより、内閣総理大臣に届け出なければならない。 art-156-28/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28/par-2 A securities finance company must notify the Prime Minister pursuant to the provisions of Cabinet Office Order if it seeks to set or change the conditions for lending money or securities (limited to lending in connection with the business prescribed in Article 156-24, paragraph (1)), to increase its stated capital, or to change its trade name. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 証券金融会社は、次の各号のいずれかに該当することとなつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-156-28/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28/par-3 If a securities finance company comes to fall under any of the following items, it must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order: Ministry of Justice translation — Japanese Law Translation Database System **一** 第百五十六条の二十四第二項第二号又は第三号に掲げる事項に変更があつたとき。 art-156-28/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28/par-3/item-1 a particular set forth in Article 156-24, paragraph (2), item (ii) or (iii) changes; Ministry of Justice translation — Japanese Law Translation Database System **二** 前条第二項の届出に係る業務を廃止したとき。 art-156-28/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28/par-3/item-2 it discontinues the business to which the notification referred to in paragraph (2) of the preceding Article pertains; or Ministry of Justice translation — Japanese Law Translation Database System **三** 前条第三項の承認に係る業務を廃止したとき。 art-156-28/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28/par-3/item-3 it discontinues the business to which the approval referred to in paragraph (3) of the preceding Article pertains. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の二十九（業務の方法等の変更命令等） — (Order for a Change of Business Methods) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-29 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-29 **第一項** 内閣総理大臣は、証券金融会社の金銭又は有価証券の貸付け（第百五十六条の二十四第一項に規定する業務に係るものに限る。）の方法又は条件について、これらが一般の経済状況にかんがみて適正を欠くに至つたと認められる場合又は取引所金融商品市場若しくは店頭売買有価証券市場に不健全な取引の傾向がある場合において、取引所金融商品市場若しくは店頭売買有価証券市場における売買を公正にし、又は有価証券の流通を円滑にするために特に必要があると認めるときは、その変更を命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-156-29/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-29/par-1 The Prime Minister may order a change of methods by which or conditions under which a securities finance company lends money or securities (limited to lending connected with the business prescribed in Article 156-24, paragraph (1)), if those methods or conditions are found to have become inappropriate in light of general economic conditions or the transactions on the financial instruments exchange market or over-the-counter securities market tend to be unsound, and the Prime Minister finds it to be particularly necessary for facilitating fair purchase and sales on the financial instruments exchange market or over-the-counter securities market as well as for achieving a smooth distribution of securities. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十（代表取締役等の適格性等） — (Eligibility as a Representative Director) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-30 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-30 **第一項** 証券金融会社の代表取締役又は代表執行役は、金融商品取引業者の役員及び使用人以外の者でなければならない。 art-156-30/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-30/par-1 The representative director or representative executive officer of a securities finance company must be a person that is not the officer or employee of a financial instruments business operator. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 会社法第三百三十一条第二項ただし書（同法第三百三十五条第一項において準用する場合を含む。）、第三百三十二条第二項（同法第三百三十四条第一項において準用する場合を含む。）、第三百三十六条第二項及び第四百二条第五項ただし書の規定は、証券金融会社については、適用しない。 art-156-30/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-30/par-2 The provisions of the proviso to Article 331, paragraph (2) of the Companies Act (including as applied mutatis mutandis pursuant to Article 335, paragraph (1) of that Act) and of Article 332, paragraph (2) (including as applied mutatis mutandis pursuant to Article 334, paragraph (1) of that Act); Article 336, paragraph (2); and the proviso to Article 402, paragraph (5) of that Act do not apply to a securities finance company. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十一（取締役等の兼職制限等） — (Restriction on the Concurrent Holding of Positions by Directors) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-31 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31 **第一項** 次の各号のいずれかに該当する者は、証券金融会社の取締役、会計参与、監査役又は執行役となることができない。 