# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附　則 (Supplementary Provisions) — address `suppl-4181-65`
- Text: the text as amended with effect from 2027-07-22 (On a day set by Cabinet Order, no later than 22 July 2027 — the amending law allows up to one year from promulgation. The exact day is not fixed yet.), standing until 2027-09-30 — NOT yet in force (revision 20270722_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.

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## 附　則 平成一八年六月一四日法律第六五号
<sup>suppl-4181-65 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65</sup>

### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1</sup>

**第一項**  この法律は、公布の日から起算して一年六月を超えない範囲内において政令で定める日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
<sup>suppl-4181-65/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1</sup>
This Act comes into effect as of the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation (hereinafter referred to as "the effective date"); provided, however, that the provisions listed in the following items come into effect as of the dates specified in the respective items.
<sup>machine translation, not official</sup>

  **一**  第一条の規定、第八条中農業協同組合法第三十条の四第二項第二号の改正規定（「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。）、第九条中水産業協同組合法第三十四条の四第二項第二号の改正規定（「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。）、第十一条中協同組合による金融事業に関する法律第五条の四第四号の改正規定（「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号（有価証券の無届募集等の罪）」を「第百九十七条の二第一号から第十号まで若しくは第十三号（有価証券の無届募集等の罪）、第百九十八条第八号（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、第十三条中信用金庫法第三十四条第四号の改正規定（「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号（有価証券の無届募集等の罪）」を「第百九十七条の二第一号から第十号まで若しくは第十三号（有価証券の無届募集等の罪）、第百九十八条第八号（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、第十五条中労働金庫法第三十四条第四号の改正規定（「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号（有価証券の無届募集等の罪）」を「第百九十七条の二第一号から第十号まで若しくは第十三号（有価証券の無届募集等の罪）、第百九十八条第八号（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、第十八条中保険業法第五十三条の二第一項第三号の改正規定（「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号（有価証券の無届募集等の罪）」を「第百九十七条の二第一号から第十号まで若しくは第十三号（有価証券の無届募集等の罪）、第百九十八条第八号（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、第十九条中農林中央金庫法第二十四条の四第四号の改正規定（「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。）並びに附則第二条、第四条、第百八十二条第一項、第百八十四条第一項、第百八十七条第一項、第百九十条第一項、第百九十三条第一項、第百九十六条第一項及び第百九十八条第一項の規定　公布の日から起算して二十日を経過した日
  <sup>suppl-4181-65/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1/item-1</sup>
  the provisions of Article 1; the provisions in Article 8 amending Article 30-4, paragraph (2), item (ii) of the Agricultural Co-operatives Act (limited to the part replacing "Article 197, paragraph (1), items (i) through (iv) or item (vii) or paragraph (2), Article 198, items (i) through (x), item (xviii) or item (xix)" with "Article 197, Article 197-2, items (i) through (x) or item (xiii), Article 198, item (viii)"); the provisions in Article 9 amending Article 34-4, paragraph (2), item (ii) of the Fishery Industry Cooperative Act (limited to the part replacing "Article 197, paragraph (1), items (i) through (iv) or item (vii) or paragraph (2), Article 198, items (i) through (x), item (xviii) or item (xix)" with "Article 197, Article 197-2, items (i) through (x) or item (xiii), Article 198, item (viii)"); the provisions in Article 11 amending Article 5-4, item (iv) of the Act on Financial Businesses by Cooperative (limited to the part replacing "Article 197, paragraph (1), items (i) through (iv) or item (vii) or paragraph (2)" with "Article 197", and replacing "Article 198, items (i) through (x), item (xviii) or item (xix) (Crime of Offering Securities without Filing a Notification, etc.)" with "Article 197-2, items (i) through (x) or item (xiii) (Crime of Offering Securities without Filing a Notification, etc.), Article 198, item (viii) (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in Article 13 amending Article 34, item (iv) of the Shinkin Bank Act (limited to the part replacing "Article 197, paragraph (1), items (i) through (iv) or item (vii) or paragraph (2)" with "Article 197", and replacing "Article 198, items (i) through (x), item (xviii) or item (xix) (Crime of Offering Securities without Filing a Notification, etc.)" with "Article 197-2, items (i) through (x) or item (xiii) (Crime of Offering Securities without Filing a Notification, etc.), Article 198, item (viii) (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in Article 15 amending Article 34, item (iv) of the Labor Bank Act (limited to the part replacing "Article 197, paragraph (1), items (i) through (iv) or item (vii) or paragraph (2)" with "Article 197", and replacing "Article 198, items (i) through (x), item (xviii) or item (xix) (Crime of Offering Securities without Filing a Notification, etc.)" with "Article 197-2, items (i) through (x) or item (xiii) (Crime of Offering Securities without Filing a Notification, etc.), Article 198, item (viii) (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in Article 18 amending Article 53-2, paragraph (1), item (iii) of the Insurance Business Act (limited to the part replacing "Article 197, paragraph (1), items (i) through (iv) or item (vii) or paragraph (2)" with "Article 197", and replacing "Article 198, items (i) through (x), item (xviii) or item (xix) (Crime of Offering Securities without Filing a Notification, etc.)" with "Article 197-2, items (i) through (x) or item (xiii) (Crime of Offering Securities without Filing a Notification, etc.), Article 198, item (viii) (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in Article 19 amending Article 24-4, item (iv) of the Norinchukin Bank Act (limited to the part replacing "Article 197, paragraph (1), items (i) through (iv) or item (vii) or paragraph (2), Article 198, items (i) through (x), item (xviii) or item (xix)" with "Article 197, Article 197-2, items (i) through (x) or item (xiii), Article 198, item (viii)"); and the provisions of Articles 2 and 4, Article 182, paragraph (1), Article 184, paragraph (1), Article 187, paragraph (1), Article 190, paragraph (1), Article 193, paragraph (1), Article 196, paragraph (1), and Article 198, paragraph (1) of the Supplementary Provisions: the day on which 20 days have elapsed from the date of promulgation
  <sup>machine translation, not official</sup>

  **二**  略
  <sup>suppl-4181-65/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1/item-2</sup>
  Omitted
  <sup>machine translation, not official</sup>

  **三**  第二条の規定（証券取引法第二十七条の二十三の改正規定（「第二十七条の二十五第一項」の下に「及び第二十七条の二十六」を加える部分を除く。）、同法第二十七条の二十四の改正規定、同法第二十七条の二十五の改正規定、同法第二十七条の二十六の改正規定（「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令で定めるもの（第四項及び第五項において「重要提案行為等」という。）を行う」に改める部分及び同条に三項を加える部分を除く。）、同法第二十七条の二十七の改正規定及び同法第二十七条の三十の二の改正規定（「第二十七条の十第二項」を「第二十七条の十第八項及び第十二項」に改める部分及び「第二十七条の十第一項」の下に「若しくは第十一項」を加える部分を除く。）を除く。）並びに附則第七条、第八条及び第十二条の規定　公布の日から起算して六月を超えない範囲内において政令で定める日
  <sup>suppl-4181-65/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1/item-3</sup>
  the provisions of Article 2 (excluding the provisions amending Article 27-23 of the Securities and Exchange Act (excluding the part adding "and Article 27-26" after "Article 27-25, paragraph (1)"), the provisions amending Article 27-24 of that Act, the provisions amending Article 27-25 of that Act, the provisions amending Article 27-26 of that Act (excluding the part replacing "control the business activities of a company that is the issuer of the share certificates, etc." with "carry out an act specified by Cabinet Order as an act that makes a significant change to, or has a significant influence on, the business activities of the issuer of the share certificates, etc. (referred to as 'important proposal acts, etc.' in paragraphs (4) and (5))" and the part adding three paragraphs to that Article), the provisions amending Article 27-27 of that Act, and the provisions amending Article 27-30-2 of that Act (excluding the part replacing "Article 27-10, paragraph (2)" with "Article 27-10, paragraphs (8) and (12)" and the part adding "or paragraph (11)" after "Article 27-10, paragraph (1)")) and the provisions of Articles 7, 8 and 12 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation
  <sup>machine translation, not official</sup>

  **四**  第二条中証券取引法第二十七条の二十三の改正規定（「第二十七条の二十五第一項」の下に「及び第二十七条の二十六」を加える部分を除く。）、同法第二十七条の二十四の改正規定、同法第二十七条の二十五の改正規定、同法第二十七条の二十六の改正規定（「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令で定めるもの（第四項及び第五項において「重要提案行為等」という。）を行う」に改める部分及び同条に三項を加える部分を除く。）、同法第二十七条の二十七の改正規定及び同法第二十七条の三十の二の改正規定（「第二十七条の十第二項」を「第二十七条の十第八項及び第十二項」に改める部分及び「第二十七条の十第一項」の下に「若しくは第十一項」を加える部分を除く。）並びに附則第九条から第十一条まで及び第十三条の規定　公布の日から起算して一年を超えない範囲内において政令で定める日
  <sup>suppl-4181-65/art-1/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1/item-4</sup>
  the provisions in Article 2 amending Article 27-23 of the Securities and Exchange Act (excluding the part adding "and Article 27-26" after "Article 27-25, paragraph (1)"), the provisions amending Article 27-24 of that Act, the provisions amending Article 27-25 of that Act, the provisions amending Article 27-26 of that Act (excluding the part replacing "control the business activities of a company that is the issuer of the share certificates, etc." with "carry out an act specified by Cabinet Order as an act that makes a significant change to, or has a significant influence on, the business activities of the issuer of the share certificates, etc. (referred to as 'important proposal acts, etc.' in paragraphs (4) and (5))" and the part adding three paragraphs to that Article), the provisions amending Article 27-27 of that Act, and the provisions amending Article 27-30-2 of that Act (excluding the part replacing "Article 27-10, paragraph (2)" with "Article 27-10, paragraphs (8) and (12)" and the part adding "or paragraph (11)" after "Article 27-10, paragraph (1)"), and the provisions of Articles 9 through 11 and Article 13 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year from the date of promulgation
  <sup>machine translation, not official</sup>

  **五**  第四条の規定　一般社団法人及び一般財団法人に関する法律（平成十八年法律第四十八号）の施行の日
  <sup>suppl-4181-65/art-1/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1/item-5</sup>
  the provisions of Article 4: the date on which the Act on General Incorporated Associations and General Incorporated Foundations (Act No. 48 of 2006) comes into effect
  <sup>machine translation, not official</sup>

### 第二条（第一条の規定による証券取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying the Partial Amendment of the Securities and Exchange Act by the Provisions of Article 1
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-2</sup>

**第一項**  第一条の規定による改正後の証券取引法第百七十四条の規定は、この法律の公布の日から起算して二十日を経過した日以後に開始される同条第一項に規定する違反行為について適用する。
<sup>suppl-4181-65/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-2/par-1</sup>
The provisions of Article 174 of the Securities and Exchange Act as amended by the provisions of Article 1 apply to violations prescribed in Article 174, paragraph (1) of the Securities and Exchange Act as so amended that commence on or after the day on which 20 days have elapsed from the date of promulgation of this Act.
<sup>machine translation, not official</sup>

### 第七条（第二条の規定による証券取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying the Partial Amendment of the Securities and Exchange Act by the Provisions of Article 2
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-7</sup>

**第一項**  第二条の規定による改正後の証券取引法（以下この条から附則第十三条までにおいて「新証券取引法」という。）第二十七条の二第一項の規定は、次に掲げる株券等の買付け等について適用し、附則第一条第三号に掲げる規定の施行の日（以下「第三号施行日」という。）前に行った第二条の規定による改正前の証券取引法（次条から附則第十三条までにおいて「旧証券取引法」という。）第二十七条の二第一項に規定する株券等の買付け等については、なお従前の例による。
<sup>suppl-4181-65/art-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-7/par-1</sup>
The provisions of Article 27-2, paragraph (1) of the Securities and Exchange Act as amended by the provisions of Article 2 (referred to as the "New Securities and Exchange Act" in this Article through Article 13 of the Supplementary Provisions) apply to the purchase, etc. of share certificates, etc. set forth below, and with regard to the purchase, etc. of share certificates, etc. prescribed in Article 27-2, paragraph (1) of the Securities and Exchange Act before its amendment by the provisions of Article 2 (referred to as the "Former Securities and Exchange Act" in the following Article through Article 13 of the Supplementary Provisions) that was conducted before the day on which the provisions set forth in Article 1, item (iii) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iii) effective date"), the provisions then in force continue to govern:
<sup>machine translation, not official</sup>

  **一**  第三号施行日以後に行う新証券取引法第二十七条の二第一項第一号から第三号まで及び第六号に規定する株券等の買付け等
  <sup>suppl-4181-65/art-7/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-7/par-1/item-1</sup>
  the purchase, etc. of share certificates, etc. prescribed in Article 27-2, paragraph (1), items (i) through (iii) and item (vi) of the New Securities and Exchange Act that is conducted on or after the item (iii) effective date;
  <sup>machine translation, not official</sup>

  **二**  第三号施行日以後に開始する新証券取引法第二十七条の二第一項第四号に規定する政令で定める期間内に行う株券等の買付け等
  <sup>suppl-4181-65/art-7/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-7/par-1/item-2</sup>
  the purchase, etc. of share certificates, etc. conducted within the period specified by Cabinet Order prescribed in Article 27-2, paragraph (1), item (iv) of the New Securities and Exchange Act that commences on or after the item (iii) effective date; and
  <sup>machine translation, not official</sup>

  **三**  第三号施行日以後に開始する新証券取引法第二十七条の二第一項第五号に規定する政令で定める期間内に行う株券等の買付け等
  <sup>suppl-4181-65/art-7/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-7/par-1/item-3</sup>
  the purchase, etc. of share certificates, etc. conducted within the period specified by Cabinet Order prescribed in Article 27-2, paragraph (1), item (v) of the New Securities and Exchange Act that commences on or after the item (iii) effective date.
  <sup>machine translation, not official</sup>

### 第八条
<sup>suppl-4181-65/art-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-8</sup>

**第一項**  新証券取引法第二十七条の三第一項及び第二項（第一号に係る部分に限る。）、第二十七条の六第一項及び第二項、第二十七条の八第二項、第二十七条の十第一項から第七項まで及び第十一項から第十四項まで、第二十七条の十一第一項並びに第二十七条の十三第四項の規定は、第三号施行日以後に開始する新証券取引法第二十七条の五に規定する公開買付期間中に行う新証券取引法第二十七条の二第一項の規定による公開買付けによる株券等の買付け等について適用し、第三号施行日前に開始した旧証券取引法第二十七条の五に規定する公開買付期間中に行う旧証券取引法第二十七条の二第一項の規定による公開買付けによる株券等の買付け等については、なお従前の例による。
<sup>suppl-4181-65/art-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-8/par-1</sup>
The provisions of Article 27-3, paragraphs (1) and (2) (limited to the part pertaining to item (i)), Article 27-6, paragraphs (1) and (2), Article 27-8, paragraph (2), Article 27-10, paragraphs (1) through (7) and paragraphs (11) through (14), Article 27-11, paragraph (1), and Article 27-13, paragraph (4) of the New Securities and Exchange Act apply to the purchase, etc. of share certificates, etc. by a tender offer under the provisions of Article 27-2, paragraph (1) of the New Securities and Exchange Act conducted during the tender offer period prescribed in Article 27-5 of the New Securities and Exchange Act that commences on or after the item (iii) effective date, and with regard to the purchase, etc. of share certificates, etc. by a tender offer under the provisions of Article 27-2, paragraph (1) of the Former Securities and Exchange Act conducted during the tender offer period prescribed in Article 27-5 of the Former Securities and Exchange Act that commenced before the item (iii) effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第九条
<sup>suppl-4181-65/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9</sup>

**第一項**  附則第一条第四号に掲げる規定の施行の日（以下「第四号施行日」という。）において現に新証券取引法第二十七条の二十三第一項に規定する大量保有者（以下この条において「新大量保有者」という。）に該当する者（旧証券取引法第二十七条の二十三第一項に規定する大量保有者に該当する者を除く。）については、第四号施行日に新大量保有者となったものとみなして、新証券取引法第二十七条の二十三から第二十七条の三十までの規定を適用する。ただし、第四号施行日において新証券取引法第二十七条の二十三第四項に規定する株券等保有割合が百分の五以下となったときは、この限りでない。
<sup>suppl-4181-65/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9/par-1</sup>
A person who, on the day on which the provisions set forth in Article 1, item (iv) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iv) effective date"), actually falls under a large-volume holder prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act (hereinafter in this Article referred to as a "new large-volume holder") (excluding a person who falls under a large-volume holder prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act) is deemed to have become a new large-volume holder on the item (iv) effective date, and the provisions of Articles 27-23 through 27-30 of the New Securities and Exchange Act apply; provided, however, that this does not apply if the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (4) of the New Securities and Exchange Act has become five percent or less on the item (iv) effective date.
<sup>machine translation, not official</sup>

**第二項**  前項の場合において、新大量保有者が提出すべき新証券取引法第二十七条の二十三第一項に規定する大量保有報告書の記載内容の特例については、内閣府令で定める。
<sup>suppl-4181-65/art-9/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9/par-2</sup>
In the case referred to in the preceding paragraph, special provisions on the content of statements in the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act that a new large-volume holder is to submit are specified by Cabinet Office Order.
<sup>machine translation, not official</sup>

**第三項**  第四号施行日において現に旧証券取引法第二章の三の規定により提出されている次に掲げる報告書は、新証券取引法第二章の三の規定により提出されたものとみなす。
<sup>suppl-4181-65/art-9/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9/par-3</sup>
The following reports that are actually submitted on the item (iv) effective date pursuant to the provisions of Chapter II-3 of the Former Securities and Exchange Act are deemed to have been submitted pursuant to the provisions of Chapter II-3 of the New Securities and Exchange Act:
<sup>machine translation, not official</sup>

  **一**  旧証券取引法第二十七条の二十三第一項に規定する大量保有報告書及び旧証券取引法第二十七条の二十五第一項に規定する変更報告書並びにこれらの訂正報告書
  <sup>suppl-4181-65/art-9/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9/par-3/item-1</sup>
  the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act, the statement of changes prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act, and the amended reports for them.
  <sup>machine translation, not official</sup>

  **二**  旧証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書及び同条第二項に規定する特例対象株券等に係る変更報告書並びにこれらの訂正報告書
  <sup>suppl-4181-65/art-9/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9/par-3/item-2</sup>
  the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act, the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article, and the amended reports for them.
  <sup>machine translation, not official</sup>

### 第十条
<sup>suppl-4181-65/art-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10</sup>

**第一項**  新証券取引法第二十七条の二十三第一項の規定は、第四号施行日以後に同項に規定する大量保有者となった者について適用し、第四号施行日前に旧証券取引法第二十七条の二十三第一項に規定する大量保有者となった者については、なお従前の例による。
<sup>suppl-4181-65/art-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-1</sup>
The provisions of Article 27-23, paragraph (1) of the New Securities and Exchange Act apply to a person who becomes a large-volume holder prescribed in that paragraph on or after the item (iv) effective date, and with regard to a person who became a large-volume holder prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act before the item (iv) effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  新証券取引法第二十七条の二十五第一項の規定は、第四号施行日以後に同項に規定する株券等保有割合が百分の一以上増加し又は減少した場合（保有株券等の総数の増加又は減少を伴わない場合を除く。）その他の大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあった場合について適用し、第四号施行日前に旧証券取引法第二十七条の二十五第一項に規定する株券等保有割合が百分の一以上増加し又は減少した場合（保有株券等の総数の増加又は減少を伴わない場合を除く。）その他の大量保有報告書に記載すべき重要な事項の変更があった場合については、なお従前の例による。
<sup>suppl-4181-65/art-10/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-2</sup>
The provisions of Article 27-25, paragraph (1) of the New Securities and Exchange Act apply to the case where, on or after the item (iv) effective date, the holding ratio of share certificates, etc. prescribed in that paragraph increases or decreases by one percent or more (excluding the case that does not accompany an increase or decrease in the total number of held share certificates, etc.) or there is any other change specified by Cabinet Order as a change in a material particular to be stated in the statement of large-volume holdings, and with regard to the case where, before the item (iv) effective date, the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act increased or decreased by one percent or more (excluding the case that did not accompany an increase or decrease in the total number of held share certificates, etc.) or there was any other change in a material particular to be stated in the statement of large-volume holdings, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第三項**  新証券取引法第二十七条の二十六第一項の規定は、第四号施行日以後の同条第三項に規定する基準日において新証券取引法第二十七条の二十五第一項に規定する株券等保有割合が初めて百分の五を超えることとなった場合における新証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書について適用し、第四号施行日前の旧証券取引法第二十七条の二十六第三項に規定する基準日において旧証券取引法第二十七条の二十五第一項に規定する株券等保有割合が初めて百分の五を超えることとなった場合における旧証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書については、なお従前の例による。
<sup>suppl-4181-65/art-10/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-3</sup>
The provisions of Article 27-26, paragraph (1) of the New Securities and Exchange Act apply to the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the New Securities and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the New Securities and Exchange Act comes to exceed five percent for the first time on the reference date prescribed in Article 27-26, paragraph (3) of the New Securities and Exchange Act that falls on or after the item (iv) effective date, and with regard to the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act came to exceed five percent for the first time on the reference date prescribed in Article 27-26, paragraph (3) of the Former Securities and Exchange Act that fell before the item (iv) effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第四項**  新証券取引法第二十七条の二十六第二項の規定は、第四号施行日以後に同項各号に掲げる場合に該当することとなった場合における同項に規定する特例対象株券等に係る変更報告書について適用し、第四号施行日前に旧証券取引法第二十七条の二十六第二項各号に掲げる場合に該当することとなった場合における同項に規定する特例対象株券等に係る変更報告書については、なお従前の例による。
<sup>suppl-4181-65/art-10/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-4</sup>
The provisions of Article 27-26, paragraph (2) of the New Securities and Exchange Act apply to the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in that paragraph in the case where, on or after the item (iv) effective date, a case set forth in the items of that paragraph has come to apply, and with regard to the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (2) of the Former Securities and Exchange Act in the case where, before the item (iv) effective date, a case set forth in the items of that paragraph has come to apply, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第十一条
<sup>suppl-4181-65/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11</sup>

**第一項**  前条第一項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十三第一項に規定する大量保有報告書（以下この項において「旧大量保有報告書」という。）は、新証券取引法第二十七条の二十三第一項の規定により提出されたものとみなす。ただし、当該旧大量保有報告書の提出前に当該旧大量保有報告書に係る株券等に係る同項に規定する大量保有報告書が提出されたときは、この限りでない。
<sup>suppl-4181-65/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-1</sup>
A statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of large-volume holdings") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (1) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-23, paragraph (1) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of large-volume holdings, a statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act pertaining to the share certificates, etc. pertaining to that former statement of large-volume holdings has been submitted.
<sup>machine translation, not official</sup>

**第二項**  前条第二項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十五第一項に規定する変更報告書（以下この項において「旧変更報告書」という。）は、新証券取引法第二十七条の二十五第一項の規定により提出されたものとみなす。ただし、当該旧変更報告書の提出前に当該旧変更報告書に係る株券等に係る同項に規定する変更報告書が提出されたときは、この限りでない。
<sup>suppl-4181-65/art-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-2</sup>
A statement of changes prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of changes") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (2) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-25, paragraph (1) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of changes, a statement of changes prescribed in Article 27-25, paragraph (1) of the New Securities and Exchange Act pertaining to the share certificates, etc. pertaining to that former statement of changes has been submitted.
<sup>machine translation, not official</sup>

**第三項**  前条第三項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書（以下この項において「旧大量保有報告書」という。）は、新証券取引法第二十七条の二十六第一項の規定により提出されたものとみなす。ただし、当該旧大量保有報告書の提出前に、当該旧大量保有報告書に係る株券等に係る新証券取引法第二十七条の二十三第一項に規定する大量保有報告書又は新証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書が提出されたときは、この限りでない。
<sup>suppl-4181-65/art-11/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-3</sup>
A statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of large-volume holdings") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (3) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-26, paragraph (1) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of large-volume holdings, a statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act, or a statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the New Securities and Exchange Act, pertaining to the share certificates, etc. pertaining to that former statement of large-volume holdings has been submitted.
<sup>machine translation, not official</sup>

**第四項**  前条第四項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十六第二項に規定する特例対象株券等に係る変更報告書（以下この項において「旧変更報告書」という。）は、新証券取引法第二十七条の二十六第二項の規定により提出されたものとみなす。ただし、当該旧変更報告書の提出前に、当該旧変更報告書に係る株券等に係る新証券取引法第二十七条の二十五第一項に規定する変更報告書又は新証券取引法第二十七条の二十六条第二項に規定する特例対象株券等に係る変更報告書が提出されたときは、この限りでない。
<sup>suppl-4181-65/art-11/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-4</sup>
A statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (2) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of changes") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (4) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-26, paragraph (2) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of changes, a statement of changes prescribed in Article 27-25, paragraph (1) of the New Securities and Exchange Act, or a statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (2) of the New Securities and Exchange Act, pertaining to the share certificates, etc. pertaining to that former statement of changes has been submitted.
<sup>machine translation, not official</sup>

