# 金融商品取引法 / Financial Instruments and Exchange Act — 第四章の二 (Chapter 4-2)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四章の二 (Chapter 4-2) — address `ch-4-2`
- Text: the text as amended with effect from 2028-01-01 (The date on which the provisions listed in Article 1, item (x) of the Supplementary Provisions of the Act Partially Amending the Income Tax Act, etc. (Act No. 12 of 2026) come into force. The exact day is not fixed yet.), standing until 2028-06-12 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20280101_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#ch-4-2
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-4-2
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第四章の二 投資者保護基金 — Chapter IV-2 Investor Protection Funds
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#ch-4-2
## 第一節 総則 — Section 1 General Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#ch-4-2/sec-1
### 第七十九条の二十（一般顧客等） — (General Customers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20
**第一項** この章において「一般顧客」とは、金融商品取引業者（第二十八条第十項に規定する有価証券関連業（以下この章において「有価証券関連業」という。）又は商品関連市場デリバティブ取引取次ぎ等に係る業務（以下この章において「商品デリバティブ取引関連業務」という。）を行う金融商品取引業者に限る。以下この章において同じ。）の本店その他の国内の営業所又は事務所（外国法人である金融商品取引業者にあつては、国内に有する営業所又は事務所）の顧客であつて当該金融商品取引業者と対象有価証券関連取引又は対象商品デリバティブ取引関連取引をする者（適格機関投資家及び国、地方公共団体その他の政令で定める者を除く。）をいう。
art-79-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-1
The term "general customer" as used in this Chapter means a customer of a financial instruments business operator's (limited to a financial instruments business operator that conducts securities services prescribed in Article 28, paragraph (10) (hereinafter referred to as the "securities-related business" in this Chapter) or business related to commodity-related market derivatives transactions brokerage, etc. (hereinafter referred to as the "commodity derivatives transaction-related business" in this Chapter); hereinafter the same applies in this Chapter) head office or other domestic business office or office (with regard to a financial instruments business operator that is a foreign corporation, its business office or office in Japan) which conducts a transaction related to subject securities or subject commodity derivatives transaction-related transactions with that financial instruments business operator (excluding the qualified institutional investors, states, local governments, and other persons specified by Cabinet Order).
machine translation, not official
**第二項** 金融商品取引業者がその一般顧客の計算において他の金融商品取引業者と対象有価証券関連取引又は対象商品デリバティブ取引関連取引をする場合には、前項の規定にかかわらず、当該金融商品取引業者を当該他の金融商品取引業者の一般顧客とみなして、この章の規定を適用する。
art-79-20/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-2
Notwithstanding the provisions of the preceding paragraph, if a first financial instruments business operator conducts a transaction related to subject securities or subject commodity derivatives transaction-related transactions with a second financial instruments business operator on the account of the first financial instruments business operator's general customer, the first financial instruments business operator is deemed to be the general customer of the second financial instruments business operator, and the provisions of this Chapter apply.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** この章において「顧客資産」とは、次に掲げるものをいう。
art-79-20/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3
The term "customer assets" as used in this Chapter means the following:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百十九条の規定により金融商品取引業者が一般顧客から預託を受けた金銭若しくは有価証券（有価証券関連デリバティブ取引に関して預託を受けたものに限る。）又は第百六十一条の二の規定により金融商品取引業者が一般顧客から預託を受けた金銭若しくは有価証券
art-79-20/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-1
the money and securities that a general customer deposits with a financial instruments business operator pursuant to the provisions of Article 119 (limited those deposited in connection with securities-related derivatives transactions) and money and securities that a general customer deposits with a financial instruments business operator pursuant to the provisions of Article 161-2;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第百十九条の規定により金融商品取引業者が一般顧客から預託を受けた金銭、有価証券その他の財産のうち内閣府令・財務省令で定めるもの（商品関連市場デリバティブ取引に関して預託を受けたものに限る。）
art-79-20/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-2
the money, securities or other property deposited to a financial instruments business operator from a general customer under the provisions of Article 119 specified by Cabinet Office Order and Ministry of Finance Order (limited to those deposited in relation to commodity-related market derivatives transactions);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 有価証券関連業に係る取引（店頭デリバティブ取引その他の政令で定める取引を除く。第五号において同じ。）に関し、一般顧客の計算に属する金銭又は金融商品取引業者が一般顧客から預託を受けた金銭（第一号に規定する金銭を除く。）
art-79-20/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-3
money on the account of a general customer and money that a general customer deposits with a financial instruments business operator (other than money prescribed in item (i)) in connection with securities-related business (excluding over-the-counter derivatives transactions or other transactions specified by Cabinet Order; the same applies in item (v));
Ministry of Justice translation — Japanese Law Translation Database System
**四** 商品デリバティブ取引関連業務に係る取引に関し、一般顧客の計算に属する金銭又は金融商品取引業者が一般顧客から預託を受けた金銭（第二号に規定する金銭を除く。）
art-79-20/par-3/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-4
the money belonging to the account of a general customer or money deposited to a financial instruments business operator from a general customer, with regard to a transaction related to commodity derivatives transaction-related business (excluding the money prescribed in item (ii));
Ministry of Justice translation — Japanese Law Translation Database System
**五** 有価証券関連業に係る取引に関し、一般顧客の計算に属する有価証券又は金融商品取引業者が一般顧客から預託を受けた有価証券（第一号に規定する有価証券、契約により金融商品取引業者が消費できる有価証券その他政令で定める有価証券を除く。）
art-79-20/par-3/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-5
securities on the account of a general customer or securities that a general customer deposits with a financial instruments business operator (other than securities prescribed in item (i), securities that a financial instruments business operator may expend pursuant to a contract, and securities specified by Cabinet Order), in connection with a transaction linked to the securities-related business;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 商品デリバティブ取引関連業務に係る取引に関し、一般顧客の計算に属する有価証券若しくは商品（寄託された商品に関して発行された証券又は証書を含む。以下この号において同じ。）又は金融商品取引業者が一般顧客から預託を受けた有価証券若しくは商品（第二号に掲げるもの、契約により金融商品取引業者が消費できる有価証券又は商品その他政令で定める有価証券又は商品を除く。）
art-79-20/par-3/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-6
the securities or commodities belonging to the account of a general customer (including instruments or certificates issued in relation to deposited commodities; hereinafter the same applies in this item) or securities or commodities deposited to a financial instruments business operator from a general customer (excluding those listed in item (ii), securities or commodities that a financial instruments business operator may consume under a contract, and other securities or commodities specified by Cabinet Order), with regard to a transaction related to commodity derivatives transaction-related business; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 前各号に掲げるもののほか、政令で定めるもの
art-79-20/par-3/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-7
anything other than what is set forth in each of the preceding items, which is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の二十一（目的） — (Purpose)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-21 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-21
**第一項** 投資者保護基金（以下この章及び附則において「基金」という。）は、第七十九条の五十六第一項の規定による一般顧客に対する支払その他の業務を行うことにより投資者の保護を図り、もつて証券取引又は商品関連市場デリバティブ取引に対する信頼性を維持することを目的とする。
art-79-21/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-21/par-1
The purpose of an investor protection fund (hereinafter referred to as a "fund" in this Chapter and the Supplementary Provisions) is to ensure the protection of investors through payments to general customers pursuant to the provisions of Article 79-56, paragraph (1) and through other services, thereby maintaining the credibility of securities transactions or commodity-related market derivatives transactions.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の二十二（法人格及び住所） — (Legal Personality and Address)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-22 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-22
**第一項** 基金は、法人とする。
art-79-22/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-22/par-1
A fund has legal personality.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金の住所は、その主たる事務所の所在地にあるものとする。
art-79-22/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-22/par-2
The address of a fund is the address at which its principal office is located.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の二十三（名称） — (Name)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-23 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-23
**第一項** 基金は、その名称のうちに投資者保護基金という文字を用いなければならない。
art-79-23/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-23/par-1
A fund must use the Japanese characters 投資者保護基金 (pronounced "toushisha hogo kikin", meaning "investor protection fund") in its name.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金でない者は、その名称のうちに投資者保護基金という文字を用いてはならない。
art-79-23/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-23/par-2
A person that is not a fund must not use the characters "投資者保護基金" in its name.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の二十四（登記） — (Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-24 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-24
**第一項** 基金は、政令で定めるところにより、登記しなければならない。
art-79-24/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-24/par-1
A fund must register pursuant to the provisions of Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定により登記しなければならない事項は、登記の後でなければ、これをもつて第三者に対抗することができない。
art-79-24/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-24/par-2
Particulars that must be registered pursuant to the provisions of the preceding paragraph may not be asserted against a third party until after their registration.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の二十五（不法行為能力等） — (Capacity in Respect of Tortious Acts)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-25 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-25
**第一項** 基金は、理事長又は理事がその職務を行うについて他人に加えた損害を賠償する責任を負う。
art-79-25/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-25/par-1
A fund is liable for the damages that its president or board members cause another person in the performance of their duties.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二節 会員 — Section 2 Members
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#ch-4-2/sec-2
### 第七十九条の二十六（会員の資格） — (Eligibility for Membership)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-26 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-26
**第一項** 基金の会員の資格を有する者は、金融商品取引業者に限る。
art-79-26/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-26/par-1
The scope of persons eligible for membership in a fund is limited to financial instruments business operators.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、金融商品取引業者が当該基金に加入しようとするときは、業務の種類に関する特別の事由その他の正当な事由により加入を制限する場合を除き、その加入を拒み、又はその加入について不当な条件を付してはならない。
art-79-26/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-26/par-2
If a financial instruments business operator seeks to join a fund, the fund must not refuse it and must not attach unreasonable conditions to its joining the fund, unless entry into the fund is restricted for a special reason related to business type or for any other legitimate reason.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の二十七（加入義務等） — (Obligation to Join a Fund)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-27 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27
**第一項** 金融商品取引業者（政令で定める金融商品取引業者を除く。）は、いずれか一の基金にその会員として加入しなければならない。
art-79-27/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-1
A financial instruments business operator (excluding one that is specified by Cabinet Order) must join any single fund, as a member.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 第二十九条の登録又は第三十一条第四項の変更登録を受けて金融商品取引業（有価証券関連業又は商品デリバティブ取引関連業務に限る。以下この章において同じ。）を行おうとする者（政令で定める者を除く。）は、その登録又は変更登録の申請と同時に、いずれか一の基金に加入する手続をとらなければならない。
art-79-27/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-2
A person seeking to engage in financial instruments business (limited to securities-related business and commodity derivatives transaction-related business; hereinafter the same applies in this Chapter) after obtaining Article 29 registration or an Article 31, paragraph (4) registration of a change (excluding a person specified by Cabinet Order) must go through the process for joining any single fund at the same time as applying for the registration or the registration of the change.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の規定により基金に加入する手続をとつた者は、同項の登録又は変更登録を受けた時に、当該基金の会員となる。
art-79-27/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-3
A person that has gone through the process for joining a fund pursuant to the provisions of the preceding paragraph becomes a member of that fund at the time that the person becomes registered or has the change registered as referred to in that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引業者は、基金に加入した場合又は所属する基金を変更した場合には、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-79-27/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-4
When a financial instruments business operator joins a fund or if it changes the fund to which it belongs, it must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の二十八（脱退等） — (Withdrawal)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-28 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28
**第一項** 基金の会員である金融商品取引業者は、次に掲げる事由により、当然、その所属する基金を脱退する。
art-79-28/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
A financial instruments business operator that is a member of a fund is withdrawn from the fund to which it belongs by operation of law for the following reasons:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引業の廃止（有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに外国法人である金融商品取引業者にあつては、国内に設けられた全ての営業所又は事務所における金融商品取引業の廃止を含む。）又は金融商品取引業者の解散（外国法人である金融商品取引業者にあつては、国内に設けられた営業所又は事務所の清算の開始を含む。）
art-79-28/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1/item-1
discontinuation of a financial instruments business operator's financial instruments business (this includes an Article 31, paragraph (4) registration of a change indicating that the financial instruments business operator stops conducing securities-related business and commodity derivatives transaction-related business, and also includes a foreign corporation's discontinuation of financial instruments business at all of the business offices and offices it has established in Japan) or the dissolution of the financial instruments business operator (with regard to a financial instruments business operator which is a foreign corporation, this includes the commencement of liquidation at a business office or office it has established in Japan); or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第五十二条第一項若しくは第四項、第五十三条第三項、第五十四条又は第五十七条の六第三項の規定による第二十九条の登録の取消し
art-79-28/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1/item-2
the Article 52, paragraph (1) or (4); Article 53, paragraph (3); Article 54; or Article 57-6, paragraph (3) rescission of an Article 29 registration.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定により基金を脱退した者は、第七十九条の五十二から第七十九条の六十一までの規定の適用については、なお当該基金の会員である金融商品取引業者とみなす。
art-79-28/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-2
A person that is withdrawn from a fund pursuant to the provisions of the preceding paragraph is deemed to continue to be a financial instruments business operator and a member of that fund for the purpose of the application of Articles 79-52 through 79-61.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者は、第一項各号に掲げる事由による場合又は内閣総理大臣及び財務大臣の承認を受けて他の基金の会員となる場合を除き、その所属する基金を脱退することができない。
art-79-28/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-3
A financial instruments business operator may not withdraw from the fund to which it belongs unless the withdrawal is for a cause set forth in any of the items of paragraph (1) or unless it becomes the member of another fund with the approval of the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引業者は、その所属する基金を脱退した場合（第一項の規定により脱退した場合を除く。）においても、当該基金を脱退するまでに当該基金が受けた第七十九条の五十三第一項又は第三項から第五項までの規定による通知に係る金融商品取引業者のために当該基金が行う業務に要する費用のうち、脱退した金融商品取引業者の負担すべき費用の額として業務規程の定めるところにより当該基金が算定した額を負担金として納付する義務を負う。
art-79-28/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-4
Even if a financial instruments business operator withdraws from the fund to which it belongs (excluding a case of withdrawal pursuant to the provisions of paragraph (1)), it incurs the obligation to pay the amount calculated by the fund pursuant to the provisions of its operational rules as burden charge, for the amount of costs that the withdrawn financial instruments business operator is required to bear out of the amount of the costs required for the services the fund provides for the financial instruments business operator in connection with any notice under the provisions of Article 79-53, paragraph (1) or paragraphs (3) through (5), that the relevant fund receives up until the operator's withdrawal from the fund.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣及び財務大臣は、第三項の承認の申請があつたときは、次に掲げる要件を満たしている場合でなければ、その承認をしてはならない。
art-79-28/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5
When an application is filed for the approval referred to in paragraph (3), the Prime Minister and the Minister of Finance must not grant that approval unless the following requirements are satisfied:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引業者が、その承認の申請の時においてその脱退しようとする基金に対し会員として負担する債務を完済しており、かつ、前項に規定する義務を履行することが確実と見込まれること。
art-79-28/par-5/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5/item-1
the financial instruments business operator has repaid in full the obligation it bears as a member, to the fund from which it seeks to withdraw, by the time of filing the application for approval, and its performance of the obligation prescribed in the preceding paragraph is expected to be reliable; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該金融商品取引業者が、他の基金に会員として加入する手続をとつていること。
art-79-28/par-5/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5/item-2
the financial instruments business operator gone through the process for joining another fund as a member.