art-156-31/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31/par-1 A person that falls under any of the following persons may not become the director, accounting advisor, company auditor, or executive officer of a securities finance company. Ministry of Justice translation — Japanese Law Translation Database System **一** 心身の故障のため職務を適正に執行することができない者として内閣府令で定める者 art-156-31/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31/par-1/item-1 a person specified by Cabinet Office Order as being unable to properly perform their duties due to a mental of physical disorder; or Ministry of Justice translation — Japanese Law Translation Database System **二** 第八十二条第二項第三号イ、ロ又はホに該当する者 art-156-31/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31/par-1/item-2 a person falling under any of the provisions of Article 82, paragraph (2), item (iii), (a), (b), or (e). Ministry of Justice translation — Japanese Law Translation Database System **第二項** 証券金融会社の役員が前項に規定する者に該当することとなつたときは、その職を失う。 art-156-31/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31/par-2 The officer of a securities finance company loses that position if that officer comes to fall under a person provided for in the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、不正の手段により証券金融会社の役員となつた者があることが判明したとき、又は証券金融会社若しくはその役員が法令若しくは法令に基づいてする行政官庁の処分に違反したときは、当該証券金融会社に対し、その役員の解任を命ずることができる。 art-156-31/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31/par-3 If the Prime Minister discovers that a person has become the officer of a securities finance company by wrongful means, or if a securities finance company or its officer violates a law or regulation or a disposition by a government agency which is based on a law or regulation, the Prime Minister may order the securities finance company to dismiss that officer. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十一の二（指定紛争解決機関との契約締結義務等） — (Obligation to Conclude a Contract with a Designated Dispute Resolution Organization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-31-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2 **第一項** 証券金融会社であつて第百五十六条の二十七第一項第一号、第三号又は第四号の業務を行う者は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置を講じなければならない。 art-156-31-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1 A securities finance company that conducts the business referred to in Article 156-27, paragraph (1), item (i), (iii), or (iv) must take the measures specified in the following items in accordance with the category of cases set forth in each of those items: Ministry of Justice translation — Japanese Law Translation Database System **一** 指定証券金融会社紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定証券金融会社業務（第百五十六条の三十八第八項に規定する特定証券金融会社業務をいう。以下この項において同じ。）であるものをいう。以下この条において同じ。）が存在する場合　一の指定証券金融会社紛争解決機関との間で特定証券金融会社業務に係る手続実施基本契約を締結する措置 art-156-31-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1/item-1 if there is a designated dispute resolution organization for securities finance companies (meaning a designated dispute resolution organization for which the category of dispute resolution services is the specified services of a securities finance company (meaning the specified services of a securities finance company as defined in Article 156-38, paragraph (8); hereinafter the same applies in this paragraph); hereinafter the same applies in this Article):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with the specified services of a securities finance company with a single designated dispute resolution organization for securities finance companies; or machine translation, not official **二** 指定証券金融会社紛争解決機関が存在しない場合　特定証券金融会社業務に関する苦情処理措置及び紛争解決措置 art-156-31-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1/item-2 if there is no designated dispute resolution organization for securities finance companies:complaint processing measures and dispute resolution measures in connection with the specified services of a securities finance company. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 証券金融会社は、前項の規定により手続実施基本契約を締結する措置を講じた場合には、当該手続実施基本契約の相手方である指定証券金融会社紛争解決機関の商号又は名称を公表しなければならない。 art-156-31-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-2 If a securities finance company takes measures to conclude a basic contract for the implementation of dispute resolution procedures pursuant to the provisions of the preceding paragraph, it must publicly announce the trade name or name of the designated dispute resolution organization for securities finance companies that is the other party to the basic contract for the implementation of dispute resolution procedures. