# 金融商品取引法 / Financial Instruments and Exchange Act — 第五章の六 (Chapter 5-6)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第五章の六 (Chapter 5-6) — address `ch-5-6`
- Text: the text as amended with effect from 2028-01-01 (The date on which the provisions listed in Article 1, item (x) of the Supplementary Provisions of the Act Partially Amending the Income Tax Act, etc. (Act No. 12 of 2026) come into force. The exact day is not fixed yet.), standing until 2028-06-12 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20280101_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#ch-5-6
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-5-6
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第五章の六 取引情報蓄積機関等 — Chapter V-6 Trade Repositories
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#ch-5-6
## 第一節 清算集中 — Section 1 Centralization of Clearing
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-6/sec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#ch-5-6/sec-1
### 第百五十六条の六十二
art-156-62 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-62
**第一項** 金融商品取引業者等は、次の各号に掲げる取引を行う場合には、当該取引に基づく自己及び相手方の債務をそれぞれ当該各号に定める者に負担させなければならない。
art-156-62/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-62/par-1
If a financial instruments business operator, etc. conducts a transaction set forth in any of the following items, it must have the person prescribed in the relevant item bear its obligations and the counterparty's obligations from that transaction:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 店頭デリバティブ取引その他の取引のうち、取引高その他の取引の状況に照らして、その取引に基づく債務の不履行が我が国の資本市場に重大な影響を及ぼすおそれがあるものであつて、その特性にかんがみ、我が国において清算する必要があるものとして内閣府令で定める取引 金融商品取引清算機関
art-156-62/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-62/par-1/item-1
the over-the-counter derivatives transactions and other transactions specified by Cabinet Office Order as those which, in light of the transaction volume and other conditions of the transaction, if defaulted on, the default could have a material impact on Japan's capital market, and which, in consideration of the character of the transaction, need to be cleared in Japan:a financial instruments clearing organization;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 店頭デリバティブ取引その他の取引のうち、取引高その他の取引の状況に照らして、その取引に基づく債務の不履行が我が国の資本市場に重大な影響を及ぼすおそれがあるものとして内閣府令で定める取引（前号に掲げる取引を除く。） 金融商品取引清算機関（当該金融商品取引清算機関が連携金融商品債務引受業務を行う場合には、連携清算機関等を含む。）又は外国金融商品取引清算機関
art-156-62/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-62/par-1/item-2
the over-the-counter derivatives transactions and other transactions specified by Cabinet Office Order as those which, in light of the transaction volume and other conditions of the transaction, if defaulted on, the default could have a material impact on Japan's capital market (other than a transaction set forth in the preceding item):a financial instruments clearing organization (if the financial instruments clearing organization provides collaborative financial instruments obligation assumption services, this includes the collaborating clearing organization, etc.) or foreign financial instruments clearing organization.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二節 取引情報の保存及び報告等 — Section 2 Preservation and Reporting of Trade Data
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-6/sec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#ch-5-6/sec-2
### 第百五十六条の六十三（金融商品取引清算機関等による清算集中等取引情報の提供等） — (Provision of Data on Centrally Cleared Trades by Financial Instruments Clearing Organizations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-63 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63
**第一項** 金融商品取引清算機関等（金融商品取引清算機関又は外国金融商品取引清算機関をいう。以下この章において同じ。）は、内閣府令で定めるところにより、取引情報蓄積機関（第百五十六条の六十七第一項の規定による指定を受けた者をいう。以下同じ。）又は指定外国取引情報蓄積機関（外国において取引情報蓄積業務（取引情報の収集及び保存に関する業務をいう。以下同じ。）と同種類の業務を行う者のうち、内閣総理大臣がその者の収集及び保存に係る取引情報を取得することが見込まれる者として内閣総理大臣が指定する者をいう。次項及び次条において同じ。）に対し、清算集中等取引情報を提供しなければならない。
art-156-63/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-1
A financial instruments clearing organization, etc. (meaning a financial instruments clearing organization or foreign financial instruments clearing organization; hereinafter the same applies in this Chapter) must, pursuant to the provisions of Cabinet Office Order, provide data on centrally cleared trades to a trade repository (meaning a person that has been designated under the provisions of Article 156-67, paragraph (1); the same applies hereinafter) or a designated foreign trade repository (meaning a person that conducts the same kind of business as a trade repository business (meaning a business concerning the collection and preservation of trade data; the same applies hereinafter) in a foreign country that is designated by the Prime Minister as a person from whom the Prime Minister expects to obtain trade data that has been collected and preserved by that person; the same applies in the following paragraph and the following Article).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定にかかわらず、金融商品取引清算機関等は、取引情報蓄積機関又は指定外国取引情報蓄積機関に対し、災害その他内閣府令で定めるやむを得ない理由により清算集中等取引情報を提供することができない場合には、内閣府令で定めるところにより、清算集中等取引情報について内閣府令で定める事項に関する記録を作成し、これを保存し、内閣府令で定めるところにより、その保存する清算集中等取引情報を内閣総理大臣に報告しなければならない。
art-156-63/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-2
Notwithstanding the provisions of the preceding paragraph, if a financial instruments clearing organization, etc. is unable to provide data on centrally cleared trades to a trade repository or designated foreign trade repository due to a disaster or other compelling reasons specified by Cabinet Office Order, the financial instruments clearing organization, etc. must, pursuant to the provisions of Cabinet Office Order, prepare and preserve records concerning the particulars specified by Cabinet Office Order with regard to data on centrally cleared trades, and must, pursuant to the provisions of Cabinet Office Order, report the data on centrally cleared trades it has preserved to the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項及びこの項の「取引情報」とは、投資者保護のため、金融商品取引業者等の取引の状況を明らかにする必要があるものとして内閣府令で定める取引に関する情報をいい、前二項の「清算集中等取引情報」とは、取引情報のうち、金融商品取引清算機関等が債務を負担した取引に係る情報であつて、前条各号に掲げる取引その他取引の状況等を勘案して内閣府令で定める取引に関するものをいう。
art-156-63/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-3