Ministry of Justice translation — Japanese Law Translation Database System
## 第三節 設立 — Section 3 Incorporation
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#ch-4-2/sec-3
### 第七十九条の二十九（設立要件） — (Requirements for Incorporation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-29 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29
**第一項** 基金を設立するには、その会員になろうとする二十以上の金融商品取引業者が発起人とならなければならない。
art-79-29/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-1
In order to incorporate a fund, 20 or more financial instruments business operators that seek to become its members must become the founders.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 発起人は、定款及び業務規程を作成した後、会員になろうとする者を募り、これを会議の日時及び場所とともにその会議開催日の二週間前までに公告して、創立総会を開かなければならない。
art-79-29/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-2
After preparing the articles of incorporation and operational rules, the founders must invite persons seeking to become members, and hold an organizational meeting, issuing public notice of the articles of incorporation and operational rules as well as the date, time, and place of the meeting by two weeks prior to the day of the meeting.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 定款及び業務規程の承認その他設立に必要な事項の決定は、創立総会の議決によらなければならない。
art-79-29/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-3
The approval of the articles of incorporation and operational rules and decisions about other necessary particulars for incorporation of a fund must be made by the resolution at the organizational meeting.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 創立総会では、定款及び業務規程を修正することができる。
art-79-29/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-4
The articles of incorporation and operational rules may be amended at the organizational meeting.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第三項の創立総会の議事は、その開会までに発起人に対して会員となる旨を申し出た金融商品取引業者（以下この条において「加入予定者」という。）及び発起人の二分の一以上が出席して、その出席者の議決権の三分の二以上の多数で決する。
art-79-29/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-5
The items of organizational meeting business that are referred to in paragraph (3) are decided with at least a two-thirds majority of the votes of attendees, at a meeting where at least half of the financial instruments business operators that have proposed themselves as members to the founders before the opening of the meeting (hereinafter, each such financial instruments business operator is referred to as an "expected member" in this Article) and the founders, are present.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 基金の成立の日を含む事業年度の業務の運営に必要な事項（予算及び資金計画を含む。）の決定は、第七十九条の四十二第一項の規定にかかわらず、創立総会の議決によることができる。
art-79-29/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-6
Notwithstanding the provisions of Article 79-42, paragraph (1), matters that are necessary for business operations in the business year that includes the day of establishment of a fund (including the budget and financial plan) may be decided by organizational meeting resolution.
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** 第七十九条の四十三の規定は、前項の創立総会の議事について準用する。この場合において、同条中「総会員」とあるのは、「その開会までに発起人に対して会員となる旨を申し出た金融商品取引業者及び発起人」と読み替えるものとする。
art-79-29/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-7
The provisions of Article 79-43 apply mutatis mutandis to the items of business at an organizational meeting that are referred to in the preceding paragraph. In this case, in that Article, the term "all members" is deemed to be replaced with "the financial instruments business operators that have proposed themselves as members to the founders before the opening of the meeting, and the founders".
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 各加入予定者の創立総会の議決権は、平等とする。
art-79-29/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-8
Each of the expected members holds an equal voting right for organizational meetings.
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 創立総会に出席しない加入予定者は、書面で、又は代理人によつて議決をすることができる。
art-79-29/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-9
An expected member not attending an organizational meeting may vote in writing or by proxy.
Ministry of Justice translation — Japanese Law Translation Database System
**第十項** 加入予定者は、定款で定めるところにより、前項の規定に基づく書面による議決に代えて、電磁的方法（電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令・財務省令で定めるものをいう。第七十九条の四十四の四第三項において同じ。）により議決をすることができる。
art-79-29/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-10
An expected member may, in lieu of voting in writing based on the provisions of the preceding paragraph, vote by electronic or magnetic means (meaning by means of using an electronic data processing system or by any other means using information and communications technology that Cabinet Office Order and Ministry of Finance Order specify; the same applies in Article 79-44-4, paragraph (3)), pursuant the provisions of the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第十一項** 第八項及び第九項の規定は、定款に別段の定めがある場合には、適用しない。
art-79-29/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-11
The provisions of paragraphs (8) and (9) do not apply if it is otherwise provided for in the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第十二項** 基金と特定の加入予定者との関係について創立総会の議決をする場合には、その加入予定者は、議決権を有しない。
art-79-29/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-12
If an organizational meeting resolution concerns the relationship between a fund and a specific expected member, that expected member has no voting right.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十（認可の申請） — (Application for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-30 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30
**第一項** 発起人は、創立総会の終了後遅滞なく、次に掲げる事項を記載した認可申請書を内閣総理大臣及び財務大臣に提出して、設立の認可を受けなければならない。
art-79-30/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1
Founders must obtain authorization for incorporation by submitting a written application for authorization to the Prime Minister and the Minister of Finance, in which the founders give the following particulars, without delay after the completion of the organizational meetings:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 名称
art-79-30/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1/item-1
the name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 事務所の所在の場所
art-79-30/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1/item-2
the location of the office; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 役員の氏名及び会員の名称
art-79-30/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1/item-3
the names of officers and members.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の認可申請書には、定款、業務規程その他内閣府令・財務省令で定める書類を添付しなければならない。
art-79-30/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-2
The articles of incorporation, operational rules, and other documents specified by Cabinet Office Order and Ministry of Finance Order must accompany the written application for authorization referred to in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十一（認可審査基準） — (Examination Criteria for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-31 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31
**第一項** 内閣総理大臣及び財務大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
art-79-31/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1
When an application is filed for the authorization under the provisions of paragraph (1) of the preceding Article, the Prime Minister and the Minister of Finance must examine whether the application conforms to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 設立の手続並びに定款及び業務規程の内容が法令に適合していること。
art-79-31/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-1
procedures for incorporation and the content of the articles of incorporation and operational rules conform to laws and regulations;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 認可申請書、定款及び業務規程に虚偽の記載がないこと。
art-79-31/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-2
there is no false statement in the written application for authorization, the articles of incorporation, or the operational rules;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 役員のうちに次のいずれかに該当する者がいないこと。
art-79-31/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-3
the applicant has no person falling under any of the following persons as an officer:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 心身の故障のため職務を適正に執行することができない者として内閣府令・財務省令で定める者
art-79-31/par-1/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-3/sub-1
a person specified by Cabinet Office Order and Ministry of Finance Order as being unable to properly perform their duties due to a mental or physical disorder; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第二十九条の四第一項第二号ロからリまでのいずれかに該当する者
art-79-31/par-1/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-3/sub-2
a person falling under any of Article 29-4, paragraph (1), item (ii), (b) through (i);
Ministry of Justice translation — Japanese Law Translation Database System
**四** 当該申請に係る基金が、その業務を遂行するために必要な資産を備えていると認められること又は備えることが確実であると認められること。
art-79-31/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-4
the fund to which the application concerns is found to have the necessary assets to conduct its business or it is found to be certain that the fund is to have the assets;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 業務の運営が適正に行われることが確実であると認められること。
art-79-31/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-5
it is found to be possible to rely upon business operations being conducted properly; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** 当該申請に係る基金の組織がこの法律の規定に適合するものであること。
art-79-31/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-6
the organization of the fund to which the application pertains conforms to the provisions of this Act.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣及び財務大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めるときは、設立の認可をしなければならない。
art-79-31/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-2
If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister and the Minister of Finance find that an application conforms to the criteria in that paragraph, they must authorize incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣及び財務大臣は、前条第一項の規定による認可の申請があつた場合において、その認可をすることが適当でないと認めるときは、認可申請者に通知して、当該職員をして審問を行わせなければならない。
art-79-31/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-3
If an application is filed for the authorization under the provisions of paragraph (1) of the preceding Article and the Prime Minister and the Minister of Finance find it inappropriate to grant that authorization, they must notify the applicant for authorization and have the relevant officials conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣及び財務大臣は、設立の認可をすることとし、又はしないこととした場合においては、遅滞なく、その旨を書面により認可申請者に通知しなければならない。
art-79-31/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-4
Upon deciding to grant or not to grant authorization for incorporation, the Prime Minister and the Minister of Finance must notify the applicant for authorization of this in writing without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十二（理事長への事務引継ぎ） — (The Handing Over of Administrative Affairs to the President)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-32 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-32
**第一項** 設立の認可があつたときは、発起人は、遅滞なく、その事務を理事長となるべき者に引き継がなければならない。
art-79-32/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-32/par-1
Upon receiving authorization for incorporation, the founders must without delay hand over administrative affairs to the person that is to become the president.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十三（登記） — (Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-33 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-33
**第一項** 基金は、その主たる事務所の所在地において設立の登記をすることによつて成立する。
art-79-33/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-33/par-1
A fund is established by a registration of incorporation being recorded in connection with the location of its principal office.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、前項の設立の登記をしたときは、遅滞なく、その旨を内閣総理大臣及び財務大臣に届け出なければならない。
art-79-33/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-33/par-2
Once the registration of incorporation referred to in the preceding paragraph has been made, the fund must notify the Prime Minister and the Minister of Finance of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
## 第四節 管理 — Section 4 Management
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#ch-4-2/sec-4
### 第七十九条の三十四（定款の必要的記載事項） — (Particulars Required to Be Included in the Articles of Incorporation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-34 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34
**第一項** 基金の定款には、次に掲げる事項を記載しなければならない。
art-79-34/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1
The articles of incorporation of a fund must include the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 目的
art-79-34/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-1
its purpose;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 名称
art-79-34/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-2
its name;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 事務所の所在地
art-79-34/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-3
the location of its offices;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 会員に関する事項（業務の種類に関する特別の事由等により会員の加入を制限する場合は、当該特別の事由等を含む。）
art-79-34/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-4
the particulars concerning its members (if it restricts membership based on a special cause, etc. involving business type, this includes the special cause, etc.);
Ministry of Justice translation — Japanese Law Translation Database System
**五** 総会に関する事項
art-79-34/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-5
the particulars concerning general meetings;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 役員に関する事項
art-79-34/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-6
the particulars concerning its officers;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 運営審議会に関する事項
art-79-34/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-7
the particulars concerning its governing council;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 業務及びその執行に関する事項
art-79-34/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-8
the particulars concerning its business and execution of the business;
Ministry of Justice translation — Japanese Law Translation Database System
**九** 負担金に関する事項
art-79-34/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-9
the particulars concerning burden charges;
Ministry of Justice translation — Japanese Law Translation Database System
**十** 財務及び会計に関する事項
art-79-34/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-10
the particulars concerning its finances and accounts;
Ministry of Justice translation — Japanese Law Translation Database System
**十一** 定款の変更に関する事項
art-79-34/par-1/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-11
the particulars concerning changes to the articles of incorporation;
Ministry of Justice translation — Japanese Law Translation Database System
**十二** 解散に関する事項
art-79-34/par-1/item-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-12
the particulars concerning dissolution; and
Ministry of Justice translation — Japanese Law Translation Database System
**十三** 公告の方法
art-79-34/par-1/item-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-1/item-13
the means of public notice.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 定款の変更は、内閣総理大臣及び財務大臣の認可を受けなければ、その効力を生じない。
art-79-34/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-2
A change to the articles of incorporation does not become effective without the authorization of the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 基金は、第七十九条の三十第一項第二号又は第三号に掲げる事項について変更があつたときは、遅滞なく、その旨を内閣総理大臣及び財務大臣に届け出なければならない。
art-79-34/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-34/par-3
If a particular set forth in Article 79-30, paragraph (1), item (ii) or (iii) changes, the fund must notify the Prime Minister and the Minister of Finance of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十五（役員） — (Officers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-35 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-35
**第一項** 基金に、役員として、理事長一人、理事二人以上及び監事一人以上を置く。
art-79-35/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-35/par-1
A fund has one president, two or more board members, and one or more inspectors as its officers.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金の業務は、法令又は定款に別段の定めのあるものを除き、理事長及び理事の過半数をもつて決する。
art-79-35/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-35/par-2
The business of a fund is decided by majority among the president and board members, unless otherwise provided for in laws and regulations or the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十六（役員の権限） — (Authority of an Officer)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-36 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-36
**第一項** 理事長は、基金を代表し、その業務を総理する。
art-79-36/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-36/par-1
The president represents the fund and presides over its business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 理事は、定款の定めるところにより、基金を代表し、理事長を補佐して基金の業務を掌理し、理事長に事故があるときはその職務を代理し、理事長が欠員のときはその職務を行う。
art-79-36/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-36/par-2
A board member, pursuant to the provisions of the articles of incorporation, represents the fund, assists the president in administering the business of the fund, acts as a proxy in handling the duties of the president if the president is unable to attend to them, and performs the duties of the president if the position is vacant.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 監事は、基金の業務を監査する。
art-79-36/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-36/par-3
An inspector examines the business of the fund.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 監事は、監査の結果に基づき、必要があると認めるときは、理事長又は内閣総理大臣及び財務大臣に意見を提出することができる。
art-79-36/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-36/par-4
An inspector may submit an opinion to the president or to the Prime Minister and the Minister of Finance based on the results of an examination if the auditor finds this to be necessary.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 役員が第七十九条の三十一第一項第三号イ又はロに該当することとなつたときは、その職を失う。
art-79-36/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-36/par-5
An officer loses the position of officer upon coming to fall under Article 79-31, paragraph (1), item (iii), (a) or (b).