### 第十二条
<sup>suppl-4181-65/art-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-12</sup>

**第一項**  新証券取引法第二十七条の二十六第四項及び第五項の規定は、第三号施行日から起算して五日（日曜日その他政令で定める休日の日数は、算入しない。）を経過した後に行われる同条第一項に規定する重要提案行為等を行う場合について適用する。
<sup>suppl-4181-65/art-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-12/par-1</sup>
The provisions of Article 27-26, paragraphs (4) and (5) of the New Securities and Exchange Act apply to the case of carrying out important proposal acts, etc. prescribed in paragraph (1) of that Article that are carried out after five days (not counting Sundays and other holidays specified by Cabinet Order) have elapsed from the item (iii) effective date.
<sup>machine translation, not official</sup>

### 第十三条
<sup>suppl-4181-65/art-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-13</sup>

**第一項**  新証券取引法第二十七条の三十の二の規定は、第四号施行日以後に提出される次に掲げる報告書について適用し、第四号施行日前に提出されるものについては、なお従前の例による。
<sup>suppl-4181-65/art-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-13/par-1</sup>
The provisions of Article 27-30-2 of the New Securities and Exchange Act apply to the following reports submitted on or after the item (iv) effective date, and with regard to those submitted before the item (iv) effective date, the provisions then in force continue to govern:
<sup>machine translation, not official</sup>

  **一**  新証券取引法第二十七条の二十三第一項に規定する大量保有報告書及び新証券取引法第二十七条の二十五第一項に規定する変更報告書並びにこれらの訂正報告書
  <sup>suppl-4181-65/art-13/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-13/par-1/item-1</sup>
  the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act, the statement of changes prescribed in Article 27-25, paragraph (1) of the New Securities and Exchange Act, and the amended reports for them;
  <sup>machine translation, not official</sup>

  **二**  新証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書及び同条第二項に規定する特例対象株券等に係る変更報告書並びにこれらの訂正報告書
  <sup>suppl-4181-65/art-13/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-13/par-1/item-2</sup>
  the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the New Securities and Exchange Act, the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article, and the amended reports for them.
  <sup>machine translation, not official</sup>

### 第十四条（第三条の規定による証券取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying the Partial Amendment of the Securities and Exchange Act by the Provisions of Article 3
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-14</sup>

**第一項**  第三条の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第四条、第十三条第一項、第十五条第一項並びに第二十三条の十三第一項及び第三項の規定は、施行日以後に開始する有価証券発行勧誘等（新金融商品取引法第四条第一項第四号に規定する有価証券発行勧誘等をいう。）又は有価証券交付勧誘等（新金融商品取引法第四条第二項に規定する有価証券交付勧誘等をいう。）について適用し、施行日前に開始した第三条の規定による改正前の証券取引法（以下「旧証券取引法」という。）第二条第一項各号に掲げる有価証券又は同条第二項の規定により有価証券とみなされる同項各号に掲げる権利（以下「旧有価証券」という。）の取得の申込みの勧誘又は旧有価証券の売付けの申込み若しくはその買付けの申込みの勧誘については、なお従前の例による。
<sup>suppl-4181-65/art-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-14/par-1</sup>
The provisions of Article 4, Article 13, paragraph (1), Article 15, paragraph (1), and Article 23-13, paragraphs (1) and (3) of the Financial Instruments and Exchange Act as amended by the provisions of Article 3 (hereinafter referred to as the "New Financial Instruments and Exchange Act") apply to solicitation with a view to issuing new securities (meaning solicitation with a view to issuing new securities prescribed in Article 4, paragraph (1), item (iv) of the New Financial Instruments and Exchange Act) or solicitation with a view to delivering existing securities (meaning solicitation with a view to delivering existing securities prescribed in Article 4, paragraph (2) of the New Financial Instruments and Exchange Act) that commences on or after the effective date, and with regard to the solicitation of an offer to acquire securities set forth in the items of Article 2, paragraph (1) of the Securities and Exchange Act before its amendment by the provisions of Article 3 (hereinafter referred to as the "Former Securities and Exchange Act"), or rights set forth in the items of paragraph (2) of that Article that are deemed to be securities pursuant to the provisions of that paragraph (hereinafter referred to as "former securities"), or an offer to sell or the solicitation of an offer to purchase former securities, that commenced before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第十五条
<sup>suppl-4181-65/art-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-15</sup>

**第一項**  新金融商品取引法第二十四条の四の二から第二十四条の四の六まで、第二十四条の四の八及び第二十四条の五の二の規定は、平成二十年四月一日以後に開始する事業年度から適用する。
<sup>suppl-4181-65/art-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-15/par-1</sup>
The provisions of Articles 24-4-2 through 24-4-6, Article 24-4-8, and Article 24-5-2 of the New Financial Instruments and Exchange Act apply from the business year commencing on or after April 1, 2008.
<sup>machine translation, not official</sup>

### 第十六条
<sup>suppl-4181-65/art-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-16</sup>

**第一項**  新金融商品取引法第二十四条の四の七の規定は、平成二十年四月一日以後に開始する事業年度から適用する。
<sup>suppl-4181-65/art-16/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-16/par-1</sup>
The provisions of Article 24-4-7 of the New Financial Instruments and Exchange Act apply from the business year commencing on or after April 1, 2008.
<sup>machine translation, not official</sup>

### 第十七条
<sup>suppl-4181-65/art-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-17</sup>

**第一項**  この法律の施行の際現に新有価証券（新金融商品取引法第二条第一項各号に掲げる有価証券又は同条第二項の規定により有価証券とみなされる同項各号に掲げる権利（旧有価証券を除く。）をいう。以下同じ。）につき金融商品取引業（新金融商品取引法第二条第八項に規定する金融商品取引業をいう。以下同じ。）を行っている者（次条第一項並びに附則第百四十七条第一項、第百五十九条第一項及び第二百条第一項の規定並びに証券取引法等の一部を改正する法律の施行に伴う関係法律の整備等に関する法律（平成十八年法律第六十六号。以下「整備法」という。）第二条第一項、第三十七条第一項、第六十条第一項及び第百五十一条第一項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者、整備法第五十七条第一項に規定する旧抵当証券業者並びに銀行、協同組織金融機関（協同組織金融機関の優先出資に関する法律（平成五年法律第四十四号）第二条第一項に規定する協同組織金融機関をいう。以下同じ。）その他政令で定める金融機関を除く。）については、施行日から起算して六月間（当該期間内に新金融商品取引法第二十九条の四第一項の規定による登録の拒否の処分があったときは、当該処分があった日までの間）は、新金融商品取引法第二十九条の規定にかかわらず、引き続き金融商品取引業を行うことができる。その者が当該期間内に同条の登録の申請をした場合において当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。
<sup>suppl-4181-65/art-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-17/par-1</sup>
A person who, at the time this Act comes into effect, is actually engaged in financial instruments business (meaning financial instruments business prescribed in Article 2, paragraph (8) of the New Financial Instruments and Exchange Act; the same applies hereinafter) with respect to new securities (meaning securities set forth in the items of Article 2, paragraph (1) of the New Financial Instruments and Exchange Act, or rights set forth in the items of paragraph (2) of that Article that are deemed to be securities pursuant to the provisions of that paragraph (excluding former securities); the same applies hereinafter) (excluding a person deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of paragraph (1) of the following Article, Article 147, paragraph (1), Article 159, paragraph (1), and Article 200, paragraph (1) of the Supplementary Provisions, and Article 2, paragraph (1), Article 37, paragraph (1), Article 60, paragraph (1), and Article 151, paragraph (1) of the Act on the Arrangement of Relevant Acts Incident to the Enforcement of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 66 of 2006; hereinafter referred to as the "Arrangement Act"), a former mortgage securities dealer prescribed in Article 57, paragraph (1) of the Arrangement Act, and a bank, a cooperative financial institution (meaning a cooperative financial institution prescribed in Article 2, paragraph (1) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institution (Act No. 44 of 1993); the same applies hereinafter), or any other financial institution specified by Cabinet Order) may, for six months from the effective date (or, if a disposition of refusal of registration under Article 29-4, paragraph (1) of the New Financial Instruments and Exchange Act is made within that period, until the day on which that disposition is made), notwithstanding the provisions of Article 29 of the New Financial Instruments and Exchange Act, continue to engage in financial instruments business. The same applies until the day on which, in the case where that person has filed an application for registration under Article 29 of the New Financial Instruments and Exchange Act within that period, the person receives a notice that registration will be granted for that application, or receives a notice, after the lapse of that period, that registration will not be granted for that application.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に新有価証券につき登録金融機関業務（新金融商品取引法第三十三条の五第一項第三号に規定する登録金融機関業務をいう。以下同じ。）を行っている銀行、協同組織金融機関その他政令で定める金融機関（附則第五十四条第一項、第百四十八条第一項及び第二百一条第一項並びに整備法第六十一条第一項の規定により新金融商品取引法第三十三条の二の登録を受けたものとみなされる者を除く。）については、施行日から起算して六月間（当該期間内に新金融商品取引法第三十三条の五第一項の規定による登録の拒否の処分があったときは、当該処分があった日までの間）は、新金融商品取引法第三十三条の二の規定にかかわらず、引き続き登録金融機関業務を行うことができる。その者が当該期間内に同条の登録の申請をした場合において当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。
<sup>suppl-4181-65/art-17/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-17/par-2</sup>
A bank, cooperative financial institution, or other financial institution specified by Cabinet Order that, at the time this Act comes into effect, is actually engaged in registered financial institution business (meaning registered financial institution business prescribed in Article 33-5, paragraph (1), item (iii) of the New Financial Instruments and Exchange Act; the same applies hereinafter) with respect to new securities (excluding a person deemed to have received registration under Article 33-2 of the New Financial Instruments and Exchange Act pursuant to the provisions of Article 54, paragraph (1), Article 148, paragraph (1), and Article 201, paragraph (1) of the Supplementary Provisions and Article 61, paragraph (1) of the Arrangement Act) may, for six months from the effective date (or, if a disposition of refusal of registration under Article 33-5, paragraph (1) of the New Financial Instruments and Exchange Act is made within that period, until the day on which that disposition is made), notwithstanding the provisions of Article 33-2 of the New Financial Instruments and Exchange Act, continue to engage in registered financial institution business. The same applies until the day on which, in the case where that person has filed an application for registration under Article 33-2 of the New Financial Instruments and Exchange Act within that period, the person receives a notice that registration will be granted for that application, or receives a notice, after the lapse of that period, that registration will not be granted for that application.
<sup>machine translation, not official</sup>

### 第十八条
<sup>suppl-4181-65/art-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18</sup>

**第一項**  この法律の施行の際現に旧証券取引法第二十八条の登録を受けている者は、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされる金融商品取引業者（新金融商品取引法第二条第九項に規定する金融商品取引業者をいう。以下同じ。）が新金融商品取引法第二十八条第一項第一号、第二号及び第三号ハに掲げる行為に係る業務、有価証券等管理業務（同条第五項に規定する有価証券等管理業務をいう。）並びに第二種金融商品取引業（同条第二項に規定する第二種金融商品取引業をいう。以下同じ。）を行うものに限る。）を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-1</sup>
A person who, at the time this Act comes into effect, has received registration under Article 28 of the Former Securities and Exchange Act is deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act on the effective date (limited to registration in which the financial instruments business operator (meaning a financial instruments business operator prescribed in Article 2, paragraph (9) of the New Financial Instruments and Exchange Act; the same applies hereinafter) deemed to have received that registration conducts business pertaining to the acts set forth in Article 28, paragraph (1), items (i) and (ii) and item (iii), (c) of the New Financial Instruments and Exchange Act, securities, etc. management (meaning securities, etc. management prescribed in paragraph (5) of that Article), and type-II financial instruments business (meaning type-II financial instruments business prescribed in paragraph (2) of that Article; the same applies hereinafter)). In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者（以下「みなし登録第一種業者」という。）は、施行日から起算して三月以内に新金融商品取引法第二十九条の二第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
<sup>suppl-4181-65/art-18/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-2</sup>
A person deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph (hereinafter referred to as a "deemed registered type-I financial instruments business operator") must submit to the Prime Minister, within three months from the effective date, a document stating the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article.
<sup>machine translation, not official</sup>

**第三項**  内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第二十九条の二第一項各号に掲げる事項及び新金融商品取引法第二十九条の三第一項第二号に掲げる事項を金融商品取引業者登録簿に登録するものとする。
<sup>suppl-4181-65/art-18/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-3</sup>
When the documents have been submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register in the financial instruments business operators register the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 29-3, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents.
<sup>machine translation, not official</sup>

### 第十九条
<sup>suppl-4181-65/art-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-19</sup>

**第一項**  旧証券取引法第五十六条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第五十二条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-19/par-1</sup>
A person whose registration has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 56, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed, on the day on which the person received that disposition, to have had the registration rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 52, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第五十六条の二第三項の規定により登録を取り消された者は、その処分を受けた日において、新金融商品取引法第五十三条第三項の規定により登録を取り消されたものとみなす。
<sup>suppl-4181-65/art-19/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-19/par-2</sup>
A person whose registration has been rescinded pursuant to the provisions of Article 56-2, paragraph (3) of the Former Securities and Exchange Act is deemed, on the day on which the person received that disposition, to have had the registration rescinded pursuant to the provisions of Article 53, paragraph (3) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第二十条
<sup>suppl-4181-65/art-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-20</sup>

**第一項**  金融商品取引法第二十九条の四第一項第一号ハの規定の適用については、整備法第一条の規定による廃止前の外国証券業者に関する法律（昭和四十六年法律第五号。以下「旧外国証券業者法」という。）、有価証券に係る投資顧問業の規制等に関する法律（昭和六十一年法律第七十四号。以下「旧証券投資顧問業法」という。）若しくは金融先物取引法（昭和六十三年法律第七十七号。以下「旧金融先物取引法」という。）の規定（整備法第二百十七条の規定によりなお従前の例によることとされる場合におけるこれらの規定を含む。）又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない者については、同号ハに該当する者とみなす。
<sup>suppl-4181-65/art-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-20/par-1</sup>
With regard to the application of the provisions of Article 29-4, paragraph (1), item (i), (c) of the Financial Instruments and Exchange Act, a person who has violated the provisions, prior to their repeal by the provisions of Article 1 of the Arrangement Act, of the Act on Foreign Securities Firms (Act No. 5 of 1971; hereinafter referred to as the "Former Foreign Securities Firms Act"), the Act on Regulation of Securities Investment Advisory Business (Act No. 74 of 1986; hereinafter referred to as the "Former Securities Investment Advisory Business Act"), or the Financial Futures Trading Act (Act No. 77 of 1988; hereinafter referred to as the "Former Financial Futures Trading Act") (including those provisions in the case where the provisions then in force continue to govern pursuant to the provisions of Article 217 of the Arrangement Act), or the corresponding provisions of foreign laws and regulations, has been sentenced to a fine (including a sentence under foreign laws and regulations corresponding thereto), and for whom five years have not elapsed since the day on which the execution of the sentence was completed or the person ceased to be subject to the execution of the sentence, is deemed to be a person who falls under Article 29-4, paragraph (1), item (i), (c) of the Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第二十一条
<sup>suppl-4181-65/art-21 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-21</sup>

**第一項**  みなし登録第一種業者でこの法律の施行の際現に旧証券取引法第二十九条第一項の認可を受けて同項第二号に掲げる業務を行っている者は、政令で定めるところにより、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされるみなし登録第一種業者が新金融商品取引法第二十八条第一項第三号イ又はロに掲げる行為に係る業務を行うものに限る。）を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-21/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-21/par-1</sup>
A deemed registered type-I financial instruments business operator that, at the time this Act comes into effect, has received authorization under Article 29, paragraph (1) of the Former Securities and Exchange Act and is actually conducting the business set forth in item (ii) of that paragraph is deemed, as provided by Cabinet Order, to have received registration under Article 29 of the New Financial Instruments and Exchange Act on the effective date (limited to registration in which the deemed registered type-I financial instruments business operator deemed to have received that registration conducts business pertaining to the acts set forth in Article 28, paragraph (1), item (iii), (a) or (b) of the New Financial Instruments and Exchange Act). In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第二十二条
<sup>suppl-4181-65/art-22 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22</sup>

**第一項**  みなし登録第一種業者でこの法律の施行の際現に旧証券取引法第二十九条第一項の認可を受けて同項第三号に掲げる業務を行っている者は、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされるみなし登録第一種業者が新金融商品取引法第二十八条第一項第四号に掲げる行為に係る業務を行うものに限る。）及び新金融商品取引法第三十条第一項の認可を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-22/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22/par-1</sup>
A deemed registered type-I financial instruments business operator that, at the time this Act comes into effect, has received authorization under Article 29, paragraph (1) of the Former Securities and Exchange Act and is actually conducting the business set forth in item (iii) of that paragraph is deemed to have received, on the effective date, registration under Article 29 of the New Financial Instruments and Exchange Act (limited to registration in which the deemed registered type-I financial instruments business operator deemed to have received that registration conducts business pertaining to the acts set forth in Article 28, paragraph (1), item (iv) of the New Financial Instruments and Exchange Act) and authorization under Article 30, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により新金融商品取引法第三十条第一項の認可を受けたものとみなされる者は、施行日から起算して三月以内に新金融商品取引法第三十条の三第一項第一号に掲げる事項を記載した書類及び同条第二項に規定する書類を内閣総理大臣に提出しなければならない。
<sup>suppl-4181-65/art-22/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22/par-2</sup>
A person deemed to have received authorization under Article 30, paragraph (1) of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph must submit to the Prime Minister, within three months from the effective date, a document stating the particulars set forth in Article 30-3, paragraph (1), item (i) of the New Financial Instruments and Exchange Act and the document prescribed in paragraph (2) of that Article.
<sup>machine translation, not official</sup>

**第三項**  内閣総理大臣は、前項に規定する者から同項の規定による書類の提出があったときは、新金融商品取引法第三十条第一項の認可を受けた旨をその者の金融商品取引業者の登録に付記するものとする。
<sup>suppl-4181-65/art-22/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22/par-3</sup>
When the Prime Minister has received the submission of documents under the provisions of the preceding paragraph from a person prescribed in that paragraph, the Prime Minister is to note, in the person's financial instruments business operator's registration, that the person has received authorization under Article 30, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第二十三条
<sup>suppl-4181-65/art-23 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-23</sup>

**第一項**  旧証券取引法第二十九条の二第一項の規定によりみなし登録第一種業者に付された条件は、施行日において新金融商品取引法第三十条の二第一項の規定により付されたものとみなす。この場合において、新金融商品取引法第五十七条第三項の規定は、適用しない。
<sup>suppl-4181-65/art-23/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-23/par-1</sup>
A condition imposed on a deemed registered type-I financial instruments business operator pursuant to the provisions of Article 29-2, paragraph (1) of the Former Securities and Exchange Act is deemed to have been imposed on the effective date pursuant to the provisions of Article 30-2, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the provisions of Article 57, paragraph (3) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第二十四条
<sup>suppl-4181-65/art-24 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-24</sup>

**第一項**  新金融商品取引法第三十一条第一項から第三項までの規定は、みなし登録第一種業者については、当該みなし登録第一種業者が附則第十八条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
<sup>suppl-4181-65/art-24/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-24/par-1</sup>
The provisions of Article 31, paragraphs (1) through (3) of the New Financial Instruments and Exchange Act do not apply to a deemed registered type-I financial instruments business operator until the day on which that deemed registered type-I financial instruments business operator submits the documents prescribed in Article 18, paragraph (2) of the Supplementary Provisions pursuant to the provisions of that paragraph.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第三十一条第六項の規定は、附則第二十二条第一項の規定により新金融商品取引法第三十条第一項の認可を受けたものとみなされる者については、その者が附則第二十二条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
<sup>suppl-4181-65/art-24/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-24/par-2</sup>
The provisions of Article 31, paragraph (6) of the New Financial Instruments and Exchange Act do not apply to a person deemed to have received authorization under Article 30, paragraph (1) of the New Financial Instruments and Exchange Act pursuant to the provisions of Article 22, paragraph (1) of the Supplementary Provisions until the day on which that person submits the documents prescribed in Article 22, paragraph (2) of the Supplementary Provisions pursuant to the provisions of that paragraph.
<sup>machine translation, not official</sup>

### 第二十五条
<sup>suppl-4181-65/art-25 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-25</sup>

**第一項**  みなし登録第一種業者は、その商号中に証券という文字を用いなければならない。
<sup>suppl-4181-65/art-25/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-25/par-1</sup>
A deemed registered type-I financial instruments business operator must use the Japanese word for "securities" in its trade name.
<sup>machine translation, not official</sup>

**第二項**  前項の規定によりその商号中に証券という文字を用いるみなし登録第一種業者（以下この項及び次条において「特例証券会社」という。）以外の者（施行日以後に有価証券関連業（金融商品取引法第二十八条第十項に規定する有価証券関連業をいう。）を行う者を除く。）は、その商号又は名称中に、特例証券会社であると誤認されるおそれのある文字を用いてはならない。
<sup>suppl-4181-65/art-25/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-25/par-2</sup>
A person other than a deemed registered type-I financial instruments business operator that uses the Japanese word for "securities" in its trade name pursuant to the provisions of the preceding paragraph (hereinafter in this paragraph and the following Article referred to as a "special securities company") (excluding a person who conducts securities services (meaning securities services prescribed in Article 28, paragraph (10) of the Financial Instruments and Exchange Act) on or after the effective date) must not use in its trade name or name any word that could give rise to the misconception that it is a special securities company.
<sup>machine translation, not official</sup>

### 第二十六条
<sup>suppl-4181-65/art-26 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-26</sup>

**第一項**  特例証券会社は、前条第一項の規定にかかわらず、その商号中に証券という文字を用いない商号の変更をすることができる。
<sup>suppl-4181-65/art-26/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-26/par-1</sup>
Notwithstanding the provisions of paragraph (1) of the preceding Article, a special securities company may change its trade name to a trade name that does not use the Japanese word for "securities".
<sup>machine translation, not official</sup>

### 第二十七条
<sup>suppl-4181-65/art-27 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-27</sup>

**第一項**  この法律の施行の際現に金融商品取引業者という名称若しくは商号又はこれに紛らわしい名称若しくは商号を用いている者については、新金融商品取引法第三十一条の三の規定は、この法律の施行後六月間は、適用しない。
<sup>suppl-4181-65/art-27/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-27/par-1</sup>
With regard to a person who, at the time this Act comes into effect, is actually using the name or trade name "financial instruments business operator" or a name or trade name confusingly similar thereto, the provisions of Article 31-3 of the New Financial Instruments and Exchange Act do not apply for six months after this Act comes into effect.
<sup>machine translation, not official</sup>

### 第二十八条
<sup>suppl-4181-65/art-28 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28</sup>

**第一項**  この法律の施行の際現に金融商品取引業者（有価証券関連業を行う者に限る。以下この項から第三項までにおいて同じ。）の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員）、監査役又は執行役である者で当該金融商品取引業者の親銀行等（新金融商品取引法第三十一条の四第五項に規定する親銀行等をいう。以下この項において同じ。）の取締役、会計参与、監査役若しくは執行役（理事、監事その他これに準ずる者を含む。以下この項において同じ。）又は使用人を兼ねている者が、施行日から一月以内に内閣府令で定めるところにより内閣総理大臣に届出をしたときは、同条第一項の規定にかかわらず、施行日から起算して一年を経過する日までの間は、引き続き当該届出に係る当該親銀行等の取締役、会計参与、監査役若しくは執行役又は使用人を兼ねることができる。
<sup>suppl-4181-65/art-28/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-1</sup>
If a person who, at the time of the enforcement of this Act, is a director, accounting advisor (or, if the accounting advisor is a corporation, a staff member who is to perform those duties), company auditor or executive officer of a financial instruments business operator (limited to a person engaged in securities-related services; hereinafter the same applies in this paragraph through paragraph (3)) and who concurrently serves as a director, accounting advisor, company auditor or executive officer (including a board member, auditor and any other person equivalent thereto; hereinafter the same applies in this paragraph) or employee of the parent bank, etc. of that financial instruments business operator (meaning the parent bank, etc. prescribed in Article 31-4, paragraph (5) of the New Financial Instruments and Exchange Act; hereinafter the same applies in this paragraph) makes a notification to the Prime Minister within one month from the effective date pursuant to Cabinet Office Order, then, notwithstanding the provisions of Article 31-4, paragraph (1) of the New Financial Instruments and Exchange Act, the person may continue to concurrently serve as the director, accounting advisor, company auditor or executive officer, or employee of that parent bank, etc. pertaining to that notification until the day on which one year has passed counting from the effective date.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に金融商品取引業者の取締役、会計参与、監査役若しくは執行役又は使用人である者で当該金融商品取引業者の子銀行等（新金融商品取引法第三十一条の四第六項に規定する子銀行等をいう。以下この項において同じ。）の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員。以下この項において同じ。）、監査役又は執行役（理事、監事その他これに準ずる者を含む。以下この項において同じ。）を兼ねている者が、施行日から一年以内に内閣府令で定めるところにより内閣総理大臣に届出をしたときは、施行日から起算して一年を経過する日までの間は、同条第二項の規定にかかわらず、引き続き当該届出に係る当該子銀行等の取締役、会計参与、監査役又は執行役を兼ねることができる。
<sup>suppl-4181-65/art-28/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-2</sup>
If a person who, at the time of the enforcement of this Act, is a director, accounting advisor, company auditor or executive officer, or employee of a financial instruments business operator and who concurrently serves as a director, accounting advisor (or, if the accounting advisor is a corporation, a staff member who is to perform those duties; hereinafter the same applies in this paragraph), company auditor or executive officer (including a board member, auditor and any other person equivalent thereto; hereinafter the same applies in this paragraph) of the subsidiary bank, etc. of that financial instruments business operator (meaning the subsidiary bank, etc. prescribed in Article 31-4, paragraph (6) of the New Financial Instruments and Exchange Act; hereinafter the same applies in this paragraph) makes a notification to the Prime Minister within one year from the effective date pursuant to Cabinet Office Order, then, until the day on which one year has passed counting from the effective date, notwithstanding the provisions of Article 31-4, paragraph (2) of the New Financial Instruments and Exchange Act, the person may continue to concurrently serve as the director, accounting advisor, company auditor or executive officer of that subsidiary bank, etc. pertaining to that notification.
<sup>machine translation, not official</sup>

