# 金融商品取引法 / Financial Instruments and Exchange Act — 第九章 (Chapter 9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第九章 (Chapter 9) — address `ch-9` - Text: the text as amended with effect from 2028-01-01 (The date on which the provisions listed in Article 1, item (x) of the Supplementary Provisions of the Act Partially Amending the Income Tax Act, etc. (Act No. 12 of 2026) come into force. The exact day is not fixed yet.), standing until 2028-06-12 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20280101_508AC0000000064) - URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#ch-9 - The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-9 - Every provision below carries its address and its place on this text's page on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. The Ministry's English is given only where this text's Japanese is a wording the Ministry translated — the same as the text in force, or for a text not yet in force, a wording it translated ahead; every other paragraph's English is machine translation. --- ## 第九章　犯則事件の調査等 — Chapter IX Investigations in Criminal Cases heading: Ministry of Justice translation — Japanese Law Translation Database System ch-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#ch-9 ### 第二百十条（質問、検査又は領置等） — (Questioning, Examination, and Retention) caption: Ministry of Justice translation — Japanese Law Translation Database System art-210 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-210 **第一項** 証券取引等監視委員会（以下この章において「委員会」という。）の職員（以下この章において「委員会職員」という。）は、犯則事件（第八章の罪のうち、有価証券若しくは暗号等資産の売買その他の取引又はデリバティブ取引等の公正を害するものその他の委員会職員の調査の対象とすることが公益又は投資者保護のため必要かつ適当なものとして政令で定めるものに係る事件をいう。以下この章において同じ。）を調査するため必要があるときは、犯則嫌疑者若しくは参考人（以下この項及び次条第一項において「犯則嫌疑者等」という。）に対して出頭を求め、犯則嫌疑者等に対して質問し、犯則嫌疑者等が所持し若しくは置き去つた物件を検査し、又は犯則嫌疑者等が任意に提出し、若しくは置き去つた物件を領置することができる。 art-210/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-210/par-1 An official of the securities and Exchange Surveillance Commission (hereinafter referred to as the "Commission" in this Chapter) (hereinafter such an official is referred to as a "Commission official" in this Chapter) may, if this is necessary for investigating a criminal case (meaning a case relating to a crime referred to in Chapter VIII that is specified by Cabinet Order as a crime that is detrimental to the fairness of the purchase and sale or other transactions of securities or crypto-and other assets or of derivatives transactions, etc., or as any other crime that is necessary and appropriate to be made subject to investigation by Commission officials for the public interest or investor protection; hereinafter the same applies in this Chapter), request a suspect or witness (hereinafter referred to as a "suspect or witness in a criminal case" in this paragraph and paragraph (1) of the following Article) to appear, ask questions to a suspect or witness in a criminal case, inspect articles in the possession of or abandoned by a suspect or witness in a criminal case, or retain articles that a suspect or witness in a criminal case voluntarily submits or abandons. machine translation, not official **第二項** 委員会職員は、犯則事件の調査について、官公署又は公私の団体に照会して必要な事項の報告を求めることができる。 art-210/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-210/par-2 The Commission official may inquire with public agencies, or public or private organizations, and request them to report necessary particulars for the investigation of criminal cases. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十一条（臨検、捜索又は差押え等） — (Inspection, Search, or Seizure) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211 **第一項** 委員会職員は、犯則事件を調査するため必要があるときは、委員会の所在地を管轄する地方裁判所又は簡易裁判所の裁判官があらかじめ発する許可状により、臨検、犯則嫌疑者等の身体、物件若しくは住居その他の場所の捜索、証拠物若しくは没収すべき物件と思料するものの差押え又は電磁的記録提供命令（次の各号に掲げる者に対し、当該各号に定める方法により必要な電磁的記録を提供することを命ずる命令（提供させるべき電磁的記録及び提供の方法を指定してするものに限る。）をいう。以下この章において同じ。）をすることができる。ただし、参考人の身体、物件又は住居その他の場所については、差し押さえるべき物件の存在を認めるに足りる状況のある場合に限り、捜索をすることができる。 art-211/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 If it is necessary for investigating a criminal case, a Commission official may conduct an inspection; search the body of a suspect or witness in a criminal case, an object of a suspect or witness in a criminal case, or a residence or any other place associated with a suspect or witness in a criminal case; seize an article of evidence or a thing the official considers to be an object that should be confiscated; or issue an order to provide electronic or magnetic records (meaning an order to provide necessary electronic or magnetic records to the persons set forth in the following items by the methods specified in those items (limited to an order given by designating the electronic or magnetic records to be provided and the method of provision); hereinafter the same applies in this Chapter) through a warrant issued in advance by the judge of the district court or summary court that has jurisdiction over the locality of the Commission; provided, however, that a Commission official may search the body of a witness, an object associated with a witness, or a residence or any other place associated with a witness only if there are sufficient circumstances for the official to discern the existence of an object to be seized. machine translation, not official **一** 電磁的記録を保管する者　次のイ又はロに掲げる方法 art-211/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 a person that keeps electronic or magnetic records: the method set forth in (a) or (b) below; machine translation, not official **イ** 電磁的記録を記録媒体に記録させ又は移転させて当該記録媒体を提出させる方法 art-211/par-1/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1/sub-1 a method of causing an electronic or magnetic record to be recorded on or transferred to a recording medium and causing that recording medium to be submitted; machine translation, not official **ロ** 電気通信回線を通じて電磁的記録を当該命令をする者の管理に係る記録媒体に記録させ又は移転させる方法 art-211/par-1/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1/sub-2 a method of causing an electronic or magnetic record to be recorded on or transferred to a recording medium under the control of the person issuing the order, through telecommunication lines; machine translation, not official **二** 電磁的記録を利用する権限を有する者（前号に掲げる者を除く。）　同号イ又はロに掲げる方法（電磁的記録を記録媒体に記録させるものに限る。） art-211/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-2 a person with the authority to use an electronic or magnetic record (excluding a person set forth in the preceding item): the method set forth in (a) or (b) of that item (limited to a method by which an electronic or magnetic record is recorded on a recording medium). machine translation, not official **第二項** 差し押さえるべき物件が電子計算機であるときは、当該電子計算機に電気通信回線で接続している記録媒体であつて、当該電子計算機で作成若しくは変更をした電磁的記録又は当該電子計算機で変更若しくは消去をすることができることとされている電磁的記録を保管するために使用されていると認めるに足りる状況にあるものから、その電磁的記録を当該電子計算機又は他の記録媒体に複写した上、当該電子計算機又は当該他の記録媒体を差し押さえることができる。 art-211/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-2 If an object to be seized is a computer, starting from a recording medium connected via telecommunication lines to that computer which may be reasonably supposed that is used to store an electronic or magnetic record that has been made or altered using that computer or an electronic or magnetic record that may be altered or erased using that computer, the computer or the other recording medium may be seized after the electronic or magnetic record is copied onto that computer or that other recording medium. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 委員会職員は、電磁的記録提供命令をする場合において、必要があるときは、委員会の所在地を管轄する地方裁判所又は簡易裁判所の裁判官の許可を受けて、当該電磁的記録提供命令を受ける者に対し、一年を超えない期間を定めて、みだりに当該電磁的記録提供命令を受けたこと及び当該電磁的記録提供命令により提供を命じられた電磁的記録を提供し又は提供しなかつたことを漏らしてはならない旨を命ずることができる。 art-211/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-3 If a Commission official issues an order to provide electronic or magnetic records and it is necessary to do so, the official may, with the permission of the judge of the district court or summary court that has jurisdiction over the locality of the Commission, order the person who is to receive that order to provide electronic or magnetic records, specifying a period not exceeding one year, not to disclose without good reason the fact of having received that order to provide electronic or magnetic records, or the fact of having provided, or having failed to provide, the electronic or magnetic records ordered to be provided by that order to provide electronic or magnetic records. machine translation, not official **第四項** 前三項の場合において、急速を要するときは、委員会職員は、臨検すべき物件若しくは場所、捜索すべき身体、物件若しくは場所、差し押さえるべき物件又は電磁的記録を提供させるべき者の所在地を管轄する地方裁判所又は簡易裁判所の裁判官があらかじめ発する許可状により、前三項の処分をすることができる。 art-211/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-4 In the cases referred to in the preceding three paragraphs, in cases of urgency, a Commission official may make a disposition referred to in the preceding three paragraphs with a warrant issued in advance by the judge of the district court or the summary court that has jurisdiction over the locality of the object or place to be inspected, the body, object, or place to be searched, the object to be seized, or the person who is to provide the electronic or magnetic record. machine translation, not official **第五項** 委員会職員は、第一項又は前項の許可状（第二百二十二条の四第四項から第八項までを除き、以下この章において「許可状」という。）を請求する場合においては、犯則事件が存在すると認められる資料を提供しなければならない。 art-211/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-5 In requesting a warrant referred to in paragraph (1) or the preceding paragraph (hereinafter referred to as a "warrant" in this Chapter, excluding Article 222-4, paragraphs (4) through (8)), a Commission official must submit materials that confirm the existence of a criminal case. machine translation, not official **第六項** 許可状は、書面によるほか、最高裁判所規則で定めるところにより、電磁的記録によることができる。 