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十七（役員の選任、任期及び解任） — (Appointment, Term of Office, and Dismissal of Officers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-37 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37
**第一項** 役員は、定款の定めるところにより、総会において選任し、又は解任する。ただし、設立当時の役員は、創立総会において選任する。
art-79-37/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-1
Officers are appointed and dismissed at a general meeting pursuant to the provisions of the articles of incorporation; provided, however, that the officers at the time of incorporation are appointed at an organizational meeting.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定による基金の役員の選任（設立当時の役員の選任を除く。）及び解任は、内閣総理大臣及び財務大臣の認可を受けなければ、その効力を生じない。
art-79-37/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-2
The appointment (excluding the appointment of the officers at the time of incorporation) or dismissal of the officer of a fund under the provisions of the preceding paragraph does not become effective without the authorization of the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 役員の任期は、二年以内において定款の定める期間とする。
art-79-37/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-3
The term of office of an officer is a period specified by the articles of incorporation not exceeding two years.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 役員は、再任されることができる。
art-79-37/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-4
Officers may be reappointed.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣及び財務大臣は、不正の手段により役員となつた者のあることが判明したとき、又は役員が法令、法令に基づく行政官庁の処分若しくは定款に違反したときは、基金に対し、当該役員の解任を命ずることができる。
art-79-37/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-5
If an officer is discovered to have become an officer by wrongful means or if an officer violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or the articles of incorporation, the Prime Minister and the Minister of Finance may order the fund to dismiss that officer.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十八（監事の兼職禁止） — (Prohibition on the Concurrent Holding of Positions by Auditors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-38 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-38
**第一項** 監事は、理事長、理事、運営審議会の委員又は基金の職員を兼ねてはならない。
art-79-38/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-38/par-1
An inspector must not concurrently hold the position of president, board member, member of the governing board, or employee of the fund.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の三十九（代表権の制限） — (Restrictions on the Authority of Representation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-39 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-39
**第一項** 基金と理事長又は理事との利益が相反する事項については、これらの者は、代表権を有しない。この場合には、監事が基金を代表する。
art-79-39/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-39/par-1
The president and board members have no authority of representation with regard to a matter that constitutes a conflict of interests between the president or a board member and the fund. In such a case, an auditor represents the fund.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十（仮理事又は仮監事） — (Provisional Board Members and Provisional Auditors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-40 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-40
**第一項** 内閣総理大臣及び財務大臣は、理事又は監事の職務を行う者のない場合において、必要があると認めるときは、仮理事又は仮監事を選任することができる。
art-79-40/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-40/par-1
If there is no one to perform the duties of a board member or an inspector and the Prime Minister and the Minister of Finance find it to be necessary, they may appoint a provisional board member or provisional inspector.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十一（総会） — (General Meetings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-41 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-41
**第一項** 理事長は、定款の定めるところにより、毎事業年度一回通常総会を招集しなければならない。
art-79-41/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-41/par-1
The president must call an ordinary general meeting once every business year, pursuant to the provisions of the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 理事長は、必要があると認めるときは、臨時総会を招集することができる。
art-79-41/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-41/par-2
The president may call an extraordinary general meeting when the president finds this to be necessary.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 基金は、総会の議決を内閣総理大臣及び財務大臣に報告しなければならない。
art-79-41/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-41/par-3
A fund must report general meeting resolutions to the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣及び財務大臣は、当該職員をして総会に出席させ、意見を述べさせることができる。
art-79-41/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-41/par-4
The Prime Minister and the Minister of Finance may have the relevant officials attend a general meeting and state their opinions.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十二（総会の決議事項） — (Matters for General Meeting Resolution)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-42 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42
**第一項** この章で規定するもののほか、次に掲げる事項は、総会の議決を経なければならない。
art-79-42/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1
The following matters, beyond those that are otherwise prescribed in this Chapter, require a general meeting resolution:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 定款の変更
art-79-42/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-1
a change in the articles of incorporation;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 予算及び資金計画の決定又は変更
art-79-42/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-2
a decision on or change in the budget or financial plan;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 業務規程の変更
art-79-42/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-3
a change in the operational rules;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 決算
art-79-42/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-4
the settlement of accounts;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 解散
art-79-42/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-5
dissolution; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** 前各号に掲げるもののほか、定款の定める重要事項
art-79-42/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-6
material matters beyond those that are otherwise set forth in the preceding items, which are specified by the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 総会は、監事に対し基金の業務に関する監査を求め、その結果の報告を請求することができる。
art-79-42/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-2
The members, at a general meeting, may request an inspector to examine the business of the fund and report the results of the examination.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十三（総会の議事） — (General Meeting Decisions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-43 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-43
**第一項** 総会の議事は、総会員の二分の一以上が出席してその出席者の議決権の過半数で決し、可否同数のときは、議長が決する。ただし、前条第一項第一号、第三号及び第五号の議事は、出席者の議決権の三分の二以上の多数で決する。
art-79-43/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-43/par-1
The proceedings of a general meeting are decided by more than half of the votes of the attendees, at a meeting in which at least half of all members are present, and in the case of a tie, by the chairperson; provided, however, that the proceedings referred to in paragraph (1), item (i), item (iii), or item (v) of the preceding Article is decided with at least a two-thirds majority of the votes of the attendees.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十四（臨時総会） — (Extraordinary General Meetings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-44 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44
**第一項** 総会員の五分の一以上から会議の目的である事項を示して請求があつたときは、理事は、臨時総会を招集しなければならない。ただし、総会員の五分の一の割合については、定款でこれと異なる割合を定めることができる。
art-79-44/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44/par-1
If at least one-fifth of the members specify the purpose of a general meeting and demand that one be called, the board members must call an extraordinary general meeting; provided, however, that a proportion different from one-fifth of the members may be specified in the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十四の二（総会の招集） — (Convocation of General Meetings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-44-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-2
**第一項** 総会の招集の通知は、会日より少なくとも五日前に、その会議の目的である事項を示し、定款で定めた方法に従つてしなければならない。
art-79-44-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-2/par-1
A convocation notice for a general meeting must specify the purpose of the general meeting, and must be issued as specified by the articles of incorporation by at least five days prior to the day of the meeting.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十四の三（総会の決議事項） — (Matters for General Meeting Resolutions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-44-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-3
**第一項** 総会においては、前条の規定によりあらかじめ通知をした事項についてのみ、決議をすることができる。ただし、定款に別段の定めがあるときは、この限りでない。
art-79-44-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-3/par-1
Only the matters for which advance notice has been given pursuant to the provisions of the preceding Article may be resolved at a general meeting; provided, however, that this does not apply if it is otherwise provided for in the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十四の四（会員の議決権） — (Voting Rights of Members)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-44-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4
**第一項** 各会員の議決権は、平等とする。
art-79-44-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-1
Each member holds an equal voting right.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 総会に出席しない会員は、書面で、又は代理人によつて議決をすることができる。
art-79-44-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-2
A member not attending a general meeting may vote in writing or by proxy.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 会員は、定款で定めるところにより、前項の規定に基づく書面による議決に代えて、電磁的方法により議決をすることができる。
art-79-44-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-3
A member may, in lieu of voting in writing based on the provisions of the preceding paragraph, vote by electronic or magnetic means pursuant to the provisions of the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第一項及び第二項の規定は、定款に別段の定めがある場合には、適用しない。
art-79-44-4/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-4
The provisions of paragraphs (1) and (2) do not apply if it is otherwise provided for in the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十四の五（議決権のない場合） — (When a Member Has No Voting Right)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-44-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-5
**第一項** 基金と特定の会員との関係について議決をする場合には、その会員は、議決権を有しない。
art-79-44-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-5/par-1
If a resolution concerns the relationship between a fund and a specific member, that member has no voting right.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十五（運営審議会） — (Governing Council)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-45 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45
**第一項** 基金の業務の適正な運営を図るため、基金に運営審議会（以下「審議会」という。）を置く。
art-79-45/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-1
A fund sets in place a governing council (hereinafter referred to as the "council") in order to further the appropriate operation of the business of the fund.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 次に掲げる場合には、理事長は、あらかじめ、審議会の意見を聴かなければならない。
art-79-45/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-2
In the following cases, the president must hear the opinions of the council in advance:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第七十九条の五十四の規定により行う認定を行う場合
art-79-45/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-2/item-1
before granting a recognition pursuant to the provisions of Article 79-54;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第七十九条の五十五第一項の規定により定めるべき事項を定める場合
art-79-45/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-2/item-2
before specifying the matters that are required to be specified pursuant to the provisions of Article 79-55, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第七十九条の五十九の規定による貸付けを行うかどうかの決定を行う場合
art-79-45/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-2/item-3
before making a decision on whether to provide a loan under the provisions of Article 79-59; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** その他基金の業務の運営に関する重要事項を決定する場合として定款の定める場合
art-79-45/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-2/item-4
other cases specified by the articles of incorporation as cases in which material matters concerning the fund's business operation are decided.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 審議会は、委員八人以内で組織する。
art-79-45/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-3
A council comprises of no more than eight members.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 委員は、基金の業務の適正な運営に必要な学識経験を有する者のうちから、内閣総理大臣及び財務大臣の認可を受けて、理事長が任命する。
art-79-45/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-4
The members are appointed by the president from among persons that have the necessary knowledge and experience to appropriately operate the business of the fund, with the authorization of the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第七十九条の四十一第四項の規定は、審議会について準用する。
art-79-45/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-45/par-5
The provisions of Article 79-41, paragraph (4) apply mutatis mutandis to the council.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十六（職員の任命） — (Appointment of Employees)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-46 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-46
**第一項** 基金の職員は、理事長が任命する。
art-79-46/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-46/par-1
The employees of a fund are appointed by the president.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十七（役員及び職員等の秘密保持義務） — (Duty of Confidentiality of the Officers and Employees)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-47 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-47
**第一項** 基金の役員若しくは職員若しくは審議会の委員又はこれらの職にあつた者は、その職務に関して知り得た秘密を漏らし、又は盗用してはならない。
art-79-47/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-47/par-1
It is prohibited for the officer or employee of a fund, a member of the council, or a person that has held any of these positions, to divulge or misappropriate any secret learned in the course of duty.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金の役員若しくは職員若しくは審議会の委員又はこれらの職にあつた者は、その職務に関して知り得た情報を、基金の業務の用に供する目的以外に利用してはならない。
art-79-47/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-47/par-2
It is prohibited for the officer or employee of a fund, a member of the council, or a person that has held any of these positions, to utilize information learned in the course of duty for a purpose other than the business use of the fund for which the information is provided.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の四十八（役員及び職員の地位） — (Position of Officers and Employees)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-48 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-48
**第一項** 基金の役員及び職員並びに審議会の委員は、刑法その他の罰則の適用については、法令により公務に従事する職員とみなす。
art-79-48/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-48/par-1
With regard to the application of the Penal Code and other penal provisions, the officers and employees of a fund and the members of a council are deemed to be officials that are engaged in public service pursuant to laws and regulations.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "With regard to the application of the penal code and other penal provisions, the officers and employees of a fund and the members of a council are deemed to be officials that are engaged in public service pursuant to laws and regulations." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
## 第五節 業務 — Section 5 Services
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#ch-4-2/sec-5
### 第七十九条の四十九（業務の範囲等） — (Scope of Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-49 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49
**第一項** 基金は、第七十九条の二十一に規定する目的を達成するため、次に掲げる業務を行う。
art-79-49/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1
A fund provides the following services in order to achieve the purpose prescribed in Article 79-21:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第七十九条の五十六第一項の規定による一般顧客に対する支払
art-79-49/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-1
the payment of general customers under the provisions of Article 79-56, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第七十九条の五十九第一項の規定による資金の貸付け
art-79-49/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-2
the lending of funds under the provisions of Article 79-59, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第七十九条の六十第一項に規定する裁判上又は裁判外の行為
art-79-49/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-3
judicial or non-judicial act prescribed in Article 79-60, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**四** 第七十九条の六十一に規定する顧客資産の迅速な返還に資するための業務
art-79-49/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-4
services for contributing to the expeditious refunding of customer assets prescribed in Article 79-61;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 負担金（第七十九条の二十八第四項及び第七十九条の六十四第一項に規定する負担金をいう。第七十九条の五十一第一項において同じ。）の徴収及び管理
art-79-49/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-5
collection and management of burden charges (meaning the burden charges prescribed in Article 79-28, paragraph (4) and Article 79-64, paragraph (1); the same applies in Article 79-51, paragraph (1));
Ministry of Justice translation — Japanese Law Translation Database System
**六** 金融機関等の更生手続の特例等に関する法律（平成八年法律第九十五号）第四章第五節、第五章第三節及び第六章第三節の規定による顧客表の提出その他これらの規定による業務
art-79-49/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-6
the submission of the customer lists under the provisions of Chapter IV, Section 5, Chapter V, Section 3 and Chapter VI, Section 3 of the Act on Special Treatment of Corporate Reorganization Proceedings and Other Insolvency Proceedings of Financial Institutions (Act No. 95 of 1996) and other services under those provisions; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 破産法（平成十六年法律第七十五号）の規定により選任される破産管財人、保全管理人、破産管財人代理若しくは保全管理人代理、民事再生法（平成十一年法律第二百二十五号）の規定により選任される監督委員、管財人、保全管理人、管財人代理若しくは保全管理人代理、会社更生法の規定により選任される管財人、管財人代理、保全管理人、保全管理人代理若しくは監督委員又は外国倒産処理手続の承認援助に関する法律（平成十二年法律第百二十九号）の規定により選任される承認管財人、保全管理人、承認管財人代理若しくは保全管理人代理の業務
art-79-49/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-7
the business of a bankruptcy trustee, provisional administrator, bankruptcy trustee representative, or provisional administrator representative appointed under the Bankruptcy Act (Act No. 75 of 2004), a supervisor, trustee, provisional administrator, trustee representative, or provisional administrator representative appointed under the Civil Rehabilitation Act (Act No. 225 of 1999), a trustee, trustee representative, provisional administrator, provisional administrator representative, or supervisor appointed under the Corporate Reorganization Act, or a recognition trustee, provisional administrator, recognition trustee representative, or provisional administrator representative appointed under the Act on Recognition of and Assistance for Foreign Insolvency Proceedings (Act No. 129 of 2000);
machine translation, not official
**八** 預金保険法（昭和四十六年法律第三十四号）第百二十六条の四第三項に規定する特別監視代行者の業務
art-79-49/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-8
the business of the special surveillance agent prescribed in Article 126-4, paragraph (3) of the Deposit Insurance Act (Act No. 34 of 1971);
Ministry of Justice translation — Japanese Law Translation Database System
**九** 預金保険法第百二十六条の六第一項に規定する機構代理の業務
art-79-49/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-9
the business of the corporation agent prescribed in Article 126-6, paragraph (1) of the Deposit Insurance Act; and
Ministry of Justice translation — Japanese Law Translation Database System
**十** 第五十七条の三十一第一項に規定する顧客財産管理人又は顧客財産管理人代理の業務
art-79-49/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-10
the business of a customer property administrator or customer property administrator representative prescribed in Article 57-31, paragraph (1); and
machine translation, not official
**十一** 前各号に掲げる業務に附帯する業務
art-79-49/par-1/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-11
services incidental to the services set forth in the preceding items.