**第三項**  この法律の施行の際現に金融商品取引業者の常務に従事する取締役（委員会設置会社にあっては、執行役）である者で銀行、協同組織金融機関その他政令で定める金融機関の常務に従事している者が、前二項の規定の適用がある場合を除き、施行日から一年以内に内閣府令で定めるところにより内閣総理大臣に届出をしたときは、施行日から起算して一年を経過する日までの間は、引き続き当該届出に係る当該銀行、協同組織金融機関その他政令で定める金融機関の常務に従事することができる。
<sup>suppl-4181-65/art-28/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-3</sup>
If a person who, at the time of the enforcement of this Act, is a director (in the case of a company with committees, an executive officer) engaged in the ordinary business of a financial instruments business operator and who is engaged in the ordinary business of a bank, cooperative financial institution or any other financial institution specified by Cabinet Order makes a notification to the Prime Minister within one year from the effective date pursuant to Cabinet Office Order, excluding a case where the provisions of the preceding two paragraphs apply, then, until the day on which one year has passed counting from the effective date, the person may continue to be engaged in the ordinary business of that bank, cooperative financial institution or other financial institution specified by Cabinet Order pertaining to that notification.
<sup>machine translation, not official</sup>

**第四項**  証券会社（旧証券取引法第二条第九項に規定する証券会社をいう。以下同じ。）の取締役又は執行役が施行日前に旧証券取引法第三十二条第四項の規定により行った届出は、新金融商品取引法第三十一条の四第四項の規定により行った届出とみなす。
<sup>suppl-4181-65/art-28/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-4</sup>
A notification made by a director or executive officer of a securities company (meaning a securities company prescribed in Article 2, paragraph (9) of the Former Securities and Exchange Act; the same applies hereinafter) pursuant to the provisions of Article 32, paragraph (4) of the Former Securities and Exchange Act before the effective date is deemed to be a notification made pursuant to the provisions of Article 31-4, paragraph (4) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第五項**  この法律の施行の際現に附則第十七条第一項の規定により施行日以後引き続き金融商品取引業を行っている者（第一種金融商品取引業（新金融商品取引法第二十八条第一項に規定する第一種金融商品取引業をいう。以下同じ。）又は投資運用業（新金融商品取引法第二十八条第四項に規定する投資運用業をいう。以下同じ。）を行う者に限り、みなし登録第一種業者を除く。）の取締役又は執行役である者で他の会社の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員。以下この項において同じ。）、監査役又は執行役に就任している場合（他の会社の取締役、会計参与、監査役又は執行役が金融商品取引業者の取締役又は執行役を兼ねている場合を含む。）には、施行日以後、遅滞なく、その旨及び当該就任をした日を内閣総理大臣に届け出なければならない。
<sup>suppl-4181-65/art-28/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-5</sup>
If a person who is a director or executive officer of a person who, at the time of the enforcement of this Act, is continuing to engage in financial instruments business on or after the effective date pursuant to the provisions of Article 17, paragraph (1) of the Supplementary Provisions (limited to a person engaged in type-I financial instruments business (meaning the type-I financial instruments business prescribed in Article 28, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter) or investment management business (meaning the investment management business prescribed in Article 28, paragraph (4) of the New Financial Instruments and Exchange Act; the same applies hereinafter), and excluding a deemed registered type-I financial instruments business operator) has assumed the position of director, accounting advisor (or, if the accounting advisor is a corporation, a staff member who is to perform those duties; hereinafter the same applies in this paragraph), company auditor or executive officer of another company (including a case where a director, accounting advisor, company auditor or executive officer of another company concurrently serves as a director or executive officer of a financial instruments business operator), the person must notify the Prime Minister of that fact and the date of that assumption without delay on or after the effective date.
<sup>machine translation, not official</sup>

### 第二十九条
<sup>suppl-4181-65/art-29 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-29</sup>

**第一項**  この法律の施行の際現にみなし登録第一種業者の主要株主（新金融商品取引法第二十九条の四第二項に規定する主要株主をいう。以下同じ。）である者が施行日前に旧証券取引法第三十三条の二第一項の規定により提出した対象議決権保有届出書は、施行日において新金融商品取引法第三十二条第一項の規定により提出したものとみなす。
<sup>suppl-4181-65/art-29/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-29/par-1</sup>
A statement of holding subject voting rights submitted by a person who, at the time of the enforcement of this Act, is a major shareholder (meaning a major shareholder prescribed in Article 29-4, paragraph (2) of the New Financial Instruments and Exchange Act; the same applies hereinafter) of a deemed registered type-I financial instruments business operator, pursuant to the provisions of Article 33-2, paragraph (1) of the Former Securities and Exchange Act before the effective date, is deemed to have been submitted on the effective date pursuant to the provisions of Article 32, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第三十条
<sup>suppl-4181-65/art-30 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-30</sup>

**第一項**  施行日前にされた旧証券取引法第三十三条の三の規定による処分は、新金融商品取引法第三十二条の二の規定による処分とみなす。
<sup>suppl-4181-65/art-30/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-30/par-1</sup>
A disposition made pursuant to the provisions of Article 33-3 of the Former Securities and Exchange Act before the effective date is deemed to be a disposition made pursuant to the provisions of Article 32-2 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第三十一条
<sup>suppl-4181-65/art-31 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-31</sup>

**第一項**  この法律の施行の際現にみなし登録第一種業者を子会社（新金融商品取引法第二十九条の四第三項に規定する子会社をいう。附則第百二十三条及び第百二十四条を除き、以下同じ。）とする持株会社（新金融商品取引法第二十九条の四第一項第五号ニに規定する持株会社をいう。以下同じ。）の主要株主である者が施行日前に旧証券取引法第三十三条の五において準用する旧証券取引法第三十三条の二第一項の規定により提出した対象議決権保有届出書は、施行日において新金融商品取引法第三十二条の四において準用する新金融商品取引法第三十二条第一項の規定により提出したものとみなす。
<sup>suppl-4181-65/art-31/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-31/par-1</sup>
A statement of holding subject voting rights that a person who, at the time of enforcement of this Act, is a major shareholder of a holding company (meaning a holding company prescribed in Article 29-4, paragraph (1), item (v), (d) of the New Financial Instruments and Exchange Act; the same applies hereinafter) that has a deemed registered type-I financial instruments business operator as its subsidiary company (meaning a subsidiary company prescribed in Article 29-4, paragraph (3) of the New Financial Instruments and Exchange Act; the same applies hereinafter, except in Articles 123 and 124 of the Supplementary Provisions) submitted before the effective date pursuant to the provisions of Article 33-2, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 33-5 of the Former Securities and Exchange Act is deemed to have been submitted on the effective date pursuant to the provisions of Article 32, paragraph (1) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 32-4 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第三十二条
<sup>suppl-4181-65/art-32 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-32</sup>

**第一項**  施行日前にされた旧証券取引法第三十三条の五において準用する旧証券取引法第三十三条の三の規定による処分は、新金融商品取引法第三十二条の四において準用する新金融商品取引法第三十二条の二の規定による処分とみなす。
<sup>suppl-4181-65/art-32/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-32/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 33-3 of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 33-5 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 32-2 of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 32-4 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第三十三条
<sup>suppl-4181-65/art-33 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-33</sup>

**第一項**  金融商品取引業者は、この法律の施行後最初に金融商品取引契約（新金融商品取引法第三十四条に規定する金融商品取引契約をいう。以下同じ。）の申込みを顧客（新金融商品取引法第二条第三十一項第四号に掲げる者に限る。）から受けた場合であって、この法律の施行前に、当該顧客に対し、この法律の施行後に当該顧客が新金融商品取引法第三十四条の二第一項の規定による申出ができる旨を新金融商品取引法第三十四条の例により告知しているときには、当該顧客に対し、同条に規定する告知をしたものとみなす。
<sup>suppl-4181-65/art-33/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-33/par-1</sup>
If a financial instruments business operator first receives, after the enforcement of this Act, an application for a financial instruments transaction contract (meaning a financial instruments transaction contract prescribed in Article 34 of the New Financial Instruments and Exchange Act; the same applies hereinafter) from a customer (limited to a person set forth in Article 2, paragraph (31), item (iv) of the New Financial Instruments and Exchange Act), and, before the enforcement of this Act, has notified that customer, in the manner provided for in Article 34 of the New Financial Instruments and Exchange Act, that after the enforcement of this Act the customer may make a request under Article 34-2, paragraph (1) of the New Financial Instruments and Exchange Act, the operator is deemed to have given that customer the notice prescribed in that Article.
<sup>machine translation, not official</sup>

### 第三十四条
<sup>suppl-4181-65/art-34 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-34</sup>

**第一項**  みなし登録第一種業者でこの法律の施行の際現に旧証券取引法第三十四条第三項の規定による届出をして同条第二項第四号、第五号又は第七号に掲げる業務を行っている者は、それぞれ施行日において新金融商品取引法第三十五条第二項第一号から第三号までに掲げる業務につき同条第三項の届出をしたものとみなす。
<sup>suppl-4181-65/art-34/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-34/par-1</sup>
A deemed registered type-I financial instruments business operator that, at the time of enforcement of this Act, has made the notification under Article 34, paragraph (3) of the Former Securities and Exchange Act and is conducting the business set forth in Article 34, paragraph (2), item (iv), (v) or (vii) of that Act is deemed to have made the notification under Article 35, paragraph (3) of the New Financial Instruments and Exchange Act on the effective date for the business set forth in Article 35, paragraph (2), items (i) through (iii) of that Act, respectively.
<sup>machine translation, not official</sup>

### 第三十五条
<sup>suppl-4181-65/art-35 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-35</sup>

**第一項**  みなし登録第一種業者で、この法律の施行の際現に旧証券取引法第三十四条第四項の承認を受けて金融商品取引業並びに新金融商品取引法第三十五条第一項に規定する業務及び同条第二項各号に掲げる業務のいずれにも該当しない業務を行っている者は、施行日において当該業務につき同条第四項の承認を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項の規定は、適用しない。
<sup>suppl-4181-65/art-35/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-35/par-1</sup>
A deemed registered type-I financial instruments business operator that, at the time of enforcement of this Act, has obtained the approval under Article 34, paragraph (4) of the Former Securities and Exchange Act and is conducting business that falls under none of financial instruments business, the business prescribed in Article 35, paragraph (1) of the New Financial Instruments and Exchange Act and the business set forth in the items of paragraph (2) of that Article is deemed to have obtained the approval under paragraph (4) of that Article for that business on the effective date. In this case, the provisions of Article 57, paragraph (3) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第三十六条
<sup>suppl-4181-65/art-36 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-36</sup>

**第一項**  施行日前にされた旧証券取引法第四十二条の二第三項ただし書の確認は、新金融商品取引法第三十九条第三項ただし書の確認とみなす。
<sup>suppl-4181-65/art-36/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-36/par-1</sup>
A confirmation under the proviso to Article 42-2, paragraph (3) of the Former Securities and Exchange Act given before the effective date is deemed to be a confirmation under the proviso to Article 39, paragraph (3) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第三十七条
<sup>suppl-4181-65/art-37 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-37</sup>

**第一項**  施行日前にされた旧証券取引法第四十五条ただし書の承認は、新金融商品取引法第四十四条の三第一項ただし書の承認とみなす。
<sup>suppl-4181-65/art-37/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-37/par-1</sup>
An approval under the proviso to Article 45 of the Former Securities and Exchange Act given before the effective date is deemed to be an approval under the proviso to Article 44-3, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第三十八条
<sup>suppl-4181-65/art-38 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-38</sup>

**第一項**  新金融商品取引法第四十六条の三第一項及び第三項の規定は、施行日以後に終了する事業年度に係る同条第一項の事業報告書について適用し、施行日前に終了した事業年度に係る旧証券取引法第四十九条第一項の営業報告書については、なお従前の例による。
<sup>suppl-4181-65/art-38/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-38/par-1</sup>
The provisions of Article 46-3, paragraphs (1) and (3) of the New Financial Instruments and Exchange Act apply to the business report under paragraph (1) of that Article for a business year ending on or after the effective date, and with regard to the business report under Article 49, paragraph (1) of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第三十九条
<sup>suppl-4181-65/art-39 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-39</sup>

**第一項**  新金融商品取引法第四十六条の四の規定は、施行日以後に終了する事業年度に係る同条に規定する説明書類について適用し、施行日前に終了した事業年度に係る旧証券取引法第五十条に規定する説明書類については、なお従前の例による。
<sup>suppl-4181-65/art-39/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-39/par-1</sup>
The provisions of Article 46-4 of the New Financial Instruments and Exchange Act apply to the explanatory documents prescribed in that Article for a business year ending on or after the effective date, and with regard to the explanatory documents prescribed in Article 50 of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第四十条
<sup>suppl-4181-65/art-40 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-40</sup>

**第一項**  新金融商品取引法第四十六条の五の規定は、みなし登録第一種業者については、施行日以後に開始する事業年度に係る同条第一項の金融商品取引責任準備金の積立てについて適用し、施行日前に開始した事業年度に係る旧証券取引法第五十一条第一項の証券取引責任準備金の積立てについては、なお従前の例による。
<sup>suppl-4181-65/art-40/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-40/par-1</sup>
The provisions of Article 46-5 of the New Financial Instruments and Exchange Act apply, with regard to a deemed registered type-I financial instruments business operator, to the accumulation of the financial instruments transaction liability reserve under paragraph (1) of that Article for a business year commencing on or after the effective date, and with regard to the accumulation of the securities transaction liability reserve under Article 51, paragraph (1) of the Former Securities and Exchange Act for a business year that commenced before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  みなし登録第一種業者に係るこの法律の施行の際現に存する旧証券取引法第五十一条第一項の証券取引責任準備金及び前項の規定によりなお従前の例によることとされる場合における同条第一項の証券取引責任準備金は、新金融商品取引法第四十六条の五第一項の金融商品取引責任準備金として積み立てられたものとみなす。
<sup>suppl-4181-65/art-40/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-40/par-2</sup>
The securities transaction liability reserve under Article 51, paragraph (1) of the Former Securities and Exchange Act that exists, with regard to a deemed registered type-I financial instruments business operator, at the time of enforcement of this Act, and the securities transaction liability reserve under paragraph (1) of that Article in the case where the provisions then in force continue to govern pursuant to the preceding paragraph, are deemed to have been accumulated as the financial instruments transaction liability reserve under Article 46-5, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第四十一条
<sup>suppl-4181-65/art-41 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-41</sup>

**第一項**  新金融商品取引法第四十六条の六第三項の規定は、みなし登録第一種業者については、施行日が属する月の翌月から適用する。
<sup>suppl-4181-65/art-41/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-41/par-1</sup>
The provisions of Article 46-6, paragraph (3) of the New Financial Instruments and Exchange Act apply, with regard to a deemed registered type-I financial instruments business operator, from the month following the month in which the effective date falls.
<sup>machine translation, not official</sup>

### 第四十二条
<sup>suppl-4181-65/art-42 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-42</sup>

**第一項**  新金融商品取引法第五十条の二第六項の規定は、施行日から起算して三十日を経過した日以後の金融商品取引業の廃止、合併（合併により消滅する場合の当該合併に限る。）、合併及び破産手続開始の決定以外の理由による解散、分割による事業の全部若しくは一部の承継又は事業の全部若しくは一部の譲渡について適用し、同日前の金融商品取引業の廃止、合併（合併により消滅する場合の当該合併に限る。）、合併及び破産手続開始の決定以外の理由による解散、分割による事業の全部若しくは一部の承継又は事業の全部若しくは一部の譲渡については、なお従前の例による。
<sup>suppl-4181-65/art-42/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-42/par-1</sup>
The provisions of Article 50-2, paragraph (6) of the New Financial Instruments and Exchange Act apply to the discontinuation of financial instruments business, a merger (limited to a merger in which the party is extinguished by the merger), dissolution for reasons other than a merger or an order to commence bankruptcy proceedings, succession to all or part of the business through a company split, or the transfer of all or part of the business, on or after the day on which 30 days have elapsed from the effective date, and with regard to the discontinuation of financial instruments business, a merger (limited to a merger in which the party is extinguished by the merger), dissolution for reasons other than a merger or an order to commence bankruptcy proceedings, succession to all or part of the business through a company split, or the transfer of all or part of the business, before that day, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第四十三条
<sup>suppl-4181-65/art-43 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-43</sup>

**第一項**  みなし登録第一種業者又はその役員が施行日前にした旧証券取引法第五十六条第一項第三号又は第五号に該当する行為は、金融商品取引法第五十二条第一項第八号又は第十二号に該当する行為とみなして、同項及び同条第二項の規定を適用する。
<sup>suppl-4181-65/art-43/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-43/par-1</sup>
An act of a deemed registered type-I financial instruments business operator or its officer committed before the effective date that falls under Article 56, paragraph (1), item (iii) or (v) of the Former Securities and Exchange Act is deemed to be an act falling under Article 52, paragraph (1), item (viii) or (xii) of the Financial Instruments and Exchange Act, and that paragraph and paragraph (2) of that Article apply.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第五十二条第二項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし登録第一種業者の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-43/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-43/par-2</sup>
The provisions of Article 52, paragraph (2) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years elapse from the effective date, to the case where a person who is an officer of a deemed registered type-I financial instruments business operator and who, at the time of enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第五十六条第一項又は第二項の規定による処分は、新金融商品取引法第五十二条第一項又は第二項の規定による処分とみなす。
<sup>suppl-4181-65/art-43/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-43/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 56, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 52, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第四十四条
<sup>suppl-4181-65/art-44 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-44</sup>

**第一項**  施行日前にされた旧証券取引法第五十六条の二第一項から第三項までの規定による処分は、それぞれ新金融商品取引法第五十三条第一項から第三項までの規定による処分とみなす。
<sup>suppl-4181-65/art-44/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-44/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 56-2, paragraphs (1) through (3) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 53, paragraphs (1) through (3) of the New Financial Instruments and Exchange Act, respectively.
<sup>machine translation, not official</sup>

### 第四十五条
<sup>suppl-4181-65/art-45 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-45</sup>

**第一項**  新金融商品取引法第五十四条の規定の適用については、この法律の施行の際現に旧証券取引法第二十八条の登録を受けている者は、附則第十八条第一項の規定にかかわらず、その登録を受けた日において、新金融商品取引法第二十九条の登録を受けたものとみなす。
<sup>suppl-4181-65/art-45/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-45/par-1</sup>
For the purpose of applying the provisions of Article 54 of the New Financial Instruments and Exchange Act, a person who, at the time of enforcement of this Act, has obtained the registration under Article 28 of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 18, paragraph (1) of the Supplementary Provisions, to have obtained the registration under Article 29 of the New Financial Instruments and Exchange Act on the day on which the person obtained that registration.
<sup>machine translation, not official</sup>

### 第四十六条
<sup>suppl-4181-65/art-46 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-46</sup>

**第一項**  旧証券取引法第二十八条の登録を受けた証券会社が施行日前において解散し、若しくは証券業（旧証券取引法第二条第八項に規定する証券業をいう。）を廃止した場合又は旧証券取引法第五十六条第一項若しくは第五十六条の二第三項の規定により当該登録を取り消された場合において、施行日までに、旧有価証券の売買その他の取引並びに有価証券指数等先物取引等（旧証券取引法第四十二条第一項第十号に規定する有価証券指数等先物取引等をいう。以下同じ。）、有価証券オプション取引等（同号に規定する有価証券オプション取引等をいう。以下同じ。）、外国市場証券先物取引等（旧証券取引法第四十二条第二項に規定する外国市場証券先物取引等をいう。以下同じ。）及び有価証券店頭デリバティブ取引等（旧証券取引法第二条第八項第三号の二に規定する有価証券店頭デリバティブ取引等をいう。以下同じ。）を結了していないときは、旧証券取引法第五十八条第一項の規定は、施行日以後も、なおその効力を有する。
<sup>suppl-4181-65/art-46/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-46/par-1</sup>
In the case where a securities company that obtained the registration under Article 28 of the Former Securities and Exchange Act has dissolved or discontinued securities business (meaning securities business prescribed in Article 2, paragraph (8) of the Former Securities and Exchange Act) before the effective date, or in the case where that registration has been rescinded pursuant to Article 56, paragraph (1) or Article 56-2, paragraph (3) of the Former Securities and Exchange Act, if, by the effective date, it has not completed the sale and purchase and other transactions of former securities and the securities index futures transactions, etc. (meaning the securities index futures transactions, etc. prescribed in Article 42, paragraph (1), item (x) of the Former Securities and Exchange Act; the same applies hereinafter), securities option transactions, etc. (meaning the securities option transactions, etc. prescribed in that item; the same applies hereinafter), foreign market securities futures transactions, etc. (meaning the foreign market securities futures transactions, etc. prescribed in Article 42, paragraph (2) of the Former Securities and Exchange Act; the same applies hereinafter) and securities over-the-counter derivatives transactions, etc. (meaning the securities over-the-counter derivatives transactions, etc. prescribed in Article 2, paragraph (8), item (iii)-2 of the Former Securities and Exchange Act; the same applies hereinafter), the provisions of Article 58, paragraph (1) of the Former Securities and Exchange Act remain in force on and after the effective date.
<sup>machine translation, not official</sup>

### 第四十七条
<sup>suppl-4181-65/art-47 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-47</sup>

**第一項**  施行日前にされた旧証券取引法第六十条の規定による処分は、新金融商品取引法第五十六条の三の規定による処分とみなす。
<sup>suppl-4181-65/art-47/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-47/par-1</sup>
A disposition made pursuant to the provisions of Article 60 of the Former Securities and Exchange Act before the effective date is deemed to be a disposition made pursuant to the provisions of Article 56-3 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第四十八条
<sup>suppl-4181-65/art-48 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48</sup>

**第一項**  この法律の施行の際現に新金融商品取引法第二条第二項第五号又は第六号に掲げる権利について同条第八項第十五号に掲げる行為に係る業務（新金融商品取引法第六十三条第一項第二号に掲げる行為に係る適格機関投資家等特例業務（同条第二項に規定する適格機関投資家等特例業務をいう。以下同じ。）を除く。）を行っている者（附則第百五十九条第一項及び整備法第四十一条の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者を除く。）は、当該業務（施行日前に取得の申込みの勧誘を開始した権利に係るものに限る。以下この条において「特例投資運用業務」という。）が終了するまでの間は、新金融商品取引法第二十九条の規定にかかわらず、引き続き特例投資運用業務を行うことができる。
<sup>suppl-4181-65/art-48/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-1</sup>
A person who, at the time of enforcement of this Act, is conducting business relating to the act set forth in Article 2, paragraph (8), item (xv) of the New Financial Instruments and Exchange Act with respect to a right set forth in Article 2, paragraph (2), item (v) or (vi) of the New Financial Instruments and Exchange Act (excluding specially permitted services for qualified institutional investors, etc. (meaning the specially permitted services for qualified institutional investors, etc. prescribed in Article 63, paragraph (2) of the New Financial Instruments and Exchange Act; the same applies hereinafter) relating to the act set forth in Article 63, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act) (excluding a person deemed to have obtained the registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to Article 159, paragraph (1) of the Supplementary Provisions and Article 41 of the Arrangement Act) may, until that business (limited to that relating to a right for which solicitation of an offer to acquire was commenced before the effective date; hereinafter referred to as "special investment management services" in this Article) ends, continue to conduct special investment management services, notwithstanding the provisions of Article 29 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  前項の規定の適用を受けて特例投資運用業務を行う者（金融商品取引業者等（金融商品取引法第三十四条に規定する金融商品取引業者等をいう。以下同じ。）及び同法第六十三条第五項に規定する特例業務届出者（以下この条において「特例業務届出者」という。）を除く。）は、内閣府令で定めるところにより、施行日から起算して三月以内に、次に掲げる事項を内閣総理大臣に届け出なければならない。
<sup>suppl-4181-65/art-48/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2</sup>
A person who conducts special investment management services under the application of the provisions of the preceding paragraph (excluding a financial instruments business operator, etc. (meaning a financial instruments business operator, etc. prescribed in Article 34 of the Financial Instruments and Exchange Act; the same applies hereinafter) and a notifier of specially permitted services prescribed in Article 63, paragraph (5) of that Act (hereinafter referred to as a "notifier of specially permitted services" in this Article)) must, pursuant to the provisions of Cabinet Office Order, notify the Prime Minister of the following particulars within three months from the effective date:
<sup>machine translation, not official</sup>

  **一**  商号、名称又は氏名
  <sup>suppl-4181-65/art-48/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2/item-1</sup>
  its trade name or name;
  <sup>machine translation, not official</sup>