art-211/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-6 A warrant may be in the form of an electronic or magnetic record, as well as in writing, as provided by the Rules of the Supreme Court. machine translation, not official **第七項** 委員会職員は、第三項の規定による命令をした場合において、その必要がなくなつたときは、自ら又は当該命令を受けた者の請求により、これを取り消さなければならない。 art-211/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-7 If a Commission official has issued an order under the provisions of paragraph (3) and it has ceased to be necessary, the official must rescind it, on the official's own initiative or at the request of the person who received that order. machine translation, not official **第八項** 第五項の規定による請求があつた場合において、地方裁判所又は簡易裁判所の裁判官が許可状を発するときは、当該裁判官は、犯則嫌疑者の氏名（法人については、名称）、罪名並びに臨検すべき物件若しくは場所、捜索すべき身体、物件若しくは場所、差し押さえるべき物件又は提供させるべき電磁的記録、提供させるべき者及び提供の方法並びに請求者の官職及び氏名、次の各号に掲げる場合の区分に応じ当該各号に定める事項、発付の年月日並びに裁判所名その他最高裁判所規則で定める事項を記載し、又は記録した許可状を委員会職員に発しなければならない。 art-211/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-8 If a request under paragraph (5) is made and the judge of the district court or the summary court issues a warrant, that judge must issue to a Commission official a warrant that states or records the name of the suspect in the criminal case (for a corporation, the name of the corporation), the charged offense, the object or place to be inspected, the person, object, or place to be searched, the object to be seized, or the electronic or magnetic record to be provided, the person who is to provide it and the method of provision, the government position and name of the requester, the particulars specified in each of the following items in accordance with the category of cases set forth in that item, the date of issuance, the name of the court, and other particulars specified by the Rules of the Supreme Court. machine translation, not official **一** 当該許可状が書面による場合　有効期間及びその期間経過後は執行に着手し、又は電磁的記録提供命令をすることができず許可状を返還しなければならない旨 art-211/par-8/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-8/item-1 If the warrant is in writing: the valid period, and the fact that after the valid period ends, the warrant may not be executed or an order to provide electronic or magnetic records issued and must be returned; machine translation, not official **二** 当該許可状が電磁的記録による場合　有効期間及びその期間経過後は執行に着手し、又は電磁的記録提供命令をすることができず委員会職員の使用に係る電子計算機から許可状を消去することその他の最高裁判所規則で定める措置をとり、かつ、当該措置をとつた旨を記録した電磁的記録を当該裁判官に提出しなければならない旨 art-211/par-8/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-8/item-2 If the warrant is in the form of an electronic or magnetic record: the valid period, and the fact that after the valid period ends, the warrant may not be executed or an order to provide electronic or magnetic records issued and the Commission official must take measures specified by the Rules of the Supreme Court such as erasing the warrant from the computer used by the Commission official, and must submit to that judge an electronic or magnetic record recording the fact that those measures have been taken. machine translation, not official **第九項** 第二項の場合においては、許可状に、前項に規定する事項のほか、差し押さえるべき電子計算機に電気通信回線で接続している記録媒体であつて、その電磁的記録を複写すべきものの範囲を記載し、又は記録しなければならない。 art-211/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-9 In the case referred to in paragraph (2), in addition to the particulars prescribed in the preceding paragraph, the warrant must state or record the scope of the recording medium that is connected via telecommunication lines to the computer to be seized, and whose electronic or magnetic records are to be copied. machine translation, not official **第十項** 許可状は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置がとられたものでなければならない。 art-211/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-10 A warrant must be one for which the measures specified in each of the following items have been taken in accordance with the category of cases set forth in that item. machine translation, not official **一** 当該許可状が書面による場合　当該裁判官が記名押印すること。 art-211/par-10/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-10/item-1 If the warrant is in writing: the judge affixes the judge's name and seal; machine translation, not official **二** 当該許可状が電磁的記録による場合　当該裁判官が最高裁判所規則で定める記名押印に代わる措置（当該許可状に記録された事項を電子計算機の映像面、書面その他のものに表示したときに、併せて当該裁判官の氏名が表示されることとなるものに限る。）をとること。 art-211/par-10/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-10/item-2 If the warrant is in the form of an electronic or magnetic record: the judge takes a measure specified by the Rules of the Supreme Court in place of affixing a name and seal (limited to one by which, when the particulars recorded in the warrant are displayed on the screen of a computer, on paper, or on another thing, the judge's name is also displayed). machine translation, not official **第十一項** 地方裁判所又は簡易裁判所の裁判官は、第三項の許可をするときは、許可状にその旨及び同項の規定により漏らしてはならない旨を命ずる期間を記載し、又は記録しなければならない。 art-211/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-11 When the judge of the district court or the summary court grants the permission under paragraph (3), the judge must state or record in the warrant that fact and the period for which the person is ordered not to disclose under the provisions of that paragraph. machine translation, not official **第十二項** 委員会職員は、許可状を他の委員会職員に提供して、臨検、捜索、差押え又は電磁的記録提供命令をさせることができる。 art-211/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-12 A Commission official may provide a warrant to another Commission official and have that official execute the inspection, search, seizure, or order to provide electronic or magnetic records. machine translation, not official ### 第二百十一条の二（通信事務を行う者に対する差押え） — (Seizure from a Person That Handles Communications) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2 **第一項** 委員会職員は、犯則事件を調査するため必要があるときは、許可状の発付を受けて、犯則嫌疑者から発し、又は犯則嫌疑者に対して発した郵便物、信書便物若しくは電信についての書類で法令の規定に基づき通信事務を取り扱う者が保管し、又は所持するものを差し押さえることができる。 art-211-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-1 If it is necessary for investigating a criminal case, a Commission official may seize a document concerning a postal item, correspondence item, or telegraphic communication sent by or addressed to a suspect in a criminal case, which, based on the provisions of laws and regulations, is stored by or in the possession of a person handling communications, by being issued a warrant. machine translation, not official **第二項** 委員会職員は、前項の規定に該当しない郵便物、信書便物又は電信についての書類で法令の規定に基づき通信事務を取り扱う者が保管し、又は所持するものについては、犯則事件に関係があると認めるに足りる状況があるものに限り、許可状の発付を受けて、これを差し押さえることができる。 art-211-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-2 A Commission official may seize a document concerning a postal item, correspondence item, or telegraphic communication not falling under the preceding paragraph, which, based on the provisions of laws and regulations, is stored by or in the possession of a person handling communications only if there are sufficient circumstances to suppose that the document is related to a criminal case, by being issued a warrant. machine translation, not official **第三項** 委員会職員は、前二項の規定による処分をした場合においては、その旨を発信人又は受信人に通知しなければならない。ただし、通知することによつて犯則事件の調査が妨げられるおそれがある場合は、この限りでない。 art-211-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-3 Upon making the disposition under the provisions of the preceding two paragraphs, Commission official must notify the sender or recipient to that effect; provided, however, that this does not apply if notifying the sender or recipient is likely to hinder the investigation of the criminal case. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十一条の三（通信履歴の電磁的記録の保全要請） — (Request for Preservation of Electronic or Magnetic Records of Communications History) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-3 **第一項** 委員会職員は、差押えをし、又は電磁的記録提供命令により電磁的記録を提供させるため必要があるときは、電気通信を行うための設備を他人の通信の用に供する事業を営む者又は自己の業務のために不特定若しくは多数の者の通信を媒介することのできる電気通信を行うための設備を設置している者に対し、その業務上記録している電気通信の送信元、送信先、通信日時その他の通信履歴の電磁的記録のうち必要なものを特定し、三十日を超えない期間を定めて、これを消去しないよう、書面により又は電磁的記録により求めることができる。この場合において、当該求めに係る電磁的記録について差押えをし、又は電磁的記録提供命令により当該電磁的記録を提供させる必要がないと認めるに至つたときは、当該求めを取り消さなければならない。 art-211-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-1 If it is necessary for carrying out the seizure or having electronic or magnetic records provided by an order to provide electronic or magnetic records, a Commission official may specify the necessary electronic or magnetic records from among the electronic or magnetic records of the sender, recipient, date and time, and other communications history, for telecommunications that are recorded in the course of business, and request in writing or by electronic or magnetic record that a person engaged in the business of making equipment to be used for telecommunication available for other persons' communications or a person that has established equipment which is used for telecommunication and that is capable of intermediating the communications of unspecified or many persons for their own business not to erase the specified electronic or magnetic records during a fixed period of no longer than 30 days. In such a case, if the Commission official comes to find that it is no longer necessary to carry out the seizure of the electronic or magnetic records subject to that request or to have those electronic or magnetic records provided by an order to provide electronic or magnetic records, the Commission official must withdraw that request. machine translation, not official **第二項** 前項の規定により消去しないよう求める期間については、特に必要があるときは、三十日を超えない範囲内で延長することができる。