machine translation, not official
**第二項** 基金は、その顧客資産に係る業務の範囲を、第七十九条の二十第三項第一号、第三号、第五号及び第七号に掲げる顧客資産（同号に掲げる顧客資産については、対象有価証券関連取引に関するものとして内閣府令・財務省令で定めるものに限る。）のみに係る業務に限定する旨を定款で定めることができる。この場合において、当該基金又はその会員である金融商品取引業者についての第七十九条の二十六第一項、第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十六第一項中「金融商品取引業者」とあるのは「有価証券関連業を行う金融商品取引業者」と、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「有価証券関連業を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
art-79-49/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-2
A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to the customer assets listed in Article 79-20, paragraph (3), items (i), (iii), (v) and (vii) (with regard to customer assets listed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject securities-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of the relevant fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts securities-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to the customer assets listed in Article 79-20, paragraph (3), items (i), (iii), (v) and (vii) (with regard to customer assets listed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject securities-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of the relevant fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts securities-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-relate business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-49, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第三項** 前項の規定による定款の定めがある基金の会員である金融商品取引業者であつて商品デリバティブ取引関連業務を併せて行う者（第七十九条の二十七第一項に規定する政令で定める金融商品取引業者を除く。）は、同条第一項の規定にかかわらず、当該定款の定めがない他のいずれか一の基金にその会員として加入しなければならない。この場合において、当該他の基金（次項の規定による定款の定めがないものに限る。）は、当該金融商品取引業者に関しては、その顧客資産に係る業務の範囲を前項の顧客資産以外の顧客資産に係る業務に限定をすることができるものとし、かつ、当該限定をした基金又は当該基金の会員である金融商品取引業者についての第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同項及び同条第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
art-79-49/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-3
A financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in the preceding paragraph and also conducts commodity derivatives transaction-related business (excluding a financial instruments business operator specified by Cabinet Order prescribed in Article 79-27, paragraph (1)) is to, notwithstanding the provisions of Article 79-27, paragraph (1), join any other fund whose articles of incorporation do not include the relevant provisions as a member. In this case, such other fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in the following paragraph) may, with regard to the relevant financial instruments business operator, limit the scope of its business related to customer assets to the business related to customer assets other than customer assets prescribed in the preceding paragraph, and with regard to the application of Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to a fund which has prescribed the relevant limitation or a financial instruments business operator that is a member of the relevant fund, the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting commodity derivatives transaction-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 基金は、その顧客資産に係る業務の範囲を、第七十九条の二十第三項第二号、第四号、第六号及び第七号に掲げる顧客資産（同号に掲げる顧客資産については、対象商品デリバティブ取引関連取引に関するものとして内閣府令・財務省令で定めるものに限る。）のみに係る業務に限定する旨を定款で定めることができる。この場合において、当該基金又はその会員である金融商品取引業者についての第七十九条の二十六第一項、第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十六第一項中「金融商品取引業者」とあるのは「商品デリバティブ取引関連業務を行う金融商品取引業者」と、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同項及び同条第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
art-79-49/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-4
A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to customer assets listed in Article 79-20, paragraph (3), items (ii), (iv), (vi) and (vii) (with regard to customer assets prescribed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject commodity derivatives transaction-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of that fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts commodity derivatives transaction-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting commodity derivatives transaction-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to customer assets listed in Article 79-20, paragraph (3), items (ii), (iv), (vi) and (vii) (with regard to customer assets prescribed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject commodity derivatives transaction-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of that fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts commodity derivatives transaction-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting commodity derivatives transaction-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-49, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第五項** 前項の規定による定款の定めがある基金の会員である金融商品取引業者であつて有価証券関連業を併せて行う者（第七十九条の二十七第一項に規定する政令で定める金融商品取引業者を除く。）は、同条第一項の規定にかかわらず、当該定款の定めがない他のいずれか一の基金にその会員として加入しなければならない。この場合において、当該他の基金（第二項の規定による定款の定めがないものに限る。）は、当該金融商品取引業者に関しては、その顧客資産に係る業務の範囲を前項の顧客資産以外の顧客資産に係る業務に限定をすることができるものとし、かつ、当該限定をした基金又は当該基金の会員である金融商品取引業者についての第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「有価証券関連業を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
art-79-49/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-5
A financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in the preceding paragraph and also conducts securities-related business (excluding a financial instruments business operator specified by Cabinet Order prescribed in Article 79-27, paragraph (1)) is to, notwithstanding the provisions of paragraph (1) of that Article, join any other fund whose articles of incorporation do not include the relevant provisions as a member. In this case, such other fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in paragraph (2)) may, with regard to the relevant financial instruments business operator, limit the scope of its business related to customer assets to the business related to customer assets other than customer assets prescribed in the preceding paragraph, and with regard to the application of Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to a fund which has prescribed that limitation or a financial instruments business operator that is a member of the relevant fund, the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business, and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not contain the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in the preceding paragraph and also conducts securities-related business (excluding a financial instruments business operator specified by Cabinet Order prescribed in Article 79-27, paragraph (1)) is to, notwithstanding the provisions of paragraph (1) of that Article, join any other fund whose articles of incorporation do not include the relevant provisions as a member. In this case, such other fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in paragraph (2)) may, with regard to the relevant financial instruments business operator, limit the scope of its business related to customer assets to the business related to customer assets other than customer assets prescribed in the preceding paragraph, and with regard to the application of Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to a fund which has prescribed that limitation or a financial instruments business operator that is a member of the relevant fund, the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), items (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business, and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4)); and the term "has taken procedures to join another fund as a member" in Article 79-49, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not contain the provisions prescribed in Article 79-49, paragraphs (2) and (4))"." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第六項** 第七十九条の二十七第二項及び第三項の規定は、第二項の規定による定款の定めがある基金の会員である金融商品取引業者又は第四項の規定による定款の定めがある基金の会員である金融商品取引業者であつて、第三十一条第四項の変更登録を受けて商品デリバティブ取引関連業務又は有価証券関連業を行おうとする者（第七十九条の二十七第二項に規定する政令で定める者を除く。）について準用する。この場合において、第七十九条の二十七第二項中「いずれか一の基金」とあるのは、「当該定款の定めがない他のいずれか一の基金」と読み替えるものとする。
art-79-49/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-6
The provisions of Article 79-27, paragraphs (2) and (3) apply mutatis mutandis to a financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in paragraph (2) or a financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in paragraph (4), in each case, that seeks to conduct commodity derivatives transaction-related business or securities-related business by obtaining the registration of change set forth in Article 31, paragraph (4) (excluding a person specified by Cabinet Order prescribed in Article 79-27, paragraph (2)). In this case, the term "any one of the funds" in Article 79-27, paragraph (2) is deemed to be replaced with "any one of the funds whose articles of incorporation do not include the relevant provisions".
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十（業務の委託） — (Entrustment of Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-50 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-50
**第一項** 基金は、あらかじめ内閣総理大臣及び財務大臣の認可を受けて、金融商品取引業協会（認可金融商品取引業協会又は第七十八条第二項に規定する認定金融商品取引業協会をいう。次項において同じ。）又は金融商品取引業者に対し、その業務の一部を委託することができる。
art-79-50/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-50/par-1
A fund may entrust part of its services to a financial instruments firms association (meaning an authorized financial instruments firms association or certified financial instruments business association prescribed in Article 78, paragraph (2); the same applies in the following paragraph) or a financial instruments business operator with the advance authorization of the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項に規定する認可があつたときは、金融商品取引業協会及び金融商品取引業者は、この法律又は他の法令の規定にかかわらず、当該認可に係る業務を受託し、当該業務を行うことができる。
art-79-50/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-50/par-2
Notwithstanding the provisions of this Act or other laws and regulations, if the authorization prescribed in the preceding paragraph is granted, the financial instruments firms association or financial instruments business operator may be entrusted with the services to which that authorization pertains and perform those services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十一（業務規程） — (Operational Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-51 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-51
**第一項** 基金の業務規程には、第七十九条の五十六第一項の規定による一般顧客に対する支払に関する事項、負担金の算定方法及び納付に関する事項その他内閣府令・財務省令で定める事項を記載しなければならない。
art-79-51/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-51/par-1
The operational rules of a fund must state the particulars of the payments to general customers under the provisions of Article 79-56, paragraph (1), the particulars of the method of calculation of burden charges and their payment, and other particulars specified by Cabinet Office Order and Ministry of Finance Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、業務規程を変更しようとするときは、内閣総理大臣及び財務大臣の認可を受けなければならない。
art-79-51/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-51/par-2
A fund must obtain the authorization of the Prime Minister and the Minister of Finance if it seeks to change its operational rules.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十二（報告又は資料の提出） — (Submission of Reports and Materials)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-52 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52
**第一項** 基金は、その業務を行うため必要があるときは、その会員である金融商品取引業者に対し、当該金融商品取引業者の業務又は財産の状況に関し、参考となるべき報告又は資料の提出を求めることができる。
art-79-52/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52/par-1
When it is necessary in order for a fund to perform its services, that fund may request a financial instruments business operator that is its member to submit reports or materials that should serve as a reference with regard to the state of the business or assets of that financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定によりその業務又は財産の状況に関し参考となるべき報告又は資料の提出を求められた金融商品取引業者は、遅滞なく、報告又は資料の提出をしなければならない。
art-79-52/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52/par-2
A financial instruments business operator that has been requested to submit reports or materials that should serve as a reference with regard to the state of its business or assets pursuant to the provisions of the preceding paragraph, must submit the reports or materials without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、基金から要請があつた場合において、基金が業務を行うため特に必要があると認めるときは、基金に対し、資料を交付し、又はこれを閲覧させることができる。
art-79-52/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52/par-3
The Prime Minister may issue materials to a fund or allow a fund to inspect the same, if the fund has so requested and the Prime Minister finds this to be particularly necessary in order for the fund to perform its services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十三（基金への通知） — (Notifying the Fund)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-53 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53
**第一項** 基金の会員である金融商品取引業者は、次の各号のいずれかに該当する場合には、直ちに、その旨をその所属する基金に通知しなければならない。
art-79-53/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
If a financial instruments business operator that is a member of a fund falls under any of the following items, it must immediately notify the fund to which it belongs of this:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第五十二条第一項、第五十三条第三項、第五十四条又は第五十七条の六第三項の規定により第二十九条の登録を取り消されたとき。
art-79-53/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-1
its Article 29 registration is rescinded pursuant to the provisions of Article 52, paragraph (1); Article 53, paragraph (3); Article 54; or Article 57-6, paragraph (3);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 破産手続開始、再生手続開始、更生手続開始又は特別清算開始の申立てを行つたとき（外国法人である金融商品取引業者にあつては、国内において破産手続開始、再生手続開始、更生手続開始若しくは特別清算開始の申立てを行つたとき、又は本店の所在する国において当該国の法令に基づき同種類の申立てを行つたとき。）。
art-79-53/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-2
it files a petition to commence bankruptcy proceedings, rehabilitation proceedings, reorganization proceedings, or special liquidation proceedings (or if the financial instruments business operator is a foreign corporation, it files a petition to commence bankruptcy proceedings, rehabilitation proceedings, reorganization proceedings, or special liquidation proceedings in Japan, or a petition of the same kind in the country where its head office is located based on the laws and regulations of that country);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品取引業の廃止（有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに外国法人である金融商品取引業者にあつては、国内に設けられた全ての営業所又は事務所における金融商品取引業の廃止を含む。以下この号において同じ。）をしたとき若しくは解散（外国法人である金融商品取引業者にあつては、国内に設けられた営業所又は事務所の清算の開始を含む。）をしたとき、又は第五十条の二第六項の規定による金融商品取引業等の廃止若しくは解散の公告をしたとき。
art-79-53/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-3
it discontinues its financial instruments business (including the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and with regard to a financial instruments business operator that is a foreign corporation, this includes the discontinuation of financial instruments business at all business offices and offices it has established in Japan; hereinafter the same applies in this item) or is dissolved (with regard to a financial instruments business operator that is a foreign corporation, this includes the commencement of liquidation of the business offices and offices it has established in Japan) or it issues a public notice of its discontinuation of financial instruments business, etc. under the provisions of Article 50-2, paragraph (6) or of its dissolution; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 第五十二条第一項の規定による業務の全部又は一部の停止の命令（同項第九号に該当する場合に限る。）を受けたとき。
art-79-53/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-4
it becomes subject to an order for the suspension of all or part of the business under the provisions of Article 52, paragraph (1) (limited to a case falling under item (ix) of that paragraph).
machine translation, not official
**第二項** 基金は、前項の規定による通知を受けたときは、直ちに、その旨を内閣総理大臣及び財務大臣に報告しなければならない。
art-79-53/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-2
If a fund receives a notice under the provisions of the preceding paragraph, it must immediately report this to the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、基金の会員である金融商品取引業者に対し次に掲げる処分をしたときは、直ちに、その旨を財務大臣及び当該金融商品取引業者が所属する基金に通知しなければならない。
art-79-53/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-3
If the Prime Minister issues any of the following dispositions with regard to a financial instruments business operator that is a member of a fund, the Prime Minister must immediately notify the Minister of Finance and the fund to which that financial instruments business operator:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第五十二条第一項若しくは第四項、第五十三条第三項、第五十四条又は第五十七条の六第三項の規定による第二十九条の登録の取消し
art-79-53/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-3/item-1
the Article 52, paragraph (1) or (4); Article 53, paragraph (3); Article 54; or Article 57-6, paragraph (3) rescission of an Article 29 registration; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第五十二条第一項の規定による業務の全部又は一部の停止の命令（同項第九号に該当する場合に限る。）
art-79-53/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-3/item-2
an order for the suspension of all or part of the business under the provisions of Article 52, paragraph (1) (limited to the case falling under item (ix) of that paragraph).
machine translation, not official
**第四項** 内閣総理大臣は、基金の会員である金融商品取引業者につき、裁判所に対し、金融機関等の更生手続の特例等に関する法律第三百七十七条第一項の規定による更生手続開始の申立て、同法第四百四十六条第一項の規定による再生手続開始の申立て又は同法第四百九十条第一項の規定による破産手続開始の申立てをしたときは、直ちに、その旨を財務大臣及び当該金融商品取引業者が所属する基金に通知しなければならない。
art-79-53/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-4
The Prime Minister must, when having filed a petition for commencement of reorganization proceedings under the provisions of Article 377, paragraph (1) of the Act on Special Treatment of Corporate Reorganization Proceedings and Other Insolvency Proceedings of Financial Institutions, a petition for commencement of rehabilitation proceedings under the provisions of Article 446, paragraph (1) of that Act, and a petition for commencement of bankruptcy proceedings under the provisions of Article 490, paragraph (1) of that Act with the court with regard to a financial instruments business operator which is a member of a fund, immediately notify to that effect to the Minister of Finance and the fund to which the relevant financial instruments business operator belongs.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣は、基金の会員である金融商品取引業者につき、金融機関等の更生手続の特例等に関する法律第三百七十九条、第四百四十八条又は第四百九十二条の規定による通知その他特別清算に関する通知を受けたときは、直ちに、その旨を財務大臣及び当該金融商品取引業者が所属する基金に通知しなければならない。
art-79-53/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-5
If the Prime Minister receives a notice under the provisions of Article 379; Article 448; or Article 492 of the Act on Special Treatment of Corporate Reorganization Proceedings and Other Insolvency Proceedings of Financial Institutions or any other notice concerning special liquidation proceedings with regard to a financial instruments business operator that is a member of a fund, the Prime Minister must immediately notify the Minister of Finance and the fund to which the financial instruments business operator belongs of this.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十四（弁済困難の認定） — (Difficulty in Payment)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-54 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-54
**第一項** 基金は、前条第一項又は第三項から第五項までの規定による通知を受けた場合には、投資者の保護に欠けるおそれがないことが明らかであると認められるときを除き、当該通知に係る金融商品取引業者（以下「通知金融商品取引業者」という。）につき、顧客資産の返還に係る債務の円滑な履行が困難であるかどうかの認定を、遅滞なく、行わなければならない。
art-79-54/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-54/par-1
If a fund receives a notice under the provisions of paragraph (1) or paragraphs (3) through (5) of the preceding Article, it must, without delay, reach a finding as to whether it is difficult for the financial instruments business operator to which the notice pertains (hereinafter referred to as a "financial instruments business operator that is the subject of a notice") to smoothly perform its obligations in connection with the refunding of customer assets, unless it is found to be clearly unlikely that not reaching such a finding would result in insufficient investor protection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十五（認定の公告） — (Public Notice of Findings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-55 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55
**第一項** 基金は、通知金融商品取引業者につき、前条の規定により、顧客資産の返還に係る債務の円滑な履行が困難であるとの認定を行つた場合には、速やかに、次条第一項の請求の届出期間、届出場所その他政令で定める事項を定め、これを公告しなければならない。
art-79-55/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-1
If a fund, pursuant to the provisions of the preceding Article, reaches the finding that it is difficult for a financial instruments business operator that is the subject of a notice to smoothly perform its obligations in connection with the refunding of customer assets, it must promptly specify the period and place of notification set forth in paragraph (1) of the following Article and other matters specified by Cabinet Order and issue public notice of the same.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、前項の規定により公告した後に、同項の認定に係る金融商品取引業者（以下「認定金融商品取引業者」という。）について破産法第百九十七条第一項（同法第二百九条第三項において準用する場合を含む。）の規定による公告、第五項の規定による通知その他の政令で定める事由が生じたときは、前項の規定により公告した届出期間を変更することができる。
art-79-55/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-2
If a public notice under the provisions of Article 197, paragraph (1) of the Bankruptcy Act (including as applied mutatis mutandis pursuant to Article 209, paragraph (3) of that Act) or a notice under the provisions of paragraph (5) is issued or if any other cause specified by Cabinet Order occurs with regard to a financial instruments business operator that is subject to the finding referred to in the preceding paragraph (hereinafter referred to as a "distressed financial instruments business operator") after the fund has issued public notice pursuant to the provisions of the preceding paragraph, the fund may change the period of notification with regard to which it has issued the public notice pursuant to the provisions of that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 基金は、前項の規定により届出期間を変更したときは、遅滞なく、その変更に係る事項を公告しなければならない。
art-79-55/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-3
If a fund changes the period of notification pursuant to the provisions of the preceding paragraph, it must issue public notice of the particulars of the change without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 基金は、第一項に規定する事項を定めた場合又は第二項の規定により届出期間を変更した場合には、直ちに、その旨を内閣総理大臣及び財務大臣に報告しなければならない。
art-79-55/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-4
When a fund specifies the matters prescribed in paragraph (1) or if it changes the period of notification pursuant to the provisions of paragraph (2), it must immediately report this to the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 認定金融商品取引業者の破産手続において、破産法第百九十七条第一項（同法第二百九条第三項において準用する場合を含む。）若しくは第二百四条第二項の規定による通知をしたとき、又は同法第二百八条第一項の規定による許可を受けたときは、破産管財人は、その旨を基金に通知しなければならない。
art-79-55/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-5
The bankruptcy trustee must notify the fund upon providing the notice under the provisions of Article 197, paragraph (1) (including as applied mutatis mutandis pursuant to Article 209, paragraph (3) of the Bankruptcy Act) or Article 204, paragraph (2) of the Bankruptcy Act or upon receipt of permission under the provisions of Article 208, paragraph (1) of that Act in connection with the bankruptcy proceedings of the distressed financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十六（補償対象債権の支払） — (Payment of Claims to Be Compensated)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-56 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56
**第一項** 基金は、認定金融商品取引業者の一般顧客の請求に基づいて、前条第一項の規定により公告した日において現に当該一般顧客が当該認定金融商品取引業者に対して有する債権（当該一般顧客の顧客資産に係るものに限る。）であつて基金が政令で定めるところにより当該認定金融商品取引業者による円滑な弁済が困難であると認めるもの（以下「補償対象債権」という。）につき、内閣府令・財務省令で定めるところにより算出した金額の支払を行うものとする。
art-79-56/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
At the request of the general customer of a distressed financial instruments business operator, the fund is to pay the amount calculated pursuant to the provisions of Cabinet Office Order and Ministry of Finance Order on any claim that the general customer has against the distressed financial instruments business operator as of the day that the fund issues public notice pursuant to the provisions of paragraph (1) of the preceding Article (limited to a claim for the customer assets of the relevant general customer), and which the fund, pursuant to the provisions of Cabinet Order, finds would be difficult for the distressed financial instruments business operator to smoothly pay (hereinafter referred to as "claims to be compensated").