  **二**  法人であるときは、資本金の額又は出資の総額
  <sup>suppl-4181-65/art-48/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2/item-2</sup>
  the amount of stated capital or the total amount of contributions, if it is a corporation;
  <sup>machine translation, not official</sup>

  **三**  法人であるときは、役員の氏名又は名称
  <sup>suppl-4181-65/art-48/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2/item-3</sup>
  the names of its officers, if it is a corporation;
  <sup>machine translation, not official</sup>

  **四**  政令で定める使用人があるときは、その者の氏名
  <sup>suppl-4181-65/art-48/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2/item-4</sup>
  if the person has an employee as specified by Cabinet Order, the name of that employee;
  <sup>machine translation, not official</sup>

  **五**  主たる営業所又は事務所の名称及び所在地
  <sup>suppl-4181-65/art-48/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2/item-5</sup>
  the name and location of the person's principal business office or principal office;
  <sup>machine translation, not official</sup>

  **六**  他に事業を行っているときは、その事業の種類
  <sup>suppl-4181-65/art-48/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2/item-6</sup>
  if the person engages in other business, the business type; and
  <sup>machine translation, not official</sup>

  **七**  その他内閣府令で定める事項
  <sup>suppl-4181-65/art-48/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2/item-7</sup>
  other particulars specified by Cabinet Office Order.
  <sup>machine translation, not official</sup>

**第三項**  第一項の規定により前項の者が引き続き特例投資運用業務を行う場合においては、同項の規定による届出を金融商品取引法第六十三条第二項の規定による届出と、前項の規定による届出をした者を特例業務届出者とみなして、同法第六十三条第五項から第八項まで及び第十一項、第六十三条の二、第六十三条の四から第六十三条の七まで、第六十三条の九第六項、第六十五条の二、第六十五条の四、第百八十八条並びに第百九十四条の七第二項及び第三項の規定並びにこれらの規定に係る同法第八章及び第八章の二の規定を適用する。この場合において、これらの規定中「適格機関投資家等特例業務」とあるのは、「証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第四十八条第一項に規定する特例投資運用業務」とするほか、必要な技術的読替えは、政令で定める。
<sup>suppl-4181-65/art-48/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-3</sup>
In the case where, pursuant to the provisions of paragraph (1), the person referred to in the preceding paragraph continues to engage in special investment management services, the notification under the provisions of the preceding paragraph is deemed to be a notification under the provisions of Article 63, paragraph (2) of the Financial Instruments and Exchange Act, the person who made the notification under the provisions of the preceding paragraph is deemed to be a notifier of specially permitted services, and the provisions of Article 63, paragraphs (5) through (8) and (11), Article 63-2, Articles 63-4 through 63-7, Article 63-9, paragraph (6), Article 65-2, Article 65-4, Article 188, and Article 194-7, paragraphs (2) and (3) of the Financial Instruments and Exchange Act, and the provisions of Chapter VIII and Chapter VIII-2 of that Act pertaining to those provisions, apply; in this case, the phrase "specially permitted services for qualified institutional investors, etc." in these provisions is deemed to be replaced with "special investment management services prescribed in Article 48, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006)", and any other necessary technical replacement of terms is specified by Cabinet Order.
<sup>machine translation, not official</sup>

**第四項**  第一項の規定の適用を受けて特例投資運用業務を行う金融商品取引業者等（新金融商品取引法第二十九条の登録（当該登録を受けた金融商品取引業者が投資運用業を行うものに限る。）を受けている者を除く。）は、内閣府令で定めるところにより、施行日から起算して三月以内に、内閣総理大臣にその旨を届け出なければならない。
<sup>suppl-4181-65/art-48/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-4</sup>
A financial instruments business operator, etc. that engages in special investment management services under the application of the provisions of paragraph (1) (excluding a person that has received the registration under Article 29 of the New Financial Instruments and Exchange Act (limited to a registration whose recipient financial instruments business operator engages in investment management business)) must notify the Prime Minister to that effect within three months counting from the effective date, pursuant to Cabinet Office Order.
<sup>machine translation, not official</sup>

**第五項**  第一項の規定により金融商品取引業者等が引き続き特例投資運用業務を行う場合においては、前項の規定による届出を金融商品取引法第六十三条の三第一項の規定による届出とみなして、同条第二項において準用する同法第六十三条第五項、第六項及び第八項、第六十三条の二第三項並びに第六十三条の四から第六十三条の六までの規定並びに同法第六十三条の三第三項（第二号に係る部分に限る。）、第六十三条の七、第六十五条の二、第六十五条の四、第百八十八条並びに第百九十四条の七第二項及び第三項の規定並びにこれらの規定に係る同法第八章の規定を適用する。この場合において、これらの規定中「適格機関投資家等特例業務」とあるのは、「証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第四十八条第一項に規定する特例投資運用業務」とするほか、必要な技術的読替えは、政令で定める。
<sup>suppl-4181-65/art-48/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-5</sup>
In the case where a financial instruments business operator, etc. continues to engage in special investment management services pursuant to the provisions of paragraph (1), the notification under the provisions of the preceding paragraph is deemed to be a notification under Article 63-3, paragraph (1) of the Financial Instruments and Exchange Act, and the provisions of Article 63, paragraphs (5), (6) and (8), Article 63-2, paragraph (3), and Articles 63-4 through 63-6 of that Act as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) of the Financial Instruments and Exchange Act, and the provisions of Article 63-3, paragraph (3) of that Act (limited to the part pertaining to item (ii)), Article 63-7, Article 65-2, Article 65-4, Article 188, and Article 194-7, paragraphs (2) and (3) of that Act, and the provisions of Chapter VIII of that Act pertaining to those provisions, apply; in this case, the phrase "specially permitted services for qualified institutional investors, etc." in these provisions is deemed to be replaced with "special investment management services prescribed in Article 48, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006)", and any other necessary technical replacement of terms is specified by Cabinet Order.
<sup>machine translation, not official</sup>

**第六項**  第一項の規定の適用を受けて特例投資運用業務を行う特例業務届出者は、内閣府令で定めるところにより、施行日から起算して三月以内に、内閣総理大臣にその旨を届け出なければならない。
<sup>suppl-4181-65/art-48/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-6</sup>
A notifier of specially permitted services that engages in special investment management services under the application of the provisions of paragraph (1) must notify the Prime Minister to that effect within three months counting from the effective date, pursuant to Cabinet Office Order.
<sup>machine translation, not official</sup>

**第七項**  第一項の規定により特例業務届出者が引き続き特例投資運用業務を行う場合においては、前項の規定による届出を金融商品取引法第六十三条第二項の規定による届出とみなして、同条第五項から第八項まで及び第十一項、同法第六十三条の二、第六十三条の四から第六十三条の七まで、第六十三条の九第六項、第六十五条の二、第六十五条の四、第百八十八条並びに第百九十四条の七第二項及び第三項の規定並びにこれらの規定に係る同法第八章及び第八章の二の規定を適用する。この場合において、これらの規定中「適格機関投資家等特例業務」とあるのは、「証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第四十八条第一項に規定する特例投資運用業務」とするほか、必要な技術的読替えは、政令で定める。
<sup>suppl-4181-65/art-48/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-7</sup>
In the case where, pursuant to the provisions of paragraph (1), a notifier of specially permitted services continues to engage in special investment management services, the notification under the provisions of the preceding paragraph is deemed to be a notification under Article 63, paragraph (2) of the Financial Instruments and Exchange Act, and the provisions of paragraphs (5) through (8) and (11) of that Article, Article 63-2, Articles 63-4 through 63-7, Article 63-9, paragraph (6), Article 65-2, Article 65-4, Article 188, and Article 194-7, paragraphs (2) and (3) of that Act, and the provisions of Chapter VIII and Chapter VIII-2 of that Act pertaining to those provisions, apply; in this case, the phrase "specially permitted services for qualified institutional investors, etc." in these provisions is deemed to be replaced with "special investment management services prescribed in Article 48, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006)", and any other necessary technical replacement of terms is specified by Cabinet Order.
<sup>machine translation, not official</sup>

### 第四十九条
<sup>suppl-4181-65/art-49 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-49</sup>

**第一項**  この法律の施行の際現に適格機関投資家等特例業務を行っている者に対する新金融商品取引法第六十三条第二項の規定の適用については、同項中「あらかじめ」とあるのは、「証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第一条に規定する施行日から起算して三月以内に」とする。
<sup>suppl-4181-65/art-49/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-49/par-1</sup>
With regard to the application of Article 63, paragraph (2) of the New Financial Instruments and Exchange Act to a person who, at the time of the enforcement of this Act, is engaged in specially permitted services for qualified institutional investors, etc., the phrase "in advance" in that paragraph is deemed to be replaced with "within three months counting from the effective date prescribed in Article 1 of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006)".
<sup>machine translation, not official</sup>

### 第五十条
<sup>suppl-4181-65/art-50 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-50</sup>

**第一項**  この法律の施行の際現に旧証券取引法第六十四条第一項の規定によりみなし登録第一種業者が登録を受けている外務員は、施行日において新金融商品取引法第六十四条第一項の規定により登録を受けたものとみなす。この場合において、同条第六項の規定は、適用しない。
<sup>suppl-4181-65/art-50/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-50/par-1</sup>
A sales representative for whom a deemed registered type-I financial instruments business operator has received registration pursuant to the provisions of Article 64, paragraph (1) of the Former Securities and Exchange Act at the time of the enforcement of this Act is deemed to have been registered on the effective date pursuant to the provisions of Article 64, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the provisions of Article 64, paragraph (6) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  みなし登録第一種業者は、施行日から起算して一年を経過する日までの間は、新金融商品取引法第六十四条第二項の規定にかかわらず、同条第一項の規定により登録を受けた外務員以外の者に外務員の職務（旧証券取引法第六十四条第一項各号及び旧金融先物取引法第九十五条第一項各号に掲げる行為を除く。）を行わせることができる。その者につき当該期間内に新金融商品取引法第六十四条第一項の登録の申請をした場合において、当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。
<sup>suppl-4181-65/art-50/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-50/par-2</sup>
Until the day on which one year has passed counting from the effective date, a deemed registered type-I financial instruments business operator may, notwithstanding the provisions of Article 64, paragraph (2) of the New Financial Instruments and Exchange Act, have a person other than a sales representative registered pursuant to the provisions of paragraph (1) of that Article perform the duties of a sales representative (excluding the acts set forth in the items of Article 64, paragraph (1) of the Former Securities and Exchange Act and the items of Article 95, paragraph (1) of the Former Financial Futures Trading Act). The same applies, where an application for registration under Article 64, paragraph (1) of the New Financial Instruments and Exchange Act has been filed in respect of that person within that period, until the day on which the person receives notice that the application will be registered or the day on which the person receives notice, after that period has elapsed, that the application will not be registered.
<sup>machine translation, not official</sup>

**第三項**  この法律の施行の際現に存する旧証券取引法第六十四条第一項の規定による外務員登録原簿は、新金融商品取引法第六十四条第一項の規定による外務員登録原簿とみなす。
<sup>suppl-4181-65/art-50/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-50/par-3</sup>
The sales representatives register under the provisions of Article 64, paragraph (1) of the Former Securities and Exchange Act that exists at the time of the enforcement of this Act is deemed to be the sales representatives register under the provisions of Article 64, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第五十一条
<sup>suppl-4181-65/art-51 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-51</sup>

**第一項**  旧証券取引法第六十四条の五第一項の規定により外務員の登録を取り消された者は、その処分を受けた日において、新金融商品取引法第六十四条の五第一項の規定により外務員の登録を取り消されたものとみなす。
<sup>suppl-4181-65/art-51/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-51/par-1</sup>
A person whose registration of a sales representative has been rescinded pursuant to the provisions of Article 64-5, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the registration of a sales representative rescinded pursuant to the provisions of Article 64-5, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第五十二条
<sup>suppl-4181-65/art-52 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-52</sup>

**第一項**  新金融商品取引法第六十四条の五第一項（第一号に係る部分に限る。）の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している附則第五十条第一項の規定により登録を受けたものとみなされる者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-52/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-52/par-1</sup>
The provisions of Article 64-5, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (i)) do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is deemed to have received registration pursuant to the provisions of Article 50, paragraph (1) of the Supplementary Provisions and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  附則第五十条第一項の規定により登録を受けたものとみなされる者が施行日前にした旧証券取引法第六十四条の五第一項第二号に該当する行為は、新金融商品取引法第六十四条の五第一項第二号に該当する行為とみなして、同項の規定を適用する。
<sup>suppl-4181-65/art-52/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-52/par-2</sup>
An act that falls under Article 64-5, paragraph (1), item (ii) of the Former Securities and Exchange Act and that was committed before the effective date by a person who is deemed to have received registration pursuant to the provisions of Article 50, paragraph (1) of the Supplementary Provisions is deemed to be an act that falls under Article 64-5, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act, and the provisions of that paragraph apply.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第六十四条の五第一項の規定による処分は、新金融商品取引法第六十四条の五第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-52/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-52/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 64-5, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 64-5, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第五十三条
<sup>suppl-4181-65/art-53 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-53</sup>

**第一項**  旧証券取引法第六十四条の七第一項の規定により登録事務（同項に規定する登録事務をいう。）を行う証券業協会（旧証券取引法第二条第十三項に規定する証券業協会をいう。以下同じ。）の施行日前における旧証券取引法第六十四条第一項の登録の申請に係る不作為、旧証券取引法第六十四条の二第一項の規定による登録の拒否又は旧証券取引法第六十四条の五第一項の規定による処分に係る審査請求については、なお従前の例による。
<sup>suppl-4181-65/art-53/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-53/par-1</sup>
With regard to a request for review concerning the inaction, before the effective date, of a securities dealers association (meaning the securities dealers association prescribed in Article 2, paragraph (13) of the Former Securities and Exchange Act; the same applies hereinafter) that conducts, pursuant to the provisions of Article 64-7, paragraph (1) of the Former Securities and Exchange Act, the registration work (meaning the registration work prescribed in that paragraph), in connection with an application for registration under Article 64, paragraph (1) of the Former Securities and Exchange Act, or concerning the refusal of registration under Article 64-2, paragraph (1) of the Former Securities and Exchange Act or a disposition under Article 64-5, paragraph (1) of the Former Securities and Exchange Act by that association before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第六十四条の七第六項の規定による処分は、新金融商品取引法第六十四条の七第七項の規定による処分とみなす。
<sup>suppl-4181-65/art-53/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-53/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 64-7, paragraph (6) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 64-7, paragraph (7) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第五十四条
<sup>suppl-4181-65/art-54 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54</sup>

**第一項**  この法律の施行の際現に旧証券取引法第六十五条の二第一項の登録を受けている銀行、協同組織金融機関その他政令で定める金融機関は、施行日において新金融商品取引法第三十三条の二の登録を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-54/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-1</sup>
A bank, cooperative financial institution or any other financial institution specified by Cabinet Order that, at the time of the enforcement of this Act, has received the registration under Article 65-2, paragraph (1) of the Former Securities and Exchange Act is deemed to have received the registration under Article 33-2 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により新金融商品取引法第三十三条の二の登録を受けたものとみなされる者（以下「みなし登録金融機関」という。）は、施行日から起算して三月以内に新金融商品取引法第三十三条の三第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
<sup>suppl-4181-65/art-54/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-2</sup>
A person who is deemed to have received the registration under Article 33-2 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph (hereinafter referred to as a "deemed registered financial institution") must submit to the Prime Minister, within three months counting from the effective date, a document stating the particulars set forth in the items of Article 33-3, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article.
<sup>machine translation, not official</sup>

**第三項**  内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第三十三条の三第一項各号に掲げる事項及び新金融商品取引法第三十三条の四第一項第二号に掲げる事項を金融機関登録簿に登録するものとする。
<sup>suppl-4181-65/art-54/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-3</sup>
When the documents are submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register the particulars set forth in the items of Article 33-3, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 33-4, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents in the financial institutions register.
<sup>machine translation, not official</sup>

### 第五十五条
<sup>suppl-4181-65/art-55 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-55</sup>

**第一項**  旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十六条第一項の規定により登録を取り消された者は、その処分を受けた日において、新金融商品取引法第五十二条の二第一項の規定により新金融商品取引法第三十三条の二の登録を取り消されたものとみなす。
<sup>suppl-4181-65/art-55/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-55/par-1</sup>
A person whose registration has been rescinded pursuant to the provisions of Article 56, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the registration under Article 33-2 of the New Financial Instruments and Exchange Act rescinded pursuant to the provisions of Article 52-2, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第五十六条
<sup>suppl-4181-65/art-56 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-56</sup>

**第一項**  新金融商品取引法第三十三条の六の規定は、みなし登録金融機関については、当該みなし登録金融機関が附則第五十四条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
<sup>suppl-4181-65/art-56/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-56/par-1</sup>
The provisions of Article 33-6 of the New Financial Instruments and Exchange Act do not apply to a deemed registered financial institution until the day on which that deemed registered financial institution submits the documents prescribed in Article 54, paragraph (2) of the Supplementary Provisions pursuant to the provisions of that paragraph.
<sup>machine translation, not official</sup>

### 第五十七条
<sup>suppl-4181-65/art-57 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-57</sup>

**第一項**  登録金融機関（新金融商品取引法第二条第十一項に規定する登録金融機関をいう。）は、この法律の施行後最初に金融商品取引契約の申込みを顧客（新金融商品取引法第二条第三十一項第四号に掲げる者に限る。）から受けた場合であって、この法律の施行前に、当該顧客に対し、この法律の施行後に当該顧客が新金融商品取引法第三十四条の二第一項の規定による申出ができる旨を新金融商品取引法第三十四条の例により告知しているときには、当該顧客に対し、同条に規定する告知をしたものとみなす。
<sup>suppl-4181-65/art-57/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-57/par-1</sup>
In the case where a registered financial institution (meaning a registered financial institution prescribed in Article 2, paragraph (11) of the New Financial Instruments and Exchange Act) receives, for the first time after the enforcement of this Act, an application for a financial instruments transaction contract from a customer (limited to a person set forth in Article 2, paragraph (31), item (iv) of the New Financial Instruments and Exchange Act), and has, before the enforcement of this Act, notified that customer, in accordance with Article 34 of the New Financial Instruments and Exchange Act, that after the enforcement of this Act the customer will be able to make a request under Article 34-2, paragraph (1) of the New Financial Instruments and Exchange Act, the registered financial institution is deemed to have given that customer the notification prescribed in Article 34 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第五十八条
<sup>suppl-4181-65/art-58 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-58</sup>

**第一項**  施行日前にされた旧証券取引法第六十五条の二第六項において準用する旧証券取引法第四十二条の二第三項ただし書の確認は、新金融商品取引法第三十九条第三項ただし書の確認とみなす。
<sup>suppl-4181-65/art-58/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-58/par-1</sup>
A confirmation under the proviso to Article 42-2, paragraph (3) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (6) of the Former Securities and Exchange Act, made before the effective date, is deemed to be a confirmation under the proviso to Article 39, paragraph (3) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第五十九条
<sup>suppl-4181-65/art-59 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-59</sup>

**第一項**  施行日前にされた旧証券取引法第六十五条の二第五項において準用する旧証券取引法第四十五条ただし書の承認は、新金融商品取引法第四十四条の三第二項ただし書の承認とみなす。
<sup>suppl-4181-65/art-59/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-59/par-1</sup>
An approval under the proviso to Article 45 of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act, given before the effective date, is deemed to be an approval under the proviso to Article 44-3, paragraph (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第六十条
<sup>suppl-4181-65/art-60 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-60</sup>

**第一項**  新金融商品取引法第四十八条の二第一項及び第三項の規定は、施行日以後に終了する事業年度に係る同条第一項の事業報告書について適用し、施行日前に終了した事業年度に係る旧証券取引法第六十五条の二第五項において準用する旧証券取引法第四十九条第一項の営業報告書については、なお従前の例による。
<sup>suppl-4181-65/art-60/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-60/par-1</sup>
The provisions of Article 48-2, paragraphs (1) and (3) of the New Financial Instruments and Exchange Act apply to the business report under paragraph (1) of that Article for a business year ending on or after the effective date, and with regard to the business report under Article 49, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第六十一条
<sup>suppl-4181-65/art-61 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-61</sup>

**第一項**  新金融商品取引法第四十八条の三の規定は、みなし登録金融機関については、施行日以後に開始する事業年度に係る同条第一項の金融商品取引責任準備金の積立てについて適用し、施行日前に開始した事業年度に係る旧証券取引法第六十五条の二第七項において準用する旧証券取引法第五十一条第一項の証券取引責任準備金の積立てについては、なお従前の例による。
<sup>suppl-4181-65/art-61/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-61/par-1</sup>
The provisions of Article 48-3 of the New Financial Instruments and Exchange Act apply, with regard to deemed registered financial institutions, to the accumulation of financial instruments transaction liability reserves under paragraph (1) of that Article for business years commencing on or after the effective date, and with regard to the accumulation of securities transaction liability reserves under Article 51, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (7) of the Former Securities and Exchange Act for business years that commenced before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  みなし登録金融機関に係るこの法律の施行の際現に存する旧証券取引法第六十五条の二第七項において準用する旧証券取引法第五十一条第一項の証券取引責任準備金及び前項の規定によりなお従前の例によることとされる場合における旧証券取引法第六十五条の二第七項において準用する旧証券取引法第五十一条第一項の証券取引責任準備金は、新金融商品取引法第四十八条の三第一項の金融商品取引責任準備金として積み立てられたものとみなす。
<sup>suppl-4181-65/art-61/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-61/par-2</sup>
The securities transaction liability reserves under Article 51, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (7) of the Former Securities and Exchange Act that exist at the time of the enforcement of this Act in relation to a deemed registered financial institution, and the securities transaction liability reserves under Article 51, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (7) of the Former Securities and Exchange Act in the case where the provisions then in force continue to govern pursuant to the provisions of the preceding paragraph, are deemed to have been accumulated as financial instruments transaction liability reserves under Article 48-3, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第六十二条
<sup>suppl-4181-65/art-62 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-62</sup>

**第一項**  新金融商品取引法第五十条の二第六項の規定は、施行日から起算して三十日を経過した日以後の登録金融機関業務の廃止、合併（合併により消滅する場合の当該合併に限る。）、合併及び破産手続開始の決定以外の理由による解散、分割による事業の全部若しくは一部の承継又は事業の全部若しくは一部の譲渡について適用し、同日前の登録金融機関業務の廃止、合併（合併により消滅する場合の当該合併に限る。）、合併及び破産手続開始の決定以外の理由による解散、分割による事業の全部若しくは一部の承継又は事業の全部若しくは一部の譲渡については、なお従前の例による。
<sup>suppl-4181-65/art-62/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-62/par-1</sup>
The provisions of Article 50-2, paragraph (6) of the New Financial Instruments and Exchange Act apply to the discontinuance of registered financial institution business, a merger (limited to a merger in which the person ceases to exist by the merger), dissolution for a reason other than a merger or an order to commence bankruptcy proceedings, succession to the whole or part of the business by company split, or transfer of the whole or part of the business, on or after the day on which 30 days have passed counting from the effective date, and with regard to the discontinuance of registered financial institution business, a merger (limited to a merger in which the person ceases to exist by the merger), dissolution for a reason other than a merger or an order to commence bankruptcy proceedings, succession to the whole or part of the business by company split, or transfer of the whole or part of the business, before that day, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第六十三条
<sup>suppl-4181-65/art-63 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-63</sup>

**第一項**  みなし登録金融機関が施行日前にした旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十六条第一項第三号に該当する行為は、新金融商品取引法第五十二条の二第一項第三号に該当する行為とみなして、同項の規定を適用する。
<sup>suppl-4181-65/art-63/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-63/par-1</sup>
An act committed before the effective date by a deemed registered financial institution that falls under Article 56, paragraph (1), item (iii) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act is deemed to be an act that falls under Article 52-2, paragraph (1), item (iii) of the New Financial Instruments and Exchange Act, and the provisions of that paragraph apply.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十六条第一項の規定による処分は、新金融商品取引法第五十二条の二第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-63/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-63/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 56, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 52-2, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第六十四条
<sup>suppl-4181-65/art-64 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-64</sup>

**第一項**  新金融商品取引法第五十四条の規定の適用については、旧証券取引法第六十五条の二第一項の登録を受けている者は、附則第五十四条第一項の規定にかかわらず、その登録を受けた日において、新金融商品取引法第三十三条の二の登録を受けたものとみなす。
<sup>suppl-4181-65/art-64/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-64/par-1</sup>
With regard to the application of Article 54 of the New Financial Instruments and Exchange Act, a person that has received the registration under Article 65-2, paragraph (1) of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 54, paragraph (1) of the Supplementary Provisions, to have received the registration under Article 33-2 of the New Financial Instruments and Exchange Act on the day on which the person received that registration.
<sup>machine translation, not official</sup>