ただし、消去しないよう求める期間は、通じて六十日を超えることができない。 art-211-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-2 If it is particularly necessary, the period during which the request is made not to erase the records pursuant to the provisions of the preceding paragraph may be extended by a period of no longer than 30 days; provided however, that the period during which the request is made not to erase the records may not exceed 60 days in total. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の規定による求めを行う場合において、必要があるときは、みだりに当該求めに関する事項を漏らさないよう求めることができる。 art-211-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-3 If it is necessary to do so in making a request under the provisions of paragraph (1), the Commission official may request that the particulars of that request not be divulged without reason. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十一条の四（電磁的記録に係る記録媒体の差押えに代わる処分） — (Dispositions in Lieu of the Seizure of a Recording Medium Containing Electronic or Magnetic Records) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-211-4 **第一項** 差し押さえるべき物件が電磁的記録に係る記録媒体であるときは、委員会職員は、その差押えに代えて次に掲げる処分をすることができる。 art-211-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-211-4/par-1 If the object to be seized is a recording medium containing electronic or magnetic records, a Commission official may make any of the following dispositions in lieu of the seizure of the recording medium: Ministry of Justice translation — Japanese Law Translation Database System **一** 差し押さえるべき記録媒体に記録された電磁的記録を他の記録媒体に複写し、印刷し、又は移転した上、当該他の記録媒体を差し押さえること。 art-211-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-211-4/par-1/item-1 copying, printing out, or transferring the electronic or magnetic records contained in the recording medium to be seized onto another recording medium, and then seizing that other recording medium; or Ministry of Justice translation — Japanese Law Translation Database System **二** 差押えを受ける者に差し押さえるべき記録媒体に記録された電磁的記録を他の記録媒体に複写させ、印刷させ、又は移転させた上、当該他の記録媒体を差し押さえること。 art-211-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-211-4/par-1/item-2 having the person subject to the seizure copy, print out, or transfer the electronic or magnetic records contained in the recording medium to be seized onto another recording medium, and then seizing that other recording medium. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十二条（臨検、捜索又は差押えの夜間執行の制限等） — Restriction on the Execution of Inspection, Search, or Seizure at Night, etc. caption: machine translation, not official art-212 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-212 **第一項** 臨検、捜索又は差押えは、許可状に夜間でも執行することができる旨の記載又は記録がなければ、日没から日出までの間には、してはならない。 art-212/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-212/par-1 It is prohibited for an inspection, a search, or a seizure to be made during the period between sunset and sunrise unless the warrant states or records that this may be executed at night. machine translation, not official **第二項** 日没前に開始した臨検、捜索又は差押えは、必要があると認めるときは、日没後まで継続することができる。 art-212/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-212/par-2 An inspection, a search, or a seizure that was initiated before sunset may be continued after sunset, if this is found to be necessary. machine translation, not official **第三項** 次条第二項の規定にかかわらず、日没から日出までの間には、許可状（同条第三項の規定により立ち入るべき場所が記載され、又は記録されたものに限る。）に夜間でも許可状の提示をすることができる旨の記載又は記録がなければ、電磁的記録提供命令をする場合における同条第一項の規定による措置をとるため、人の住居又は人の看守する邸宅、建造物若しくは船舶内に入ることはできない。 art-212/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-212/par-3 Notwithstanding the provisions of paragraph (2) of the following Article, during the period between sunset and sunrise, a person may not enter a person's residence, or a mansion, building, or vessel that a person watches over, in order to take the measures under paragraph (1) of that Article in the case of issuing an order to provide electronic or magnetic records, unless the warrant (limited to one in which the places to be entered under paragraph (3) of that Article are stated or recorded) states or records that the presentation of the warrant may be made even at night. machine translation, not official ### 第二百十三条（許可状の提示等） — Presentation of a Warrant, etc. caption: machine translation, not official art-213 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213 **第一項** 臨検、捜索、差押え又は電磁的記録提供命令の許可状については、これらの処分を受ける者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める措置をとらなければならない。 art-213/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-1 With regard to the warrant for an inspection, a search, a seizure, or an order to provide electronic or magnetic records, the measures specified in each of the following items must be taken toward the person subject to those dispositions, in accordance with the category of cases set forth in that item. machine translation, not official **一** 許可状が書面である場合　許可状を示すこと。 art-213/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-1/item-1 If the warrant is in writing: the warrant is shown; machine translation, not official **二** 許可状が電磁的記録である場合　内閣府令で定めるところにより、許可状に記録された事項及び第二百十一条第十項（第二号に係る部分に限る。）の規定による措置に係る地方裁判所又は簡易裁判所の裁判官の氏名を、電子計算機の映像面、書面その他のものに表示して示すこと又は処分を受ける者をしてその使用に係る電子計算機の映像面、書面その他のものに表示させて示すこと。 art-213/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-1/item-2 If the warrant is an electronic or magnetic record: the particulars recorded in the warrant and the name of the judge of the district court or summary court relating to the measure under Article 211, paragraph (10) (limited to the part pertaining to item (ii)) are shown, in accordance with Cabinet Office Order, by displaying them on the screen of a computer, on paper, or on another thing, or by having the person subject to the disposition display them on the screen of a computer used by that person, on paper, or on another thing. machine translation, not official **第二項** 委員会職員は、電磁的記録提供命令をする場合において、前項の規定による措置をとるため必要があるときは、地方裁判所又は簡易裁判所の裁判官の許可を受けて、人の住居又は人の看守する邸宅、建造物若しくは船舶内に入ることができる。 art-213/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-2 If a Commission official issues an order to provide electronic or magnetic records and it is necessary for taking the measures under the preceding paragraph, the official may, with the permission of the judge of the district court or summary court, enter a person's residence, or a mansion, building, or vessel that a person watches over. machine translation, not official **第三項** 地方裁判所又は簡易裁判所の裁判官は、前項の許可をするときは、許可状に立ち入るべき場所を記載し、又は記録しなければならない。 art-213/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-3 When granting the permission under the preceding paragraph, the judge of the district court or summary court must state or record the place to be entered in the warrant. machine translation, not official **第四項** 委員会職員が電磁的記録提供命令をする場合（第二項の許可を受けた場合に限る。）における第一項の規定による措置をとるについては、次に掲げる処分その他必要な処分をすることができる。 art-213/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-4 With regard to taking the measures under paragraph (1) in the case where a Commission official issues an order to provide electronic or magnetic records (limited to the case where the permission under paragraph (2) has been obtained), the official may make the following dispositions and other necessary dispositions. machine translation, not official **一** 錠を外すこと。 art-213/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-4/item-1 Releasing a lock; machine translation, not official **二** 何人に対しても、委員会職員の許可を受けないで当該措置をとる場所に出入りすることを禁止すること。 art-213/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-4/item-2 Prohibiting any person from entering or exiting the place where those measures are taken without the permission of a Commission official; machine translation, not official **三** この項（前号に係る部分に限る。）の規定による処分に従わない者について、これを退去させ、又は当該措置をとり終わるまでこれに看守者を付すること。 art-213/par-4/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-4/item-3 Having a person who does not comply with a disposition under this paragraph (limited to the part pertaining to the preceding item) leave, or placing a guard over that person until those measures have been completed. machine translation, not official ### 第二百十四条（身分の証明） — (Proof of Identity) caption: Ministry of Justice translation — Japanese Law Translation Database System art-214 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-214 **第一項** 委員会職員は、この章の規定により質問、検査、領置、臨検、捜索、差押え又は電磁的記録提供命令をするときは、その身分を示す証票を携帯し、関係者の請求があつたときは、これを提示しなければならない。 art-214/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-214/par-1 When carrying out questioning, examination, retention, inspection, search, seizure, or an order to provide electronic or magnetic records pursuant to the provisions of this Chapter, a Commission official must carry an identification card and present it if requested by a person concerned. machine translation, not official ### 第二百十五条（臨検、捜索又は差押え等に際しての必要な処分） — (Necessary Dispositions at the Time of Inspection, Search, or Seizure) caption: Ministry of Justice translation — Japanese Law Translation Database System art-215 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215 **第一項** 委員会職員は、臨検、捜索又は差押えをするため必要があるときは、錠を外し、封を開き、その他必要な処分をすることができる。 art-215/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215/par-1 If it is necessary to do so in order to carry out an inspection, a search, or a seizure, a Commission official may release a lock, open a seal, or make other necessary dispositions. machine translation, not official **第二項** 前項の処分は、領置物件、差押物件又は電磁的記録提供命令（第二百十一条第一項第一号イに掲げる方法による提供を命ずるものに限る。）により提出させた記録媒体についても、することができる。 