The term "trade data" as used in paragraph (1) and this paragraph means data on trades specified by Cabinet Office Order as data for which the status of transactions by a financial instruments business operator, etc. is required to be made clear for the protection of investors, and the term "data on centrally cleared trades" as used in the preceding two paragraphs means trade data concerning transactions for which a financial instruments clearing organization, etc. bears obligations, which is related to the trade specified by Cabinet Office Order in consideration of the transactions set forth in the items of the preceding Article and the status of transactions, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の六十四（金融商品取引業者等による非清算集中等取引情報の提供等） — (Provision of Data on Non-Centrally Cleared Trades by Financial Instruments Business Operators)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-64 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64
**第一項** 金融商品取引業者等は、内閣府令で定めるところにより、取引情報蓄積機関又は指定外国取引情報蓄積機関に対し、非清算集中等取引情報（取引情報（前条第三項に規定する取引情報をいう。以下この章において同じ。）のうち、清算集中等取引情報（同項に規定する清算集中等取引情報をいう。第百九十八条の六第十七号の二の二において同じ。）を除いたものをいう。次項及び同号において同じ。）を提供しなければならない。
art-156-64/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64/par-1
A financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order, provide data on non-centrally cleared trades (meaning trade data (meaning the trade data prescribed in paragraph (3) of the preceding Article; hereinafter the same applies in this Chapter), excluding data on centrally cleared trades (meaning the data on centrally cleared trades prescribed in that paragraph; the same applies in Article 198-6, item (xvii)-2-2); the same applies in the following paragraph and that item) to a trade repository or designated foreign trade repository.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定にかかわらず、金融商品取引業者等は、取引情報蓄積機関又は指定外国取引情報蓄積機関に対し、災害その他内閣府令で定めるやむを得ない理由により非清算集中等取引情報を提供することができない場合には、内閣府令で定めるところにより、非清算集中等取引情報について内閣府令で定める事項に関する記録を作成し、これを保存し、内閣府令で定めるところにより、その保存する非清算集中等取引情報を内閣総理大臣に報告しなければならない。
art-156-64/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64/par-2
Notwithstanding the provisions of the preceding paragraph, if a financial instruments business operator, etc. is unable to provide data on non-centrally cleared trades to a trade repository or designated foreign trade repository due to a disaster or other compelling reasons specified by Cabinet Office Order, the financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order, prepare records on the particulars specified by Cabinet Office Order with regard to data on non-centrally cleared trades and preserve those records, and pursuant to the provisions of Cabinet Office Order, report the data on non-centrally cleared trades it has preserved to the Prime Minister.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "Notwithstanding the provisions of the preceding Article, if a financial instruments business operator, etc. is unable to provide data on non-centrally cleared trades to a trade repository or designated foreign trade repository due to a disaster or other compelling reasons specified by Cabinet Office Order, the financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order, prepare records on the particulars specified by Cabinet Office Order with regard to data on non-centrally cleared trades and preserve those records, and pursuant to the provisions of Cabinet Office Order, report the data on non-centrally cleared trades it has preserved to the Prime Minister" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
### 第百五十六条の六十五（取引情報蓄積機関による取引情報の保存及び報告） — (Preservation and Reporting of Trade Data by Trade Repositories)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-65 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-65
**第一項** 取引情報蓄積機関は、内閣府令で定めるところにより、第百五十六条の六十三第一項及び前条第一項の規定に基づき提供を受けた取引情報について内閣府令で定める事項に関する記録を作成し、これを保存しなければならない。
art-156-65/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-65/par-1
A trade repository must, pursuant to the provisions of Cabinet Office Order, prepare records on the particulars specified by Cabinet Office Order with regard to the trade data that has been provided based on the provisions of Article 156-63, paragraph (1) and paragraph (1) of the preceding Article and preserve those records.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 取引情報蓄積機関は、内閣府令で定めるところにより、前項の規定に基づき保存する取引情報を内閣総理大臣に報告しなければならない。
art-156-65/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-65/par-2
A trade repository must, pursuant to the provisions of Cabinet Office Order, report the trade data it has preserved based on the provisions of the preceding paragraph to the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 取引情報蓄積機関が、前項の規定による報告に代えて、内閣総理大臣が電子情報処理組織を使用する方法を利用して同項の規定による報告の対象となつている取引情報を閲覧することができる状態に置く措置であつて内閣府令で定めるものを講じたときは、当該報告をしたものとみなす。
art-156-65/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-65/par-3
If a trade repository, in lieu of making a report under the provisions of the preceding paragraph, takes measures to enable the Prime Minister to inspect the trade data that is subject to the report under the provisions of that paragraph by means of using an electronic data processing system which is specified by Cabinet Office Order, the trade repository is deemed to have made the report.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の六十六（取引情報の公表） — (Publication of Trade Data)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-66 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-66
**第一項** 取引情報蓄積機関は、前条第二項の規定による報告の対象となつている取引情報に係る取引について、内閣府令で定めるところにより、その規模その他の内閣府令で定める事項を公表しなければならない。
art-156-66/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-66/par-1
A trade repository must, pursuant to the provisions of Cabinet Office Order, publicize the size of the trade and other particulars specified by Cabinet Office Order with regard to the trades related to the trade data that is subject to the reporting under the provisions of paragraph (2) of the preceding Article.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A trade repository must, pursuant to the provisions of Cabinet Office Order, publicize the size of the trade and other particulars specified by Cabinet Office Order with regard to the trades related to the trade data that is subject to the reporting under the provisions of the preceding two Articles." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第二項** 内閣総理大臣は、第百五十六条の六十三第二項又は第百五十六条の六十四第二項の規定による報告を受けた取引情報に係る取引について、その規模その他当該取引の概要を明らかにするために必要な事項を公表するものとする。
art-156-66/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-66/par-2
The Prime Minister is to publicize the size of the transaction and other necessary particulars for making clear the outline of the transaction with regard to the transactions related to the trade data reported under the provisions of Article 156-63, paragraph (2) or Article 156-64, paragraph (2).