### 第六十五条
<sup>suppl-4181-65/art-65 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-65</sup>

**第一項**  旧証券取引法第六十五条の二第一項の登録を受けた登録金融機関が施行日前において解散し、若しくは旧証券取引法第六十五条第二項各号に定める行為（同条第一項ただし書に該当するものを除く。）を営業として行うことを廃止した場合又は旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十六条第一項の規定により当該登録を取り消された場合において、施行日までに、旧有価証券の売買その他の取引並びに有価証券指数等先物取引等、有価証券オプション取引等、外国市場証券先物取引等及び有価証券店頭デリバティブ取引等が結了していないときは、旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十八条第一項の規定は、施行日以後も、なおその効力を有する。
<sup>suppl-4181-65/art-65/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-65/par-1</sup>
In the case where a registered financial institution that has received the registration under Article 65-2, paragraph (1) of the Former Securities and Exchange Act has, before the effective date, dissolved or discontinued engaging as a business in the acts prescribed in the items of Article 65, paragraph (2) of the Former Securities and Exchange Act (excluding those falling under the proviso to paragraph (1) of that Article), or in the case where that registration has been rescinded pursuant to the provisions of Article 56, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act, and, by the effective date, the sale and purchase or other transactions of former securities, and securities index futures transactions, etc., securities option transactions, etc., foreign market securities futures transactions, etc. and securities over-the-counter derivatives transactions, etc. have not been completed, the provisions of Article 58, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act remain in force on and after the effective date.
<sup>machine translation, not official</sup>

### 第六十六条
<sup>suppl-4181-65/art-66 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-66</sup>

**第一項**  この法律の施行の際現に旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条第一項の規定によりみなし登録金融機関が登録を受けている外務員は、施行日において新金融商品取引法第六十四条第一項の規定により登録を受けたものとみなす。この場合において、同条第六項の規定は、適用しない。
<sup>suppl-4181-65/art-66/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-66/par-1</sup>
A sales representative for whom a deemed registered financial institution has received registration pursuant to the provisions of Article 64, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act at the time of the enforcement of this Act is deemed to have been registered on the effective date pursuant to the provisions of Article 64, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the provisions of Article 64, paragraph (6) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  みなし登録金融機関は、施行日から起算して一年を経過する日までの間は、新金融商品取引法第六十四条第二項の規定にかかわらず、同条第一項の規定により登録を受けた外務員以外の者に外務員の職務（旧証券取引法第六十四条第一項各号に掲げる行為（書面取次ぎ行為（新金融商品取引法第三十三条第二項に規定する書面取次ぎ行為をいう。）を除く。）及び旧金融先物取引法第九十五条第一項各号に掲げる行為を除く。）を行わせることができる。その者につき当該期間内に新金融商品取引法第六十四条第一項の登録の申請をした場合において、当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。
<sup>suppl-4181-65/art-66/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-66/par-2</sup>
Until the day on which one year has passed counting from the effective date, a deemed registered financial institution may, notwithstanding the provisions of Article 64, paragraph (2) of the New Financial Instruments and Exchange Act, have a person other than a sales representative registered pursuant to the provisions of paragraph (1) of that Article perform the duties of a sales representative (excluding the acts set forth in the items of Article 64, paragraph (1) of the Former Securities and Exchange Act (excluding acts of brokerage with written orders (meaning the acts of brokerage with written orders prescribed in Article 33, paragraph (2) of the New Financial Instruments and Exchange Act)) and the acts set forth in the items of Article 95, paragraph (1) of the Former Financial Futures Trading Act). The same applies, where an application for registration under Article 64, paragraph (1) of the New Financial Instruments and Exchange Act has been filed in respect of that person within that period, until the day on which the person receives notice that the application will be registered or the day on which the person receives notice, after that period has elapsed, that the application will not be registered.
<sup>machine translation, not official</sup>

**第三項**  この法律の施行の際現に存する旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条第一項の規定による外務員登録原簿は、新金融商品取引法第六十四条第一項の規定による外務員登録原簿とみなす。
<sup>suppl-4181-65/art-66/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-66/par-3</sup>
The sales representatives register under the provisions of Article 64, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act that exists at the time of the enforcement of this Act is deemed to be the sales representatives register under the provisions of Article 64, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第六十七条
<sup>suppl-4181-65/art-67 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-67</sup>

**第一項**  旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条の五第一項の規定により外務員の登録を取り消された者は、その処分を受けた日において、新金融商品取引法第六十四条の五第一項の規定により外務員の登録を取り消されたものとみなす。
<sup>suppl-4181-65/art-67/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-67/par-1</sup>
A person whose registration of a sales representative has been rescinded pursuant to the provisions of Article 64-5, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the registration of a sales representative rescinded pursuant to the provisions of Article 64-5, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第六十八条
<sup>suppl-4181-65/art-68 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-68</sup>

**第一項**  新金融商品取引法第六十四条の五第一項（第一号に係る部分に限る。）の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している附則第六十六条第一項の規定により登録を受けたものとみなされる者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-68/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-68/par-1</sup>
The provisions of Article 64-5, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (i)) do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is deemed to have received registration pursuant to the provisions of Article 66, paragraph (1) of the Supplementary Provisions and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  附則第六十六条第一項の規定により登録を受けたものとみなされる者が施行日前にした旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条の五第一項第二号に該当する行為は、新金融商品取引法第六十四条の五第一項第二号に該当する行為とみなして、同項の規定を適用する。
<sup>suppl-4181-65/art-68/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-68/par-2</sup>
An act that falls under Article 64-5, paragraph (1), item (ii) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act and that was committed before the effective date by a person who is deemed to have received registration pursuant to the provisions of Article 66, paragraph (1) of the Supplementary Provisions is deemed to be an act that falls under Article 64-5, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act, and the provisions of that paragraph apply.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条の五第一項の規定による処分は、新金融商品取引法第六十四条の五第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-68/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-68/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 64-5, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 64-5, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第六十九条
<sup>suppl-4181-65/art-69 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-69</sup>

**第一項**  旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条の七第一項の規定により登録事務を行う証券業協会の施行日前における旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条第一項の登録の申請に係る不作為、旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条の二第一項の規定による登録の拒否又は旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条の五第一項の規定による処分に係る審査請求については、なお従前の例による。
<sup>suppl-4181-65/art-69/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-69/par-1</sup>
With regard to a request for review concerning the inaction, before the effective date, of a securities dealers association that conducts the registration work pursuant to the provisions of Article 64-7, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act, in connection with an application for registration under Article 64, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act, or concerning the refusal of registration under Article 64-2, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act or a disposition under Article 64-5, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act by that association, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第六十五条の二第五項において準用する旧証券取引法第六十四条の七第六項の規定による処分は、新金融商品取引法第六十四条の七第七項の規定による処分とみなす。
<sup>suppl-4181-65/art-69/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-69/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 64-7, paragraph (6) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 64-7, paragraph (7) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第七十条
<sup>suppl-4181-65/art-70 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-70</sup>

**第一項**  この法律の施行の際現に旧証券取引法第六十六条の二の登録を受けている者は、施行日において新金融商品取引法第六十六条の登録を受けたものとみなす。この場合において、新金融商品取引法第六十六条の二十三において準用する新金融商品取引法第五十七条第三項の規定は、適用しない。
<sup>suppl-4181-65/art-70/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-70/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the registration under Article 66-2 of the Former Securities and Exchange Act is deemed to have received the registration under Article 66 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 57, paragraph (3) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 66-23 of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第七十一条
<sup>suppl-4181-65/art-71 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-71</sup>

**第一項**  旧証券取引法第六十六条の十八第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第六十六条の二十第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-71/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-71/par-1</sup>
A person whose registration has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 66-18, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the registration rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 66-20, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第七十二条
<sup>suppl-4181-65/art-72 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-72</sup>

**第一項**  施行日前にされた旧証券取引法第六十六条の十四において準用する旧証券取引法第四十二条の二第三項ただし書の確認は、新金融商品取引法第六十六条の十五において準用する新金融商品取引法第三十九条第三項ただし書の確認とみなす。
<sup>suppl-4181-65/art-72/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-72/par-1</sup>
A confirmation under the proviso to Article 42-2, paragraph (3) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 66-14 of the Former Securities and Exchange Act, made before the effective date, is deemed to be a confirmation under the proviso to Article 39, paragraph (3) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 66-15 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第七十三条
<sup>suppl-4181-65/art-73 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-73</sup>

**第一項**  新金融商品取引法第六十六条の十七第一項の規定は、施行日以後に終了する事業年度に係る同項の報告書について適用し、施行日前に終了した事業年度に係る旧証券取引法第六十六条の十五第一項の報告書については、なお従前の例による。
<sup>suppl-4181-65/art-73/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-73/par-1</sup>
The provisions of Article 66-17, paragraph (1) of the New Financial Instruments and Exchange Act apply to the report under that paragraph for a business year ending on or after the effective date, and with regard to the report under Article 66-15, paragraph (1) of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第七十四条
<sup>suppl-4181-65/art-74 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-74</sup>

**第一項**  新金融商品取引法第六十六条の十八の規定は、施行日以後に終了する事業年度に係る同条に規定する説明書類について適用し、施行日前に終了した事業年度に係る旧証券取引法第六十六条の十六に規定する説明書類については、なお従前の例による。
<sup>suppl-4181-65/art-74/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-74/par-1</sup>
The provisions of Article 66-18 of the New Financial Instruments and Exchange Act apply to the explanatory documents prescribed in that Article for a business year ending on or after the effective date, and with regard to the explanatory documents prescribed in Article 66-16 of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第七十五条
<sup>suppl-4181-65/art-75 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-75</sup>

**第一項**  附則第七十条において登録を受けたものとみなされる者（以下「みなし登録仲介業者」という。）が施行日前にした旧証券取引法第六十六条の十八第一項第三号に該当する行為は、新金融商品取引法第六十六条の二十第一項第三号に該当する行為とみなして、同項の規定を適用する。
<sup>suppl-4181-65/art-75/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-75/par-1</sup>
An act that falls under Article 66-18, paragraph (1), item (iii) of the Former Securities and Exchange Act and that was committed before the effective date by a person who is deemed to have received registration under Article 70 of the Supplementary Provisions (hereinafter referred to as a "deemed registered intermediary service provider") is deemed to be an act that falls under Article 66-20, paragraph (1), item (iii) of the New Financial Instruments and Exchange Act, and the provisions of that paragraph apply.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第六十六条の二十第二項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし登録仲介業者の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-75/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-75/par-2</sup>
The provisions of Article 66-20, paragraph (2) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a deemed registered intermediary service provider and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第六十六条の十八第一項又は第二項の規定による処分は、新金融商品取引法第六十六条の二十第一項又は第二項の規定による処分とみなす。
<sup>suppl-4181-65/art-75/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-75/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 66-18, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 66-20, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第七十六条
<sup>suppl-4181-65/art-76 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-76</sup>

**第一項**  附則第五十条から第五十三条までの規定は、みなし登録仲介業者について準用する。
<sup>suppl-4181-65/art-76/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-76/par-1</sup>
The provisions of Articles 50 through 53 of the Supplementary Provisions apply mutatis mutandis to a deemed registered intermediary service provider.
<sup>machine translation, not official</sup>

### 第七十七条
<sup>suppl-4181-65/art-77 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-77</sup>

**第一項**  この法律の施行の際現に認可金融商品取引業協会という名称又はこれに紛らわしい名称を用いている者については、新金融商品取引法第六十七条第四項の規定は、この法律の施行後六月間は、適用しない。
<sup>suppl-4181-65/art-77/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-77/par-1</sup>
With regard to a person that, at the time of the enforcement of this Act, is using the name "authorized financial instruments firms association" or a name confusingly similar thereto, the provisions of Article 67, paragraph (4) of the New Financial Instruments and Exchange Act do not apply for six months after the enforcement of this Act.
<sup>machine translation, not official</sup>

### 第七十八条
<sup>suppl-4181-65/art-78 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-78</sup>

**第一項**  この法律の施行の際現に旧証券取引法第六十八条第二項の認可を受けている者は、施行日において新金融商品取引法第六十七条の二第二項の認可を受けたものとみなす。この場合において、新金融商品取引法第六十七条の五第二項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-78/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-78/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the authorization under Article 68, paragraph (2) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 67-2, paragraph (2) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 67-5, paragraph (2) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第七十九条
<sup>suppl-4181-65/art-79 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-79</sup>

**第一項**  旧証券取引法第七十二条の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第六十七条の六の規定により認可を取り消されたものとみなす。
<sup>suppl-4181-65/art-79/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-79/par-1</sup>
A person whose authorization has been rescinded pursuant to the provisions of Article 72 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 67-6 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第七十九条の九の規定により解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第七十条の規定により解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-79/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-79/par-2</sup>
A person who has been ordered to be dismissed pursuant to the provisions of Article 79-9 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have been ordered to be dismissed pursuant to the provisions of Article 70 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  旧証券取引法第七十九条の十三第一項の規定により認可を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第七十四条第一項の規定により認可を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-79/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-79/par-3</sup>
A person whose authorization has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 79-13, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 74, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第八十条
<sup>suppl-4181-65/art-80 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-80</sup>

**第一項**  附則第七十八条の規定により認可を受けたものとみなされる者（以下「みなし認可協会」という。）に関する新金融商品取引法第六十七条の六の規定の適用については、同条中「その設立の認可を受けた当時既に第六十七条の四第二項各号」とあるのは、「証券取引法等の一部を改正する法律（平成十八年法律第六十五号）第三条の規定による改正前の証券取引法第六十八条第二項の認可を受けた当時既に同法第七十条第二項各号」とする。
<sup>suppl-4181-65/art-80/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-80/par-1</sup>
With regard to the application of Article 67-6 of the New Financial Instruments and Exchange Act to a person who is deemed to have received authorization pursuant to the provisions of Article 78 of the Supplementary Provisions (hereinafter referred to as a "deemed authorized association"), the phrase "the items of Article 67-4, paragraph (2) at the time it obtained its authorization for incorporation" in that Article is deemed to be replaced with "the items of Article 70, paragraph (2) of the Securities and Exchange Act prior to its amendment by the provisions of Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) at the time it obtained the authorization under Article 68, paragraph (2) of that Act".
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第七十二条の規定による処分は、新金融商品取引法第六十七条の六の規定による処分とみなす。
<sup>suppl-4181-65/art-80/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-80/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 72 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 67-6 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第八十一条
<sup>suppl-4181-65/art-81 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-81</sup>

**第一項**  この法律の施行の際現に旧証券取引法第七十五条第一項の規定により店頭売買有価証券登録原簿に登録されている旧有価証券の種類及び銘柄は、施行日において新金融商品取引法第六十七条の十一第一項の規定により店頭売買有価証券登録原簿に登録されたものとみなす。この場合において、新金融商品取引法第六十七条の十三の規定は、適用しない。
<sup>suppl-4181-65/art-81/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-81/par-1</sup>
The types and issues of former securities that, at the time of the enforcement of this Act, are registered in the over-the-counter traded securities register pursuant to the provisions of Article 75, paragraph (1) of the Former Securities and Exchange Act are deemed to have been registered in the over-the-counter traded securities register on the effective date pursuant to the provisions of Article 67-11, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the provisions of Article 67-13 of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に存する旧証券取引法第七十五条第一項の規定による店頭売買有価証券登録原簿は、新金融商品取引法第六十七条の十一第一項の規定による店頭売買有価証券登録原簿とみなす。
<sup>suppl-4181-65/art-81/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-81/par-2</sup>
The over-the-counter traded securities register under the provisions of Article 75, paragraph (1) of the Former Securities and Exchange Act that exists at the time of the enforcement of this Act is deemed to be the over-the-counter traded securities register under the provisions of Article 67-11, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第八十二条
<sup>suppl-4181-65/art-82 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-82</sup>

**第一項**  この法律の施行の際現に旧証券取引法第七十六条の認可を受けている証券業協会は、施行日において新金融商品取引法第六十七条の十二の認可を受けたものとみなす。
<sup>suppl-4181-65/art-82/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-82/par-1</sup>
A securities dealers association that, at the time of the enforcement of this Act, has received the authorization under Article 76 of the Former Securities and Exchange Act is deemed to have received the authorization under Article 67-12 of the New Financial Instruments and Exchange Act on the effective date.
<sup>machine translation, not official</sup>

### 第八十三条
<sup>suppl-4181-65/art-83 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-83</sup>

**第一項**  施行日前にされた旧証券取引法第七十八条の規定による処分は、新金融商品取引法第六十七条の十四の規定による処分とみなす。
<sup>suppl-4181-65/art-83/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-83/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 78 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 67-14 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第七十八条の二第一項の規定による処分は、新金融商品取引法第六十七条の十五第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-83/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-83/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 78-2, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 67-15, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第七十九条第一項の規定による処分は、新金融商品取引法第六十七条の十七第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-83/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-83/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 79, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 67-17, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第八十四条
<sup>suppl-4181-65/art-84 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-84</sup>

**第一項**  新金融商品取引法第六十九条第五項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし認可協会の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-84/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-84/par-1</sup>
The provisions of Article 69, paragraph (5) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a deemed authorized association and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第八十五条
<sup>suppl-4181-65/art-85 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-85</sup>

**第一項**  施行日前にされた旧証券取引法第七十九条の九の規定による処分は、新金融商品取引法第七十条の規定による処分とみなす。
<sup>suppl-4181-65/art-85/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-85/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 79-9 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 70 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第七十九条の十二の規定による処分は、新金融商品取引法第七十三条の規定による処分とみなす。
<sup>suppl-4181-65/art-85/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-85/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 79-12 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 73 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第七十九条の十三第一項の規定による処分は、新金融商品取引法第七十四条第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-85/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-85/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 79-13, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 74, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第八十六条
<sup>suppl-4181-65/art-86 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-86</sup>

**第一項**  新金融商品取引法第七十六条の規定は、施行日以後に終了する事業年度に係る同条に掲げる書類について適用し、施行日前に終了した事業年度に係る旧証券取引法第七十九条の十五に掲げる書類については、なお従前の例による。
<sup>suppl-4181-65/art-86/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-86/par-1</sup>
The provisions of Article 76 of the New Financial Instruments and Exchange Act apply to the documents set forth in that Article for a business year ending on or after the effective date, and with regard to the documents set forth in Article 79-15 of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第八十七条
<sup>suppl-4181-65/art-87 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-87</sup>

**第一項**  この法律の施行の際現にいずれか一の投資者保護基金にその会員として加入している者は、施行日において附則第八十九条の規定により認可を受けたものとみなされる者（以下「みなし認可基金」という。）の会員として加入したものとみなす。この場合において、新金融商品取引法第七十九条の二十七の規定は、適用しない。
<sup>suppl-4181-65/art-87/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-87/par-1</sup>
A person who, at the time of the enforcement of this Act, is a member of any one investor protection fund is deemed, on the effective date, to have joined as a member of a person who is deemed to have received authorization pursuant to the provisions of Article 89 of the Supplementary Provisions (hereinafter referred to as a "deemed authorized fund"). In this case, the provisions of Article 79-27 of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第八十八条
<sup>suppl-4181-65/art-88 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-88</sup>

**第一項**  この法律の施行の際現に旧証券取引法第七十九条の二十八第二項の規定により同条第一項の規定により脱退した投資者保護基金の会員である証券会社とみなされている者は、みなし認可基金の会員である金融商品取引業者とみなして、新金融商品取引法第七十九条の二十八第二項の規定を適用する。
<sup>suppl-4181-65/art-88/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-88/par-1</sup>
A person who, at the time of the enforcement of this Act, is deemed pursuant to the provisions of Article 79-28, paragraph (2) of the Former Securities and Exchange Act to be a securities company that is a member of an investor protection fund and has withdrawn pursuant to the provisions of paragraph (1) of that Article is deemed to be a financial instruments business operator that is a member of the deemed authorized fund, and the provisions of Article 79-28, paragraph (2) of the New Financial Instruments and Exchange Act apply.
<sup>machine translation, not official</sup>

### 第八十九条
<sup>suppl-4181-65/art-89 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-89</sup>

**第一項**  この法律の施行の際現に旧証券取引法第七十九条の三十第一項の認可を受けている者は、施行日において新金融商品取引法第七十九条の三十第一項の認可を受けたものとみなす。この場合において、新金融商品取引法第七十九条の三十一第四項の規定は、適用しない。
<sup>suppl-4181-65/art-89/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-89/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the authorization under Article 79-30, paragraph (1) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 79-30, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 79-31, paragraph (4) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第九十条
<sup>suppl-4181-65/art-90 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-90</sup>

**第一項**  旧証券取引法第七十九条の三十七第五項の規定により解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第七十九条の三十七第五項の規定により解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-90/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-90/par-1</sup>
A person who has been ordered to be dismissed pursuant to the provisions of Article 79-37, paragraph (5) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have been ordered to be dismissed pursuant to the provisions of Article 79-37, paragraph (5) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第七十九条の七十六の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第七十九条の七十六の規定により認可を取り消されたものとみなす。
<sup>suppl-4181-65/art-90/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-90/par-2</sup>
A person whose authorization has been rescinded pursuant to the provisions of Article 79-76 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 79-76 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第九十一条
<sup>suppl-4181-65/art-91 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-91</sup>

**第一項**  新金融商品取引法第七十九条の三十六第五項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし認可基金の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-91/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-91/par-1</sup>
The provisions of Article 79-36, paragraph (5) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a deemed authorized fund and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第九十二条
<sup>suppl-4181-65/art-92 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-92</sup>

**第一項**  施行日前にされた旧証券取引法第七十九条の三十七第五項の規定による処分は、新金融商品取引法第七十九条の三十七第五項の規定による処分とみなす。
<sup>suppl-4181-65/art-92/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-92/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 79-37, paragraph (5) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 79-37, paragraph (5) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第九十三条
<sup>suppl-4181-65/art-93 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-93</sup>

**第一項**  新金融商品取引法第七十九条の五十二から第七十九条の五十八までの規定は、施行日以後に行う新金融商品取引法第七十九条の五十四の認定に係る金融商品取引業者（次条において「新認定金融商品取引業者」という。）の一般顧客に対する支払について適用し、施行日前に行った旧証券取引法第七十九条の五十四の認定に係る証券会社（次条において「旧認定証券会社」という。）の一般顧客に対する支払については、なお従前の例による。
<sup>suppl-4181-65/art-93/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-93/par-1</sup>
The provisions of Articles 79-52 through 79-58 of the New Financial Instruments and Exchange Act apply to payments to general customers by a financial instruments business operator pertaining to a certification made on or after the effective date under Article 79-54 of the New Financial Instruments and Exchange Act (referred to as a "new distressed financial instruments business operator" in the following Article), and with regard to payments to general customers by a securities company pertaining to a certification made before the effective date under Article 79-54 of the Former Securities and Exchange Act (referred to as a "former distressed securities company" in the following Article), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第九十四条
<sup>suppl-4181-65/art-94 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-94</sup>

**第一項**  新金融商品取引法第七十九条の五十二、第七十九条の五十三及び第七十九条の五十九の規定は、施行日以後に行う新金融商品取引法第七十九条の五十三第一項又は第三項から第五項までの通知に係る金融商品取引業者（新認定金融商品取引業者を除く。）又は当該通知に係る金融商品取引業者の受益者代理人（新金融商品取引法第四十三条の二第二項に規定する信託の受益者代理人をいう。）に対する資金の貸付けについて適用し、施行日前に行った旧証券取引法第七十九条の五十三第一項又は第三項から第五項までの通知に係る証券会社（旧認定証券会社を除く。）又は当該通知に係る証券会社の受益者代理人（旧証券取引法第四十七条第三項に規定する信託の受益者代理人をいう。）に対する資金の貸付けについては、なお従前の例による。
<sup>suppl-4181-65/art-94/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-94/par-1</sup>
The provisions of Articles 79-52, 79-53 and 79-59 of the New Financial Instruments and Exchange Act apply to loans of funds to a financial instruments business operator (excluding a new distressed financial instruments business operator) that is the subject of a notice given on or after the effective date under Article 79-53, paragraph (1) or paragraphs (3) through (5) of the New Financial Instruments and Exchange Act, or to the agent of the beneficiary of a trust (meaning the agent of the beneficiary of a trust prescribed in Article 43-2, paragraph (2) of the New Financial Instruments and Exchange Act) of the financial instruments business operator that is the subject of that notice, and with regard to loans of funds to a securities company (excluding a former distressed securities company) that is the subject of a notice given before the effective date under Article 79-53, paragraph (1) or paragraphs (3) through (5) of the Former Securities and Exchange Act, or to the agent of the beneficiary of a trust (meaning the agent of the beneficiary of a trust prescribed in Article 47, paragraph (3) of the Former Securities and Exchange Act) of the securities company that is the subject of that notice, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第九十五条
<sup>suppl-4181-65/art-95 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-95</sup>

**第一項**  新金融商品取引法第七十九条の五十二、第七十九条の五十三及び第七十九条の六十の規定は、施行日以後に行う新金融商品取引法第七十九条の五十三第一項又は第三項から第五項までの通知に係る金融商品取引業者に対して有する債権の実現を保全するために行う裁判上又は裁判外の行為について適用し、施行日前に行った旧証券取引法第七十九条の五十三第一項又は第三項から第五項までの通知に係る証券会社に対して有する債権の実現を保全するために行う裁判上又は裁判外の行為については、なお従前の例による。
<sup>suppl-4181-65/art-95/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-95/par-1</sup>
The provisions of Articles 79-52, 79-53 and 79-60 of the New Financial Instruments and Exchange Act apply to judicial or non-judicial acts performed on or after the effective date in order to preserve the fulfillment of a claim held against a financial instruments business operator that is the subject of a notice under Article 79-53, paragraph (1) or paragraphs (3) through (5) of the New Financial Instruments and Exchange Act, and with regard to judicial or non-judicial acts performed before the effective date in order to preserve the fulfillment of a claim held against a securities company that is the subject of a notice under Article 79-53, paragraph (1) or paragraphs (3) through (5) of the Former Securities and Exchange Act, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第九十六条
<sup>suppl-4181-65/art-96 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-96</sup>