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の規定は、次の各号に掲げる場合の区分に応じ、当該各号に定める期間においては、適用しない。 art-156-31-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-3 The provisions of paragraph (1) do not apply to the period specified in the following items in accordance with the category of cases set forth in each of those items: Ministry of Justice translation — Japanese Law Translation Database System **一** 第一項第一号に掲げる場合に該当していた場合において、同項第二号に掲げる場合に該当することとなつたとき　第百五十六条の六十第一項の規定による紛争解決等業務の廃止の認可又は第百五十六条の六十一第一項の規定による指定の取消しの時に、同号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間 art-156-31-2/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-3/item-1 a case that formerly fell under the case set forth in paragraph (1), item (i), which has come to fall under the case set forth in item (ii) of that paragraph:the period that the Prime Minister specifies as the period necessary for taking the measures set forth in paragraph (1), item (ii) at the time of granting the authorization to discontinue dispute resolution services, etc. under Article 156-60, paragraph (1) or at the time of rescinding the designation under Article 156-61, paragraph (1); Ministry of Justice translation — Japanese Law Translation Database System **二** 第一項第一号に掲げる場合に該当していた場合において、同号の一の指定証券金融会社紛争解決機関の紛争解決等業務の廃止が第百五十六条の六十第一項の規定により認可されたとき、又は同号の一の指定証券金融会社紛争解決機関の第百五十六条の三十九第一項の規定による指定が第百五十六条の六十一第一項の規定により取り消されたとき（前号に掲げる場合を除く。）　その認可又は取消しの時に、第一項第一号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間 art-156-31-2/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-3/item-2 a case that formerly fell under the case set forth in paragraph (1), item (i), in which the discontinuation of the dispute resolution services, etc. of a single designated dispute resolution organization for securities finance companies under that item has been authorized pursuant to Article 156-60, paragraph (1) or the designation under Article 156-39, paragraph (1) of a single designated dispute resolution organization for securities finance companies under that item has been rescinded pursuant to Article 156-61, paragraph (1) (excluding a case set forth in the preceding item):the period specified by the Prime Minister as the period necessary for taking the measures set forth in paragraph (1), item (i) at the time of granting that authorization or making such rescission; or Ministry of Justice translation — Japanese Law Translation Database System **三** 第一項第二号に掲げる場合に該当していた場合において、同項第一号に掲げる場合に該当することとなつたとき　第百五十六条の三十九第一項の規定による指定の時に、同号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間 art-156-31-2/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-3/item-3 a case that formerly fell under the case set forth in paragraph (1), item (ii), which has come to fall under the case set forth in item (i) of that paragraph:the period specified by the Prime Minister as the period necessary for taking the measures set forth in that item at the time of the designation under Article 156-39, paragraph (1). Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十二（監督上の処分等） — (Supervisory Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-32 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-32 **第一項** 内閣総理大臣は、証券金融会社が、法令又は法令に基づいてする行政官庁の処分に違反したときは、その免許を取り消し、又は六月以内の期間を定めてその業務の全部若しくは一部の停止を命ずることができる。 art-156-32/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-32/par-1 If a securities finance company violates a law or regulation or a disposition by a government agency which is based on a law or regulation, the Prime Minister may rescind its license or order the suspension of all or part of its business during a fixed period of no longer than six months. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、前項の規定により業務の停止を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-156-32/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-32/par-2 Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the suspension of business pursuant to the provisions of the preceding paragraph, the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十三（業務改善命令等） — (Business Improvement Orders) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-33 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-33 **第一項** 内閣総理大臣は、第百五十六条の二十九の規定による命令のほか、証券金融会社の業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該証券金融会社に対し、業務の内容若しくは方法の変更その他業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。 