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "The Prime Minister is to publicize the size of the transaction and other necessary particulars for making clear the outline of the transaction with regard to the trsansactions related to the trade data reported under the provisions of Article 156-63, paragraph (2) or Article 156-64, paragraph (2)." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
## 第三節 取引情報蓄積機関 — Section 3 Trade Repositories
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-6/sec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#ch-5-6/sec-3
### 第百五十六条の六十七（取引情報蓄積業務を行う者の指定） — (Designation of an Entity to Perform Trade Repository Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-67 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67
**第一項** 内閣総理大臣は、次に掲げる要件を備える者を、その申請により、この節の定めるところにより取引情報蓄積業務を行う者として、指定することができる。
art-156-67/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
At the application of an entity satisfying the following requirements, the Prime Minister may designate that entity as an entity that conducts trade repository business pursuant to the provisions of this Section:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 法人（法人でない団体で代表者又は管理人の定めのあるものを含み、外国の法令に準拠して設立された法人その他の外国の団体を除く。）であること。
art-156-67/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-1
it is a corporation (including an organization without legal personality for which a representative or administrator has been designated and excluding a corporation incorporated based on foreign laws and regulations or any other foreign organization);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第百五十六条の八十三第一項の規定によりこの項の規定による指定を取り消され、その取消しの日から五年を経過しない者でないこと。
art-156-67/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-2
it does not fall under an entity that has had a designation under this paragraph rescinded pursuant to Article 156-83, paragraph (1) and five years have not passed since the date of the rescission;
Ministry of Justice translation — Japanese Law Translation Database System
**三** この法律又はこの法律に相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者でないこと。
art-156-67/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-3
it does not fall under an entity that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or for violating the provisions of a foreign law or regulation that is equivalent to this Act, and five years have not passed since the day on which the entity finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 役員（法人でない団体で代表者又は管理人の定めのあるものの代表者又は管理人を含む。以下この節において同じ。）のうちに、次のいずれかに該当する者がないこと。
art-156-67/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4
it has no officer (including the representative or administrator of an organization without legal personality for which a representative or administrator has been designated; hereinafter the same applies in this Section) that falls under any of the following persons:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 心身の故障のため職務を適正に執行することができない者として内閣府令で定める者
art-156-67/par-1/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4/sub-1
a person specified by Cabinet Office Order as being unable to properly perform their duties due to a mental or physical disorder;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 破産手続開始の決定を受けて復権を得ない者又は外国の法令上これと同様に取り扱われている者
art-156-67/par-1/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4/sub-2
a person that has become subject to an order to commence bankruptcy proceedings and has not been released from bankruptcy restrictions, or a person that is treated in the same manner under foreign laws and regulations;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 拘禁刑以上の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-156-67/par-1/item-4/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4/sub-3
a person that has been sentenced to imprisonment or a heavier punishment (including an equivalent sentence under foreign laws and regulations), and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 第百五十六条の八十三第一項の規定によりこの項の規定による指定を取り消された場合又はこの法律に相当する外国の法令の規定により当該外国において受けている当該指定に類する行政処分を取り消された場合において、その取消しの日前三十日以内にその法人（法人でない団体で代表者又は管理人の定めのあるもの及び外国の法令に準拠して設立された法人その他の外国の団体を含む。）の役員（外国の法令上これと同様に取り扱われている者を含む。ホにおいて同じ。）であつた者でその取消しの日から五年を経過しない者
art-156-67/par-1/item-4/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4/sub-4
a person that, during the 30 days prior to the date of rescission, was the officer (including a person treated in the same manner under foreign laws and regulations; the same applies in (e)) of a corporation (including an organization without legal personality for which a representative or administrator has been designated and a corporation or any other foreign organization incorporated based on foreign laws and regulations), in a case in which the designation under this paragraph has been rescinded pursuant to the provisions of Article 156-83, paragraph (1) or in a case in which an administrative disposition that is similar to the designation and that has been issued in a foreign country pursuant to the provisions of a foreign law or regulation that is equivalent to this Act, has been rescinded; for whom five years have not passed since the date of the rescission;
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** 第百五十六条の八十三第一項の規定又はこの法律に相当する外国の法令の規定により解任を命ぜられた役員でその処分を受けた日から五年を経過しない者
art-156-67/par-1/item-4/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4/sub-5
a person falling under an officer whose dismissal has been ordered pursuant to the provisions of Article 156-83, paragraph (1) or the provisions of a foreign law or regulation that is equivalent to this Act, for whom five years have not passed since the day of the disposition; or
Ministry of Justice translation — Japanese Law Translation Database System
**ヘ** この法律又はこの法律に相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-156-67/par-1/item-4/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4/sub-6
a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the provisions of a foreign law or regulation that is equivalent to this Act, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 取引情報蓄積業務を健全に遂行するに足りる財産的基礎を有し、かつ、取引情報蓄積業務に係る収支の見込みが良好であると認められること。
art-156-67/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-5
the relevant entity has a financial basis sufficient to soundly conduct trade repository business, and has good prospects in terms of expected income and expenditures in connection with trade repository business; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** その人的構成に照らして、取引情報蓄積業務を適正かつ確実に遂行することができる知識及び経験を有し、かつ、十分な社会的信用を有すると認められること。
art-156-67/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-6
in light of its personnel structure, the relevant entity is found to have sufficient knowledge and experience for conducting trade repository business properly and reliably, and to have sufficient social credibility.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定による指定をしたときは、取引情報蓄積機関の商号又は名称及び主たる営業所又は事務所の所在地並びに当該指定をした日を官報で公示しなければならない。
art-156-67/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-2
Upon making a designation under the preceding paragraph, the Prime Minister must make public notice of the trade name or name and the location of the principal business office or office of the trade repository, and of the day on which the Prime Minister made that designation, in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の六十八（指定の申請） — (Application for Designation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-68 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68