**第一項**  新金融商品取引法第七十九条の六十九の規定により施行日以後に開始する事業年度に係る予算及び資金計画を提出する場合における当該予算及び資金計画の提出については、施行日前においても、同条の規定の例による。
<sup>suppl-4181-65/art-96/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-96/par-1</sup>
In the case where a budget and financial plan for a business year commencing on or after the effective date are submitted pursuant to the provisions of Article 79-69 of the New Financial Instruments and Exchange Act, the submission of that budget and financial plan is to be made, even before the effective date, in accordance with the provisions of that Article.
<sup>machine translation, not official</sup>

### 第九十七条
<sup>suppl-4181-65/art-97 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-97</sup>

**第一項**  新金融商品取引法第七十九条の七十第一項の規定は、施行日以後に終了する事業年度に係る同項の財務諸表等について適用し、施行日前に終了した事業年度に係る旧証券取引法第七十九条の七十第一項の財務諸表等については、なお従前の例による。
<sup>suppl-4181-65/art-97/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-97/par-1</sup>
The provisions of Article 79-70, paragraph (1) of the New Financial Instruments and Exchange Act apply to the financial statements, etc. under that paragraph for a business year ending on or after the effective date, and with regard to the financial statements, etc. under Article 79-70, paragraph (1) of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第七十九条の七十第三項の規定は、施行日以後に終了する事業年度に係る同項に規定する財務諸表等について適用し、施行日前に終了した事業年度に係る旧証券取引法第七十九条の七十第三項の財務諸表等については、なお従前の例による。
<sup>suppl-4181-65/art-97/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-97/par-2</sup>
The provisions of Article 79-70, paragraph (3) of the New Financial Instruments and Exchange Act apply to the financial statements, etc. prescribed in that paragraph for a business year ending on or after the effective date, and with regard to the financial statements, etc. under Article 79-70, paragraph (3) of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第九十八条
<sup>suppl-4181-65/art-98 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-98</sup>

**第一項**  施行日前にされた旧証券取引法第七十九条の七十五の規定による処分は、新金融商品取引法第七十九条の七十五の規定による処分とみなす。
<sup>suppl-4181-65/art-98/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-98/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 79-75 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 79-75 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第七十九条の七十六の規定による処分は、新金融商品取引法第七十九条の七十六の規定による処分とみなす。
<sup>suppl-4181-65/art-98/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-98/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 79-76 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 79-76 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第九十九条
<sup>suppl-4181-65/art-99 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-99</sup>

**第一項**  この法律の施行の際現に旧証券取引法第八十条第一項の免許を受けている者は、施行日において新金融商品取引法第八十条第一項の免許を受けたものとみなす。この場合において、新金融商品取引法第八十三条第二項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-99/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-99/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the license under Article 80, paragraph (1) of the Former Securities and Exchange Act is deemed to have received the license under Article 80, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 83, paragraph (2) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百条
<sup>suppl-4181-65/art-100 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-100</sup>

**第一項**  旧証券取引法第百四十八条の規定により免許を取り消された者は、その処分を受けた日において、新金融商品取引法第百四十八条の規定により免許を取り消されたものとみなす。
<sup>suppl-4181-65/art-100/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-100/par-1</sup>
A person whose license has been rescinded pursuant to the provisions of Article 148 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the license rescinded pursuant to the provisions of Article 148 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第百五十条の規定により解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百五十条第一項の規定により解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-100/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-100/par-2</sup>
A person who has been ordered to be dismissed pursuant to the provisions of Article 150 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have been ordered to be dismissed pursuant to the provisions of Article 150, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前に旧証券取引法第百五十二条第一項の規定による処分を受けた者は、その処分を受けた日において、新金融商品取引法第百五十二条第一項の規定による処分を受けたものとみなす。
<sup>suppl-4181-65/art-100/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-100/par-3</sup>
A person who, before the effective date, received a disposition under the provisions of Article 152, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have received a disposition under the provisions of Article 152, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百一条
<sup>suppl-4181-65/art-101 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-101</sup>

**第一項**  この法律の施行の際現に旧証券取引法第八十七条の二の二第一項ただし書の認可を受けている者は、施行日において新金融商品取引法第八十七条の三第一項ただし書の認可を受けたものとみなす。この場合において、新金融商品取引法第八十七条の四において準用する新金融商品取引法第八十五条の四第二項の規定は、適用しない。
<sup>suppl-4181-65/art-101/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-101/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the authorization under the proviso to Article 87-2-2, paragraph (1) of the Former Securities and Exchange Act is deemed to have received the authorization under the proviso to Article 87-3, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 87-4 of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百二条
<sup>suppl-4181-65/art-102 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-102</sup>

**第一項**  この法律の施行の際現に登記をしている証券会員制法人（旧証券取引法第二条第十五項に規定する証券会員制法人をいう。）は、施行日において金融商品会員制法人（新金融商品取引法第二条第十五項に規定する金融商品会員制法人をいう。）としての登記をしたものとみなす。
<sup>suppl-4181-65/art-102/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-102/par-1</sup>
A securities membership corporation (meaning a securities membership corporation prescribed in Article 2, paragraph (15) of the Former Securities and Exchange Act) that, at the time of the enforcement of this Act, has been registered is deemed to have been registered, on the effective date, as a financial instruments membership corporation (meaning a financial instruments membership corporation prescribed in Article 2, paragraph (15) of the New Financial Instruments and Exchange Act).
<sup>machine translation, not official</sup>

### 第百三条
<sup>suppl-4181-65/art-103 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-103</sup>

**第一項**  この法律の施行の際現に存する旧証券取引法第八十九条の八第二項の規定による証券会員制法人登記簿は、新金融商品取引法第八十九条の七第二項の規定による金融商品会員制法人登記簿とみなす。
<sup>suppl-4181-65/art-103/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-103/par-1</sup>
The register of securities membership corporations under the provisions of Article 89-8, paragraph (2) of the Former Securities and Exchange Act that exists at the time of the enforcement of this Act is deemed to be the register of financial instruments membership corporations under the provisions of Article 89-7, paragraph (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百四条
<sup>suppl-4181-65/art-104 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-104</sup>

**第一項**  新金融商品取引法第九十八条第五項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している附則第九十九条の規定により免許を受けたものとみなされる金融商品会員制法人の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-104/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-104/par-1</sup>
The provisions of Article 98, paragraph (5) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a financial instruments membership corporation deemed to have received a license pursuant to the provisions of Article 99 of the Supplementary Provisions and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百五条
<sup>suppl-4181-65/art-105 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-105</sup>

**第一項**  施行日前に組織変更計画が作成され総会決議によって決定を受けた旧証券取引法第百一条に規定する組織の変更については、なお従前の例による。
<sup>suppl-4181-65/art-105/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-105/par-1</sup>
With regard to the entity conversion prescribed in Article 101 of the Former Securities and Exchange Act for which an entity conversion plan was drawn up before the effective date and was decided by resolution of the general meeting, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  前項の規定によりなお従前の例によることとされる場合における旧証券取引法第百一条の十一第一項の認可は、新金融商品取引法第百一条の十七第一項の認可とみなす。
<sup>suppl-4181-65/art-105/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-105/par-2</sup>
The authorization under Article 101-11, paragraph (1) of the Former Securities and Exchange Act in the case where the provisions then in force continue to govern pursuant to the provisions of the preceding paragraph is deemed to be the authorization under Article 101-17, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百六条
<sup>suppl-4181-65/art-106 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-106</sup>

**第一項**  この法律の施行の際現に附則第九十九条の規定により免許を受けたものとみなされる株式会社金融商品取引所（以下「みなし免許株式会社取引所」という。）の対象議決権保有者（新金融商品取引法第百三条の三第一項に規定する対象議決権保有者をいう。）である者が施行日前に旧証券取引法第百三条の二第一項の規定により提出した対象議決権保有届出書は、施行日において新金融商品取引法第百三条の三第一項の規定により提出したものとみなす。
<sup>suppl-4181-65/art-106/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-106/par-1</sup>
A statement of holding subject voting rights submitted before the effective date pursuant to the provisions of Article 103-2, paragraph (1) of the Former Securities and Exchange Act by a person who, at the time of the enforcement of this Act, is a holder of subject voting rights (meaning the holder of subject voting rights prescribed in Article 103-3, paragraph (1) of the New Financial Instruments and Exchange Act) in an incorporated financial instruments exchange deemed to have received a license pursuant to the provisions of Article 99 of the Supplementary Provisions (hereinafter referred to as a "deemed licensed incorporated exchange") is deemed to have been submitted on the effective date pursuant to the provisions of Article 103-3, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百七条
<sup>suppl-4181-65/art-107 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-107</sup>

**第一項**  新金融商品取引法第百五条の二において準用する新金融商品取引法第九十八条第五項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし免許株式会社取引所の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-107/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-107/par-1</sup>
The provisions of Article 98, paragraph (5) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 105-2 of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a deemed licensed incorporated exchange and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百八条
<sup>suppl-4181-65/art-108 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-108</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百六条の三第一項又は第四項ただし書の認可を受けている地方公共団体その他の政令で定める者（次項及び附則第百十条において「主要株主適格者」という。）は、施行日において新金融商品取引法第百六条の三第一項の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の五において準用する新金融商品取引法第八十五条の四第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-108/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-108/par-1</sup>
A local government or other person specified by Cabinet Order (referred to as a "qualified major shareholder" in the following paragraph and Article 110 of the Supplementary Provisions) that, at the time of the enforcement of this Act, has received the authorization under Article 106-3, paragraph (1) or the proviso to paragraph (4) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 106-3, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-5 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に旧証券取引法第百六条の三第一項又は第四項ただし書の認可を受けている者（主要株主適格者を除く。）は、施行日から三月以内に、みなし免許株式会社取引所の保有基準割合（新金融商品取引法第百三条の二第一項に規定する保有基準割合をいう。以下同じ。）未満の数の対象議決権（新金融商品取引法第百三条の二第一項に規定する対象議決権をいう。以下同じ。）の保有者となるために必要な措置をとらなければならない。
<sup>suppl-4181-65/art-108/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-108/par-2</sup>
A person (excluding a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-3, paragraph (1) or the proviso to paragraph (4) of the Former Securities and Exchange Act must, within three months from the effective date, take the measures necessary to become the holder of subject voting rights (meaning the subject voting rights prescribed in Article 103-2, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter) in a number less than the threshold holding ratio (meaning the threshold holding ratio prescribed in Article 103-2, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter) of the deemed licensed incorporated exchange.
<sup>machine translation, not official</sup>

### 第百九条
<sup>suppl-4181-65/art-109 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-109</sup>

**第一項**  旧証券取引法第百六条の七第一項の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第百六条の七第一項の規定により認可を取り消されたものとみなす。
<sup>suppl-4181-65/art-109/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-109/par-1</sup>
A person whose authorization has been rescinded pursuant to the provisions of Article 106-7, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第百六条の七第一項の規定による処分は、新金融商品取引法第百六条の七第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-109/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-109/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 106-7, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 106-7, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百十条
<sup>suppl-4181-65/art-110 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-110</sup>

**第一項**  新金融商品取引法第百六条の八第一項（第一号に係る部分に限る。）の規定の適用については、この法律の施行の際現に旧証券取引法第百六条の三第一項又は第四項ただし書の認可を受けている者（主要株主適格者に限る。）は、附則第百八条第一項の規定にかかわらず、その認可を受けた日において、新金融商品取引法第百六条の三第一項の認可を受けたものとみなす。
<sup>suppl-4181-65/art-110/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-110/par-1</sup>
With regard to the application of Article 106-8, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (i)), a person (limited to a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-3, paragraph (1) or the proviso to paragraph (4) of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 108, paragraph (1) of the Supplementary Provisions, to have received the authorization under Article 106-3, paragraph (1) of the New Financial Instruments and Exchange Act on the day of receiving that authorization.
<sup>machine translation, not official</sup>

### 第百十一条
<sup>suppl-4181-65/art-111 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-111</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百六条の十第一項又は第三項ただし書の認可を受けている者は、施行日において新金融商品取引法第百六条の十第一項又は第三項ただし書の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の十三において準用する新金融商品取引法第八十五条の四第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-111/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-111/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-13 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百十二条
<sup>suppl-4181-65/art-112 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-112</sup>

**第一項**  旧証券取引法第百六条の二十六の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第百六条の二十六の規定により認可を取り消されたものとみなす。
<sup>suppl-4181-65/art-112/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-112/par-1</sup>
A person whose authorization has been rescinded pursuant to the provisions of Article 106-26 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 106-26 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第百六条の二十八第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百六条の二十八第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-112/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-112/par-2</sup>
A person whose authorization has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 106-28, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 106-28, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百十三条
<sup>suppl-4181-65/art-113 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-113</sup>

**第一項**  この法律の施行の際現に金融商品取引所持株会社（新金融商品取引法第二条第十八項に規定する金融商品取引所持株会社をいう。以下同じ。）の対象議決権保有者（新金融商品取引法第百六条の十五に規定する対象議決権保有者をいう。）である者が施行日前に旧証券取引法第百六条の十五の規定により提出した対象議決権保有届出書は、施行日において新金融商品取引法第百六条の十五の規定により提出したものとみなす。
<sup>suppl-4181-65/art-113/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-113/par-1</sup>
A statement of holding subject voting rights submitted before the effective date pursuant to the provisions of Article 106-15 of the Former Securities and Exchange Act by a person who, at the time of the enforcement of this Act, is a holder of subject voting rights (meaning the holder of subject voting rights prescribed in Article 106-15 of the New Financial Instruments and Exchange Act) in a financial instruments exchange holding company (meaning a financial instruments exchange holding company prescribed in Article 2, paragraph (18) of the New Financial Instruments and Exchange Act; the same applies hereinafter) is deemed to have been submitted on the effective date pursuant to the provisions of Article 106-15 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百十四条
<sup>suppl-4181-65/art-114 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-114</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている地方公共団体その他の政令で定める者（次項及び附則第百十六条において「主要株主適格者」という。）は、施行日において新金融商品取引法第百六条の十七第一項の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の十九において準用する新金融商品取引法第八十五条の四第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-114/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-114/par-1</sup>
A local government or other person specified by Cabinet Order (referred to as a "qualified major shareholder" in the following paragraph and Article 116 of the Supplementary Provisions) that, at the time of the enforcement of this Act, has received the authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 106-17, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-19 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている者（主要株主適格者を除く。）は、施行日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
<sup>suppl-4181-65/art-114/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-114/par-2</sup>
A person (excluding a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act must, within three months from the effective date, take the measures necessary to become the holder of a number of subject voting rights that is less than the threshold holding ratio of the financial instruments exchange holding company.
<sup>machine translation, not official</sup>

### 第百十五条
<sup>suppl-4181-65/art-115 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-115</sup>

**第一項**  旧証券取引法第百六条の二十一第一項の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第百六条の二十一第一項の規定により認可を取り消されたものとみなす。
<sup>suppl-4181-65/art-115/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-115/par-1</sup>
A person whose authorization has been rescinded pursuant to the provisions of Article 106-21, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 106-21, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第百六条の二十一第一項の規定による処分は、新金融商品取引法第百六条の二十一第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-115/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-115/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 106-21, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 106-21, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百十六条
<sup>suppl-4181-65/art-116 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-116</sup>

**第一項**  新金融商品取引法第百六条の二十二第一項（第一号に係る部分に限る。）の規定の適用については、この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている者（主要株主適格者に限る。）は、附則第百十四条第一項の規定にかかわらず、その認可を受けた日において、新金融商品取引法第百六条の十七第一項の認可を受けたものとみなす。
<sup>suppl-4181-65/art-116/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-116/par-1</sup>
With regard to the application of Article 106-22, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (i)), a person (limited to a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 114, paragraph (1) of the Supplementary Provisions, to have received the authorization under Article 106-17, paragraph (1) of the New Financial Instruments and Exchange Act on the day of receiving that authorization.
<sup>machine translation, not official</sup>

### 第百十七条
<sup>suppl-4181-65/art-117 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-117</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百六条の二十四ただし書の認可を受けている者は、施行日において新金融商品取引法第百六条の二十四ただし書の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の二十五において準用する新金融商品取引法第八十五条の四第二項の規定は、適用しない。
<sup>suppl-4181-65/art-117/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-117/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the authorization under the proviso to Article 106-24 of the Former Securities and Exchange Act is deemed to have received the authorization under the proviso to Article 106-24 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-25 of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百十八条
<sup>suppl-4181-65/art-118 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-118</sup>

**第一項**  附則第百十一条の規定により認可を受けたものとみなされる者（以下「みなし認可取引所持株会社」という。）に関する新金融商品取引法第百六条の二十六の規定の適用については、同条中「その認可を受けた当時既に第百六条の十二第二項各号」とあるのは、「証券取引法等の一部を改正する法律（平成十八年法律第六十五号）第三条の規定による改正前の証券取引法第百六条の十第一項又は第三項ただし書の認可を受けた当時既に同法第百六条の十二第二項各号」とする。
<sup>suppl-4181-65/art-118/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-118/par-1</sup>
With regard to the application of Article 106-26 of the New Financial Instruments and Exchange Act to a person who is deemed to have received authorization pursuant to the provisions of Article 111 of the Supplementary Provisions (hereinafter referred to as a "deemed authorized exchange holding company"), the phrase "the items of Article 106-12, paragraph (2) at the time it obtained authorization" in that Article is deemed to be replaced with "the items of Article 106-12, paragraph (2) of the Securities and Exchange Act prior to its amendment by the provisions of Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) at the time it obtained the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of that Act".
<sup>machine translation, not official</sup>

**第二項**  施行日前に旧証券取引法第百六条の二十六の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第百六条の二十六の規定により認可を取り消されたものとみなす。
<sup>suppl-4181-65/art-118/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-118/par-2</sup>
A person whose authorization was rescinded before the effective date pursuant to the provisions of Article 106-26 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 106-26 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百十九条
<sup>suppl-4181-65/art-119 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-119</sup>

**第一項**  旧証券取引法第百六条の二十八第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百六条の二十八第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-119/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-119/par-1</sup>
A person whose authorization has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 106-28, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 106-28, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第百六条の二十八第一項（旧証券取引法第百六条の三十一において準用する場合を含む。）又は第二項の規定による処分は、新金融商品取引法第百六条の二十八第一項（新金融商品取引法第百九条において準用する場合を含む。）又は第二項の規定による処分とみなす。
<sup>suppl-4181-65/art-119/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-119/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 106-28, paragraph (1) of the Former Securities and Exchange Act (including as applied mutatis mutandis pursuant to Article 106-31 of the Former Securities and Exchange Act) or Article 106-28, paragraph (2) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 106-28, paragraph (1) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to Article 109 of the New Financial Instruments and Exchange Act) or Article 106-28, paragraph (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百二十条
<sup>suppl-4181-65/art-120 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-120</sup>

**第一項**  新金融商品取引法第百七条第一項（第四号に係る部分に限る。）の規定の適用については、この法律の施行の際現に旧証券取引法第百六条の十第一項又は第三項ただし書の認可を受けている者は、附則第百十一条の規定にかかわらず、その認可を受けた日において、新金融商品取引法第百六条の十第一項又は第三項ただし書の認可を受けたものとみなす。
<sup>suppl-4181-65/art-120/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-120/par-1</sup>
With regard to the application of Article 107, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (iv)), a person that, at the time of the enforcement of this Act, has received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 111 of the Supplementary Provisions, to have received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the New Financial Instruments and Exchange Act on the day of receiving that authorization.
<sup>machine translation, not official</sup>

### 第百二十一条
<sup>suppl-4181-65/art-121 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-121</sup>

**第一項**  会員等（旧証券取引法第八十二条第一項第三号に規定する会員等をいう。以下この条において同じ。）が施行日前に脱退した場合（取引参加者（旧証券取引法第二条第十九項に規定する取引参加者をいう。）にあっては、取引資格を喪失した場合）において、施行日までに、証券取引所（旧証券取引法第二条第十六項に規定する証券取引所をいう。以下同じ。）が定款の定めるところにより本人若しくはその一般承継人又は他の会員等をしてその取引所有価証券市場（同条第十七項に規定する取引所有価証券市場をいう。）においてした有価証券の売買等（同条第八項第一号に掲げる旧有価証券の売買、有価証券指数等先物取引及び有価証券オプション取引をいう。以下この条において同じ。）を結了していないときは、当該有価証券の売買等については、旧証券取引法第百七条の六第一項の規定は、施行日以後も、なおその効力を有する。
<sup>suppl-4181-65/art-121/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-121/par-1</sup>
In the case where a member, etc. (meaning a member, etc. prescribed in Article 82, paragraph (1), item (iii) of the Former Securities and Exchange Act; the same applies hereinafter in this Article) has withdrawn before the effective date (in the case of a trading participant (meaning a trading participant prescribed in Article 2, paragraph (19) of the Former Securities and Exchange Act), where the participant has forfeited its trading license), if, by the effective date, a securities exchange (meaning a securities exchange prescribed in Article 2, paragraph (16) of the Former Securities and Exchange Act; the same applies hereinafter) has not, as provided by its articles of incorporation, caused the member, etc. himself or herself, the member's successor by general succession or another member, etc. to complete the purchase and sale, etc. of securities (meaning the purchase and sale of former securities set forth in Article 2, paragraph (8), item (i) of the Former Securities and Exchange Act, securities index futures transactions and securities option transactions; the same applies hereinafter in this Article) made in its exchange securities market (meaning the exchange securities market prescribed in Article 2, paragraph (17) of the Former Securities and Exchange Act), the provisions of Article 107-6, paragraph (1) of the Former Securities and Exchange Act remain in force on and after the effective date with regard to the purchase and sale, etc. of those securities.
<sup>machine translation, not official</sup>

### 第百二十二条
<sup>suppl-4181-65/art-122 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-122</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百十条第一項の規定による届出をして旧有価証券を上場している附則第九十九条の規定により免許を受けたものとみなされる者（以下「みなし免許取引所」という。）は、施行日において当該旧有価証券の上場につき新金融商品取引法第百二十一条の届出をしたものとみなす。
<sup>suppl-4181-65/art-122/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-122/par-1</sup>
A person who is deemed to have received a license pursuant to the provisions of Article 99 of the Supplementary Provisions (hereinafter referred to as a "deemed licensed exchange") and who, at the time of the enforcement of this Act, has listed former securities by making a notification pursuant to the provisions of Article 110, paragraph (1) of the Former Securities and Exchange Act is deemed to have made, on the effective date, the notification under Article 121 of the New Financial Instruments and Exchange Act with respect to the listing of those former securities.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に旧証券取引法第百十条第三項の承認を受けて旧有価証券等（同項に規定する有価証券等をいう。以下この項において同じ。）を有価証券先物取引、有価証券指数等先物取引又は有価証券オプション取引のため上場しているみなし免許取引所は、施行日において当該旧有価証券等の上場につき新金融商品取引法第百二十一条の届出をしたものとみなす。
<sup>suppl-4181-65/art-122/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-122/par-2</sup>
A deemed licensed exchange that, at the time of the enforcement of this Act, has received the approval under Article 110, paragraph (3) of the Former Securities and Exchange Act and has listed former securities, etc. (meaning the securities, etc. prescribed in that paragraph; the same applies hereinafter in this paragraph) for securities futures transactions, securities index futures transactions or securities option transactions is deemed to have made, on the effective date, the notification under Article 121 of the New Financial Instruments and Exchange Act with respect to the listing of those former securities, etc.
<sup>machine translation, not official</sup>

### 第百二十三条
<sup>suppl-4181-65/art-123 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123</sup>

**第一項**  この法律の施行の際現にみなし免許取引所が発行者である旧有価証券をその売買のため、又は当該旧有価証券、当該旧有価証券に係る金融指標（新金融商品取引法第二条第二十五項に規定する金融指標をいう。以下同じ。）若しくは当該旧有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場（新金融商品取引法第二条第十七項に規定する取引所金融商品市場をいう。以下同じ。）その他政令で定める市場（当該みなし免許取引所（その子会社であるみなし免許取引所を含む。）及び当該みなし免許取引所の総株主の議決権の百分の五十を超える対象議決権を保有するみなし免許取引所が開設する取引所金融商品市場を除く。）に上場している当該みなし免許取引所は、施行日において当該上場につき新金融商品取引法第百二十二条第一項の承認を受けたものとみなす。
<sup>suppl-4181-65/art-123/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123/par-1</sup>
A deemed licensed exchange that, at the time of the enforcement of this Act, has listed former securities issued by a deemed licensed exchange, for the purpose of their purchase and sale, or those former securities, a financial index pertaining to those former securities (meaning a financial index prescribed in Article 2, paragraph (25) of the New Financial Instruments and Exchange Act; the same applies hereinafter) or options pertaining to those former securities, for the purpose of market derivatives transactions, on a financial instruments exchange market (meaning a financial instruments exchange market prescribed in Article 2, paragraph (17) of the New Financial Instruments and Exchange Act; the same applies hereinafter) or any other market specified by Cabinet Order (excluding a financial instruments exchange market established by that deemed licensed exchange (including a deemed licensed exchange that is its subsidiary company) or by a deemed licensed exchange that holds subject voting rights exceeding 50 percent of the voting rights of all shareholders of that deemed licensed exchange) is deemed to have received, on the effective date, the approval under Article 122, paragraph (1) of the New Financial Instruments and Exchange Act with respect to that listing.
<sup>machine translation, not official</sup>