art-215/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215/par-2 The dispositions referred to in the preceding paragraph may also be made with respect to retained objects, seized objects, or a recording medium submitted pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (a)). machine translation, not official **第三項** 委員会職員は、電磁的記録提供命令（第二百十一条第一項第一号ロに掲げる方法による提供を命ずるものに限る。）により電磁的記録を提供させた場合には、当該電磁的記録の内容を確認するための措置をとることその他必要な処分をすることができる。 art-215/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215/par-3 If a Commission official has had electronic or magnetic records provided pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (b)), the official may take measures to confirm the content of those electronic or magnetic records and make other necessary dispositions. machine translation, not official ### 第二百十五条の二（処分を受ける者に対する協力要請） — (Request for Cooperation from the Person Subject to the Disposition) caption: Ministry of Justice translation — Japanese Law Translation Database System art-215-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215-2 **第一項** 臨検すべき物件又は差し押さえるべき物件が電磁的記録に係る記録媒体であるときは、委員会職員は、臨検又は捜索若しくは差押えを受ける者に対し、電子計算機の操作その他の必要な協力を求めることができる。 art-215-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215-2/par-1 If the object to be inspected or the object to be seized is a recording medium containing electronic or magnetic records, a Commission official may ask the person subject to the inspection, search, or seizure to operate the computer or provide other necessary cooperation. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十六条（処分中の出入りの禁止） — (Prohibiting Entrance and Exit During Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-216 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-216 **第一項** 委員会職員は、この章の規定により質問、検査、領置、臨検、捜索又は差押えをする間は、何人に対しても、許可を受けないでその場所に出入りすることを禁止することができる。 art-216/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-216/par-1 While carrying out questioning, examination, retention, inspection, search, or seizure pursuant to the provisions of this Chapter, a Commission official may prohibit any person from entering or exiting the place without permission. machine translation, not official ### 第二百十七条（責任者等の立会い） — (Attendance of the Person in Charge) caption: Ministry of Justice translation — Japanese Law Translation Database System art-217 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-217 **第一項** 委員会職員は、人の住居又は人の看守する邸宅若しくは建造物その他の場所で臨検、捜索又は差押えをするときは、その所有者若しくは管理者（これらの者の代表者、代理人その他これらの者に代わるべき者を含む。）又はこれらの者の使用人若しくは同居の親族で成年に達した者を立ち会わせなければならない。 art-217/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-217/par-1 When carrying out an inspection, a search, or a seizure at a person's residence, or at a mansion, building, or other place that a person watches over, a Commission official must have the owner or manager (or a representative, agent, or other person that may act on the owner's or manager's behalf) or the employee or co-habiting adult relative of the owner or manager, present at the site. machine translation, not official **第二項** 前項の場合において、同項に規定する者を立ち会わせることができないときは、その隣人で成年に達した者又はその地の警察官若しくは地方公共団体の職員を立ち会わせなければならない。 art-217/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-217/par-2 In the case referred to in the preceding paragraph, if it is not possible to have any of the persons prescribed in that paragraph present at the site, a Commission official must have an adult neighbor of the person, or another police officer or official of the local government, present at the site. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 女子の身体について捜索するときは、成年の女子を立ち会わせなければならない。ただし、急速を要する場合はこの限りでない。 art-217/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-217/par-3 When searching a female, a Commission official must have an adult female present; provided, however, that this does not apply in cases of urgency. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十八条（警察官の援助） — (Assistance of Police Officers) caption: Ministry of Justice translation — Japanese Law Translation Database System art-218 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-218 **第一項** 委員会職員は、臨検、捜索、差押え又は電磁的記録提供命令をするに際し必要があるときは、警察官の援助を求めることができる。 art-218/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-218/par-1 A Commission official may request the assistance of police officers if this is necessary at the time the Commission official carries out an inspection, a search, a seizure, or an order to provide electronic or magnetic records. machine translation, not official ### 第二百十九条（調書の作成） — (Preparation of a Record) caption: Ministry of Justice translation — Japanese Law Translation Database System art-219 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219 **第一項** 委員会職員は、この章の規定により質問をしたときは、その調書（電磁的記録をもつて作成するものを含む。以下この条において同じ。）を作成し、次の各号に掲げる場合の区分に応じ、当該各号に定めるものを質問を受けた者に閲覧させ、又は読み聞かせて、誤りがないかどうかを問い、質問を受けた者が増減変更の申立てをしたときは、その陳述を調書に記載し、又は記録しなければならない。 art-219/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-1 Upon carrying out questioning pursuant to the provisions of this Chapter, a Commission official must prepare a record of the questioning (including one prepared as an electronic or magnetic record; the same applies hereinafter in this Article), have the person the official questioned inspect what is specified in each of the following items in accordance with the category of cases set forth in that item, or read it aloud to the person, ask the person whether it contains any errors, and if the person makes a proposal for an addition to, deletion from, or alteration of the record, state or record the person's statement in the record. machine translation, not official **一** 調書を書面をもつて作成する場合　調書 art-219/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-1/item-1 If the record is prepared in writing: the record; machine translation, not official **二** 調書を電磁的記録をもつて作成する場合　調書の内容を表示したもの art-219/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-1/item-2 If the record is prepared as an electronic or magnetic record: a display of the content of the record. machine translation, not official **第二項** 前項の調書には、委員会職員は、次の各号に掲げる場合の区分に応じ、質問を受けた者とともに当該各号に定める措置をとらなければならない。ただし、質問を受けた者が当該措置をとらず、又は当該措置をとることができないときは、その旨を付記すれば足りる。 art-219/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-2 With regard to the record referred to in the preceding paragraph, a Commission official must take, together with the person questioned, the measure specified in each of the following items in accordance with the category of cases set forth in that item; provided, however, that if the person questioned does not take that measure or cannot take it, it is sufficient to append a note of this. machine translation, not official **一** 調書を書面をもつて作成する場合　調書に署名押印すること。 art-219/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-2/item-1 If the record is prepared in writing: signing and sealing the record; machine translation, not official **二** 調書を電磁的記録をもつて作成する場合　調書に内閣府令で定める署名押印に代わる措置をとること。 art-219/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-2/item-2 If the record is prepared as an electronic or magnetic record: taking a measure specified by Cabinet Office Order in place of signing and sealing the record. machine translation, not official **第三項** 委員会職員は、この章の規定により検査、領置又は電磁的記録提供命令をしたときは、その調書を作成し、次の各号に掲げる場合の区分に応じ、当該各号に定める措置をとらなければならない。 art-219/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-3 Upon carrying out an examination, retention, or order to provide electronic or magnetic records pursuant to the provisions of this Chapter, a Commission official must prepare a record of this, and take the measure specified in each of the following items in accordance with the category of cases set forth in that item. machine translation, not official **一** 調書を書面をもつて作成する場合　調書に署名押印すること。 art-219/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-3/item-1 If the record is prepared in writing: signing and sealing the record; machine translation, not official **二** 調書を電磁的記録をもつて作成する場合　調書に内閣府令で定める署名押印に代わる措置をとること。 art-219/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-3/item-2 If the record is prepared as an electronic or magnetic record: taking a measure specified by Cabinet Office Order in place of signing and sealing the record. machine translation, not official **第四項** 委員会職員は、この章の規定により臨検、捜索又は差押えをしたときは、その調書を作成し、次の各号に掲げる場合の区分に応じ、当該各号に定めるものを立会人に示さなければならない。 art-219/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-4 Upon carrying out an inspection, search, or seizure pursuant to the provisions of this Chapter, a Commission official must prepare a record of this, and show a person who was present what is specified in each of the following items in accordance with the category of cases set forth in that item. machine translation, not official **一** 調書を書面をもつて作成する場合　調書 art-219/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-4/item-1 If the record is prepared in writing: the record; machine translation, not official **二** 調書を電磁的記録をもつて作成する場合　調書の内容を表示したもの art-219/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-4/item-2 If the record is prepared as an electronic or magnetic record: a display of the content of the record. machine translation, not official **第五項** 前項の調書には、委員会職員は、次の各号に掲げる場合の区分に応じ、立会人とともに当該各号に定める措置をとらなければならない。ただし、立会人が当該措置をとらず、又は当該措置をとることができないときは、その旨を付記すれば足りる。 art-219/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-5 With regard to the record referred to in the preceding paragraph, a Commission official must take, together with the person who was present, the measure specified in each of the following items in accordance with the category of cases set forth in that item; provided, however, that if the person who was present does not take that measure or cannot take it, it is sufficient to append a note of this. machine translation, not official **一** 調書を書面をもつて作成する場合　調書に署名押印すること。 