**第一項** 前条第一項の規定による指定を受けようとする者は、次に掲げる事項を記載した指定申請書を内閣総理大臣に提出しなければならない。
art-156-68/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1
An entity seeking designation under paragraph (1) of the preceding Article must submit a written application for designation stating the following particulars to the Prime Minister:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号又は名称
art-156-68/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-1
its trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 主たる営業所又は事務所その他取引情報蓄積業務を行う営業所又は事務所の名称及び所在地
art-156-68/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-2
the name and location of its principal business office or office and any other business offices or offices for conducting trade repository business;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 役員の氏名又は商号若しくは名称
art-156-68/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-3
the names or trade names of its officers;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 取引情報蓄積業務の対象とする取引
art-156-68/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-4
transactions subject to trade repository business; and
Ministry of Justice translation — Japanese Law Translation Database System
**五** 取引情報蓄積業務及び取引情報蓄積業務に付随する業務以外の業務を行うときは、その業務の内容
art-156-68/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-5
if the entity conducts business other than trade repository business and business incidental to trade repository business, the details of that business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の指定申請書には、次に掲げる書類を添付しなければならない。
art-156-68/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2
The following documents must be attached to the written application for designation referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項第三号及び第四号に掲げる要件に該当することを誓約する書面
art-156-68/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-1
a document pledging that the applicant satisfies the requirements set forth in paragraph (1), items (iii) and (iv) of the preceding Article;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 定款及び法人の登記事項証明書（これらに準ずるものを含む。）
art-156-68/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-2
the articles of incorporation and certificate of registered information of the corporation (including documents equivalent to them);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 業務規程
art-156-68/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-3
its operational rules;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 財産目録、貸借対照表及び損益計算書又は収支計算書並びに事業報告書
art-156-68/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-4
an inventory of property, balance sheet, profit and loss statement or income statement, and business report;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 収支の見込みを記載した書類
art-156-68/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-5
documents stating the expected income and expenditures; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** 前各号に掲げるもののほか、内閣府令で定める書類
art-156-68/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-6
documents other than what is set forth in the preceding items, which are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の場合において、定款、財産目録、貸借対照表、損益計算書若しくは収支計算書又は事業報告書が電磁的記録で作成されているときは、書類に代えて当該電磁的記録を添付することができる。
art-156-68/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-3
In the case referred to in the preceding paragraph, if the articles of incorporation, inventory of property, balance sheet, profit and loss statement or income statement, or business report has been prepared as an electronic or magnetic record, the electronic or magnetic record may be attached to the written application for designation in lieu of a written document.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の六十九（取引情報蓄積機関の役員の兼職の制限） — (Restriction on the Concurrent Holding of Positions by the Officers of a Trade Repository)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-69 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-69
**第一項** 取引情報蓄積機関の代表者及び常務に従事する役員は、内閣総理大臣の認可を受けた場合を除くほか、金融商品取引業者等その他の内閣府令で定める法人の代表者となり、若しくは常務に従事し、又は金融商品取引業その他の内閣府令で定める事業を営んではならない。
art-156-69/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-69/par-1
Unless the representative of a trade repository or an officer engaging in its day-to-day business obtains the authorization of the Prime Minister to do so, it is prohibited for that representative or officer to become the representative of a financial instruments business operator, etc. or other corporation specified by Cabinet Office Order or engage in its day-to-day business, or to engage in financial instruments business or any other business specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十（秘密保持義務） — (Duty of Confidentiality)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-70 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-70
**第一項** 取引情報蓄積機関の役員若しくは職員又はこれらの職にあつた者は、取引情報蓄積業務に関して知り得た秘密を漏らし、又は盗用してはならない。
art-156-70/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-70/par-1
It is prohibited for the officer or employee of a trade repository or a person that has held any of these positions to divulge or misappropriate any secret learned in connection with trade repository business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十一（取引情報蓄積機関の業務） — (Business of a Trade Repository)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-71 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-71
**第一項** 取引情報蓄積機関は、この節の規定及び業務規程の定めるところにより、取引情報蓄積業務を行うものとする。
art-156-71/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-71/par-1
A trade repository is to conduct trade repository business pursuant to the provisions of this Section and its operational rules.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十二（兼業の制限） — (Restriction on Concurrent Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-72 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72
**第一項** 取引情報蓄積機関は、取引情報蓄積業務及び取引情報蓄積業務に付随する業務のほか、他の業務を行うことができない。ただし、当該取引情報蓄積機関が取引情報蓄積業務を適正かつ確実に行うにつき支障を生ずるおそれがないと認められる業務について、内閣府令で定めるところにより、内閣総理大臣の承認を受けたときは、この限りでない。
art-156-72/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72/par-1
A trade repository may not conduct business other than trade repository business and business incidental to this; provided, however, that this does not apply if the trade repository has obtained the approval of the Prime Minister pursuant to the provisions of Cabinet Office Order, for business that is found to be unlikely to compromise the trade repository to properly and reliably conduct trade repository business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 取引情報蓄積機関は、前項ただし書の承認を受けた業務を廃止したときは、当該承認は、その効力を失う。この場合において、取引情報蓄積機関は、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-72/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72/par-2
If a trade repository discontinues business for which the trade depository has obtained the approval referred to in the proviso to the preceding paragraph, the approval ceases to be effective. In such a case, the trade repository must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第百五十六条の六十八第一項の指定申請書に申請者が取引情報蓄積業務及び取引情報蓄積業務に付随する業務以外の業務を行う旨の記載がある場合において、当該申請者が第百五十六条の六十七第一項の規定による指定を受けたときは、当該業務を行うことにつき第一項ただし書の承認を受けたものとみなす。
art-156-72/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72/par-3