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、前項の規定にかかわらず、認定金融商品取引業者の役員その他の政令で定める者に対しては、同項の支払を行わないものとする。
art-79-56/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-2
Notwithstanding the provisions of the preceding paragraph, a fund is not to make the payment referred to in that paragraph to the officer of a distressed financial instruments business operator or to any other person specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の請求は、前条第一項又は第三項の規定により公告した届出期間内でなければ、することができない。ただし、その届出期間内に請求しなかつたことにつき、災害その他やむを得ない事情があると基金が認めるときは、この限りでない。
art-79-56/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-3
A request set forth in paragraph (1) may only be made within the period of notification for which public notice is issued pursuant to the provisions of paragraph (1) or (3) of the preceding Article; provided, however, that this does not apply if there has been a natural disaster or if the fund otherwise finds there to be a compelling reason for the failure to make a request within the period of notification.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十七（支払金額等） — (Amount of Payment)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-57 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57
**第一項** 前条第一項の請求をした認定金融商品取引業者の一般顧客が次の各号に該当する場合において基金が同項の規定により支払をすべき金額は、同項の規定にかかわらず、同項の規定による金額から当該各号に定める額を控除した金額に相当する金額とする。
art-79-57/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-1
Notwithstanding the provisions of paragraph (1) of the preceding Article, if the general customer of a distressed financial instruments business operator which makes the request set forth in that paragraph falls under any of the following items, the amount that must be paid by the fund pursuant to the provisions of that paragraph is equivalent to the amount under the provisions of that paragraph less the amount provided for in the relevant item:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 補償対象債権に係る顧客資産の全部又は一部を担保権の目的として提供している場合 その担保権の目的として提供している顧客資産の全部又は一部を内閣府令・財務省令で定めるところにより評価した金額（当該金額が当該担保権に係る被担保債権の額を超える場合には、当該担保権に係る被担保債権の額）
art-79-57/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-1/item-1
if the general customer has provided the whole or a part of the customer assets that are under the claim to be compensated as the subject matter of a security interest:the amount of the relevant whole or part of the customer assets provided as the subject matter of the security interest, as valued pursuant to the provisions of Cabinet Office Order and Ministry of Finance Order (or, if that amount exceeds the amount of the secured claim connected with the security interest, the amount of the secured claim connected with that security interest);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該認定金融商品取引業者に対して債務を負つている場合 その債務の額（当該債務に関して前号に該当する場合には、同号に定める額を控除した額）
art-79-57/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-1/item-2
if the general customer has incurred an obligation to the distressed financial instruments business operator:the amount of the obligation (or, if the general customer falls under the preceding item in connection with that obligation, the amount of the obligation less the amount provided for in that item); or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 補償対象債権に係る顧客資産のうちに社債、株式等の振替に関する法律第六十条第一項に規定する補償対象債権を有する場合 同項の補償対象債権に相当する顧客資産を内閣府令・財務省令で定めるところにより評価した金額（当該顧客資産について同条第五項の適用がある場合には、当該金額から同項の規定により減額された支払額を控除した金額）
art-79-57/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-1/item-3
if the customer assets that are subject to the claim to be compensated include a claim to be compensated prescribed in Article 60, paragraph (1) of the Act on Book-Entry Transfer of Corporate Bonds and Shares:the amount of customer assets equivalent to the claims to be compensated set forth in that paragraph, as valued pursuant to the provisions of Cabinet Office Order and Ministry of Finance Order (or, if the provisions of paragraph (5) of that Article apply to those customer assets, that amount less the amount of payment reduced pursuant to the provisions of that paragraph).
machine translation, not official
**第二項** 金融商品取引業者が、第七十九条の二十第二項の規定により一般顧客とみなされる場合における前条第一項及び前項の規定の適用については、当該一般顧客とみなされる起因となつている当該金融商品取引業者の一般顧客ごとに、一般顧客としての地位を有するものとする。
art-79-57/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-2
With regard to the application of paragraph (1) of the preceding Article and the provisions of the preceding paragraph if a financial instruments business operator is deemed to be a general customer pursuant to the provisions of Article 79-20, paragraph (2), each general customer of the financial instruments business operator which causes the financial instruments business operator to be deemed a general customer has the position of a general customer.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前条第一項及び第一項の規定により支払をすべき金額が政令で定める金額を超えるときは、当該政令で定める金額を当該支払をすべき金額とする。
art-79-57/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-3
If the amount that must be paid pursuant to the provisions of paragraph (1) of the preceding Article and paragraph (1) exceeds the amount specified by Cabinet Order, the amount specified by Cabinet Order is the amount that must be paid.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 基金は、前条第一項の支払をしたときは、その支払をした金額に応じ、政令で定めるところにより、当該支払に係る補償対象債権を取得する。
art-79-57/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-4
If a fund makes the payment referred to in paragraph (1) of the preceding Article, it acquires a claim to be compensated in connection with that payment and in line with the amount it pays, pursuant to the provisions of Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十八（所得税法等の適用） — (Application of the Income Tax Act)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-58 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-58
**第一項** 一般顧客である個人が、認定金融商品取引業者に対して有する補償対象債権（有価証券に係るものに限る。以下この項において同じ。）に係る第七十九条の五十六第一項の支払を受けたときは、その支払を受けた時に、その支払を受けた金額により、当該個人から当該支払をした基金に対し当該支払に係る補償対象債権（当該補償対象債権のうち当該支払をしたことにより当該基金が取得した部分に限る。）に係る有価証券の譲渡があつたものとみなして、所得税法（昭和四十年法律第三十三号）その他の所得税に関する法令の規定を適用する。
art-79-58/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-58/par-1
If a general customer is an individual and that individual receives a payment set forth in Article 79-56, paragraph (1) on a claim to be compensated that the individual holds against a distressed financial instruments business operator (limited to a claim involving securities; hereinafter the same applies in this paragraph), the securities under the claim to be compensated that is connected with that payment (limited to the part of the claim to be compensated that the fund acquires based on that payment) are deemed to transfer from the individual to the fund that makes the payment, based on the amount of payment that the individual receives and at the time the individual receives that payment, and the provisions of the Income Tax Act (Act No. 33 of 1965) and other laws and regulations concerning income tax apply.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定の適用がある場合における租税特別措置法（昭和三十二年法律第二十六号）第四条の二及び第四条の三の規定の特例の適用に関し必要な事項は、政令で定める。
art-79-58/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-58/par-2
Necessary particulars for the application of the special provisions to Article 4-2 and Article 4-3 of the Act on Special Measures Concerning Taxation (Act No. 26 of 1957) in a case to which the provisions of the preceding paragraph are applicable are specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の五十九（返還資金融資） — (Loans of Funds for Refunds)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-59 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59
**第一項** 基金は、通知金融商品取引業者（認定金融商品取引業者を除く。）又は通知金融商品取引業者に係る第四十三条の二第二項に規定する信託の受益者代理人の申込みに基づき、その必要と認められる金額の範囲内において、これらの者に対し、顧客資産の返還に係る債務の迅速な履行に必要な資金の貸付け（以下「返還資金融資」という。）を行うことができる。
art-79-59/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-1
At the application of a financial instruments business operator that is the subject of a notice (excluding a distressed financial instruments business operator) or the agent of the beneficiary of a trust prescribed in Article 43-2, paragraph (2) that is connected to a financial instruments business operator that is the subject of a notice, a fund may loan the necessary funds for the expeditious performance of obligations connected with the refunding of customer assets (hereinafter referred to as a "loan of funds for refunds") to such a person, within the limits of the amount that is found to be necessary.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 返還資金融資の申込みを行う者は、当該申込みを行う時までに、当該返還資金融資に関し、次に掲げる要件のすべてに該当することについて、内閣総理大臣の認定（以下この条において「適格性の認定」という。）を受けなければならない。
art-79-59/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-2
A person that files an application for a loan of funds for refunds must be recognized by the Prime Minister to satisfy all of the following requirements with regard to the relevant loan of funds for refunds (hereinafter such a recognition is referred to as "recognition of eligibility" in this Article), by the time it files that application:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 返還資金融資が行われることが顧客資産の返還に係る債務の迅速な履行に必要であると認められること。
art-79-59/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-2/item-1
providing a loan of funds for refund is found to be necessary for the expeditious performance of obligations connected with the refund of customer assets; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 返還資金融資による貸付金が顧客資産の返還に係る債務の迅速な履行のために使用されることが確実であると認められること。
art-79-59/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-2/item-2
it is found to be possible to rely upon the proceeds of a loan of funds for refund being used for the expeditious performance of obligations connected with the refund of customer assets.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、適格性の認定を行つたときは、その旨を財務大臣及び当該適格性の認定を受けた金融商品取引業者（金融商品取引業者に係る第四十三条の二第二項に規定する信託の受益者代理人が認定を受けた場合にあつては、当該金融商品取引業者）が所属する基金に通知しなければならない。
art-79-59/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-3
Upon granting a recognition of eligibility, the Prime Minister must notify the Minister of Finance and the fund to which the financial instruments business operator that has obtained the recognition of eligibility belongs (or, if the agent of the beneficiary of a trust prescribed in Article 43-2, paragraph (2) that involves a financial instruments business operator has obtained that recognition, the financial instruments business operator) of this.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 基金は、返還資金融資の申込みがあつたときは、当該申込みに係る返還資金融資を行うかどうかの決定をしなければならない。
art-79-59/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-4
Upon receiving an application for a loan of funds for refunds, a fund must decide whether to provide the loan of funds for refunds to which that application pertains.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 基金は、前項の決定をしたときは、直ちに、その決定に係る事項を内閣総理大臣及び財務大臣に報告しなければならない。
art-79-59/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-5
When a fund has made the decision referred to in the preceding paragraph, it must immediately report the particulars of the decision to the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十（一般顧客の債権の保全） — (Preservation of the Claims of General Customers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-60 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60
**第一項** 基金は、金融機関等の更生手続の特例等に関する法律の規定による行為を行うほか、一般顧客が通知金融商品取引業者に対して有する債権（当該一般顧客の顧客資産に係るものに限る。）の実現を保全するために必要があると認めるときは、その必要の限度において、当該一般顧客のため、当該債権の実現を保全するために必要な一切の裁判上又は裁判外の行為を行う権限を有する。
art-79-60/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-1
In addition to performing the acts under the provisions of the Act on Special Measures for the Reorganization Proceedings of Financial Institutions, if a fund finds it to be necessary in order to preserve the fulfillment of a claim that a general customer has against a financial instruments business operator that is the subject of a notice (limited to a claim involving the customer assets of that general customer), the fund has, to the extent necessary, the authority to perform any and all judicial and non-judicial acts that are necessary for preserving the fulfillment of that claim on behalf of that general customer.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、一般顧客のために、公平かつ誠実に前項の行為をしなければならない。
art-79-60/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-2
A fund must be sincere and fair in its performance of the acts referred to in the preceding paragraph on behalf of a general customer.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 基金は、一般顧客に対し、善良な管理者の注意をもつて第一項の行為をしなければならない。
art-79-60/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-3
A fund must perform the acts set forth in paragraph (1) for general customers with the due care of a prudent manager.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 基金は、第一項の規定により裁判上の行為をする場合には、当該行為により代理する一般顧客に対し、あらかじめ当該行為の内容を通知しなければならない。
art-79-60/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-4
Before performing a judicial pursuant to the provisions of paragraph (1), a fund must notify the general customer that the fund represents in that act, of the content of the act.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 前項の規定による通知を受けた一般顧客は、基金に対して基金の代理権を消滅させる旨を通知することにより当該代理権を消滅させて、自ら当該通知に係る裁判上の行為をすることができる。
art-79-60/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-5
A general customer that has received the notice under the provisions of the preceding paragraph may independently perform any judicial act to which that notice pertains by extinguishing the authority of representation of the fund by notifying the fund that the general customer extinguishes the authority of representation.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十一（迅速な弁済に資するための業務） — (Services for Contributing to Expeditious Payment)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-61 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-61
**第一項** 基金は、会員である金融商品取引業者の委託を受けて行う当該金融商品取引業者に係る第四十三条の二第二項に規定する信託の受益者代理人としての業務その他の顧客資産の迅速な返還に資するための業務として内閣府令・財務省令で定める業務を行うことができる。
art-79-61/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-61/par-1
A fund may be entrusted by a financial instruments business operator that is its member, to conduct services as the agent of the beneficiary of a trust prescribed in Article 43-2, paragraph (2) which is connected to the financial instruments business operator or other services specified by Cabinet Office Order or Ministry of Finance Order as business for contributing to the expeditious refunding of customer assets.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十二（内閣府令等への委任） — (Delegation to Cabinet Office Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-62 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-62
**第一項** この節の規定を実施するための手続その他必要な事項は、内閣府令又は内閣府令・財務省令で定める。
art-79-62/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-62/par-1
The procedures for implementing the provisions of this Section and other necessary particulars for the implementation are specified by Cabinet Office Order, or Cabinet Office Order and Ministry of Finance Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第六節 負担金 — Section 6 Burden Charges
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#ch-4-2/sec-6
### 第七十九条の六十三（投資者保護資金） — (Funds for Investor Protection)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-63 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-63
**第一項** 基金は、第七十九条の四十九第一項各号に掲げる業務に要する費用に充てるための資金（以下「投資者保護資金」という。）を設けるものとする。
art-79-63/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-63/par-1
A fund is to set aside funds that it allocates to cover the costs that are required for the services set forth in the items of Article 79-49, paragraph (1) (hereinafter referred to as "funds for investor protection").