art-219/par-5/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-5/item-1 If the record is prepared in writing: signing and sealing the record; machine translation, not official **二** 調書を電磁的記録をもつて作成する場合　調書に内閣府令で定める署名押印に代わる措置をとること。 art-219/par-5/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-5/item-2 If the record is prepared as an electronic or magnetic record: taking a measure specified by Cabinet Office Order in place of signing and sealing the record. machine translation, not official ### 第二百二十条（領置目録等の作成等） — (Preparation of a Retention Inventory) caption: Ministry of Justice translation — Japanese Law Translation Database System art-220 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-220 **第一項** 委員会職員は、領置若しくは差押えをしたとき又は電磁的記録提供命令（第二百十一条第一項第一号イに掲げる方法による提供を命ずるものに限る。）により記録媒体を提出させたときは、書面又は電磁的記録をもつてその目録を作成し、領置物件若しくは差押物件の所有者、所持者若しくは保管者（第二百十一条の四の規定による処分を受けた者を含む。）若しくは当該電磁的記録提供命令を受けた者又はこれらの者に代わるべき者に提供しなければならない。 art-220/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-220/par-1 Upon carrying out a retention or seizure, or upon having a recording medium submitted pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (a)), a Commission official must prepare an inventory in writing or as an electronic or magnetic record and provide it to the owner, possessor, or keeper of the retained object or seized object (including a person rendered a disposition under the provisions of Article 211-4), or the person who received that order to provide electronic or magnetic records, or to any other person that may act on their behalf. machine translation, not official **第二項** 電磁的記録提供命令（第二百十一条第一項第一号ロに掲げる方法による提供を命ずるものに限る。）により電磁的記録を提供させた場合には、書面又は電磁的記録をもつてその目録を作成し、当該電磁的記録提供命令を受けた者又はこれに代わるべき者に提供しなければならない。 art-220/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-220/par-2 In the case where electronic or magnetic records have been provided pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (b)), an inventory must be prepared in writing or as an electronic or magnetic record and provided to the person who received that order to provide electronic or magnetic records or to any other person that may act on that person's behalf. machine translation, not official **第三項** 前二項の規定にかかわらず、電磁的記録をもつて作成する目録の提供は、これを受ける者に異議があるときは、することができない。 art-220/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-220/par-3 Notwithstanding the provisions of the preceding two paragraphs, an inventory prepared as an electronic or magnetic record may not be provided if the person who is to receive it objects. machine translation, not official ### 第二百二十一条（領置物件等の処置） — (Handling of Retained Objects) caption: Ministry of Justice translation — Japanese Law Translation Database System art-221 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-221 **第一項** 運搬又は保管に不便な領置物件又は差押物件は、その所有者又は所持者その他委員会職員が適当と認める者に、その承諾を得て、保管証を徴して保管させることができる。 art-221/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-221/par-1 A Commission official may collect a storage certificate and have the owner or possessor of a retained object or seized object that is inconvenient to transport or store, or any other person that the Commission official finds to be appropriate, store that object, with the consent of the person in question. machine translation, not official ### 第二百二十二条（領置物件等の還付等） — (Return of Retained Objects) caption: Ministry of Justice translation — Japanese Law Translation Database System art-222 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222 **第一項** 委員会職員は、領置物件、差押物件又は電磁的記録提供命令（第二百十一条第一項第一号イに掲げる方法による提供を命ずるものに限る。）により提出させた記録媒体について留置の必要がなくなつたときは、その返還を受けるべき者にこれを還付しなければならない。 art-222/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-1 If it becomes unnecessary to keep a retained article, seized article, or recording medium submitted pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (a)), a Commission official must return it to the person to whom it should be returned. machine translation, not official **第二項** 委員会は、前項の領置物件、差押物件又は記録媒体について、その返還を受けるべき者の住所若しくは居所がわからないため、又はその他の事由によりこれを還付することができない場合においては、その旨を公告しなければならない。 art-222/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-2 If the Commission is unable to return a retained article, seized article, or recording medium referred to in the preceding paragraph because the address or residence of the person to whom it should be returned is unknown or for any other such reason, the Commission must issue public notice of this. machine translation, not official **第三項** 前項の規定による公告に係る領置物件、差押物件又は記録媒体について公告の日から六月を経過しても還付の請求がないときは、これらの物件は、国庫に帰属する。 art-222/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-3 If no request is filed for the return of the retained article, seized article, or recording medium to which the public notice under the provisions of the preceding paragraph concerns after six months have elapsed since the day of the public notice, those articles vest in the national treasury. machine translation, not official ### 第二百二十二条の二（移転した上差し押さえた記録媒体の交付等） — (Delivery of a Recording Medium Seized after Transfer) caption: Ministry of Justice translation — Japanese Law Translation Database System art-222-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2 **第一項** 委員会職員は、次の各号に掲げる記録媒体について留置の必要がなくなつた場合において、当該各号に定める者と当該記録媒体の所有者、所持者又は保管者とが異なるときは、当該各号に定める者に対し、当該記録媒体を交付し、又は当該電磁的記録の複写を許さなければならない。 art-222-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-1 If it becomes unnecessary to keep a recording medium set forth in each of the following items, and the person specified in that item is a different person from the owner, possessor, or keeper of the recording medium, a Commission official must deliver the recording medium to the person specified in that item or allow the person to copy the electronic or magnetic records. machine translation, not official **一** 第二百十一条の四の規定により電磁的記録を移転し、又は移転させた上差し押さえた記録媒体　差押えを受けた者 art-222-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-1/item-1 a recording medium that was seized after transferring or having a person transfer electronic or magnetic records pursuant to the provisions of Article 211-4: the person subject to the seizure; machine translation, not official **二** 電磁的記録提供命令（第二百十一条第一項第一号イに掲げる方法（電磁的記録を記録媒体に移転させるものに限る。）による提供を命ずるものに限る。以下この号において同じ。）により提出させた記録媒体　電磁的記録提供命令を受けた者 art-222-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-1/item-2 a recording medium submitted pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (a) (limited to a method by which electronic or magnetic records are transferred to a recording medium); the same applies hereinafter in this item): the person who received an order to provide electronic or magnetic records. machine translation, not official **第二項** 前条第二項の規定は、前項の規定による交付又は複写について準用する。 art-222-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-2 The provisions of paragraph (2) of the preceding Article apply mutatis mutandis to delivery or copying under the provisions of the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項において準用する前条第二項の規定による公告の日から六月を経過しても第一項の規定による交付又は複写の請求がないときは、その交付をし、又は複写をさせることを要しない。 art-222-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-3 If no request is filed for the delivery or copying under the provisions of paragraph (1) after six months have elapsed since the day of the public notice under the provisions of paragraph (2) of the preceding Article as applied mutatis mutandis pursuant to the preceding paragraph, the Commission official is not required to make the delivery or have the person make the copying. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十二条の三（電磁的記録提供命令により移転させた電磁的記録の複写） — Copying of Electronic or Magnetic Records Transferred pursuant to an Order to Provide Electronic or Magnetic Records caption: machine translation, not official art-222-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-3 **第一項** 委員会職員は、電磁的記録提供命令（第二百十一条第一項第一号ロに掲げる方法（電磁的記録を記録媒体に移転させるものに限る。）による提供を命ずるものに限る。）により移転させた電磁的記録について、当該電磁的記録提供命令を受けた者に保管させないこととする理由がなくなつたときは、当該者の請求により又は職権で、当該者に対し、当該電磁的記録の複写を許さなければならない。 art-222-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-3/par-1 If the reason for not having the person who received that order to provide electronic or magnetic records store electronic or magnetic records transferred pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (b) (limited to a method by which electronic or magnetic records are transferred to a recording medium)) has ceased to exist, a Commission official must, at the request of that person or ex officio, allow that person to copy the electronic or magnetic records. machine translation, not official **第二項** 第二百二十二条第二項の規定は、前項の規定による複写について準用する。 art-222-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-3/par-2 The provisions of Article 222, paragraph (2) apply mutatis mutandis to copying under the provisions of the preceding paragraph. machine translation, not official **第三項** 前項において準用する第二百二十二条第二項の規定による公告の日から六月を経過しても前項の複写の請求がないときは、その複写をさせることを要しない。 art-222-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-3/par-3 If no request for the copying referred to in the preceding paragraph is made after six months have elapsed since the day of the public notice under the provisions of Article 222, paragraph (2) as applied mutatis mutandis pursuant to the preceding paragraph, it is not necessary to allow that copying. machine translation, not official ### 第二百二十二条の四（鑑定等の嘱託） — (Request for Expert Opinion) caption: Ministry of Justice translation — Japanese Law Translation Database System art-222-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4 **第一項** 委員会職員は、犯則事件を調査するため必要があるときは、学識経験を有する者に領置物件、差押物件若しくは電磁的記録提供命令により提出させた記録媒体若しくは提供させた電磁的記録（次項及び第六項において「物件」という。）