If the written application for designation referred to in Article 156-68, paragraph (1) states that the applicant will conduct business other than trade repository business and business incidental to this, and the applicant has received the designation under the provisions of Article 156-67, paragraph (1), the applicant is deemed to have obtained the approval referred to in the proviso to paragraph (1) for conducting that business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十三（取引情報蓄積業務の一部の委託） — (Entrustment of Part of Trade Repository Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-73 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-73
**第一項** 取引情報蓄積機関は、内閣府令で定めるところにより、取引情報蓄積業務の一部を、内閣総理大臣の承認を受けて、他の者に委託することができる。
art-156-73/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-73/par-1
A trade repository may entrust a part of trade repository business to another party with the approval of the Prime Minister, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定による委託を受けた者は、当該委託を受けた取引情報蓄積業務の一部を、当該委託をした取引情報蓄積機関の同意を得て、更に他の者に委託することができる。
art-156-73/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-73/par-2
A person that has been entrusted pursuant to the provisions of the preceding paragraph may further entrust a part of the trade repository business with which they are entrusted, with the consent of the entrusting trade repository.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の規定による委託を受けた者は、当該委託を受けた取引情報蓄積業務の一部を、同項に規定する委託を受けた者及び同項の取引情報蓄積機関の同意を得て、更に他の者に委託することができる。
art-156-73/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-73/par-3
A person that has been entrusted pursuant to the provisions of the preceding paragraph may further entrust a part of the trade repository business with which they are entrusted, with the consent of the person that has accepted the entrustment provided for in that paragraph and the trade repository referred to in that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十四（業務規程の認可） — (Approval of the Operational Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-74 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74
**第一項** 取引情報蓄積機関は、取引情報蓄積業務に係る次に掲げる事項に関する業務規程を定め、内閣総理大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。
art-156-74/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1
A trade repository must establish operational rules in respect of the following particulars relevant to its trade repository business and obtain the authorization of the Prime Minister. The same applies if the trade repository seeks to change the operational rules:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 取引情報の提供を受けることを内容とする契約（以下「取引情報収集契約」という。）の金融商品取引清算機関等又は金融商品取引業者等との締結に関する事項
art-156-74/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-1
particulars relevant to the conclusion of a contract with a financial instruments clearing organization, etc. or financial instruments business operator, etc. providing that trade data is to be provided (hereinafter referred to as "contract for trade data collection");
Ministry of Justice translation — Japanese Law Translation Database System
**二** 取引情報蓄積業務の対象とする取引に関する事項
art-156-74/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-2
particulars relevant to the transactions that are subject to trade repository business;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 取引情報の収集及び保存に関する事項
art-156-74/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-3
particulars relevant to the collection and preservation of trade data;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 取引情報の漏えい、滅失又はき損の防止その他の取引情報の安全管理に関する事項
art-156-74/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-4
particulars relevant to preventing the leak, loss, or damage of trade data, and other particulars relevant to the secure management of trade data;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 取引情報の正確性の確保に関する事項
art-156-74/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-5
particulars relevant to ensuring the accuracy of trade data;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 料金に関する事項
art-156-74/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-6
particulars relevant to fees;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 取引情報蓄積業務の一部を他の者に委託する場合におけるその委託した業務の適正かつ確実な遂行を確保するための措置に関する事項
art-156-74/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-7
if it entrusts a part of trade repository services to another person, particulars relevant to the measures for ensuring that the entrusted business is performed properly and reliably; and
Ministry of Justice translation — Japanese Law Translation Database System
**八** 前各号に掲げるもののほか、取引情報蓄積業務の実施に必要な事項として内閣府令で定める事項
art-156-74/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-8
beyond what is set forth in the preceding items, particulars specified by Cabinet Office Order as those necessary for the implementation of trade repository business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項第六号に掲げる事項に関する業務規程は、取引情報蓄積業務に関する料金が能率的な業務運営の下における適正な原価に照らし公正妥当なものであることを内容とするものでなければならない。
art-156-74/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-2
The operational rules on the particulars set forth in item (vi) of the preceding paragraph must have as their content that the fees for trade repository business are to be fair and proper in light of appropriate costs under efficient business operations.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の認可をした業務規程が取引情報蓄積業務の適正かつ確実な実施上不適当となつたと認めるときは、取引情報蓄積機関に対し、その業務規程を変更すべきことを命ずることができる。
art-156-74/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-3
If the Prime Minister finds that operational rules for which the Prime Minister has given the approval referred to in paragraph (1) have become inappropriate from the perspective of the proper and reliable implementation of trade repository business, the Prime Minister may order the trade repository to change those operational rules.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十五（差別的取扱いの禁止） — (Prohibition on Discriminatory Treatment)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-75 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-75
**第一項** 取引情報蓄積機関は、特定の金融商品取引清算機関等又は金融商品取引業者等に対し不当な差別的取扱いをしてはならない。
art-156-75/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-75/par-1
A trade repository must not subject any particular financial instruments clearing organization, etc. or financial instruments business operator, etc. to unfair and discriminatory treatment.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十六（名称の使用制限） — (Restriction on the Use of Names)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-76 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-76
**第一項** 取引情報蓄積機関でない者は、その名称又は商号中に、取引情報蓄積機関と誤認されるおそれのある文字を用いてはならない。
art-156-76/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-76/par-1
A person that is not a trade repository must not use a term in its name or trade name which could give rise to the misconception that it is a trade repository.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十七（変更の届出） — (Notification of a Change)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-77 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-77
**第一項** 取引情報蓄積機関は、第百五十六条の六十八第一項第一号から第三号までのいずれかに掲げる事項に変更があつたときは、その旨を内閣総理大臣に届け出なければならない。
art-156-77/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-77/par-1
If a particular set forth in Article 156-68, paragraph (1), items (i) through (iii) changes, the trade repository must notify the Prime Minister of this.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により取引情報蓄積機関の商号若しくは名称又は主たる営業所若しくは事務所の所在地の変更の届出があつたときは、その旨を官報で公示しなければならない。
art-156-77/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-77/par-2