**第二項**  前項の「子会社」とは、みなし免許取引所がその総株主等の議決権（新金融商品取引法第二十九条の四第二項に規定する「総株主等の議決権」をいう。以下この項において同じ。）の過半数を保有する会社をいう。この場合において、金融商品取引所及びその一若しくは二以上の子会社又は金融商品取引所の一若しくは二以上の子会社がその総株主等の議決権の過半数を保有する会社は、金融商品取引所の子会社とみなす。
<sup>suppl-4181-65/art-123/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123/par-2</sup>
The "subsidiary company" in the preceding paragraph means a company the majority of whose "voting rights of all shareholders, etc." (meaning the "voting rights of all shareholders, etc." prescribed in Article 29-4, paragraph (2) of the New Financial Instruments and Exchange Act; the same applies hereinafter in this paragraph) are held by a deemed licensed exchange. In this case, a company the majority of whose voting rights of all shareholders, etc. are held by a financial instruments exchange and one or more of its subsidiary companies, or by one or more subsidiary companies of a financial instruments exchange, is deemed to be a subsidiary company of the financial instruments exchange.
<sup>machine translation, not official</sup>

**第三項**  この法律の施行の際現にみなし認可取引所持株会社が発行者である旧有価証券をその売買のため、又は当該旧有価証券、当該旧有価証券に係る金融指標若しくは当該旧有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場その他政令で定める市場（当該みなし認可取引所持株会社の子会社（新金融商品取引法第百五条の十六第四項に規定する子会社をいう。）であるみなし免許取引所及び当該みなし認可取引所持株会社の総株主の議決権の百分の五十を超える対象議決権を保有するみなし免許取引所が開設する取引所金融商品市場を除く。）に上場している当該みなし認可取引所持株会社は、施行日において当該上場につき新金融商品取引法第百二十三条において準用する新金融商品取引法第百二十二条第一項の承認を受けたものとみなす。
<sup>suppl-4181-65/art-123/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123/par-3</sup>
A deemed authorized exchange holding company that, at the time of the enforcement of this Act, has listed former securities issued by the deemed authorized exchange holding company, for the purpose of their purchase and sale, or those former securities, a financial index pertaining to those former securities or options pertaining to those former securities, for the purpose of market derivatives transactions, on a financial instruments exchange market or any other market specified by Cabinet Order (excluding a financial instruments exchange market established by a deemed licensed exchange that is a subsidiary company (meaning a subsidiary company prescribed in Article 105-16, paragraph (4) of the New Financial Instruments and Exchange Act) of that deemed authorized exchange holding company or by a deemed licensed exchange that holds subject voting rights exceeding 50 percent of the voting rights of all shareholders of that deemed authorized exchange holding company) is deemed to have received, on the effective date, the approval under Article 122, paragraph (1) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 123 of the New Financial Instruments and Exchange Act with respect to that listing.
<sup>machine translation, not official</sup>

### 第百二十四条
<sup>suppl-4181-65/art-124 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-124</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百十条第二項第一号から第三号まで又は第五号に掲げる者（当該者がみなし免許取引所の子会社（前条第二項に規定する子会社をいう。）であるみなし免許取引所又はみなし認可取引所持株会社（以下この条において「関連取引所等」という。）である場合に限る。）が発行者である旧有価証券をその売買のためその開設する取引所有価証券市場に上場することにつき旧証券取引法第百十条第二項の承認を受けているみなし免許取引所は、施行日において新金融商品取引法第百二十四条第一項の承認を受けたものとみなす。
<sup>suppl-4181-65/art-124/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-124/par-1</sup>
A deemed licensed exchange that, at the time of enforcement of this Act, has obtained the approval under Article 110, paragraph (2) of the Former Securities and Exchange Act for listing on the exchange securities market that it establishes, for the purpose of their purchase and sale, former securities of which a person set forth in Article 110, paragraph (2), items (i) through (iii) or item (v) of the Former Securities and Exchange Act (limited to the case where that person is a deemed licensed exchange or deemed authorized exchange holding company that is a subsidiary company (meaning a subsidiary company prescribed in paragraph (2) of the preceding Article) of a deemed licensed exchange (such a deemed licensed exchange or deemed authorized exchange holding company is hereinafter referred to as a "related exchange, etc." in this Article)) is the issuer, is deemed to have obtained the approval under Article 124, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に旧証券取引法第百十条第二項第四号又は第五号に掲げる者（当該者が関連取引所等である場合を除く。）が発行者である旧有価証券をその売買のためその開設する取引所有価証券市場に上場することにつき同項の承認を受けているみなし免許取引所は、施行日において新金融商品取引法第百二十四条第三項の承認を受けたものとみなす。
<sup>suppl-4181-65/art-124/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-124/par-2</sup>
A deemed licensed exchange that, at the time of enforcement of this Act, has obtained the approval under Article 110, paragraph (2) of the Former Securities and Exchange Act for listing on the exchange securities market that it establishes, for the purpose of their purchase and sale, former securities of which a person set forth in Article 110, paragraph (2), item (iv) or (v) of the Former Securities and Exchange Act (excluding the case where that person is a related exchange, etc.) is the issuer, is deemed to have obtained the approval under Article 124, paragraph (3) of the New Financial Instruments and Exchange Act on the effective date.
<sup>machine translation, not official</sup>

**第三項**  この法律の施行の際現に旧証券取引法第百十条第二項第一号から第三号まで又は第五号に掲げる者（当該者が関連取引所等である場合に限る。）が発行者である旧有価証券、当該旧有価証券に係る金融指標又は当該旧有価証券に係るオプションを市場デリバティブ取引のために上場しているみなし免許取引所は、施行日において新金融商品取引法第百二十四条第一項の承認を受けたものとみなす。
<sup>suppl-4181-65/art-124/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-124/par-3</sup>
A deemed licensed exchange that, at the time of enforcement of this Act, has listed, for market derivatives transactions, former securities of which a person set forth in Article 110, paragraph (2), items (i) through (iii) or item (v) of the Former Securities and Exchange Act (limited to the case where that person is a related exchange, etc.) is the issuer, a financial index relating to those former securities, or options relating to those former securities, is deemed to have obtained the approval under Article 124, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date.
<sup>machine translation, not official</sup>

**第四項**  この法律の施行の際現に旧証券取引法第百十条第二項第四号又は第五号に掲げる者（当該者が関連取引所等である場合を除く。）が発行者である旧有価証券、当該旧有価証券に係る金融指標又は当該旧有価証券に係るオプションを市場デリバティブ取引のために上場しているみなし免許取引所は、施行日において新金融商品取引法第百二十四条第三項の承認を受けたものとみなす。
<sup>suppl-4181-65/art-124/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-124/par-4</sup>
A deemed licensed exchange that, at the time of enforcement of this Act, has listed, for market derivatives transactions, former securities of which a person set forth in Article 110, paragraph (2), item (iv) or (v) of the Former Securities and Exchange Act (excluding the case where that person is a related exchange, etc.) is the issuer, a financial index relating to those former securities, or options relating to those former securities, is deemed to have obtained the approval under Article 124, paragraph (3) of the New Financial Instruments and Exchange Act on the effective date.
<sup>machine translation, not official</sup>

### 第百二十五条
<sup>suppl-4181-65/art-125 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-125</sup>

**第一項**  施行日前にされた旧証券取引法第百十一条の規定による処分は、新金融商品取引法第百二十五条の規定による処分とみなす。
<sup>suppl-4181-65/art-125/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-125/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 111 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 125 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第百十三条第一項の規定による処分は、新金融商品取引法第百二十七条第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-125/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-125/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 113, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 127, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第百十五条第一項の規定による処分は、新金融商品取引法第百二十九条第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-125/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-125/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 115, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 129, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百二十六条
<sup>suppl-4181-65/art-126 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-126</sup>

**第一項**  新金融商品取引法第百三十四条第一項（第五号に係る部分に限る。）の規定の適用については、この法律の施行の際現に旧証券取引法第八十条第一項の免許を受けている者は、附則第九十九条の規定にかかわらず、その免許を受けた日において、新金融商品取引法第八十条第一項の免許を受けたものとみなす。
<sup>suppl-4181-65/art-126/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-126/par-1</sup>
For the purpose of applying the provisions of Article 134, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (v)), a person who, at the time of enforcement of this Act, has obtained the license under Article 80, paragraph (1) of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 99 of the Supplementary Provisions, to have obtained the license under Article 80, paragraph (1) of the New Financial Instruments and Exchange Act on the day on which the person obtained that license.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に旧証券取引法第百三十四条第一項第五号の承認を受けている者は、施行日において新金融商品取引法第百三十四条第一項第五号の承認を受けたものとみなす。
<sup>suppl-4181-65/art-126/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-126/par-2</sup>
A person who, at the time of enforcement of this Act, has obtained the approval under Article 134, paragraph (1), item (v) of the Former Securities and Exchange Act is deemed to have obtained the approval under Article 134, paragraph (1), item (v) of the New Financial Instruments and Exchange Act on the effective date.
<sup>machine translation, not official</sup>

### 第百二十七条
<sup>suppl-4181-65/art-127 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-127</sup>

**第一項**  施行日前に合併契約が締結された証券取引所がする合併については、なお従前の例による。
<sup>suppl-4181-65/art-127/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-127/par-1</sup>
With regard to a merger carried out by a securities exchange that concluded a merger agreement before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  前項の規定によりなお従前の例によることとされる旧証券取引法第百四十条第一項の認可は、新金融商品取引法第百四十条第一項の認可とみなす。この場合において、新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-127/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-127/par-2</sup>
The authorization under Article 140, paragraph (1) of the Former Securities and Exchange Act for which the provisions then in force continue to govern pursuant to the provisions of the preceding paragraph is deemed to be the authorization under Article 140, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the provisions of Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百二十八条
<sup>suppl-4181-65/art-128 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-128</sup>

**第一項**  施行日前にされた旧証券取引法第百五十三条の規定による処分は、新金融商品取引法第百五十三条の規定による処分とみなす。
<sup>suppl-4181-65/art-128/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-128/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 153 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 153 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百二十九条
<sup>suppl-4181-65/art-129 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-129</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百五十五条第一項の認可を受けている者は、施行日において新金融商品取引法第百五十五条第一項の認可を受けたものとみなす。この場合において、新金融商品取引法第百五十五条の四第二項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-129/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-129/par-1</sup>
A person who, at the time of enforcement of this Act, has obtained the authorization under Article 155, paragraph (1) of the Former Securities and Exchange Act is deemed to have obtained the authorization under Article 155, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 155-4, paragraph (2) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百三十条
<sup>suppl-4181-65/art-130 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-130</sup>

**第一項**  旧証券取引法第百五十五条の六の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第百五十五条の六の規定により認可を取り消されたものとみなす。
<sup>suppl-4181-65/art-130/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-130/par-1</sup>
A person whose authorization has been rescinded pursuant to the provisions of Article 155-6 of the Former Securities and Exchange Act is deemed to have had the authorization rescinded pursuant to the provisions of Article 155-6 of the New Financial Instruments and Exchange Act on the day on which the person received that disposition.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第百五十五条の十第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百五十五条の十第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-130/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-130/par-2</sup>
A person whose authorization has been rescinded, or who has been ordered to be dismissed, pursuant to the provisions of Article 155-10, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to have had the authorization rescinded, or to have been ordered to be dismissed, pursuant to the provisions of Article 155-10, paragraph (1) or (2) of the New Financial Instruments and Exchange Act on the day on which the person received that disposition.
<sup>machine translation, not official</sup>

### 第百三十一条
<sup>suppl-4181-65/art-131 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-131</sup>

**第一項**  旧外国証券業者法又はこれに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない者については、新金融商品取引法第百五十五条の三第二項第二号に該当する者とみなす。
<sup>suppl-4181-65/art-131/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-131/par-1</sup>
A person who has violated the provisions of the Former Foreign Securities Firms Act or the provisions of foreign laws and regulations equivalent thereto, has been sentenced to a fine (including a sentence under foreign laws and regulations equivalent thereto), and for whom five years have not elapsed from the day on which the execution of the sentence was completed or the person ceased to be subject to the execution of the sentence, is deemed to be a person who falls under Article 155-3, paragraph (2), item (ii) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百三十二条
<sup>suppl-4181-65/art-132 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-132</sup>

**第一項**  新金融商品取引法第百五十五条の五の規定は、施行日以降に終了する同条の期間に係る同条の業務報告書について適用し、施行日前に終了した旧証券取引法第百五十五条の五の期間に係る同条の業務報告書については、なお従前の例による。
<sup>suppl-4181-65/art-132/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-132/par-1</sup>
The provisions of Article 155-5 of the New Financial Instruments and Exchange Act apply to the business report prescribed in that Article for the period prescribed in that Article that ends on or after the effective date, and with regard to the business report prescribed in Article 155-5 of the Former Securities and Exchange Act for the period prescribed in Article 155-5 of the Former Securities and Exchange Act that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第百三十三条
<sup>suppl-4181-65/art-133 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-133</sup>

**第一項**  附則第百二十九条の規定により認可を受けたものとみなされる者が旧証券取引法第百五十五条第一項の認可を受けた者である場合における新金融商品取引法第百五十五条の六の規定の適用については、同条中「第百五十五条第一項の認可を受けた当時既に第百五十五条の三第二項各号」とあるのは、「証券取引法等の一部を改正する法律（平成十八年法律第六十五号）第三条の規定による改正前の証券取引法第百五十五条第一項の認可を受けた当時既に同法第百五十五条の三第二項各号」とする。
<sup>suppl-4181-65/art-133/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-133/par-1</sup>
With regard to the application of the provisions of Article 155-6 of the New Financial Instruments and Exchange Act in the case where a person deemed to have obtained the authorization pursuant to the provisions of Article 129 of the Supplementary Provisions is a person who obtained the authorization under Article 155, paragraph (1) of the Former Securities and Exchange Act, in that Article the phrase "the items of Article 155-3, paragraph (2) at the time of it obtained the authorization referred to in Article 155, paragraph (1)" is deemed to be replaced with "the items of Article 155-3, paragraph (2) of the Securities and Exchange Act prior to the amendment by Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) at the time it obtained the authorization referred to in Article 155, paragraph (1) of that Act".
<sup>machine translation, not official</sup>

### 第百三十四条
<sup>suppl-4181-65/art-134 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-134</sup>

**第一項**  施行日前にされた旧証券取引法第百五十五条の六の規定による処分は、新金融商品取引法第百五十五条の六の規定による処分とみなす。
<sup>suppl-4181-65/art-134/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-134/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 155-6 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 155-6 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第百五十五条の十第一項又は第二項の規定による処分は、新金融商品取引法第百五十五条の十第一項又は第二項の規定による処分とみなす。
<sup>suppl-4181-65/art-134/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-134/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 155-10, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 155-10, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百三十五条
<sup>suppl-4181-65/art-135 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-135</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百五十六条の二の免許を受けている者は、施行日において新金融商品取引法第百五十六条の二の免許を受けたものとみなす。この場合において、新金融商品取引法第百五十六条の五第二項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-135/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-135/par-1</sup>
A person who, at the time of enforcement of this Act, has obtained the license under Article 156-2 of the Former Securities and Exchange Act is deemed to have obtained the license under Article 156-2 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 156-5, paragraph (2) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百三十六条
<sup>suppl-4181-65/art-136 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-136</sup>

**第一項**  旧証券取引法第百五十六条の十四第三項の規定により解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百五十六条の十四第三項の規定により解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-136/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-136/par-1</sup>
A person who has been ordered to be dismissed pursuant to the provisions of Article 156-14, paragraph (3) of the Former Securities and Exchange Act is deemed to have been ordered to be dismissed pursuant to the provisions of Article 156-14, paragraph (3) of the New Financial Instruments and Exchange Act on the day on which the person received that disposition.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第百五十六条の十七第一項又は第二項の規定により免許を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百五十六条の十七第一項又は第二項の規定により免許を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-136/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-136/par-2</sup>
A person whose license has been rescinded, or who has been ordered to be dismissed, pursuant to the provisions of Article 156-17, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to have had the license rescinded, or to have been ordered to be dismissed, pursuant to the provisions of Article 156-17, paragraph (1) or (2) of the New Financial Instruments and Exchange Act on the day on which the person received that disposition.
<sup>machine translation, not official</sup>

### 第百三十七条
<sup>suppl-4181-65/art-137 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-137</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百五十六条の六第二項ただし書の承認を受けている者は、施行日において新金融商品取引法第百五十六条の六第二項ただし書の承認を受けたものとみなす。
<sup>suppl-4181-65/art-137/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-137/par-1</sup>
A person who, at the time of enforcement of this Act, has obtained the approval under the proviso to Article 156-6, paragraph (2) of the Former Securities and Exchange Act is deemed to have obtained the approval under the proviso to Article 156-6, paragraph (2) of the New Financial Instruments and Exchange Act on the effective date.
<sup>machine translation, not official</sup>

### 第百三十八条
<sup>suppl-4181-65/art-138 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-138</sup>

**第一項**  新金融商品取引法第百五十六条の十四第二項の規定は、この法律の施行の際現に新金融商品取引法第八十二条第二項第三号イ、ロ又はホのいずれかに該当している附則第百三十五条の規定により免許を受けたものとみなされる者の役員である者（旧証券取引法第八十三条第二項第三号イ、ロ又はホのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第八十二条第二項第三号イ、ロ又はホのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-138/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-138/par-1</sup>
The provisions of Article 156-14, paragraph (2) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years elapse from the effective date, to the case where a person who is an officer of a person deemed to have obtained the license pursuant to the provisions of Article 135 of the Supplementary Provisions and who, at the time of enforcement of this Act, falls under any of Article 82, paragraph (2), item (iii), (a), (b) or (e) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 83, paragraph (2), item (iii), (a), (b) or (e) of the Former Securities and Exchange Act) continues to fall under any of Article 82, paragraph (2), item (iii), (a), (b) or (e) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百三十九条
<sup>suppl-4181-65/art-139 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-139</sup>

**第一項**  施行日前にされた旧証券取引法第百五十六条の十四第三項の規定による処分は、新金融商品取引法第百五十六条の十四第三項の規定による処分とみなす。
<sup>suppl-4181-65/art-139/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-139/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 156-14, paragraph (3) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-14, paragraph (3) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第百五十六条の十六の規定による処分は、新金融商品取引法第百五十六条の十六の規定による処分とみなす。
<sup>suppl-4181-65/art-139/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-139/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 156-16 of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-16 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第百五十六条の十七第一項又は第二項の規定による処分は、新金融商品取引法第百五十六条の十七第一項又は第二項の規定による処分とみなす。
<sup>suppl-4181-65/art-139/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-139/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 156-17, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-17, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百四十条
<sup>suppl-4181-65/art-140 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-140</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百五十六条の二十四第一項の免許を受けている者は、施行日において新金融商品取引法第百五十六条の二十四第一項の免許を受けたものとみなす。この場合において、新金融商品取引法第百五十六条の二十六において準用する新金融商品取引法第八十三条第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-140/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-140/par-1</sup>
A person who, at the time of enforcement of this Act, has obtained the license under Article 156-24, paragraph (1) of the Former Securities and Exchange Act is deemed to have obtained the license under Article 156-24, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 83, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 156-26 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

### 第百四十一条
<sup>suppl-4181-65/art-141 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-141</sup>

**第一項**  旧証券取引法第百五十六条の二十六において準用する旧証券取引法第百四十八条の規定により免許を取り消された者は、その処分を受けた日において、新金融商品取引法第百五十六条の二十六において準用する新金融商品取引法第百四十八条の規定により免許を取り消されたものとみなす。
<sup>suppl-4181-65/art-141/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-141/par-1</sup>
A person whose license has been rescinded pursuant to the provisions of Article 148 of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 156-26 of the Former Securities and Exchange Act is deemed to have had the license rescinded pursuant to the provisions of Article 148 of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 156-26 of the New Financial Instruments and Exchange Act on the day on which the person received that disposition.
<sup>machine translation, not official</sup>

**第二項**  旧証券取引法第百五十六条の三十一第三項の規定により解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百五十六条の三十一第三項の規定により解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-141/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-141/par-2</sup>
A person who has been ordered to be dismissed pursuant to the provisions of Article 156-31, paragraph (3) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have been ordered to be dismissed pursuant to the provisions of Article 156-31, paragraph (3) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  旧証券取引法第百五十六条の三十二第一項の規定により免許を取り消された者は、その処分を受けた日において、新金融商品取引法第百五十六条の三十二第一項の規定により免許を取り消されたものとみなす。
<sup>suppl-4181-65/art-141/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-141/par-3</sup>
A person whose license has been rescinded pursuant to the provisions of Article 156-32, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the license rescinded pursuant to the provisions of Article 156-32, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百四十二条
<sup>suppl-4181-65/art-142 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-142</sup>

**第一項**  新金融商品取引法第百五十六条の三十一第二項の規定は、この法律の施行の際現に新金融商品取引法第八十二条第二項第三号イ、ロ又はホのいずれかに該当している附則第百四十条の規定により免許を受けたものとみなされる者の役員である者（旧証券取引法第八十三条第二項第三号イ、ロ又はホのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第八十二条第二項第三号イ、ロ又はホのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-142/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-142/par-1</sup>
The provisions of Article 156-31, paragraph (2) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a person deemed to have received a license pursuant to the provisions of Article 140 of the Supplementary Provisions and who, at the time of the enforcement of this Act, falls under any of Article 82, paragraph (2), item (iii), (a), (b) or (e) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 83, paragraph (2), item (iii), (a), (b) or (e) of the Former Securities and Exchange Act) continues to fall under any of Article 82, paragraph (2), item (iii), (a), (b) or (e) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百四十三条
<sup>suppl-4181-65/art-143 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-143</sup>

**第一項**  施行日前にされた旧証券取引法第百五十六条の三十一第三項の規定による処分は、新金融商品取引法第百五十六条の三十一第三項の規定による処分とみなす。
<sup>suppl-4181-65/art-143/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-143/par-1</sup>
A disposition made before the effective date pursuant to the provisions of Article 156-31, paragraph (3) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-31, paragraph (3) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前にされた旧証券取引法第百五十六条の三十二第一項の規定による処分は、新金融商品取引法第百五十六条の三十二第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-143/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-143/par-2</sup>
A disposition made before the effective date pursuant to the provisions of Article 156-32, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-32, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にされた旧証券取引法第百五十六条の三十三第一項の規定による処分は、新金融商品取引法第百五十六条の三十三第一項の規定による処分とみなす。
<sup>suppl-4181-65/art-143/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-143/par-3</sup>
A disposition made before the effective date pursuant to the provisions of Article 156-33, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-33, paragraph (1) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百四十四条
<sup>suppl-4181-65/art-144 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-144</sup>

**第一項**  新金融商品取引法第百五十六条の三十五の規定は、施行日以後に終了する事業年度に係る同条の事業報告書について適用し、施行日前に終了した事業年度に係る旧証券取引法第百五十六条の三十五の営業報告書については、なお従前の例による。
<sup>suppl-4181-65/art-144/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-144/par-1</sup>
The provisions of Article 156-35 of the New Financial Instruments and Exchange Act apply to the business report under that Article for a business year ending on or after the effective date, and with regard to the business report under Article 156-35 of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第百四十五条
<sup>suppl-4181-65/art-145 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-145</sup>