についての鑑定を嘱託し、又は通訳若しくは翻訳を嘱託することができる。 art-222-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-1 If it is necessary for investigating a criminal case, a Commission official may Commission a person with relevant expertise to present an expert opinion with regard to a retained object, seized object, or recording medium submitted or electronic or magnetic records provided pursuant to an order to provide electronic or magnetic records (referred to as an "article" in the following paragraph and paragraph (6)), or Commission that person to perform interpretation or translation services. machine translation, not official **第二項** 前項の規定による鑑定の嘱託を受けた者（第六項及び第八項において「鑑定人」という。）は、委員会の所在地を管轄する地方裁判所又は簡易裁判所の裁判官の許可を受けて、当該鑑定に係る物件を破壊することができる。 art-222-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-2 A person that has received a request for an expert opinion under the provisions of the preceding paragraph (referred to as an "expert" in paragraphs (6) and (8)) may destroy the article for which an expert opinion was requested, with the permission of the judge of the district court or summary court that has jurisdiction over the locality of the Commission. machine translation, not official **第三項** 前項の許可の請求は、委員会職員からしなければならない。 art-222-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-3 A request for the permission referred to in the preceding paragraph must come from a commission official. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 地方裁判所又は簡易裁判所の裁判官は、前項の請求があつた場合において、当該請求を相当と認めるときは、許可状を委員会職員に発しなければならない。 art-222-4/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-4 If the request referred to in the preceding paragraph has been made and the judge of the district court or summary court finds the request to be reasonable, the judge must issue a warrant to a Commission official. machine translation, not official **第五項** 前項の許可状は、書面によるほか、最高裁判所規則で定めるところにより、電磁的記録によることができる。 art-222-4/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-5 A warrant referred to in the preceding paragraph may be in the form of an electronic or magnetic record, as well as in writing, as provided by the Rules of the Supreme Court. machine translation, not official **第六項** 第四項の許可状には、犯則嫌疑者の氏名（法人については、名称）、罪名、破壊すべき物件及び鑑定人の氏名並びに請求者の官職及び氏名、発付の年月日並びに裁判所名その他最高裁判所規則で定める事項を記載し、又は記録しなければならない。 art-222-4/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-6 A warrant referred to in paragraph (4) must state or record the name of the suspect in the criminal case (for a corporation, the name of the corporation), the charged offense, the article to be destroyed, the name of the expert, the government position and name of the requester, the date of issuance, the name of the court, and other particulars specified by the Rules of the Supreme Court. machine translation, not official **第七項** 第四項の許可状は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置がとられたものでなければならない。 art-222-4/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-7 A warrant referred to in paragraph (4) must be one for which the measures specified in each of the following items have been taken in accordance with the category of cases set forth in that item. machine translation, not official **一** 当該許可状が書面による場合　当該裁判官が記名押印すること。 art-222-4/par-7/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-7/item-1 If the warrant is in writing: the judge affixes the judge's name and seal; machine translation, not official **二** 当該許可状が電磁的記録による場合　当該裁判官が最高裁判所規則で定める記名押印に代わる措置（当該許可状に記録された事項を電子計算機の映像面、書面その他のものに表示したときに、併せて当該裁判官の氏名が表示されることとなるものに限る。）をとること。 art-222-4/par-7/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-7/item-2 If the warrant is in the form of an electronic or magnetic record: the judge takes a measure specified by the Rules of the Supreme Court in place of affixing a name and seal (limited to one by which, when the particulars recorded in the warrant are displayed on the screen of a computer, on paper, or on another thing, the judge's name is also displayed). machine translation, not official **第八項** 鑑定人は、第二項の処分を受ける者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める措置をとらなければならない。 art-222-4/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-8 An expert must take, with respect to the person subject to the disposition under paragraph (2), the measure specified in each of the following items in accordance with the category of cases set forth in that item. machine translation, not official **一** 第四項の許可状が書面である場合　同項の許可状を示すこと。 art-222-4/par-8/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-8/item-1 If the warrant referred to in paragraph (4) is in writing: showing the warrant referred to in that paragraph; machine translation, not official **二** 第四項の許可状が電磁的記録である場合　内閣府令で定めるところにより、同項の許可状に記録された事項及び前項（第二号に係る部分に限る。）の規定による措置に係る当該裁判官の氏名を、電子計算機の映像面、書面その他のものに表示して示すこと。 art-222-4/par-8/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-8/item-2 If the warrant referred to in paragraph (4) is an electronic or magnetic record: showing, in accordance with Cabinet Office Order, the particulars recorded in the warrant referred to in that paragraph and the name of that judge relating to the measure under the provisions of the preceding paragraph (limited to the part pertaining to item (ii)), by displaying them on the screen of a computer, on paper, or on another thing. machine translation, not official ### 第二百二十三条（委員会への報告） — (Report to the Commission) caption: Ministry of Justice translation — Japanese Law Translation Database System art-223 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-223 **第一項** 委員会職員は、犯則事件の調査を終えたときは、調査の結果を委員会に報告しなければならない。 art-223/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-223/par-1 Upon completing an investigation of a criminal case, a Commission official must report the results of the investigation to the Commission. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十四条（財務局等職員の犯則調査） — (Investigation of a Criminal Case by a Finance Bureau Official) caption: Ministry of Justice translation — Japanese Law Translation Database System art-224 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224 **第一項** 財務局長又は財務支局長は、委員会の承認を得て、財務局又は財務支局の職員のうち、犯則事件の調査を担当する者を指定するものとする。 art-224/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-1 With the approval of the Commission, the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau is to designate persons who will be in charge of investigations of criminal cases from among the officials of a Local Finance Bureau or a Local Finance Branch Bureau. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により財務局長又は財務支局長が指定した者（以下この章において「財務局等職員」という。）は、委員会職員とみなして第二百十条から前条までの規定を適用する。この場合において、第二百十一条第一項及び第三項中「委員会の」とあるのは「その所属する財務局又は財務支局の」と、第二百二十二条第二項中「委員会」とあるのは「財務局長又は財務支局長」と、第二百二十二条の四第二項中「委員会」とあるのは「第二百二十四条第二項の規定により前項の委員会職員とみなされる同条第二項に規定する財務局等職員の所属する財務局又は財務支局」と、前条中「委員会に」とあるのは「財務局長又は財務支局長に」とする。 art-224/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-2 A person designated by the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau pursuant to the provisions of the preceding paragraph (hereinafter referred to as the "official of a Local Finance Bureau, etc." in this Chapter) is deemed to be a Commission official, and the provisions of Article 210 through the preceding Article apply. In such a case, the term "of the Commission" in Article 211, paragraphs (1) and (3) is deemed to be replaced with "of the Local Finance Bureau or Local Finance Branch Bureau to which the official belongs", the term "Commission" in Article 222, paragraph (2) is deemed to be replaced with "the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau", the term "Commission" in Article 222-4, paragraph (2) is deemed to be replaced with "the Local Finance Bureau or the Local Finance Branch Bureau to which the official of a Local Finance Bureau, etc. prescribed in Article 224, paragraph (2) who is deemed to be a Commission official referred to in the preceding paragraph pursuant to the provisions of Article 224, paragraph (2) belongs", and the term "to the Commission" in the preceding Article is deemed to be replaced with "to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau". machine translation, not official **第三項** 財務局長又は財務支局長は、前項において読み替えて適用される前条の規定による財務局等職員の報告を受けたときは、委員会にその内容を報告しなければならない。 art-224/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-3 If the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau receives a report from the official of a Local Finance Bureau, etc. under the provisions of the preceding Article as applied pursuant to the preceding paragraph following the deemed replacement of terms, the Director-General must report the content of the report to the Commission. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 犯則事件の調査に関しては、委員会が財務局長又は財務支局長を指揮監督する。 art-224/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-4 The Commission guides and supervises the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau in the investigation of a criminal case. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 委員会は、犯則事件の調査に関し、必要があると認めるときは、財務局等職員を直接指揮監督することができる。 art-224/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-5 The Commission may directly guide and supervise the official of a Local Finance Bureau, etc., if it finds this to be necessary in connection with the investigation of a criminal case. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十五条（管轄区域外における職務の執行） — (Execution of Duties Outside the Jurisdictional District) caption: Ministry of Justice translation — Japanese Law Translation Database System art-225 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-225 **第一項** 財務局等職員は、犯則事件の調査をするため必要があるときは、その所属する財務局又は財務支局の管轄区域外においてその職務を執行することができる。 art-225/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-225/par-1 The official of a Local Finance Bureau, etc. may execute duties outside the jurisdictional district of the Local Finance Bureau or Local Finance Branch Bureau to which the official belongs, if it is necessary for the official to do so in order to investigate a criminal case. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十六条（委員会の告発等） — (Accusation by the Commission) caption: Ministry of Justice translation — Japanese Law Translation Database System art-226 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226 **第一項** 委員会は、犯則事件の調査により犯則の心証を得たときは、告発し、領置物件、差押物件又は電磁的記録提供命令により提出させた記録媒体若しくは提供させた電磁的記録があるときは、これを領置目録、差押目録又は電磁的記録提供命令により提出させた記録媒体若しくは提供させた電磁的記録に係る目録とともに引き継がなければならない。 art-226/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-1 If the Commission is convinced that a criminal offense has taken place based on the investigation of a criminal case, it must file an accusation, and if there are any retained objects, seized objects, or recording media submitted or electronic or magnetic records provided pursuant to an order to provide electronic or magnetic records, it must hand them over together with the retention inventory, the seizure inventory, or the inventory of the recording media submitted or electronic or magnetic records provided pursuant to an order to provide electronic or magnetic records. machine translation, not official **第二項** 前項の領置物件又は差押物件が第二百二十一条の規定による保管に係るものである場合においては、同条の保管証をもつて引き継ぐとともに、その旨を同条の保管者に通知しなければならない。 art-226/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-2 If a retained object or seized object referred to in the preceding paragraph is related to the storage under the provisions of Article 221, the Commission must use the storage certificate referred to in that Article to hand it over, as well as notify the keeper referred to in that Article to that effect. machine translation, not official **第三項** 前二項の規定により領置物件、差押物件又は電磁的記録提供命令（第二百十一条第一項第一号イに掲げる方法による提供を命ずるものに限る。）により提出させた記録媒体が引き継がれたときは、当該物件は、刑事訴訟法（昭和二十三年法律第百三十一号）の規定によつて押収されたものとみなす。 art-226/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-3 If a retained object, seized object, or recording medium submitted pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (a)) is handed over pursuant to the provisions of the preceding two paragraphs, the object is deemed to have been seized pursuant to the provisions of the Code of Criminal Procedure (Act No. 131 of 1948). machine translation, not official **第四項** 第一項の規定により電磁的記録提供命令（第二百十一条第一項第一号ロに掲げる方法による提供を命ずるものに限る。）により提供させた電磁的記録が引き継がれたときは、当該電磁的記録は、検察官が刑事訴訟法の規定によつてする同法第百二条の二第一項に規定する電磁的記録提供命令（同項第一号ロに掲げる方法による提供を命ずるものに限る。）により提供されたものとみなす。 art-226/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-4 If electronic or magnetic records provided pursuant to an order to provide electronic or magnetic records (limited to one ordering provision by the method set forth in Article 211, paragraph (1), item (i), (b)) are handed over pursuant to the provisions of paragraph (1), those electronic or magnetic records are deemed to have been provided pursuant to an order to provide electronic or magnetic records prescribed in Article 102-2, paragraph (1) of the Code of Criminal Procedure (limited to one ordering provision by the method set forth in item (i), (b) of that paragraph) that a public prosecutor issues pursuant to the provisions of that Code. machine translation, not official --- ## Cites - art-210/par-1: この項 → 金融商品取引法 第二百十条第一項 (Article 210, paragraph (1)), art-210/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-210/par-1 - art-210/par-1: 次条第一項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-211/par-1/item-2: 前号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-211/par-4: 前三項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-211/par-4: 前三項 → 金融商品取引法 第二百十一条第二項 (Article 211, paragraph (2)), art-211/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-2 - art-211/par-4: 前三項 → 金融商品取引法 第二百十一条第三項 (Article 211, paragraph (3)), art-211/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-3 - art-211/par-5: 第一項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-211/par-5: 前項 → 金融商品取引法 第二百十一条第四項 (Article 211, paragraph (4)), art-211/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-4 - art-211/par-5: 第二百二十二条の四第四項から第八項まで → 金融商品取引法 第二百二十二条の四第四項 (Article 222-4, paragraph (4)), art-222-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-4 - art-211/par-5: 第二百二十二条の四第四項から第八項まで → 金融商品取引法 第二百二十二条の四第五項 (Article 222-4, paragraph (5)), art-222-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-5 - art-211/par-5: 第二百二十二条の四第四項から第八項まで → 金融商品取引法 第二百二十二条の四第六項 (Article 222-4, paragraph (6)), art-222-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-6 - art-211/par-5: 第二百二十二条の四第四項から第八項まで → 金融商品取引法 第二百二十二条の四第七項 (Article 222-4, paragraph (7)), art-222-4/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-7 - art-211/par-5: 第二百二十二条の四第四項から第八項まで → 金融商品取引法 第二百二十二条の四第八項 (Article 222-4, paragraph (8)), art-222-4/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-8 - art-211/par-7: 第三項 → 金融商品取引法 第二百十一条第三項 (Article 211, paragraph (3)), art-211/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-3 - art-211/par-8: 第五項 → 金融商品取引法 第二百十一条第五項 (Article 211, paragraph (5)), art-211/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-5 - art-211/par-9: 第二項 → 金融商品取引法 第二百十一条第二項 (Article 211, paragraph (2)), art-211/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-2 - art-211/par-9: 前項 → 金融商品取引法 第二百十一条第八項 (Article 211, paragraph (8)), art-211/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-8 - art-211/par-11: 第三項 → 金融商品取引法 第二百十一条第三項 (Article 211, paragraph (3)), art-211/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-3 - art-211-2/par-2: 前項 → 金融商品取引法 第二百十一条の二第一項 (Article 211-2, paragraph (1)), art-211-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-1 - art-211-2/par-3: 前二項 → 金融商品取引法 第二百十一条の二第一項 (Article 211-2, paragraph (1)), art-211-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-1 - art-211-2/par-3: 前二項 → 金融商品取引法 第二百十一条の二第二項 (Article 211-2, paragraph (2)), art-211-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-2 - art-211-3/par-2: 前項 → 金融商品取引法 第二百十一条の三第一項 (Article 211-3, paragraph (1)), art-211-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-1 - art-211-3/par-3: 第一項 → 金融商品取引法 第二百十一条の三第一項 (Article 211-3, paragraph (1)), art-211-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-1 - art-212/par-3: 次条第二項 → 金融商品取引法 第二百十三条第二項 (Article 213, paragraph (2)), art-213/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-2 - art-212/par-3: 同条第三項 → 金融商品取引法 第二百十三条第三項 (Article 213, paragraph (3)), art-213/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-3 - art-212/par-3: 同条第一項 → 金融商品取引法 第二百十三条第一項 (Article 213, paragraph (1)), art-213/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-1 - art-213/par-1/item-2: 第二百十一条第十項 → 金融商品取引法 第二百十一条第十項 (Article 211, paragraph (10)), art-211/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-10 - art-213/par-1/item-2: 第二号 → 金融商品取引法 第二百十一条第十項第二号 (Article 211, paragraph (10), item (ii)), art-211/par-10/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-10/item-2 - art-213/par-2: 前項 → 金融商品取引法 第二百十三条第一項 (Article 213, paragraph (1)), art-213/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-1 - art-213/par-3: 前項 → 金融商品取引法 第二百十三条第二項 (Article 213, paragraph (2)), art-213/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-2 - art-213/par-4: 第二項 → 金融商品取引法 第二百十三条第二項 (Article 213, paragraph (2)), art-213/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-2 - art-213/par-4: 第一項 → 金融商品取引法 第二百十三条第一項 (Article 213, paragraph (1)), art-213/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-1 - art-213/par-4/item-3: この項 → 金融商品取引法 第二百十三条第四項 (Article 213, paragraph (4)), art-213/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-4 - art-213/par-4/item-3: 前号 → 金融商品取引法 第二百十三条第四項第二号 (Article 213, paragraph (4), item (ii)), art-213/par-4/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213/par-4/item-2 - art-215/par-2: 前項 → 金融商品取引法 第二百十五条第一項 (Article 215, paragraph (1)), art-215/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215/par-1 - art-215/par-2: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-215/par-3: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-217/par-2: 前項 → 金融商品取引法 第二百十七条第一項 (Article 217, paragraph (1)), art-217/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-217/par-1 - art-219/par-1: この条 → 金融商品取引法 第二百十九条 (Article 219), art-219 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219 - art-219/par-2: 前項 → 金融商品取引法 第二百十九条第一項 (Article 219, paragraph (1)), art-219/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-1 - art-219/par-5: 前項 → 金融商品取引法 第二百十九条第四項 (Article 219, paragraph (4)), art-219/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219/par-4 - art-220/par-1: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-220/par-1: 第二百十一条の四 → 金融商品取引法 第二百十一条の四 (Article 211-4), art-211-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-211-4 - art-220/par-2: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-220/par-3: 