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 投資者保護資金は、第七十九条の四十九第一項各号に掲げる業務に要する費用に充てる場合でなければ、これを使用してはならない。
art-79-63/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-63/par-2
Funds for investor protection must not be used other than when they are allocated to cover the costs that are required for the services set forth in the items of Article 79-49, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十四（負担金） — (Burden Charges)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-64 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-64
**第一項** 金融商品取引業者は、投資者保護資金に充てるため、業務規程の定めるところにより、その所属する基金に対し、負担金を納付しなければならない。
art-79-64/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-64/par-1
A financial instruments business operator must pay burden charges to a fund to which it belongs pursuant to the provisions of the operational rules, so that these can be allocated to funds for investor protection.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、前項の規定にかかわらず、定款の定めるところにより、通知金融商品取引業者の負担金を免除することができる。
art-79-64/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-64/par-2
Notwithstanding the provisions of the preceding paragraph, a fund may waive the burden charges of a financial instruments business operator that is the subject of a notice, pursuant to the provisions of the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十五（負担金の額の算定方法等） — (Method of Calculation of the Amount of Burden Charges)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-65 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65
**第一項** 前条第一項の負担金の額は、業務規程の定める算定方法により算定される額とする。
art-79-65/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-1
The amount of the burden charges referred to in paragraph (1) of the preceding Article is the amount calculated using the calculation method specified in the operational rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の負担金の算定方法は、次に掲げる基準に適合するように定めなければならない。
art-79-65/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-2
The method of calculating the burden charges referred to in the preceding paragraph must be specified so as to conform to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第七十九条の五十六第一項の支払その他の投資者保護資金に係る業務に要する費用の予想額に照らし、長期的に基金の財政が均衡するものであること。
art-79-65/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-2/item-1
the finances of a fund will be balanced in the long term in light of the estimated amount of payments set forth in Article 79-56, paragraph (1) and the costs that are required for services linked to funds for investor protection; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 特定の金融商品取引業者に対し差別的取扱いをしないものであること。
art-79-65/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-2/item-2
no particular financial instruments business operator is subject to differential treatment.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の規定は、同項第一号に掲げる基準に適合するように負担金の算定方法を定めることとした場合には、これによる負担金の納付によつて会員である金融商品取引業者の経営の健全性が維持されなくなるときにおいて、当該基準に適合しない負担金の算定方法を一時的に定めることを妨げるものと解してはならない。
art-79-65/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-3
The provisions of the preceding paragraph must not be construed as precluding the temporary specification of a method of calculating burden charges that does not conform to the criterion specified in item (i) of that paragraph, if the payment of burden charges so calculated would make it impossible for a financial instruments business operator that is a member to maintain its sound management.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十六（延滞金） — (Delinquency Charges)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-66 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-66
**第一項** 金融商品取引業者は、負担金を業務規程の定める納期限までに納付しない場合には、その所属する基金に対し、延滞金を納付しなければならない。
art-79-66/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-66/par-1
If a financial instruments business operator fails to pay the burden charges by the due date for payment specified by the operational rules, they must pay a delinquency charge to the fund to which it belongs.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 延滞金の額は、未納の負担金の額に納期限の翌日からその納付の日までの日数に応じ年十四・五パーセントの割合を乗じて計算した金額とする。
art-79-66/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-66/par-2
The amount of a delinquency charge is calculated by multiplying the amount of unpaid burden charges by an annual rate of 14.5 percent, based on the number of days from the day following the due date for payment until the day of payment.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十七（内閣府令・財務省令への委任） — (Delegation to Cabinet Office Order and Ministry of Finance Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-67 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-67
**第一項** この節の規定を実施するための手続その他必要な事項は、内閣府令・財務省令で定める。
art-79-67/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-67/par-1
The procedures for implementing the provisions of this Section and other necessary particulars for the implementation are specified by Cabinet Office Order and Ministry of Finance Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第七節 財務及び会計 — Section 7 Finances and Accounts
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#ch-4-2/sec-7
### 第七十九条の六十八（事業年度） — (Business Year)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-68 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-68
**第一項** 基金の事業年度は、四月一日から翌年三月三十一日までとする。ただし、基金の成立の日を含む事業年度は、その成立の日からその後最初の三月三十一日までとする。
art-79-68/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-68/par-1
The business year of a fund is from April 1 through March 31 of the following year; provided, however, that the business year in that includes the day of establishment of a fund is from the day of establishment to the following March 31.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六十九（予算及び資金計画の提出） — (Submission of a Budget and Financial Plan)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-69 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-69
**第一項** 基金は、毎事業年度、予算及び資金計画を作成し、当該事業年度の開始前に（基金の成立の日を含む事業年度にあつては、成立後遅滞なく）、内閣総理大臣及び財務大臣に提出しなければならない。これを変更したときも、同様とする。
art-79-69/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-69/par-1
A fund must prepare a budget and a financial plan for every business year and submit them to the Prime Minister and the Minister of Finance before the commencement of the relevant business year (with regard to a business year that includes the day of establishment of a fund, this means without delay after the establishment of the fund). The same applies if a fund changes the budget or financial plan.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の七十（財務諸表等の提出） — (Submission of Financial Statements)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-70 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70
**第一項** 基金は、事業年度（基金の成立の日を含む事業年度を除く。）の開始の日から三月以内に、前事業年度の貸借対照表及び損益計算書、財産目録並びに事業報告書及び予算の区分に従う決算報告書（以下この条において「財務諸表等」という。）を内閣総理大臣及び財務大臣に提出し、その承認を受けなければならない。
art-79-70/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70/par-1
Within three months from the first day of the business year (excluding the business year that includes the day of establishment of a fund), a fund must submit a balance sheet and profit and loss statement, an inventory of property and business report, and a statement of accounts based on their budget category (hereinafter collectively referred to as "financial statements, etc." in this Article) for the previous business year to the Prime Minister and the Minister of Finance, and obtain their approval.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 基金は、前項の規定により財務諸表等を内閣総理大臣及び財務大臣に提出するときは、これに財務諸表等に関する監事の意見書を添付しなければならない。
art-79-70/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70/par-2
If a fund submits financial statements, etc. to the Prime Minister and the Minister of Finance pursuant to the provisions of the preceding paragraph, an inspector's written opinion about the financial statements, etc. must accompany them.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 基金は、第一項の規定による内閣総理大臣及び財務大臣の承認を受けた財務諸表等を当該基金の事務所に備え置き、公衆の縦覧に供しなければならない。
art-79-70/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70/par-3
A fund must keep the financial statements, etc. that have been approved by the Prime Minister and the Minister of Finance as under the provisions of paragraph (1) at its office and make them available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の七十一（準備金） — (Reserve Funds)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-71 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-71
**第一項** 基金は、毎事業年度の剰余金の全部を、準備金として積み立てなければならない。
art-79-71/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-71/par-1
A fund must lay aside all of the surplus in every business year as reserve funds.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の準備金は、前事業年度から繰り越した欠損のてん補に充て、又は投資者保護資金に繰り入れることができる。
art-79-71/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-71/par-2
The reserve funds referred to in the preceding paragraph may be allocated to cover any deficit carried over from the previous business year, and may be transferred to funds for investor protection.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の準備金は、前項の場合を除き、取り崩してはならない。
art-79-71/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-71/par-3
The reserve funds referred to in paragraph (1) must not be broken into other than as referred to in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の七十二（資金の借入れ） — (Borrowing of Funds)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-72 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-72
**第一項** 基金は、第七十九条の四十九第一項第一号から第四号まで及び第六号に掲げる業務を行うため必要があると認めるときは、政令で定める金額の範囲内において、内閣総理大臣及び財務大臣の認可を受けて、金融機関等（銀行、金融商品取引業者その他内閣府令・財務省令で定めるものをいう。）から資金の借入れ（借換えを含む。）をすることができる。
art-79-72/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-72/par-1
If a fund finds it to be necessary in order for it to perform the services set forth in Article 79-49, paragraph (1), items (i) through (iv) and item (vi), it may borrow funds (this includes refinancing) from a financial institution, etc. (meaning a bank, a financial instruments business operator, or any other person specified by Cabinet Office Order or Ministry of Finance Order) with the authorization of the Prime Minister and the Minister of Finance, within the limits of the amount specified by Cabinet Order.
machine translation, not official
### 第七十九条の七十三（資金運用の制限） — (Restrictions on the Investment of Funds)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-73 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-73
**第一項** 基金は、次の方法によるほか、業務上の余裕金及び投資者保護資金を運用してはならない。
art-79-73/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-73/par-1
A fund must not invest any surplus funds that arise in the course of business or funds for investor protection except in the following manners:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 国債その他内閣総理大臣及び財務大臣の指定する有価証券の保有
art-79-73/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-73/par-1/item-1
by holding national government bonds or other securities designated by the Prime Minister and the Minister of Finance;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 内閣総理大臣及び財務大臣の指定する金融機関への預金
art-79-73/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-73/par-1/item-2
by depositing them in a financial institution designated by the Prime Minister and the Minister of Finance; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** その他内閣府令・財務省令で定める方法
art-79-73/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-73/par-1/item-3
in other ways specified by Cabinet Office Order and Ministry of Finance Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の七十四（内閣府令・財務省令への委任） — (Delegation to Cabinet Office Order and Ministry of Finance Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-74 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-74
**第一項** この法律で規定するもののほか、基金の財務及び会計に関し必要な事項は、内閣府令・財務省令で定める。
art-79-74/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-74/par-1
Beyond what is provided for in this Act, necessary particulars relevant to the finances and accounts of a fund are specified by Cabinet Office Order and Ministry of Finance Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第八節 監督 — Section 8 Supervision
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#ch-4-2/sec-8
### 第七十九条の七十五（業務改善命令） — (Business Improvement Orders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-75 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-75
**第一項** 内閣総理大臣及び財務大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、基金に対し、定款又は業務規程の変更その他その業務に関して監督上必要な命令をすることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-79-75/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-75/par-1
If the Prime Minister and the Minister of Finance find it to be necessary and appropriate in the public interest or for the protection of investors, they may order a fund to change its articles of incorporation or operational rules, or may otherwise issue it orders that are necessary from a supervisory perspective, in connection with its business. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister and the Minister of Finance must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の七十六（認可の取消し） — (Rescission of Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-76 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-76
**第一項** 内閣総理大臣及び財務大臣は、基金が法令、法令に基づく行政官庁の処分若しくは当該基金の定款若しくは業務規程に違反した場合又は業務若しくは財産の状況によりその業務の継続が困難であると認める場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、その設立の認可を取り消すことができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-79-76/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-76/par-1
If a fund violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or its articles of incorporation or operational rules, or if the Prime Minister and the Minister of Finance find that it will be difficult for a fund's services to continue due to the state of its services or assets, and the Prime Minister and the Minister of Finance find it to be necessary and appropriate in the public interest or for the protection of investors, they may rescind the authorization for the incorporation of the fund. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister and the Minister of Finance must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の七十七（報告の徴取及び立入検査） — (Collection of Reports and On-Site Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-77 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-77
**第一項** 内閣総理大臣及び財務大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、基金若しくは当該基金から業務の委託を受けた者に対し当該基金の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に基金若しくは当該基金から業務の委託を受けた者の事務所に立ち入り、帳簿書類その他の物件の検査（当該基金から業務の委託を受けた者にあつては、当該基金の業務又は財産に関し必要なものに限る。）をさせることができる。
art-79-77/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-77/par-1
When the Prime Minister and the Minister of Finance find that it is necessary and appropriate in the public interest or for the protection of investors, they may order a fund or a person that a fund has entrusted with its business to submit reports or materials that should serve as a reference with regard to the business or assets of the fund, and may have the relevant officials enter the office of a fund or of the person that a fund has entrusted with its business to inspect its books, documents, and any other articles (but may only have the relevant officials inspect the person that a fund has entrusted with its business as is necessary in connection with the business or assets of the fund).