If the Prime Minister is notified of a change in the trade name or name of a trade repository or in the location of its principal business office or office pursuant to the provisions of the preceding paragraph, the Prime Minister must give public notice of this in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十八（兼業承認を受けた業務の開始等に関する届出） — (Notification of the Commencement of Approved Concurrent Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-78 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-78
**第一項** 取引情報蓄積機関は、第百五十六条の七十二第一項ただし書の承認を受けた業務を開始したときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-78/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-78/par-1
When a trade repository commences business for which it has obtained the approval referred to in the proviso to Article 156-72, paragraph (1), it must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 第百五十六条の六十九の認可を受けた取引情報蓄積機関の代表者及び常務に従事する役員が当該認可を受けた法人の代表者となり、若しくは常務に従事し、又は当該認可を受けた事業を開始したときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-78/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-78/par-2
When the representative or an officer engaged in the day-to-day business of a trade repository that has been granted the authorization referred to in Article 156-69 becomes the representative of the corporation for which that authorization has been granted or comes to engage in that corporation's day-to-day business, or when such a representative or officer commences the business for which that authorization has been granted, the representative or officer must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 取引情報蓄積機関は、定款（これに準ずるものを含む。）を変更したときその他内閣府令で定めるときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-78/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-78/par-3
If a trade repository changes the articles of incorporation (including anything equivalent to these) or when specified by Cabinet Office Order, the trade repository must notify the Prime Minister of this, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七十九（業務及び財産に関する報告書の提出） — (Submission of Business and Asset Reports)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-79 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-79
**第一項** 取引情報蓄積機関は、事業年度ごとに、当該事業年度に係る業務及び財産に関する報告書を作成し、内閣総理大臣に提出しなければならない。
art-156-79/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-79/par-1
Each business year, a trade repository must prepare a report on its business and assets in the relevant business year and submit it to the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の報告書の記載事項、提出期日その他同項の報告書の作成及び提出に関し必要な事項は、内閣府令で定める。
art-156-79/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-79/par-2
The particulars for inclusion in the report referred to in the preceding paragraph, the submission date, and other necessary particulars relevant to the preparation and submission of such a report, are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の八十（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-80 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-80
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、取引情報蓄積機関、当該取引情報蓄積機関と取引情報収集契約を締結した者若しくは第百五十六条の七十三各項の規定による委託を受けた者に対し当該取引情報蓄積機関の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該取引情報蓄積機関若しくは同条各項の規定による委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（同条各項の規定による委託を受けた者にあつては、当該取引情報蓄積機関の業務又は財産に関し必要な検査に限る。）をさせることができる。
art-156-80/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-80/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a trade repository, a person that has concluded a contract for trade data collection with a trade repository, or a person that has taken on the entrustment under the provisions of the paragraphs of Article 156-73, to report or submit materials that should serve as a reference with regard to the business or assets of the trade repository, and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of a trade repository or a person that has taken on the entrustment under the provisions of the paragraphs of that Article (but may only have the relevant officials inspect a person that has taken on the entrustment under the provisions of the paragraphs of that Article as is necessary in connection with the business or assets of the trade repository).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の八十一（業務改善命令） — (Business Improvement Orders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-81 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-81
**第一項** 内閣総理大臣は、取引情報蓄積機関の取引情報蓄積業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該取引情報蓄積機関に対し、その業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
art-156-81/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-81/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors concerning a trade repository's operation of trade repository business or the state of its assets, the Prime Minister may, to the extent necessary, order the trade repository to take measures that are necessary for improving its business operations or the state of its assets.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の八十二（取引情報蓄積業務の休廃止） — (Suspension or Discontinuation of Trade Repository Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-82 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-82
**第一項** 取引情報蓄積機関は、取引情報蓄積業務の全部若しくは一部の休止（次項に規定する理由によるものを除く。）をし、又は取引情報蓄積業務の廃止をしようとするときは、内閣総理大臣の認可を受けなければならない。
art-156-82/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-82/par-1
A trade repository must obtain the authorization of the Prime Minister if it seeks to suspend (excluding a suspension on the grounds prescribed in the following paragraph) all or part of its trade repository business or to discontinue its trade repository business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 取引情報蓄積機関が、天災その他のやむを得ない理由により取引情報蓄積業務の全部又は一部を休止した場合には、直ちにその旨を、理由を付して内閣総理大臣に届け出るとともに、当該取引情報蓄積機関と取引情報収集契約を締結している者に通知しなければならない。取引情報蓄積機関がその休止した当該取引情報蓄積業務の全部又は一部を再開するときも、同様とする。
art-156-82/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-82/par-2
If a trade repository suspends all or part of its trade repository business due to a natural disaster or for any other compelling reason, it must immediately notify the Prime Minister of this with the reason attached, as well as notify the persons with which the trade repository has concluded a contract for trade data collection. The same applies when the trade repository recommences all or part of the trade repository business so suspended.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の八十三（指定の取消し等） — (Rescission of a Designation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-83 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83
**第一項** 内閣総理大臣は、取引情報蓄積機関が次の各号のいずれかに該当するときは、第百五十六条の六十七第一項の規定による指定若しくは第百五十六条の七十二第一項ただし書の承認を取り消し、六月以内の期間を定めて、その業務の全部若しくは一部の停止を命じ、又はその役員の解任を命ずることができる。
art-156-83/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1
If a trade repository falls under any of the following items, the Prime Minister may rescind the designation under Article 156-67, paragraph (1) or the approval set forth in the proviso to Article 156-72, paragraph (1), order the suspension of all or part of its business during a fixed period of no longer than six months, or order the dismissal of its officers:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百五十六条の六十七第一項第三号から第六号までに掲げる要件に該当しないこととなつたとき、又は指定を受けた時点において同項各号のいずれかに該当していなかつたことが判明したとき。
art-156-83/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1/item-1