前二項 → 金融商品取引法 第二百二十条第一項 (Article 220, paragraph (1)), art-220/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-220/par-1 - art-220/par-3: 前二項 → 金融商品取引法 第二百二十条第二項 (Article 220, paragraph (2)), art-220/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-220/par-2 - art-222/par-1: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-222/par-2: 前項 → 金融商品取引法 第二百二十二条第一項 (Article 222, paragraph (1)), art-222/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-1 - art-222/par-3: 前項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-2 - art-222-2/par-1/item-1: 第二百十一条の四 → 金融商品取引法 第二百十一条の四 (Article 211-4), art-211-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-211-4 - art-222-2/par-1/item-2: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-222-2/par-1/item-2: この号 → 金融商品取引法 第二百二十二条の二第一項第二号 (Article 222-2, paragraph (1), item (ii)), art-222-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-1/item-2 - art-222-2/par-2: 前条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-2 - art-222-2/par-2: 前項 → 金融商品取引法 第二百二十二条の二第一項 (Article 222-2, paragraph (1)), art-222-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-1 - art-222-2/par-3: 前項 → 金融商品取引法 第二百二十二条の二第二項 (Article 222-2, paragraph (2)), art-222-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-2 - art-222-2/par-3: 前条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-2 - art-222-2/par-3: 第一項 → 金融商品取引法 第二百二十二条の二第一項 (Article 222-2, paragraph (1)), art-222-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2/par-1 - art-222-3/par-1: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-222-3/par-2: 第二百二十二条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-2 - art-222-3/par-2: 前項 → 金融商品取引法 第二百二十二条の三第一項 (Article 222-3, paragraph (1)), art-222-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-3/par-1 - art-222-3/par-3: 前項 → 金融商品取引法 第二百二十二条の三第二項 (Article 222-3, paragraph (2)), art-222-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-3/par-2 - art-222-3/par-3: 第二百二十二条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-2 - art-222-4/par-1: 次項 → 金融商品取引法 第二百二十二条の四第二項 (Article 222-4, paragraph (2)), art-222-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-2 - art-222-4/par-1: 第六項 → 金融商品取引法 第二百二十二条の四第六項 (Article 222-4, paragraph (6)), art-222-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-6 - art-222-4/par-2: 前項 → 金融商品取引法 第二百二十二条の四第一項 (Article 222-4, paragraph (1)), art-222-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-1 - art-222-4/par-2: 第六項 → 金融商品取引法 第二百二十二条の四第六項 (Article 222-4, paragraph (6)), art-222-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-6 - art-222-4/par-2: 第八項 → 金融商品取引法 第二百二十二条の四第八項 (Article 222-4, paragraph (8)), art-222-4/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-8 - art-222-4/par-3: 前項 → 金融商品取引法 第二百二十二条の四第二項 (Article 222-4, paragraph (2)), art-222-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-2 - art-222-4/par-4: 前項 → 金融商品取引法 第二百二十二条の四第三項 (Article 222-4, paragraph (3)), art-222-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-3 - art-222-4/par-5: 前項 → 金融商品取引法 第二百二十二条の四第四項 (Article 222-4, paragraph (4)), art-222-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-4 - art-222-4/par-6: 第四項 → 金融商品取引法 第二百二十二条の四第四項 (Article 222-4, paragraph (4)), art-222-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-4 - art-222-4/par-7: 第四項 → 金融商品取引法 第二百二十二条の四第四項 (Article 222-4, paragraph (4)), art-222-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-4 - art-222-4/par-8: 第二項 → 金融商品取引法 第二百二十二条の四第二項 (Article 222-4, paragraph (2)), art-222-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-2 - art-222-4/par-8/item-1: 第四項 → 金融商品取引法 第二百二十二条の四第四項 (Article 222-4, paragraph (4)), art-222-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-4 - art-222-4/par-8/item-2: 第四項 → 金融商品取引法 第二百二十二条の四第四項 (Article 222-4, paragraph (4)), art-222-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-4 - art-222-4/par-8/item-2: 前項 → 金融商品取引法 第二百二十二条の四第七項 (Article 222-4, paragraph (7)), art-222-4/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-7 - art-222-4/par-8/item-2: 第二号 → 金融商品取引法 第二百二十二条の四第七項第二号 (Article 222-4, paragraph (7), item (ii)), art-222-4/par-7/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-7/item-2 - art-224/par-2: 前項 → 金融商品取引法 第二百二十四条第一項 (Article 224, paragraph (1)), art-224/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-1 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十条 (Article 210), art-210 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-210 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条 (Article 211), art-211 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条の二 (Article 211-2), art-211-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-2 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条の三 (Article 211-3), art-211-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211-3 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条の四 (Article 211-4), art-211-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-211-4 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十二条 (Article 212), art-212 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-212 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十三条 (Article 213), art-213 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-213 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十四条 (Article 214), art-214 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-214 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十五条 (Article 215), art-215 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十五条の二 (Article 215-2), art-215-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-215-2 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十六条 (Article 216), art-216 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-216 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十七条 (Article 217), art-217 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-217 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十八条 (Article 218), art-218 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-218 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十九条 (Article 219), art-219 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-219 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十条 (Article 220), art-220 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-211-4#art-220 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十一条 (Article 221), art-221 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-221 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十二条 (Article 222), art-222 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十二条の二 (Article 222-2), art-222-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-2 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十二条の三 (Article 222-3), art-222-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-3 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十二条の四 (Article 222-4), art-222-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十三条 (Article 223), art-223 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-223 - art-224/par-2: 第二百十一条第一項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-224/par-2: 第三項 → 金融商品取引法 第二百十一条第三項 (Article 211, paragraph (3)), art-211/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-3 - art-224/par-2: 第二百二十二条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222/par-2 - art-224/par-2: 第二百二十二条の四第二項 → 金融商品取引法 第二百二十二条の四第二項 (Article 222-4, paragraph (2)), art-222-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-2 - art-224/par-2: 第二百二十四条第二項 → 金融商品取引法 第二百二十四条第二項 (Article 224, paragraph (2)), art-224/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-2 - art-224/par-2: 前項 → 金融商品取引法 第二百二十二条の四第一項 (Article 222-4, paragraph (1)), art-222-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-222-4/par-1 - art-224/par-3: 前項 → 金融商品取引法 第二百二十四条第二項 (Article 224, paragraph (2)), art-224/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-224/par-2 - art-224/par-3: 前条 → 金融商品取引法 第二百二十三条 (Article 223), art-223 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-223 - art-226/par-2: 前項 → 金融商品取引法 第二百二十六条第一項 (Article 226, paragraph (1)), art-226/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-1 - art-226/par-2: 第二百二十一条 → 金融商品取引法 第二百二十一条 (Article 221), art-221 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-221 - art-226/par-3: 前二項 → 金融商品取引法 第二百二十六条第一項 (Article 226, paragraph (1)), art-226/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-1 - art-226/par-3: 前二項 → 金融商品取引法 第二百二十六条第二項 (Article 226, paragraph (2)), art-226/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-2 - art-226/par-3: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 - art-226/par-4: 第一項 → 金融商品取引法 第二百二十六条第一項 (Article 226, paragraph (1)), art-226/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-221#art-226/par-1 - art-226/par-4: 第二百十一条第一項第一号 → 金融商品取引法 第二百十一条第一項第一号 (Article 211, paragraph (1), item (i)), art-211/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-9/from-art-210#art-211/par-1/item-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280101_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-072, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-074, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-075, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-075, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-076, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-077, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-077, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22