art-156-33/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-33/par-1 Beyond issuing an order under Article 156-29, if the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a securities finance company's business operations or the state of its assets, the Prime Minister may, to the extent necessary, order the securities finance company to change its business outline or business methods, or otherwise take measures that are necessary for improving its business operations or the state of its assets. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、前項の規定による命令をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-156-33/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-33/par-2 Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue an order under the provisions of the preceding paragraph, the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十四（報告の徴取及び検査） — (Collection of Reports and Inspections) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-34 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-34 **第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、証券金融会社若しくは当該証券金融会社から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し、当該証券金融会社の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に、当該証券金融会社若しくは当該証券金融会社から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該証券金融会社から業務の委託を受けた者にあつては、当該証券金融会社の業務又は財産に関し必要なものに限る。）をさせることができる。 art-156-34/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-34/par-1 When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a securities finance company or the person that a securities finance company has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article) to report or submit materials that should serve as a reference with regard to the business or assets of the securities finance company, and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of a securities finance company or the person that a securities finance company has entrusted with its business (but may only have the relevant officials inspect the person that a securities finance company has entrusted with its business as is necessary in connection with the business or assets of the securities finance company). Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十五（事業報告書の提出） — (Submission of Business Report) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-35 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-35 **第一項** 証券金融会社は、事業年度ごとに、内閣府令で定めるところにより、事業報告書を作成し、毎事業年度経過後三月以内に、これを内閣総理大臣に提出しなければならない。 art-156-35/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-35/par-1 Each business year, pursuant to the provisions of Cabinet Office Order, a securities finance company must prepare a business report and submit it to the Prime Minister within three months after the end of the business year. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十六（廃業等の認可） — (Authorization for Discontinuation of Business) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-36 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-36 **第一項** 次に掲げる事項は、内閣総理大臣の認可を受けなければ、その効力を生じない。 art-156-36/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-36/par-1 The following particulars do not become effective without the authorization of the Prime Minister: Ministry of Justice translation — Japanese Law Translation Database System **一** 証券金融会社の業務（第百五十六条の二十四第一項に規定する業務に限る。）の廃止又は解散の決議 art-156-36/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-36/par-1/item-1 a resolution to discontinue the business of a securities finance company (limited to the business prescribed in Article 156-24, paragraph (1)), or a resolution to dissolve a securities finance company; and Ministry of Justice translation — Japanese Law Translation Database System **二** 証券金融会社を当事者とする合併、分割又は事業の全部若しくは一部の譲渡若しくは譲受け art-156-36/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-36/par-1/item-2 a merger, company split, or transfer or acquisition of all or a part of business operations, to which a securities finance company is the party. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十六条の三十七（内閣府令への委任） — (Delegation to Cabinet Office Order) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-37 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-37 **第一項** 第百五十六条の二十三から前条までの規定を実施するための手続その他必要な事項は、内閣府令で定める。 