Ministry of Justice translation — Japanese Law Translation Database System
## 第九節 解散 — Section 9 Dissolution
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4-2/sec-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#ch-4-2/sec-9
### 第七十九条の七十八（解散事由） — (Grounds for Dissolution)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-78 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78
**第一項** 基金は、次に掲げる事由によつて解散する。
art-79-78/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78/par-1
A fund is dissolved for the following reasons:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 総会の議決
art-79-78/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78/par-1/item-1
general meeting resolution; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 設立の認可の取消し
art-79-78/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78/par-1/item-2
the rescission of authorization for incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項第一号に掲げる理由による解散は、内閣総理大臣及び財務大臣の認可を受けなければ、その効力を生じない。
art-79-78/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78/par-2
Dissolution on the grounds specified in item (i) of the preceding paragraph does not become effective without the authorization of the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の七十九（清算人の選任） — (Appointment of a Liquidator)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-79 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-79
**第一項** 清算人は、前条第一項第一号の規定による解散の場合には総会において選任し、同項第二号の規定による解散の場合には内閣総理大臣及び財務大臣が選任する。
art-79-79/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-79/par-1
In the case of a dissolution under the provisions of paragraph (1), item (i) of the preceding Article, a liquidator is appointed at a general meeting. In the case of a dissolution under the provisions of item (ii) of that paragraph, a liquidator is appointed by the Prime Minister and the Minister of Finance.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の八十（残余財産の処理） — (Disposal of Residual Assets)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-80 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-80
**第一項** 清算人は、基金の債務を弁済してなお残余財産があるときは、内閣府令・財務省令で定めるところにより、当該残余財産をその会員がそれぞれ加入することとなる他の基金に帰属させなければならない。
art-79-80/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-80/par-1
If there are residual assets after the payment of the obligations of a fund, the liquidator, pursuant to the provisions of Cabinet Office Order and Ministry of Finance Order, must cause the residual assets to vest in each of the other funds that the members join.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項に定めるもののほか、基金の解散に関する所要の措置は、合理的に必要と判断される範囲内において、政令で定めることができる。
art-79-80/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-80/par-2
Beyond what is provided for in the preceding paragraph, required measures in connection with the dissolution of a fund may be specified by Cabinet Order within the scope that is reasonably determined to be necessary.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-79-20/par-1: 第二十八条第十項 → 金融商品取引法 第二十八条第十項 (Article 28, paragraph (10)), art-28/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10
- art-79-20/par-2: 前項 → 金融商品取引法 第七十九条の二十第一項 (Article 79-20, paragraph (1)), art-79-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-1
- art-79-20/par-3/item-1: 第百十九条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119
- art-79-20/par-3/item-1: 第百六十一条の二 → 金融商品取引法 第百六十一条の二 (Article 161-2), art-161-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-6/from-art-157#art-161-2
- art-79-20/par-3/item-2: 第百十九条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119
- art-79-20/par-3/item-3: 第五号 → 金融商品取引法 第七十九条の二十第三項第五号 (Article 79-20, paragraph (3), item (v)), art-79-20/par-3/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-5
- art-79-20/par-3/item-3: 第一号 → 金融商品取引法 第七十九条の二十第三項第一号 (Article 79-20, paragraph (3), item (i)), art-79-20/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-1
- art-79-20/par-3/item-4: 第二号 → 金融商品取引法 第七十九条の二十第三項第二号 (Article 79-20, paragraph (3), item (ii)), art-79-20/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-2
- art-79-20/par-3/item-5: 第一号 → 金融商品取引法 第七十九条の二十第三項第一号 (Article 79-20, paragraph (3), item (i)), art-79-20/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-1
- art-79-20/par-3/item-6: この号 → 金融商品取引法 第七十九条の二十第三項第六号 (Article 79-20, paragraph (3), item (vi)), art-79-20/par-3/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-6
- art-79-20/par-3/item-6: 第二号 → 金融商品取引法 第七十九条の二十第三項第二号 (Article 79-20, paragraph (3), item (ii)), art-79-20/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-2
- art-79-20/par-3/item-7: 前各号 → 金融商品取引法 第七十九条の二十第三項第一号 (Article 79-20, paragraph (3), item (i)), art-79-20/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-1
- art-79-20/par-3/item-7: 前各号 → 金融商品取引法 第七十九条の二十第三項第二号 (Article 79-20, paragraph (3), item (ii)), art-79-20/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-2
- art-79-20/par-3/item-7: 前各号 → 金融商品取引法 第七十九条の二十第三項第三号 (Article 79-20, paragraph (3), item (iii)), art-79-20/par-3/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-3
- art-79-20/par-3/item-7: 前各号 → 金融商品取引法 第七十九条の二十第三項第四号 (Article 79-20, paragraph (3), item (iv)), art-79-20/par-3/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-4
- art-79-20/par-3/item-7: 前各号 → 金融商品取引法 第七十九条の二十第三項第五号 (Article 79-20, paragraph (3), item (v)), art-79-20/par-3/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-5
- art-79-20/par-3/item-7: 前各号 → 金融商品取引法 第七十九条の二十第三項第六号 (Article 79-20, paragraph (3), item (vi)), art-79-20/par-3/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-6
- art-79-21/par-1: 第七十九条の五十六第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-24/par-2: 前項 → 金融商品取引法 第七十九条の二十四第一項 (Article 79-24, paragraph (1)), art-79-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-24/par-1
- art-79-27/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-79-27/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-27/par-3: 前項 → 金融商品取引法 第七十九条の二十七第二項 (Article 79-27, paragraph (2)), art-79-27/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-2
- art-79-28/par-1/item-1: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-28/par-1/item-2: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-79-28/par-1/item-2: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-79-28/par-1/item-2: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-79-28/par-1/item-2: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-79-28/par-1/item-2: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-79-28/par-1/item-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-79-28/par-2: 前項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十二 (Article 79-52), art-79-52 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十三 (Article 79-53), art-79-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十四 (Article 79-54), art-79-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-54
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十五 (Article 79-55), art-79-55 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十六 (Article 79-56), art-79-56 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十七 (Article 79-57), art-79-57 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十八 (Article 79-58), art-79-58 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-58
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の五十九 (Article 79-59), art-79-59 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の六十 (Article 79-60), art-79-60 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60
- art-79-28/par-2: 第七十九条の五十二から第七十九条の六十一まで → 金融商品取引法 第七十九条の六十一 (Article 79-61), art-79-61 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-61
- art-79-28/par-3: 第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
- art-79-28/par-4: 第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
- art-79-28/par-4: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- art-79-28/par-4: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第三項 (Article 79-53, paragraph (3)), art-79-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-3
- art-79-28/par-4: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第四項 (Article 79-53, paragraph (4)), art-79-53/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-4
- art-79-28/par-4: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第五項 (Article 79-53, paragraph (5)), art-79-53/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-5
- art-79-28/par-5: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-3
- art-79-28/par-5/item-1: 前項 → 金融商品取引法 第七十九条の二十八第四項 (Article 79-28, paragraph (4)), art-79-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-4
- art-79-29/par-5: 第三項 → 金融商品取引法 第七十九条の二十九第三項 (Article 79-29, paragraph (3)), art-79-29/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-3
- art-79-29/par-5: この条 → 金融商品取引法 第七十九条の二十九 (Article 79-29), art-79-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29
- art-79-29/par-6: 第七十九条の四十二第一項 → 金融商品取引法 第七十九条の四十二第一項 (Article 79-42, paragraph (1)), art-79-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1
- art-79-29/par-7: 第七十九条の四十三 → 金融商品取引法 第七十九条の四十三 (Article 79-43), art-79-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-43
- art-79-29/par-7: 前項 → 金融商品取引法 第七十九条の二十九第六項 (Article 79-29, paragraph (6)), art-79-29/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-6
- art-79-29/par-10: 前項 → 金融商品取引法 第七十九条の二十九第九項 (Article 79-29, paragraph (9)), art-79-29/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-9
- art-79-29/par-10: 第七十九条の四十四の四第三項 → 金融商品取引法 第七十九条の四十四の四第三項 (Article 79-44-4, paragraph (3)), art-79-44-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-3
- art-79-29/par-11: 第八項 → 金融商品取引法 第七十九条の二十九第八項 (Article 79-29, paragraph (8)), art-79-29/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-8
- art-79-29/par-11: 第九項 → 金融商品取引法 第七十九条の二十九第九項 (Article 79-29, paragraph (9)), art-79-29/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-29/par-9
- art-79-30/par-2: 前項 → 金融商品取引法 第七十九条の三十第一項 (Article 79-30, paragraph (1)), art-79-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1
- art-79-31/par-1: 前条第一項 → 金融商品取引法 第七十九条の三十第一項 (Article 79-30, paragraph (1)), art-79-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1
- art-79-31/par-1/item-3/sub-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-79-31/par-2: 前項 → 金融商品取引法 第七十九条の三十一第一項 (Article 79-31, paragraph (1)), art-79-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1
- art-79-31/par-3: 前条第一項 → 金融商品取引法 第七十九条の三十第一項 (Article 79-30, paragraph (1)), art-79-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1
- art-79-33/par-2: 前項 → 金融商品取引法 第七十九条の三十三第一項 (Article 79-33, paragraph (1)), art-79-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-33/par-1
- art-79-34/par-3: 第七十九条の三十第一項第二号 → 金融商品取引法 第七十九条の三十第一項第二号 (Article 79-30, paragraph (1), item (ii)), art-79-30/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1/item-2
- art-79-34/par-3: 第三号 → 金融商品取引法 第七十九条の三十第一項第三号 (Article 79-30, paragraph (1), item (iii)), art-79-30/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1/item-3
- art-79-36/par-5: 第七十九条の三十一第一項第三号 → 金融商品取引法 第七十九条の三十一第一項第三号 (Article 79-31, paragraph (1), item (iii)), art-79-31/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-1/item-3
- art-79-37/par-2: 前項 → 金融商品取引法 第七十九条の三十七第一項 (Article 79-37, paragraph (1)), art-79-37/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-1
- art-79-42/par-1/item-6: 前各号 → 金融商品取引法 第七十九条の四十二第一項第一号 (Article 79-42, paragraph (1), item (i)), art-79-42/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-1
- art-79-42/par-1/item-6: 前各号 → 金融商品取引法 第七十九条の四十二第一項第二号 (Article 79-42, paragraph (1), item (ii)), art-79-42/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-2
- art-79-42/par-1/item-6: 前各号 → 金融商品取引法 第七十九条の四十二第一項第三号 (Article 79-42, paragraph (1), item (iii)), art-79-42/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-3
- art-79-42/par-1/item-6: 前各号 → 金融商品取引法 第七十九条の四十二第一項第四号 (Article 79-42, paragraph (1), item (iv)), art-79-42/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-4
- art-79-42/par-1/item-6: 前各号 → 金融商品取引法 第七十九条の四十二第一項第五号 (Article 79-42, paragraph (1), item (v)), art-79-42/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-5
- art-79-43/par-1: 前条第一項第一号 → 金融商品取引法 第七十九条の四十二第一項第一号 (Article 79-42, paragraph (1), item (i)), art-79-42/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-1
- art-79-43/par-1: 第三号 → 金融商品取引法 第七十九条の四十二第一項第三号 (Article 79-42, paragraph (1), item (iii)), art-79-42/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-3
- art-79-43/par-1: 第五号 → 金融商品取引法 第七十九条の四十二第一項第五号 (Article 79-42, paragraph (1), item (v)), art-79-42/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-42/par-1/item-5
- art-79-44-3/par-1: 前条 → 金融商品取引法 第七十九条の四十四の二 (Article 79-44-2), art-79-44-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-2
- art-79-44-4/par-3: 前項 → 金融商品取引法 第七十九条の四十四の四第二項 (Article 79-44-4, paragraph (2)), art-79-44-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-2
- art-79-44-4/par-4: 第一項 → 金融商品取引法 第七十九条の四十四の四第一項 (Article 79-44-4, paragraph (1)), art-79-44-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-1
- art-79-44-4/par-4: 第二項 → 金融商品取引法 第七十九条の四十四の四第二項 (Article 79-44-4, paragraph (2)), art-79-44-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-44-4/par-2
- art-79-45/par-2/item-1: 第七十九条の五十四 → 金融商品取引法 第七十九条の五十四 (Article 79-54), art-79-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-54
- art-79-45/par-2/item-2: 第七十九条の五十五第一項 → 金融商品取引法 第七十九条の五十五第一項 (Article 79-55, paragraph (1)), art-79-55/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-1
- art-79-45/par-2/item-3: 第七十九条の五十九 → 金融商品取引法 第七十九条の五十九 (Article 79-59), art-79-59 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59
- art-79-45/par-5: 第七十九条の四十一第四項 → 金融商品取引法 第七十九条の四十一第四項 (Article 79-41, paragraph (4)), art-79-41/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-41/par-4
- art-79-49/par-1: 第七十九条の二十一 → 金融商品取引法 第七十九条の二十一 (Article 79-21), art-79-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-21
- art-79-49/par-1/item-1: 第七十九条の五十六第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-49/par-1/item-2: 第七十九条の五十九第一項 → 金融商品取引法 第七十九条の五十九第一項 (Article 79-59, paragraph (1)), art-79-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-1
- art-79-49/par-1/item-3: 第七十九条の六十第一項 → 金融商品取引法 第七十九条の六十第一項 (Article 79-60, paragraph (1)), art-79-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-1
- art-79-49/par-1/item-4: 第七十九条の六十一 → 金融商品取引法 第七十九条の六十一 (Article 79-61), art-79-61 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-61
- art-79-49/par-1/item-5: 第七十九条の二十八第四項 → 金融商品取引法 第七十九条の二十八第四項 (Article 79-28, paragraph (4)), art-79-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-4
- art-79-49/par-1/item-5: 第七十九条の六十四第一項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-64/par-1
- art-79-49/par-1/item-5: 第七十九条の五十一第一項 → 金融商品取引法 第七十九条の五十一第一項 (Article 79-51, paragraph (1)), art-79-51/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-51/par-1
- art-79-49/par-1/item-8: 預金保険法（昭和四十六年法律第三十四号）第百二十六条の四第三項 → e-Gov law 346AC0000000034, 第百二十六条の四第三項 (Article 126-4, paragraph (3)), art-126-4/par-3 — not held in this collection
- art-79-49/par-1/item-9: 預金保険法第百二十六条の六第一項 → e-Gov law 346AC0000000034, 第百二十六条の六第一項 (Article 126-6, paragraph (1)), art-126-6/par-1 — not held in this collection
- art-79-49/par-1/item-10: 第五十七条の三十一第一項 → 金融商品取引法 第五十七条の三十一第一項 (Article 57-31, paragraph (1)), art-57-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4-3#art-57-31/par-1
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第一号 (Article 79-49, paragraph (1), item (i)), art-79-49/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-1
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第十号 (Article 79-49, paragraph (1), item (x)), art-79-49/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-10
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第二号 (Article 79-49, paragraph (1), item (ii)), art-79-49/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-2
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第三号 (Article 79-49, paragraph (1), item (iii)), art-79-49/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-3
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第四号 (Article 79-49, paragraph (1), item (iv)), art-79-49/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-4
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第五号 (Article 79-49, paragraph (1), item (v)), art-79-49/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-5
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第六号 (Article 79-49, paragraph (1), item (vi)), art-79-49/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-6
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第七号 (Article 79-49, paragraph (1), item (vii)), art-79-49/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-7
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第八号 (Article 79-49, paragraph (1), item (viii)), art-79-49/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-8
- art-79-49/par-1/item-11: 前各号 → 金融商品取引法 第七十九条の四十九第一項第九号 (Article 79-49, paragraph (1), item (ix)), art-79-49/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-9
- art-79-49/par-2: 第七十九条の二十第三項第一号 → 金融商品取引法 第七十九条の二十第三項第一号 (Article 79-20, paragraph (3), item (i)), art-79-20/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-1
- art-79-49/par-2: 第三号 → 金融商品取引法 第七十九条の二十第三項第三号 (Article 79-20, paragraph (3), item (iii)), art-79-20/par-3/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-3
- art-79-49/par-2: 第五号 → 金融商品取引法 第七十九条の二十第三項第五号 (Article 79-20, paragraph (3), item (v)), art-79-20/par-3/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-5
- art-79-49/par-2: 第七号 → 金融商品取引法 第七十九条の二十第三項第七号 (Article 79-20, paragraph (3), item (vii)), art-79-20/par-3/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-7
- art-79-49/par-2: 第七十九条の二十六第一項 → 金融商品取引法 第七十九条の二十六第一項 (Article 79-26, paragraph (1)), art-79-26/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-26/par-1