it comes to no longer satisfy the requirements set forth in Article 156-67 paragraph (1), items (iii) through (vi), or it is discovered not to have fallen under any of the items of that paragraph at the time it obtained the designation;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 不正の手段により第百五十六条の六十七第一項の規定による指定を受けたとき。
art-156-83/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1/item-2
it has obtained the designation under Article 156-67, paragraph (1) by wrongful means; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 法令又は法令に基づく処分に違反したとき。
art-156-83/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1/item-3
it violates a law or regulation or a disposition that is based on a law or regulation.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により第百五十六条の六十七第一項の規定による指定を取り消したときは、その旨を官報で公示しなければならない。
art-156-83/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-2
If the Prime Minister rescinds a designation under Article 156-67, paragraph (1) pursuant to the provisions of the preceding paragraph, the Prime Minister must make a public notice of this in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の八十四（取引情報蓄積業務移転命令） — (Order to Transfer Trade Repository Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-84 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84
**第一項** 内閣総理大臣は、取引情報蓄積機関が次の各号のいずれかに該当するときは、当該取引情報蓄積機関に対し、取引情報蓄積業務の全部又は一部を他の取引情報蓄積機関に行わせることを命ずることができる。
art-156-84/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84/par-1
If a trade repository falls under any of the following items, the Prime Minister may order the trade repository to have all or part of its trade repository business conducted by another trade repository:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項の規定により第百五十六条の六十七第一項の規定による指定を取り消し、又はその業務（取引情報蓄積業務に限る。）の全部若しくは一部の停止を命ずるとき。
art-156-84/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84/par-1/item-1
the Prime Minister rescinds its designation under Article 156-67, paragraph (1) rescinded pursuant to the provisions of paragraph (1) of the preceding Article or orders the suspension of all or part of its business (limited to trade repository business);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第百五十六条の八十二第一項の認可をするとき。
art-156-84/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84/par-1/item-2
the Prime Minister grants the authorization referred to in Article 156-82, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 弁済期にある債務の弁済が取引情報蓄積業務の継続に著しい支障を来すこととなる事態又は破産手続開始の原因となる事実が生ずるおそれがあると認められるとき。
art-156-84/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84/par-1/item-3
it is found to be likely for circumstances to occur in which the payment of debt that is due and payable substantially compromises the continuation of trade repository business, or for a fact to occur that causes the commencement of bankruptcy proceedings; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 取引情報蓄積機関が天災その他の事由により取引情報蓄積業務の全部又は一部を実施することが困難となつたとき。
art-156-84/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84/par-1/item-4
it has become difficult for the trade repository to implement all or part of its trade repository business due to a natural disaster or any other reason.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定による命令をしたときは、その旨を官報で公示しなければならない。
art-156-84/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84/par-2
If the Prime Minister issues an order under the provisions of the preceding paragraph, the Prime Minister must make a public notice of this in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-156-62/par-1/item-2: 前号 → 金融商品取引法 第百五十六条の六十二第一項第一号 (Article 156-62, paragraph (1), item (i)), art-156-62/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-62/par-1/item-1
- art-156-63/par-1: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-63/par-1: 次項 → 金融商品取引法 第百五十六条の六十三第二項 (Article 156-63, paragraph (2)), art-156-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-2
- art-156-63/par-1: 次条 → 金融商品取引法 第百五十六条の六十四 (Article 156-64), art-156-64 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64
- art-156-63/par-2: 前項 → 金融商品取引法 第百五十六条の六十三第一項 (Article 156-63, paragraph (1)), art-156-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-1
- art-156-63/par-3: 第一項 → 金融商品取引法 第百五十六条の六十三第一項 (Article 156-63, paragraph (1)), art-156-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-1
- art-156-63/par-3: この項 → 金融商品取引法 第百五十六条の六十三第三項 (Article 156-63, paragraph (3)), art-156-63/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-3
- art-156-63/par-3: 前二項 → 金融商品取引法 第百五十六条の六十三第二項 (Article 156-63, paragraph (2)), art-156-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-2
- art-156-63/par-3: 前条 → 金融商品取引法 第百五十六条の六十二 (Article 156-62), art-156-62 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-62
- art-156-64/par-1: 前条第三項 → 金融商品取引法 第百五十六条の六十三第三項 (Article 156-63, paragraph (3)), art-156-63/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-3
- art-156-64/par-1: 第百九十八条の六第十七号の二の二 → 金融商品取引法 第百九十八条の六第一項第十七号の二の二 (Article 198-6, paragraph (1), item (xvii-2-2)), art-198-6/par-1/item-17-2-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-8/from-art-198-6#art-198-6/par-1/item-17-2-2
- art-156-64/par-1: 次項 → 金融商品取引法 第百五十六条の六十四第二項 (Article 156-64, paragraph (2)), art-156-64/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64/par-2
- art-156-64/par-2: 前項 → 金融商品取引法 第百五十六条の六十四第一項 (Article 156-64, paragraph (1)), art-156-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64/par-1
- art-156-65/par-1: 第百五十六条の六十三第一項 → 金融商品取引法 第百五十六条の六十三第一項 (Article 156-63, paragraph (1)), art-156-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-1
- art-156-65/par-1: 前条第一項 → 金融商品取引法 第百五十六条の六十四第一項 (Article 156-64, paragraph (1)), art-156-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64/par-1
- art-156-65/par-2: 前項 → 金融商品取引法 第百五十六条の六十五第一項 (Article 156-65, paragraph (1)), art-156-65/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-65/par-1
- art-156-65/par-3: 前項 → 金融商品取引法 第百五十六条の六十五第二項 (Article 156-65, paragraph (2)), art-156-65/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-65/par-2
- art-156-66/par-1: 前条第二項 → 金融商品取引法 第百五十六条の六十五第二項 (Article 156-65, paragraph (2)), art-156-65/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-65/par-2
- art-156-66/par-2: 第百五十六条の六十三第二項 → 金融商品取引法 第百五十六条の六十三第二項 (Article 156-63, paragraph (2)), art-156-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-63/par-2
- art-156-66/par-2: 第百五十六条の六十四第二項 → 金融商品取引法 第百五十六条の六十四第二項 (Article 156-64, paragraph (2)), art-156-64/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-64/par-2
- art-156-67/par-1/item-2: 第百五十六条の八十三第一項 → 金融商品取引法 第百五十六条の八十三第一項 (Article 156-83, paragraph (1)), art-156-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1
- art-156-67/par-1/item-2: この項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-67/par-1/item-4/sub-4: 第百五十六条の八十三第一項 → 金融商品取引法 第百五十六条の八十三第一項 (Article 156-83, paragraph (1)), art-156-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1
- art-156-67/par-1/item-4/sub-4: この項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-67/par-1/item-4/sub-5: 第百五十六条の八十三第一項 → 金融商品取引法 第百五十六条の八十三第一項 (Article 156-83, paragraph (1)), art-156-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1
- art-156-67/par-2: 前項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-68/par-1: 前条第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-68/par-2: 前項 → 金融商品取引法 第百五十六条の六十八第一項 (Article 156-68, paragraph (1)), art-156-68/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1