art-156-37/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-37/par-1 The procedures for implementing the provisions of Article 156-23 through the preceding Article and other necessary particulars for the implementation are specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-156-23/par-1: 次条第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-24/par-2: 前項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-24/par-3: 前項 → 金融商品取引法 第百五十六条の二十四第二項 (Article 156-24, paragraph (2)), art-156-24/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2 - art-156-24/par-4: 第八十一条第三項 → 金融商品取引法 第八十一条第三項 (Article 81, paragraph (3)), art-81/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-1/from-art-80#art-81/par-3 - art-156-24/par-4: 前項 → 金融商品取引法 第百五十六条の二十四第三項 (Article 156-24, paragraph (3)), art-156-24/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-3 - art-156-25/par-1: 前条第二項 → 金融商品取引法 第百五十六条の二十四第二項 (Article 156-24, paragraph (2)), art-156-24/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2 - art-156-25/par-2: 前項 → 金融商品取引法 第百五十六条の二十五第一項 (Article 156-25, paragraph (1)), art-156-25/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-1 - art-156-25/par-2/item-1: 第百五十六条の二十三 → 金融商品取引法 第百五十六条の二十三 (Article 156-23), art-156-23 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-23 - art-156-25/par-2/item-3: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1 - art-156-25/par-2/item-4: 第百四十八条 → 金融商品取引法 第百四十八条 (Article 148), art-148 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-5#art-148 - art-156-25/par-2/item-4: 第百五十二条第一項 → 金融商品取引法 第百五十二条第一項 (Article 152, paragraph (1)), art-152/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-5#art-152/par-1 - art-156-25/par-2/item-4: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-1/from-art-80#art-80/par-1 - art-156-25/par-2/item-4: 第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-3/from-art-156-12-2#art-156-17/par-1 - art-156-25/par-2/item-4: 第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-3/from-art-156-12-2#art-156-17/par-2 - art-156-25/par-2/item-4: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-3/from-art-156-2#art-156-2 - art-156-25/par-2/item-4: 次条 → 金融商品取引法 第百五十六条の二十六 (Article 156-26), art-156-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-26 - art-156-25/par-2/item-4: 第百五十六条の三十二第一項 → 金融商品取引法 第百五十六条の三十二第一項 (Article 156-32, paragraph (1)), art-156-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-32/par-1 - art-156-25/par-2/item-4: 前条第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-25/par-2/item-4: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-4/from-art-51#art-52/par-1 - art-156-25/par-2/item-4: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-4/from-art-51#art-53/par-3 - art-156-25/par-2/item-4: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-4/from-art-51#art-54 - art-156-25/par-2/item-4: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3 - art-156-25/par-2/item-4: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-29 - art-156-25/par-2/item-4: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-2/from-art-66-19#art-66-20/par-1 - art-156-25/par-2/item-4: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-2/from-art-66#art-66 - art-156-25/par-2/item-4: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-3/from-art-66-40#art-66-42/par-1 - art-156-25/par-2/item-4: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-3/from-art-66-27#art-66-27 - art-156-25/par-2/item-4: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-4/from-art-66-60#art-66-63/par-1 - art-156-25/par-2/item-4: 第六十六条の六十四 → 金融商品取引法 第六十六条の六十四 (Article 66-64), art-66-64 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-4/from-art-66-60#art-66-64 - art-156-25/par-2/item-4: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-4/from-art-66-50#art-66-50 - art-156-25/par-2/item-4: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-5/from-art-66-82#art-66-85/par-1 - art-156-25/par-2/item-4: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-5/from-art-66-71#art-66-71 - art-156-25/par-2/item-4: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection - art-156-25/par-2/item-4: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection - art-156-25/par-2/item-4: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection - art-156-25/par-2/item-4: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection - art-156-25/par-2/item-4: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection - art-156-25/par-2/item-5: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3 - art-156-26/par-1: 第八十三条 → 金融商品取引法 第八十三条 (Article 83), art-83 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-1/from-art-80#art-83 - art-156-26/par-1: 第百四十八条 → 金融商品取引法 第百四十八条 (Article 148), art-148 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-5#art-148 - art-156-26/par-1: 第八十二条第二項 → 金融商品取引法 第八十二条第二項 (Article 82, paragraph (2)), art-82/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-1/from-art-80#art-82/par-2 - art-156-26/par-1: 第百五十六条の二十五第二項 → 金融商品取引法 第百五十六条の二十五第二項 (Article 156-25, paragraph (2)), art-156-25/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25/par-2 - art-156-27/par-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-27/par-1/item-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-27/par-1/item-2: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-27/par-2: 前項 → 金融商品取引法 第百五十六条の二十七第一項 (Article 156-27, paragraph (1)), art-156-27/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1 - art-156-27/par-3: 第一項 → 金融商品取引法 第百五十六条の二十七第一項 (Article 156-27, paragraph (1)), art-156-27/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1 - art-156-27/par-3: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-27/par-4: 前項 → 金融商品取引法 第百五十六条の二十七第三項 (Article 156-27, paragraph (3)), art-156-27/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-3 - art-156-27/par-4: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-28/par-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-28/par-2: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-28/par-3/item-1: 第百五十六条の二十四第二項第二号 → 金融商品取引法 第百五十六条の二十四第二項第二号 (Article 156-24, paragraph (2), item (ii)), art-156-24/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2/item-2 - art-156-28/par-3/item-1: 第三号 → 金融商品取引法 第百五十六条の二十四第二項第三号 (Article 156-24, paragraph (2), item (iii)), art-156-24/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-2/item-3 - art-156-28/par-3/item-2: 前条第二項 → 金融商品取引法 第百五十六条の二十七第二項 (Article 156-27, paragraph (2)), art-156-27/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-2 - art-156-28/par-3/item-3: 前条第三項 → 金融商品取引法 第百五十六条の二十七第三項 (Article 156-27, paragraph (3)), art-156-27/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-3 - art-156-29/par-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-29/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 - art-156-30/par-2: 会社法第三百三十一条第二項 → 会社法 第三百三十一条第二項 (Article 331, paragraph (2)), art-331/par-2 — https://japanlaw.org/ja/companies-act/art-331/par-2 · https://japanlaw.org/l/417AC0000000086/art-331/par-2 - art-156-30/par-2: 同法第三百三十五条第一項 → 会社法 第三百三十五条第一項 (Article 335, paragraph (1)), art-335/par-1 — https://japanlaw.org/ja/companies-act/art-335/par-1 · https://japanlaw.org/l/417AC0000000086/art-335/par-1 - art-156-30/par-2: 第三百三十二条第二項 → 会社法 第三百三十二条第二項 (Article 332, paragraph (2)), art-332/par-2 — https://japanlaw.org/ja/companies-act/art-332/par-2 · https://japanlaw.org/l/417AC0000000086/art-332/par-2 - art-156-30/par-2: 同法第三百三十四条第一項 → 会社法 第三百三十四条第一項 (Article 334, paragraph (1)), art-334/par-1 — https://japanlaw.org/ja/companies-act/art-334/par-1 · https://japanlaw.org/l/417AC0000000086/art-334/par-1 - art-156-30/par-2: 第三百三十六条第二項 → 会社法 第三百三十六条第二項 (Article 336, paragraph (2)), art-336/par-2 — https://japanlaw.org/ja/companies-act/art-336/par-2 · https://japanlaw.org/l/417AC0000000086/art-336/par-2 - art-156-30/par-2: 第四百二条第五項 → 会社法 第四百二条第五項 (Article 402, paragraph (5)), art-402/par-5 — https://japanlaw.org/ja/companies-act/art-402/par-5 · https://japanlaw.org/l/417AC0000000086/art-402/par-5 - art-156-31/par-1/item-2: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3 - art-156-31/par-2: 前項 → 金融商品取引法 第百五十六条の三十一第一項 (Article 156-31, paragraph (1)), art-156-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31/par-1 - art-156-31-2/par-1: 第百五十六条の二十七第一項第一号 → 金融商品取引法 第百五十六条の二十七第一項第一号 (Article 156-27, paragraph (1), item (i)), art-156-27/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-1 - art-156-31-2/par-1: 第三号 → 金融商品取引法 第百五十六条の二十七第一項第三号 (Article 156-27, paragraph (1), item (iii)), art-156-27/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-3 - art-156-31-2/par-1: 第四号 → 金融商品取引法 第百五十六条の二十七第一項第四号 (Article 156-27, paragraph (1), item (iv)), art-156-27/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-4 - art-156-31-2/par-1/item-1: 第百五十六条の三十八第八項 → 金融商品取引法 第百五十六条の三十八第八項 (Article 156-38, paragraph (8)), art-156-38/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-8 - art-156-31-2/par-1/item-1: この項 → 金融商品取引法 第百五十六条の三十一の二第一項 (Article 156-31-2, paragraph (1)), art-156-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1 - art-156-31-2/par-1/item-1: この条 → 金融商品取引法 第百五十六条の三十一の二 (Article 156-31-2), art-156-31-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2 - art-156-31-2/par-2: 前項 → 金融商品取引法 第百五十六条の三十一の二第一項 (Article 156-31-2, paragraph (1)), art-156-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1 - art-156-31-2/par-3: 第一項 → 金融商品取引法 第百五十六条の三十一の二第一項 (Article 156-31-2, paragraph (1)), art-156-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1 - art-156-31-2/par-3/item-1: 第一項第一号 → 金融商品取引法 第百五十六条の三十一の二第一項第一号 (Article 156-31-2, paragraph (1), item (i)), art-156-31-2/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1/item-1 - art-156-31-2/par-3/item-1: 同項第二号 → 金融商品取引法 第百五十六条の三十一の二第一項第二号 (Article 156-31-2, paragraph (1), item (ii)), art-156-31-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1/item-2 - art-156-31-2/par-3/item-1: 第百五十六条の六十第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-1 - art-156-31-2/par-3/item-1: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1 - art-156-31-2/par-3/item-2: 第一項第一号 → 金融商品取引法 第百五十六条の三十一の二第一項第一号 (Article 156-31-2, paragraph (1), item (i)), art-156-31-2/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1/item-1 - art-156-31-2/par-3/item-2: 第百五十六条の六十第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-1 - art-156-31-2/par-3/item-2: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1 - art-156-31-2/par-3/item-2: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1 - art-156-31-2/par-3/item-2: 前号 → 金融商品取引法 第百五十六条の三十一の二第三項第一号 (Article 156-31-2, paragraph (3), item (i)), art-156-31-2/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-3/item-1 - art-156-31-2/par-3/item-3: 第一項第二号 → 金融商品取引法 第百五十六条の三十一の二第一項第二号 (Article 156-31-2, paragraph (1), item (ii)), art-156-31-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1/item-2 - art-156-31-2/par-3/item-3: 同項第一号 → 金融商品取引法 第百五十六条の三十一の二第一項第一号 (Article 156-31-2, paragraph (1), item (i)), art-156-31-2/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2/par-1/item-1 - art-156-31-2/par-3/item-3: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1 - art-156-32/par-2: 前項 → 金融商品取引法 第百五十六条の三十二第一項 (Article 156-32, paragraph (1)), art-156-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-32/par-1 - art-156-32/par-2: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 - art-156-33/par-1: 第百五十六条の二十九 → 金融商品取引法 第百五十六条の二十九 (Article 156-29), art-156-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-29 - art-156-33/par-2: 前項 → 金融商品取引法 第百五十六条の三十三第一項 (Article 156-33, paragraph (1)), art-156-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-33/par-1 - art-156-33/par-2: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 - art-156-34/par-1: この条 → 金融商品取引法 第百五十六条の三十四 (Article 156-34), art-156-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-34 - art-156-36/par-1/item-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の二十三 (Article 156-23), art-156-23 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-23 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の二十四 (Article 156-24), art-156-24 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の二十五 (Article 156-25), art-156-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-25 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の二十六 (Article 156-26), art-156-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-26 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の二十七 (Article 156-27), art-156-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の二十八 (Article 156-28), art-156-28 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-28 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の二十九 (Article 156-29), art-156-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-29 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十 (Article 156-30), art-156-30 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-30 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十一 (Article 156-31), art-156-31 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十一の二 (Article 156-31-2), art-156-31-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-31-2 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十二 (Article 156-32), art-156-32 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-32 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十三 (Article 156-33), art-156-33 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-33 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十四 (Article 156-34), art-156-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-34 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十五 (Article 156-35), art-156-35 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-35 - art-156-37/par-1: 第百五十六条の二十三から前条まで → 金融商品取引法 第百五十六条の三十六 (Article 156-36), art-156-36 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-29#art-156-36 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和五年法律第五十三号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_505AC0000000053), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-017, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-050, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22