- art-79-49/par-2: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
- art-79-49/par-2: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-3
- art-79-49/par-2: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5
- art-79-49/par-2: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- art-79-49/par-2: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1/item-1
- art-79-49/par-2: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-3
- art-79-49/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-49/par-2: 第七十九条の四十九第四項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-4
- art-79-49/par-2: 同条第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-2
- art-79-49/par-2: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5/item-2
- art-79-49/par-3: 前項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-2
- art-79-49/par-3: 第七十九条の二十七第一項 → 金融商品取引法 第七十九条の二十七第一項 (Article 79-27, paragraph (1)), art-79-27/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-1
- art-79-49/par-3: 次項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-4
- art-79-49/par-3: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
- art-79-49/par-3: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-3
- art-79-49/par-3: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5
- art-79-49/par-3: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- art-79-49/par-3: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1/item-1
- art-79-49/par-3: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-3
- art-79-49/par-3: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-49/par-3: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5/item-2
- art-79-49/par-4: 第七十九条の二十第三項第二号 → 金融商品取引法 第七十九条の二十第三項第二号 (Article 79-20, paragraph (3), item (ii)), art-79-20/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-2
- art-79-49/par-4: 第四号 → 金融商品取引法 第七十九条の二十第三項第四号 (Article 79-20, paragraph (3), item (iv)), art-79-20/par-3/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-4
- art-79-49/par-4: 第六号 → 金融商品取引法 第七十九条の二十第三項第六号 (Article 79-20, paragraph (3), item (vi)), art-79-20/par-3/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-6
- art-79-49/par-4: 第七号 → 金融商品取引法 第七十九条の二十第三項第七号 (Article 79-20, paragraph (3), item (vii)), art-79-20/par-3/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-3/item-7
- art-79-49/par-4: 第七十九条の二十六第一項 → 金融商品取引法 第七十九条の二十六第一項 (Article 79-26, paragraph (1)), art-79-26/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-26/par-1
- art-79-49/par-4: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
- art-79-49/par-4: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-3
- art-79-49/par-4: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5
- art-79-49/par-4: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- art-79-49/par-4: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1/item-1
- art-79-49/par-4: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-3
- art-79-49/par-4: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-49/par-4: 第七十九条の四十九第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-2
- art-79-49/par-4: 第四項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-4
- art-79-49/par-4: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5/item-2
- art-79-49/par-5: 前項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-4
- art-79-49/par-5: 第七十九条の二十七第一項 → 金融商品取引法 第七十九条の二十七第一項 (Article 79-27, paragraph (1)), art-79-27/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-1
- art-79-49/par-5: 第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-2
- art-79-49/par-5: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1
- art-79-49/par-5: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-3
- art-79-49/par-5: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5
- art-79-49/par-5: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- art-79-49/par-5: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-1/item-1
- art-79-49/par-5: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-3
- art-79-49/par-5: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-49/par-5: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-5/item-2
- art-79-49/par-6: 第七十九条の二十七第二項 → 金融商品取引法 第七十九条の二十七第二項 (Article 79-27, paragraph (2)), art-79-27/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-2
- art-79-49/par-6: 第三項 → 金融商品取引法 第七十九条の二十七第三項 (Article 79-27, paragraph (3)), art-79-27/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27/par-3
- art-79-49/par-6: 第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-2
- art-79-49/par-6: 第四項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-4
- art-79-49/par-6: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-50/par-1: 第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-79-50/par-1: 次項 → 金融商品取引法 第七十九条の五十第二項 (Article 79-50, paragraph (2)), art-79-50/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-50/par-2
- art-79-50/par-2: 前項 → 金融商品取引法 第七十九条の五十第一項 (Article 79-50, paragraph (1)), art-79-50/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-50/par-1
- art-79-51/par-1: 第七十九条の五十六第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-52/par-2: 前項 → 金融商品取引法 第七十九条の五十二第一項 (Article 79-52, paragraph (1)), art-79-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52/par-1
- art-79-53/par-1/item-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-79-53/par-1/item-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-79-53/par-1/item-1: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-79-53/par-1/item-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-79-53/par-1/item-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-79-53/par-1/item-3: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-79-53/par-1/item-3: この号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1/item-3
- art-79-53/par-1/item-3: 第五十条の二第六項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
- art-79-53/par-1/item-4: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-79-53/par-1/item-4: 同項第九号 → 金融商品取引法 第五十二条第一項第九号 (Article 52, paragraph (1), item (ix)), art-52/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-9
- art-79-53/par-2: 前項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- art-79-53/par-3/item-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-79-53/par-3/item-1: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-79-53/par-3/item-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-79-53/par-3/item-1: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-79-53/par-3/item-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-79-53/par-3/item-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-79-53/par-3/item-2: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-79-53/par-3/item-2: 同項第九号 → 金融商品取引法 第五十二条第一項第九号 (Article 52, paragraph (1), item (ix)), art-52/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-9
- art-79-53/par-4: 金融機関等の更生手続の特例等に関する法律第三百七十七条第一項 → e-Gov law 408AC0000000095, 第三百七十七条第一項 (Article 377, paragraph (1)), art-377/par-1 — not held in this collection
- art-79-53/par-4: 同法第四百四十六条第一項 → e-Gov law 408AC0000000095, 第四百四十六条第一項 (Article 446, paragraph (1)), art-446/par-1 — not held in this collection
- art-79-53/par-4: 同法第四百九十条第一項 → e-Gov law 408AC0000000095, 第四百九十条第一項 (Article 490, paragraph (1)), art-490/par-1 — not held in this collection
- art-79-53/par-5: 金融機関等の更生手続の特例等に関する法律第三百七十九条 → e-Gov law 408AC0000000095, 第三百七十九条 (Article 379), art-379 — not held in this collection
- art-79-53/par-5: 第四百四十八条 → e-Gov law 408AC0000000095, 第四百四十八条 (Article 448), art-448 — not held in this collection
- art-79-53/par-5: 第四百九十二条 → e-Gov law 408AC0000000095, 第四百九十二条 (Article 492), art-492 — not held in this collection
- art-79-54/par-1: 前条第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- art-79-54/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第三項 (Article 79-53, paragraph (3)), art-79-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-3
- art-79-54/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第四項 (Article 79-53, paragraph (4)), art-79-53/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-4
- art-79-54/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第五項 (Article 79-53, paragraph (5)), art-79-53/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-5
- art-79-55/par-1: 前条 → 金融商品取引法 第七十九条の五十四 (Article 79-54), art-79-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-54
- art-79-55/par-1: 次条第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-55/par-2: 前項 → 金融商品取引法 第七十九条の五十五第一項 (Article 79-55, paragraph (1)), art-79-55/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-1
- art-79-55/par-2: 破産法第百九十七条第一項 → 破産法 第百九十七条第一項 (Article 197, paragraph (1)), art-197/par-1 — https://japanlaw.org/ja/bankruptcy-act/art-197/par-1 · https://japanlaw.org/l/416AC0000000075/art-197/par-1
- art-79-55/par-2: 同法第二百九条第三項 → 破産法 第二百九条第三項 (Article 209, paragraph (3)), art-209/par-3 — https://japanlaw.org/ja/bankruptcy-act/art-209/par-3 · https://japanlaw.org/l/416AC0000000075/art-209/par-3
- art-79-55/par-2: 第五項 → 金融商品取引法 第七十九条の五十五第五項 (Article 79-55, paragraph (5)), art-79-55/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-5
- art-79-55/par-3: 前項 → 金融商品取引法 第七十九条の五十五第二項 (Article 79-55, paragraph (2)), art-79-55/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-2
- art-79-55/par-4: 第一項 → 金融商品取引法 第七十九条の五十五第一項 (Article 79-55, paragraph (1)), art-79-55/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-1
- art-79-55/par-4: 第二項 → 金融商品取引法 第七十九条の五十五第二項 (Article 79-55, paragraph (2)), art-79-55/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-2
- art-79-55/par-5: 破産法第百九十七条第一項 → 破産法 第百九十七条第一項 (Article 197, paragraph (1)), art-197/par-1 — https://japanlaw.org/ja/bankruptcy-act/art-197/par-1 · https://japanlaw.org/l/416AC0000000075/art-197/par-1
- art-79-55/par-5: 同法第二百九条第三項 → 破産法 第二百九条第三項 (Article 209, paragraph (3)), art-209/par-3 — https://japanlaw.org/ja/bankruptcy-act/art-209/par-3 · https://japanlaw.org/l/416AC0000000075/art-209/par-3
- art-79-55/par-5: 第二百四条第二項 → 破産法 第二百四条第二項 (Article 204, paragraph (2)), art-204/par-2 — https://japanlaw.org/ja/bankruptcy-act/art-204/par-2 · https://japanlaw.org/l/416AC0000000075/art-204/par-2
- art-79-55/par-5: 同法第二百八条第一項 → 破産法 第二百八条第一項 (Article 208, paragraph (1)), art-208/par-1 — https://japanlaw.org/ja/bankruptcy-act/art-208/par-1 · https://japanlaw.org/l/416AC0000000075/art-208/par-1
- art-79-56/par-1: 前条第一項 → 金融商品取引法 第七十九条の五十五第一項 (Article 79-55, paragraph (1)), art-79-55/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-1
- art-79-56/par-2: 前項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-56/par-3: 第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-56/par-3: 前条第一項 → 金融商品取引法 第七十九条の五十五第一項 (Article 79-55, paragraph (1)), art-79-55/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-1
- art-79-56/par-3: 第三項 → 金融商品取引法 第七十九条の五十五第三項 (Article 79-55, paragraph (3)), art-79-55/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55/par-3
- art-79-57/par-1: 前条第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-57/par-1/item-2: 前号 → 金融商品取引法 第七十九条の五十七第一項第一号 (Article 79-57, paragraph (1), item (i)), art-79-57/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-1/item-1
- art-79-57/par-2: 第七十九条の二十第二項 → 金融商品取引法 第七十九条の二十第二項 (Article 79-20, paragraph (2)), art-79-20/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-20/par-2
- art-79-57/par-2: 前条第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-57/par-2: 前項 → 金融商品取引法 第七十九条の五十七第一項 (Article 79-57, paragraph (1)), art-79-57/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-1
- art-79-57/par-3: 前条第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-57/par-3: 第一項 → 金融商品取引法 第七十九条の五十七第一項 (Article 79-57, paragraph (1)), art-79-57/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57/par-1
- art-79-57/par-4: 前条第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-58/par-1: この項 → 金融商品取引法 第七十九条の五十八第一項 (Article 79-58, paragraph (1)), art-79-58/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-58/par-1
- art-79-58/par-1: 第七十九条の五十六第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-58/par-2: 前項 → 金融商品取引法 第七十九条の五十八第一項 (Article 79-58, paragraph (1)), art-79-58/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-58/par-1
- art-79-58/par-2: 租税特別措置法（昭和三十二年法律第二十六号）第四条の二 → 租税特別措置法 第四条の二 (Article 4-2), art-4-2 — https://japanlaw.org/ja/special-taxation-measures-act/art-4-2 · https://japanlaw.org/l/332AC0000000026/art-4-2
- art-79-58/par-2: 第四条の三 → 租税特別措置法 第四条の三 (Article 4-3), art-4-3 — https://japanlaw.org/ja/special-taxation-measures-act/art-4-3 · https://japanlaw.org/l/332AC0000000026/art-4-3
- art-79-59/par-1: 第四十三条の二第二項 → 金融商品取引法 第四十三条の二第二項 (Article 43-2, paragraph (2)), art-43-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
- art-79-59/par-2: この条 → 金融商品取引法 第七十九条の五十九 (Article 79-59), art-79-59 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59
- art-79-59/par-3: 第四十三条の二第二項 → 金融商品取引法 第四十三条の二第二項 (Article 43-2, paragraph (2)), art-43-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
- art-79-59/par-5: 前項 → 金融商品取引法 第七十九条の五十九第四項 (Article 79-59, paragraph (4)), art-79-59/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59/par-4
- art-79-60/par-2: 前項 → 金融商品取引法 第七十九条の六十第一項 (Article 79-60, paragraph (1)), art-79-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-1
- art-79-60/par-3: 第一項 → 金融商品取引法 第七十九条の六十第一項 (Article 79-60, paragraph (1)), art-79-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-1
- art-79-60/par-4: 第一項 → 金融商品取引法 第七十九条の六十第一項 (Article 79-60, paragraph (1)), art-79-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-1
- art-79-60/par-5: 前項 → 金融商品取引法 第七十九条の六十第四項 (Article 79-60, paragraph (4)), art-79-60/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60/par-4
- art-79-61/par-1: 第四十三条の二第二項 → 金融商品取引法 第四十三条の二第二項 (Article 43-2, paragraph (2)), art-43-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
- art-79-63/par-1: 第七十九条の四十九第一項 → 金融商品取引法 第七十九条の四十九第一項 (Article 79-49, paragraph (1)), art-79-49/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1
- art-79-63/par-2: 第七十九条の四十九第一項 → 金融商品取引法 第七十九条の四十九第一項 (Article 79-49, paragraph (1)), art-79-49/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1
- art-79-64/par-2: 前項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-64/par-1
- art-79-65/par-1: 前条第一項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-64/par-1
- art-79-65/par-2: 前項 → 金融商品取引法 第七十九条の六十五第一項 (Article 79-65, paragraph (1)), art-79-65/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-1
- art-79-65/par-2/item-1: 第七十九条の五十六第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56/par-1
- art-79-65/par-3: 前項 → 金融商品取引法 第七十九条の六十五第二項 (Article 79-65, paragraph (2)), art-79-65/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-2
- art-79-65/par-3: 同項第一号 → 金融商品取引法 第七十九条の六十五第二項第一号 (Article 79-65, paragraph (2), item (i)), art-79-65/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-65/par-2/item-1
- art-79-70/par-1: この条 → 金融商品取引法 第七十九条の七十 (Article 79-70), art-79-70 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70
- art-79-70/par-2: 前項 → 金融商品取引法 第七十九条の七十第一項 (Article 79-70, paragraph (1)), art-79-70/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70/par-1
- art-79-70/par-3: 第一項 → 金融商品取引法 第七十九条の七十第一項 (Article 79-70, paragraph (1)), art-79-70/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70/par-1
- art-79-71/par-2: 前項 → 金融商品取引法 第七十九条の七十一第一項 (Article 79-71, paragraph (1)), art-79-71/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-71/par-1
- art-79-71/par-3: 第一項 → 金融商品取引法 第七十九条の七十一第一項 (Article 79-71, paragraph (1)), art-79-71/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-71/par-1
- art-79-71/par-3: 前項 → 金融商品取引法 第七十九条の七十一第二項 (Article 79-71, paragraph (2)), art-79-71/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-71/par-2
- art-79-72/par-1: 第七十九条の四十九第一項第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第一号 (Article 79-49, paragraph (1), item (i)), art-79-49/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-1
- art-79-72/par-1: 第七十九条の四十九第一項第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第二号 (Article 79-49, paragraph (1), item (ii)), art-79-49/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-2
- art-79-72/par-1: 第七十九条の四十九第一項第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第三号 (Article 79-49, paragraph (1), item (iii)), art-79-49/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-3
- art-79-72/par-1: 第七十九条の四十九第一項第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第四号 (Article 79-49, paragraph (1), item (iv)), art-79-49/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-4
- art-79-72/par-1: 第六号 → 金融商品取引法 第七十九条の四十九第一項第六号 (Article 79-49, paragraph (1), item (vi)), art-79-49/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-46#art-79-49/par-1/item-6
- art-79-75/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-79-76/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-79-78/par-2: 前項第一号 → 金融商品取引法 第七十九条の七十八第一項第一号 (Article 79-78, paragraph (1), item (i)), art-79-78/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78/par-1/item-1
- art-79-79/par-1: 前条第一項第一号 → 金融商品取引法 第七十九条の七十八第一項第一号 (Article 79-78, paragraph (1), item (i)), art-79-78/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78/par-1/item-1
- art-79-79/par-1: 同項第二号 → 金融商品取引法 第七十九条の七十八第一項第二号 (Article 79-78, paragraph (1), item (ii)), art-79-78/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-78/par-1/item-2
- art-79-80/par-2: 前項 → 金融商品取引法 第七十九条の八十第一項 (Article 79-80, paragraph (1)), art-79-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-80/par-1
---
## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280101_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 79-48, paragraph (1) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 79-49, paragraph (2) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 79-49, paragraph (4) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 79-49, paragraph (5) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-012, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-050, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22