- art-156-68/par-2/item-1: 前条第一項第三号 → 金融商品取引法 第百五十六条の六十七第一項第三号 (Article 156-67, paragraph (1), item (iii)), art-156-67/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-3
- art-156-68/par-2/item-1: 第四号 → 金融商品取引法 第百五十六条の六十七第一項第四号 (Article 156-67, paragraph (1), item (iv)), art-156-67/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4
- art-156-68/par-2/item-6: 前各号 → 金融商品取引法 第百五十六条の六十八第二項第一号 (Article 156-68, paragraph (2), item (i)), art-156-68/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-1
- art-156-68/par-2/item-6: 前各号 → 金融商品取引法 第百五十六条の六十八第二項第二号 (Article 156-68, paragraph (2), item (ii)), art-156-68/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-2
- art-156-68/par-2/item-6: 前各号 → 金融商品取引法 第百五十六条の六十八第二項第三号 (Article 156-68, paragraph (2), item (iii)), art-156-68/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-3
- art-156-68/par-2/item-6: 前各号 → 金融商品取引法 第百五十六条の六十八第二項第四号 (Article 156-68, paragraph (2), item (iv)), art-156-68/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-4
- art-156-68/par-2/item-6: 前各号 → 金融商品取引法 第百五十六条の六十八第二項第五号 (Article 156-68, paragraph (2), item (v)), art-156-68/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2/item-5
- art-156-68/par-3: 前項 → 金融商品取引法 第百五十六条の六十八第二項 (Article 156-68, paragraph (2)), art-156-68/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-2
- art-156-72/par-2: 前項 → 金融商品取引法 第百五十六条の七十二第一項 (Article 156-72, paragraph (1)), art-156-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72/par-1
- art-156-72/par-3: 第百五十六条の六十八第一項 → 金融商品取引法 第百五十六条の六十八第一項 (Article 156-68, paragraph (1)), art-156-68/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1
- art-156-72/par-3: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-72/par-3: 第一項 → 金融商品取引法 第百五十六条の七十二第一項 (Article 156-72, paragraph (1)), art-156-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72/par-1
- art-156-73/par-2: 前項 → 金融商品取引法 第百五十六条の七十三第一項 (Article 156-73, paragraph (1)), art-156-73/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-73/par-1
- art-156-73/par-3: 前項 → 金融商品取引法 第百五十六条の七十三第二項 (Article 156-73, paragraph (2)), art-156-73/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-73/par-2
- art-156-74/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の七十四第一項第一号 (Article 156-74, paragraph (1), item (i)), art-156-74/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-1
- art-156-74/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の七十四第一項第二号 (Article 156-74, paragraph (1), item (ii)), art-156-74/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-2
- art-156-74/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の七十四第一項第三号 (Article 156-74, paragraph (1), item (iii)), art-156-74/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-3
- art-156-74/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の七十四第一項第四号 (Article 156-74, paragraph (1), item (iv)), art-156-74/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-4
- art-156-74/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の七十四第一項第五号 (Article 156-74, paragraph (1), item (v)), art-156-74/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-5
- art-156-74/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の七十四第一項第六号 (Article 156-74, paragraph (1), item (vi)), art-156-74/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-6
- art-156-74/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の七十四第一項第七号 (Article 156-74, paragraph (1), item (vii)), art-156-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-7
- art-156-74/par-2: 前項第六号 → 金融商品取引法 第百五十六条の七十四第一項第六号 (Article 156-74, paragraph (1), item (vi)), art-156-74/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1/item-6
- art-156-74/par-3: 第一項 → 金融商品取引法 第百五十六条の七十四第一項 (Article 156-74, paragraph (1)), art-156-74/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-74/par-1
- art-156-77/par-1: 第百五十六条の六十八第一項第一号から第三号まで → 金融商品取引法 第百五十六条の六十八第一項第一号 (Article 156-68, paragraph (1), item (i)), art-156-68/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-1
- art-156-77/par-1: 第百五十六条の六十八第一項第一号から第三号まで → 金融商品取引法 第百五十六条の六十八第一項第二号 (Article 156-68, paragraph (1), item (ii)), art-156-68/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-2
- art-156-77/par-1: 第百五十六条の六十八第一項第一号から第三号まで → 金融商品取引法 第百五十六条の六十八第一項第三号 (Article 156-68, paragraph (1), item (iii)), art-156-68/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-68/par-1/item-3
- art-156-77/par-2: 前項 → 金融商品取引法 第百五十六条の七十七第一項 (Article 156-77, paragraph (1)), art-156-77/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-77/par-1
- art-156-78/par-1: 第百五十六条の七十二第一項 → 金融商品取引法 第百五十六条の七十二第一項 (Article 156-72, paragraph (1)), art-156-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72/par-1
- art-156-78/par-2: 第百五十六条の六十九 → 金融商品取引法 第百五十六条の六十九 (Article 156-69), art-156-69 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-69
- art-156-79/par-2: 前項 → 金融商品取引法 第百五十六条の七十九第一項 (Article 156-79, paragraph (1)), art-156-79/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-79/par-1
- art-156-80/par-1: 第百五十六条の七十三 → 金融商品取引法 第百五十六条の七十三 (Article 156-73), art-156-73 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-73
- art-156-82/par-1: 次項 → 金融商品取引法 第百五十六条の八十二第二項 (Article 156-82, paragraph (2)), art-156-82/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-82/par-2
- art-156-83/par-1: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-83/par-1: 第百五十六条の七十二第一項 → 金融商品取引法 第百五十六条の七十二第一項 (Article 156-72, paragraph (1)), art-156-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-72/par-1
- art-156-83/par-1/item-1: 第百五十六条の六十七第一項第三号から第六号まで → 金融商品取引法 第百五十六条の六十七第一項第三号 (Article 156-67, paragraph (1), item (iii)), art-156-67/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-3
- art-156-83/par-1/item-1: 第百五十六条の六十七第一項第三号から第六号まで → 金融商品取引法 第百五十六条の六十七第一項第四号 (Article 156-67, paragraph (1), item (iv)), art-156-67/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-4
- art-156-83/par-1/item-1: 第百五十六条の六十七第一項第三号から第六号まで → 金融商品取引法 第百五十六条の六十七第一項第五号 (Article 156-67, paragraph (1), item (v)), art-156-67/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-5
- art-156-83/par-1/item-1: 第百五十六条の六十七第一項第三号から第六号まで → 金融商品取引法 第百五十六条の六十七第一項第六号 (Article 156-67, paragraph (1), item (vi)), art-156-67/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1/item-6
- art-156-83/par-1/item-1: 同項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-83/par-1/item-2: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-83/par-2: 前項 → 金融商品取引法 第百五十六条の八十三第一項 (Article 156-83, paragraph (1)), art-156-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1
- art-156-83/par-2: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-84/par-1/item-1: 前条第一項 → 金融商品取引法 第百五十六条の八十三第一項 (Article 156-83, paragraph (1)), art-156-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-83/par-1
- art-156-84/par-1/item-1: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-67/par-1
- art-156-84/par-1/item-2: 第百五十六条の八十二第一項 → 金融商品取引法 第百五十六条の八十二第一項 (Article 156-82, paragraph (1)), art-156-82/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-82/par-1
- art-156-84/par-2: 前項 → 金融商品取引法 第百五十六条の八十四第一項 (Article 156-84, paragraph (1)), art-156-84/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5-6/from-art-156-69#art-156-84/par-1
---
## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280101_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-64, paragraph (2) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-66, paragraph (1) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-66, paragraph (2) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22