**第一項**  新金融商品取引法第百六十六条の規定は、施行日以後に生じた同条第一項に規定する重要事実（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第三号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同号に規定する直近の予想値又は前事業年度の実績値に比較して生じたものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた旧証券取引法第百六十六条第一項に規定する重要事実（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含むものとし、同項第三号に掲げる事実にあっては施行日前に同条第四項の公表がされた同号に規定する直近の予想値又は前事業年度の実績値に比較して施行日以後に生じたものを含む。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。
<sup>suppl-4181-65/art-145/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-145/par-1</sup>
The provisions of Article 166 of the New Financial Instruments and Exchange Act apply to the purchase and sale, etc. under that Article by a person who has come to know of a material fact prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act that has arisen on or after the effective date (limited, in the case of a decision not to carry out a matter set forth in Article 166, paragraph (2), item (i) of the New Financial Instruments and Exchange Act made by the organ responsible for making decisions on the execution of operations of a listed company, etc. prescribed in that item, to a case where the decision of that organ to carry out that matter was made on or after the effective date, and limited, in the case of a fact set forth in Article 166, paragraph (2), item (iii) of the New Financial Instruments and Exchange Act, to one that has arisen in comparison with the last disclosed forecasts or the actual figures for the preceding business year prescribed in that item for which the public disclosure under Article 166, paragraph (4) of the New Financial Instruments and Exchange Act was made on or after the effective date) or by a person who has received information on those facts, and with regard to the purchase and sale, etc. under Article 166 of the Former Securities and Exchange Act by a person who has come to know of a material fact prescribed in Article 166, paragraph (1) of the Former Securities and Exchange Act that arose before the effective date (including, in the case of a decision not to carry out a matter set forth in Article 166, paragraph (2), item (i) of the Former Securities and Exchange Act made by the organ responsible for making decisions on the execution of operations of a listed company, etc. prescribed in that item, a case where the decision of that organ to carry out that matter was made before the effective date and the decision not to carry out that matter was made on or after the effective date, and including, in the case of a fact set forth in Article 166, paragraph (2), item (iii) of the Former Securities and Exchange Act, one that arose on or after the effective date in comparison with the last disclosed forecasts or the actual figures for the preceding business year prescribed in that item for which the public disclosure under Article 166, paragraph (4) of the Former Securities and Exchange Act was made before the effective date) or by a person who has received information on those facts, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第百六十七条の規定は、施行日以後に生じた同条第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実（同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日以後に行われた場合に係るものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等について適用し、施行日前に生じた旧証券取引法第百六十七条第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実（同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日前に行われた場合の施行日以後に行われた同条第一項に規定する公開買付け等の中止に係るものを含む。）を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等については、なお従前の例による。
<sup>suppl-4181-65/art-145/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-145/par-2</sup>
The provisions of Article 167 of the New Financial Instruments and Exchange Act apply to the purchase, etc. or sale, etc. under that Article by a person who has come to know of the fact concerning launch of a tender offer, etc. or the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act that has arisen on or after the effective date (limited, in the case of the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act, to a case where the decision of the tender offeror, etc. prescribed in Article 167, paragraph (2) of the New Financial Instruments and Exchange Act to carry out the tender offer, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act was made on or after the effective date) or by a person who has received information on those facts, and with regard to the purchase, etc. or sale, etc. under Article 167 of the Former Securities and Exchange Act by a person who has come to know of the fact concerning launch of a tender offer, etc. or the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act that arose before the effective date (including, in the case of the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act, one pertaining to the suspension, made on or after the effective date, of the tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act, where the decision of the tender offeror, etc. prescribed in Article 167, paragraph (2) of the Former Securities and Exchange Act to carry out the tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act was made before the effective date) or by a person who has received information on those facts, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第三項**  新金融商品取引法第百七十一条の規定は、施行日以後に行われる同条の有価証券の不特定多数者向け勧誘等について適用し、施行日前に行った旧証券取引法第百七十一条の旧有価証券の不特定多数者向け勧誘等については、なお従前の例による。
<sup>suppl-4181-65/art-145/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-145/par-3</sup>
The provisions of Article 171 of the New Financial Instruments and Exchange Act apply to the solicitation, etc. of securities directed at unspecified and numerous persons under that Article that is conducted on or after the effective date, and with regard to the solicitation, etc. of former securities directed at unspecified and numerous persons under Article 171 of the Former Securities and Exchange Act that was conducted before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第百四十六条
<sup>suppl-4181-65/art-146 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-146</sup>

**第一項**  新金融商品取引法第百九十三条の二第一項の規定は、施行日以後に終了する事業年度に係る同項の書類について適用し、施行日前に終了した事業年度に係る旧証券取引法第百九十三条の二第一項の書類については、なお従前の例による。
<sup>suppl-4181-65/art-146/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-146/par-1</sup>
The provisions of Article 193-2, paragraph (1) of the New Financial Instruments and Exchange Act apply to the documents under that paragraph for a business year ending on or after the effective date, and with regard to the documents under Article 193-2, paragraph (1) of the Former Securities and Exchange Act for a business year that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第百四十七条（旧信託契約代理店に関する経過措置） — Transitional Measures for Former Trust Contract Agents
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-147 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147</sup>

**第一項**  この法律の施行の際現に第二十条の規定による改正前の信託業法（以下「旧信託業法」という。）第六十七条第一項の登録を受けている者（銀行、協同組織金融機関その他政令で定める金融機関を除く。）は、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされる金融商品取引業者が第二種金融商品取引業を行うものに限る。）を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-147/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-1</sup>
A person (excluding a bank, cooperative financial institution or any other financial institution specified by Cabinet Order) that, at the time of the enforcement of this Act, has received the registration under Article 67, paragraph (1) of the Trust Business Act prior to its amendment by the provisions of Article 20 (hereinafter referred to as the "Former Trust Business Act") is deemed to have received the registration under Article 29 of the New Financial Instruments and Exchange Act (limited to a case where the financial instruments business operator deemed to have received that registration engages in type-II financial instruments business) on the effective date. In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者（以下この条から第百五十五条までにおいて「みなし登録第二種業者」という。）は、施行日から起算して三月以内に新金融商品取引法第二十九条の二第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
<sup>suppl-4181-65/art-147/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-2</sup>
A person who is deemed to have received the registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph (hereinafter referred to as a "deemed registered type-II financial instruments business operator" in this Article through Article 155) must submit to the Prime Minister, within three months counting from the effective date, a document stating the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article.
<sup>machine translation, not official</sup>

**第三項**  内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第二十九条の二第一項各号に掲げる事項及び新金融商品取引法第二十九条の三第一項第二号に掲げる事項を金融商品取引業者登録簿に登録するものとする。
<sup>suppl-4181-65/art-147/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-3</sup>
When the documents are submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 29-3, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents in the financial instruments business operators register.
<sup>machine translation, not official</sup>

**第四項**  新金融商品取引法第二十九条の四第一項（第四号に係る部分に限る。）及び第五十二条第一項（第二号に係る部分に限る。）の規定は、みなし登録第二種業者については、施行日から起算して六月を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-147/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-4</sup>
The provisions of Article 29-4, paragraph (1) (limited to the part pertaining to item (iv)) and Article 52, paragraph (1) (limited to the part pertaining to item (ii)) of the New Financial Instruments and Exchange Act do not apply to a deemed registered type-II financial instruments business operator until the day on which six months have passed counting from the effective date.
<sup>machine translation, not official</sup>

### 第百四十八条
<sup>suppl-4181-65/art-148 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148</sup>

**第一項**  この法律の施行の際現に旧信託業法第六十七条第一項の登録を受けている者（銀行、協同組織金融機関その他政令で定める金融機関に限り、みなし登録金融機関を除く。）は、施行日において新金融商品取引法第三十三条の二の登録を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-148/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148/par-1</sup>
A person (limited to a bank, cooperative financial institution or any other financial institution specified by Cabinet Order, and excluding a deemed registered financial institution) that, at the time of the enforcement of this Act, has received the registration under Article 67, paragraph (1) of the Former Trust Business Act is deemed to have received the registration under Article 33-2 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により新金融商品取引法第三十三条の二の登録を受けたものとみなされる者は、施行日から起算して三月以内に新金融商品取引法第三十三条の三第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
<sup>suppl-4181-65/art-148/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148/par-2</sup>
A person who is deemed to have received the registration under Article 33-2 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph must submit to the Prime Minister, within three months counting from the effective date, a document stating the particulars set forth in the items of Article 33-3, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article.
<sup>machine translation, not official</sup>

**第三項**  内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第三十三条の三第一項各号に掲げる事項及び新金融商品取引法第三十三条の四第一項第二号に掲げる事項を金融機関登録簿に登録するものとする。
<sup>suppl-4181-65/art-148/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148/par-3</sup>
When the documents are submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register the particulars set forth in the items of Article 33-3, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 33-4, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents in the financial institutions register.
<sup>machine translation, not official</sup>

### 第百四十九条
<sup>suppl-4181-65/art-149 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-149</sup>

**第一項**  旧信託業法第八十二条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられた者（銀行、協同組織金融機関その他政令で定める金融機関又はその役員を除く。）は、その処分を受けた日において、新金融商品取引法第五十二条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-149/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-149/par-1</sup>
A person whose registration has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 82, paragraph (1) or (2) of the Former Trust Business Act (excluding a bank, cooperative financial institution or any other financial institution specified by Cabinet Order, or an officer thereof) is deemed, on the day of receiving that disposition, to have had the registration rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 52, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  旧信託業法第八十二条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられた者（銀行、協同組織金融機関その他政令で定める金融機関又はその役員に限る。）は、その処分を受けた日において、新金融商品取引法第五十二条の二第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられたものとみなす。
<sup>suppl-4181-65/art-149/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-149/par-2</sup>
A person whose registration has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 82, paragraph (1) or (2) of the Former Trust Business Act (limited to a bank, cooperative financial institution or any other financial institution specified by Cabinet Order, or an officer thereof) is deemed, on the day of receiving that disposition, to have had the registration rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 52-2, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百五十条
<sup>suppl-4181-65/art-150 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-150</sup>

**第一項**  新金融商品取引法第三十一条第一項から第三項までの規定は、みなし登録第二種業者については、当該みなし登録第二種業者が附則第百四十七条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
<sup>suppl-4181-65/art-150/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-150/par-1</sup>
The provisions of Article 31, paragraphs (1) through (3) of the New Financial Instruments and Exchange Act do not apply to a deemed registered type-II financial instruments business operator until the day on which that deemed registered type-II financial instruments business operator submits the documents prescribed in Article 147, paragraph (2) of the Supplementary Provisions pursuant to the provisions of that paragraph.
<sup>machine translation, not official</sup>

### 第百五十一条
<sup>suppl-4181-65/art-151 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-151</sup>

**第一項**  新金融商品取引法第四十七条の二の規定は、施行日以後に終了する事業年度に係る同条の事業報告書について適用し、施行日前に終了した事業年度については、なお従前の例による。
<sup>suppl-4181-65/art-151/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-151/par-1</sup>
The provisions of Article 47-2 of the New Financial Instruments and Exchange Act apply to the business report under that Article for a business year ending on or after the effective date, and with regard to business years that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第百五十二条
<sup>suppl-4181-65/art-152 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-152</sup>

**第一項**  新金融商品取引法第四十七条の三の規定は、施行日以後に終了する事業年度に係る同条に規定する説明書類について適用し、施行日前に終了した事業年度については、なお従前の例による。
<sup>suppl-4181-65/art-152/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-152/par-1</sup>
The provisions of Article 47-3 of the New Financial Instruments and Exchange Act apply to the explanatory documents prescribed in that Article for a business year ending on or after the effective date, and with regard to business years that ended before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第百五十三条
<sup>suppl-4181-65/art-153 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-153</sup>

**第一項**  新金融商品取引法第四十八条の二第一項及び第三項の規定は、施行日以後に終了する事業年度に係る同条第一項の事業報告書について適用し、施行日前に終了した事業年度については、なお従前の例による。
<sup>suppl-4181-65/art-153/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-153/par-1</sup>
The provisions of Article 48-2, paragraphs (1) and (3) of the New Financial Instruments and Exchange Act apply to the business report under paragraph (1) of that Article for a business year that ends on or after the effective date, and the provisions then in force continue to govern for a business year that ended before the effective date.
<sup>machine translation, not official</sup>

### 第百五十四条
<sup>suppl-4181-65/art-154 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-154</sup>

**第一項**  施行日前にみなし登録第二種業者に対してされた旧信託業法第八十一条の規定による処分は、新金融商品取引法第五十一条の規定による処分とみなす。
<sup>suppl-4181-65/art-154/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-154/par-1</sup>
A disposition made before the effective date against a deemed registered type-II financial instruments business operator under the provisions of Article 81 of the Former Trust Business Act is deemed to be a disposition under the provisions of Article 51 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  施行日前に銀行、協同組織金融機関その他政令で定める金融機関に対してされた旧信託業法第八十一条の規定による処分は、新金融商品取引法第五十一条の二の規定による処分とみなす。
<sup>suppl-4181-65/art-154/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-154/par-2</sup>
A disposition under the provisions of Article 81 of the Former Trust Business Act made before the effective date against a bank, cooperative financial institution or other financial institution specified by Cabinet Order is deemed to be a disposition under the provisions of Article 51-2 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百五十五条
<sup>suppl-4181-65/art-155 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-155</sup>

**第一項**  みなし登録第二種業者が施行日前にした旧信託業法第八十二条第一項第三号に該当する行為は、金融商品取引法第五十二条第一項第八号に該当する行為とみなして、同項の規定を適用する。
<sup>suppl-4181-65/art-155/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-155/par-1</sup>
An act committed by a deemed registered type-II financial instruments business operator before the effective date that falls under Article 82, paragraph (1), item (iii) of the Former Trust Business Act is deemed to be an act that falls under Article 52, paragraph (1), item (viii) of the Financial Instruments and Exchange Act, and the provisions of that paragraph apply.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第五十二条第二項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし登録第二種業者の役員である者（旧信託業法第五条第二項第八号イからチまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
<sup>suppl-4181-65/art-155/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-155/par-2</sup>
The provisions of Article 52, paragraph (2) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years elapse from the effective date, in the case where a person who, at the time this Act comes into effect, is an officer of a deemed registered type-II financial instruments business operator and falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 5, paragraph (2), item (viii), (a) through (h) of the Former Trust Business Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第三項**  施行日前にみなし登録第二種業者に対してされた旧信託業法第八十二条第一項又は第二項の規定による処分は、新金融商品取引法第五十二条第一項又は第二項の規定による処分とみなす。
<sup>suppl-4181-65/art-155/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-155/par-3</sup>
A disposition made before the effective date against a deemed registered type-II financial instruments business operator under the provisions of Article 82, paragraph (1) or (2) of the Former Trust Business Act is deemed to be a disposition under the provisions of Article 52, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百五十六条
<sup>suppl-4181-65/art-156 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-156</sup>

**第一項**  銀行、協同組織金融機関その他政令で定める金融機関が施行日前にした旧信託業法第八十二条第一項第三号に該当する行為は、新金融商品取引法第五十二条の二第一項第三号に該当する行為とみなして、同項の規定を適用する。
<sup>suppl-4181-65/art-156/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-156/par-1</sup>
An act falling under Article 82, paragraph (1), item (iii) of the Former Trust Business Act that was committed before the effective date by a bank, cooperative financial institution or other financial institution specified by Cabinet Order is deemed to be an act that falls under Article 52-2, paragraph (1), item (iii) of the New Financial Instruments and Exchange Act, and the provisions of that paragraph apply.
<sup>machine translation, not official</sup>

**第二項**  施行日前に銀行、協同組織金融機関その他政令で定める金融機関に対してされた旧信託業法第八十二条第一項又は第二項の規定による処分は、新金融商品取引法第五十二条の二第一項又は第二項の規定による処分とみなす。
<sup>suppl-4181-65/art-156/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-156/par-2</sup>
A disposition under the provisions of Article 82, paragraph (1) or (2) of the Former Trust Business Act made before the effective date against a bank, cooperative financial institution or other financial institution specified by Cabinet Order is deemed to be a disposition under the provisions of Article 52-2, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

### 第百五十七条
<sup>suppl-4181-65/art-157 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-157</sup>

**第一項**  新金融商品取引法第五十四条の規定の適用については、この法律の施行の際現に旧信託業法第六十七条第一項の登録を受けている者（銀行、協同組織金融機関その他政令で定める金融機関を除く。）は、附則第百四十七条第一項の規定にかかわらず、その登録を受けた日において、新金融商品取引法第二十九条の登録を受けたものとみなす。
<sup>suppl-4181-65/art-157/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-157/par-1</sup>
For the purpose of the application of the provisions of Article 54 of the New Financial Instruments and Exchange Act, a person who, at the time this Act comes into effect, is registered under Article 67, paragraph (1) of the Former Trust Business Act (excluding a bank, cooperative financial institution or other financial institution specified by Cabinet Order) is deemed, notwithstanding the provisions of Article 147, paragraph (1) of the Supplementary Provisions, to have obtained the registration under Article 29 of the New Financial Instruments and Exchange Act on the day on which they obtained that registration.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第五十四条の規定の適用については、この法律の施行の際現に旧信託業法第六十七条第一項の登録を受けている者（銀行、協同組織金融機関その他政令で定める金融機関に限る。）は、附則第百四十八条第一項の規定にかかわらず、その登録を受けた日において、新金融商品取引法第三十三条の二の登録を受けたものとみなす。
<sup>suppl-4181-65/art-157/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-157/par-2</sup>
For the purpose of the application of the provisions of Article 54 of the New Financial Instruments and Exchange Act, a person who, at the time this Act comes into effect, is registered under Article 67, paragraph (1) of the Former Trust Business Act (limited to a bank, cooperative financial institution or other financial institution specified by Cabinet Order) is deemed, notwithstanding the provisions of Article 148, paragraph (1) of the Supplementary Provisions, to have obtained the registration under Article 33-2 of the New Financial Instruments and Exchange Act on the day on which they obtained that registration.
<sup>machine translation, not official</sup>

### 第百五十八条（金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-158 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-158</sup>

**第一項**  この法律の施行の際現に存する第四条の規定による改正前の金融商品取引法第七十八条第二項に規定する公益法人金融商品取引業協会は、第四条の規定による改正後の金融商品取引法第七十八条第二項に規定する認定金融商品取引業協会とみなす。
<sup>suppl-4181-65/art-158/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-158/par-1</sup>
A public interest corporation financial instruments business association prescribed in Article 78, paragraph (2) of the Financial Instruments and Exchange Act before amendment by the provisions of Article 4 that exists at the time this Act comes into effect is deemed to be a certified financial instruments business association prescribed in Article 78, paragraph (2) of the Financial Instruments and Exchange Act after amendment by the provisions of Article 4.
<sup>machine translation, not official</sup>

### 第二百十六条（権限の委任） — Delegation of Authority to the Commissioner of the Financial Services Agency
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-216 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-216</sup>

**第一項**  内閣総理大臣は、この附則の規定による権限（政令で定めるものを除く。）を金融庁長官に委任する。
<sup>suppl-4181-65/art-216/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-216/par-1</sup>
The Prime Minister is to delegate the authority under these Supplementary Provisions (excluding the authority specified by Cabinet Order) to the Commissioner of the Financial Services Agency.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により金融庁長官に委任された権限については、政令で定めるところにより、その一部を財務局長又は財務支局長に委任することができる。
<sup>suppl-4181-65/art-216/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-216/par-2</sup>
A part of the authority delegated to the Commissioner of the Financial Services Agency pursuant to the provisions of the preceding paragraph may be delegated to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order.
<sup>machine translation, not official</sup>

### 第二百十七条（処分等の効力） — Effect of Dispositions
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-217 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-217</sup>

**第一項**  この法律の施行前にした旧証券取引法、旧投資信託法若しくは旧信託業法又はこれらに基づく命令の規定によってした処分、手続その他の行為であって、新金融商品取引法の規定に相当の規定があるものは、この附則に別段の定めがあるものを除き、新金融商品取引法の相当の規定によってしたものとみなす。
<sup>suppl-4181-65/art-217/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-217/par-1</sup>
A disposition, procedure or other act carried out before the enforcement of this Act under the provisions of the Former Securities and Exchange Act, the Former Investment Trust Act or the Former Trust Business Act, or orders based on them, for which the provisions of the New Financial Instruments and Exchange Act have corresponding provisions, is deemed to have been carried out under the corresponding provisions of the New Financial Instruments and Exchange Act, except as otherwise provided in these Supplementary Provisions.
<sup>machine translation, not official</sup>

### 第二百十八条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-218 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-218</sup>

**第一項**  この法律（附則第一条各号に掲げる規定にあっては、当該規定。以下この条において同じ。）の施行前にした行為並びにこの附則の規定によりなお従前の例によることとされる場合及びなおその効力を有することとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。
<sup>suppl-4181-65/art-218/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-218/par-1</sup>
The provisions then in force continue to govern the applicability of penal provisions to acts which a person has committed before this Act comes into effect (for the provisions set forth in the items of Article 1 of the Supplementary Provisions, before those provisions come into effect; hereinafter the same applies in this Article), to acts which a person commits after this Act comes into effect when the provisions then in force are to continue to govern pursuant to these Supplementary Provisions, and to acts which a person commits after this Act comes into effect when prior laws are to remain in force pursuant to these Supplementary Provisions.
<sup>machine translation, not official</sup>

### 第二百十九条（その他の経過措置の政令等への委任） — Delegation of Other Transitional Measures to Cabinet Order, etc.
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-219 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-219</sup>

**第一項**  この附則に規定するもののほか、この法律の施行に関し必要な経過措置は、政令で定める。
<sup>suppl-4181-65/art-219/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-219/par-1</sup>
Beyond what is provided for in these Supplementary Provisions, transitional measures necessary in connection with the enforcement of this Act are specified by Cabinet Order.
<sup>machine translation, not official</sup>

**第二項**  第三条の規定による証券取引法の一部改正に伴う登記に関する手続について必要な経過措置は、法務省令で定める。
<sup>suppl-4181-65/art-219/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-219/par-2</sup>
Necessary transitional measures concerning procedures relating to registration accompanying the partial amendment of the Securities and Exchange Act by the provisions of Article 3 are specified by Ministry of Justice Order.
<sup>machine translation, not official</sup>

### 第二百二十条（検討） — Review
<sup>caption: machine translation, not official</sup>
<sup>suppl-4181-65/art-220 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-220</sup>

**第一項**  政府は、この法律の施行後五年以内に、この法律の施行の状況について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。
<sup>suppl-4181-65/art-220/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-220/par-1</sup>
Within five years after this Act comes into effect, the government is to review the implementation status of this Act and take the required measures based on the results of the review if it finds this to be necessary.
<sup>machine translation, not official</sup>

---

## Cites
- suppl-4181-65/art-1/par-1/item-1: 附則第二条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4181-65/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-2
- suppl-4181-65/art-1/par-1/item-3: 附則第七条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4181-65/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-7
- suppl-4181-65/art-1/par-1/item-3: 第八条 → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-4181-65/art-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-8
- suppl-4181-65/art-1/par-1/item-3: 第十二条 → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-4181-65/art-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-12
- suppl-4181-65/art-1/par-1/item-4: 附則第九条から第十一条まで → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-4181-65/art-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10
- suppl-4181-65/art-1/par-1/item-4: 附則第九条から第十一条まで → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-4181-65/art-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11
- suppl-4181-65/art-1/par-1/item-4: 附則第九条から第十一条まで → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4181-65/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9
- suppl-4181-65/art-1/par-1/item-4: 第十三条 → 金融商品取引法 附則第十三条 (Supplementary Provisions, Article 13), suppl-4181-65/art-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-13
- suppl-4181-65/art-7/par-1: この条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4181-65/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-7
- suppl-4181-65/art-7/par-1: 附則第十三条 → 金融商品取引法 附則第十三条 (Supplementary Provisions, Article 13), suppl-4181-65/art-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-13
- suppl-4181-65/art-7/par-1: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-4181-65/art-1/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1/item-3
- suppl-4181-65/art-7/par-1: 次条から附則第十三条まで → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-4181-65/art-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10
- suppl-4181-65/art-7/par-1: 次条から附則第十三条まで → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-4181-65/art-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11
- suppl-4181-65/art-7/par-1: 次条から附則第十三条まで → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-4181-65/art-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-12
- suppl-4181-65/art-7/par-1: 次条から附則第十三条まで → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-4181-65/art-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-8
- suppl-4181-65/art-7/par-1: 次条から附則第十三条まで → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4181-65/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9
- suppl-4181-65/art-9/par-1: 附則第一条第四号 → 金融商品取引法 附則第一条第一項第四号 (Supplementary Provisions, Article 1, paragraph (1), item (iv)), suppl-4181-65/art-1/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1/par-1/item-4
- suppl-4181-65/art-9/par-1: この条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4181-65/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9
- suppl-4181-65/art-9/par-2: 前項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-4181-65/art-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-9/par-1
- suppl-4181-65/art-11/par-1: 前条第一項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-4181-65/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-1
- suppl-4181-65/art-11/par-1: この項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-4181-65/art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-1
- suppl-4181-65/art-11/par-2: 前条第二項 → 金融商品取引法 附則第十条第二項 (Supplementary Provisions, Article 10, paragraph (2)), suppl-4181-65/art-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-2
- suppl-4181-65/art-11/par-2: この項 → 金融商品取引法 附則第十一条第二項 (Supplementary Provisions, Article 11, paragraph (2)), suppl-4181-65/art-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-2
- suppl-4181-65/art-11/par-3: 前条第三項 → 金融商品取引法 附則第十条第三項 (Supplementary Provisions, Article 10, paragraph (3)), suppl-4181-65/art-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-3
- suppl-4181-65/art-11/par-3: この項 → 金融商品取引法 附則第十一条第三項 (Supplementary Provisions, Article 11, paragraph (3)), suppl-4181-65/art-11/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-3
- suppl-4181-65/art-11/par-4: 前条第四項 → 金融商品取引法 附則第十条第四項 (Supplementary Provisions, Article 10, paragraph (4)), suppl-4181-65/art-10/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-10/par-4
- suppl-4181-65/art-11/par-4: この項 → 金融商品取引法 附則第十一条第四項 (Supplementary Provisions, Article 11, paragraph (4)), suppl-4181-65/art-11/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-4
- suppl-4181-65/art-11/par-4: 第二項 → 金融商品取引法 附則第十一条第二項 (Supplementary Provisions, Article 11, paragraph (2)), suppl-4181-65/art-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-11/par-2
- suppl-4181-65/art-14/par-1: 第四条 → 金融商品取引法 第四条 (Article 4), art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-4#art-4
- suppl-4181-65/art-14/par-1: 第十三条第一項 → 金融商品取引法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-13#art-13/par-1
- suppl-4181-65/art-14/par-1: 第十五条第一項 → 金融商品取引法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-13#art-15/par-1
- suppl-4181-65/art-14/par-1: 第二十三条の十三第一項 → 金融商品取引法 第二十三条の十三第一項 (Article 23-13, paragraph (1)), art-23-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-23-13#art-23-13/par-1
- suppl-4181-65/art-14/par-1: 第三項 → 金融商品取引法 第二十三条の十三第三項 (Article 23-13, paragraph (3)), art-23-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-23-13#art-23-13/par-3
- suppl-4181-65/art-14/par-1: 新金融商品取引法第四条第一項第四号 → 金融商品取引法 第四条第一項第三号 (Article 4, paragraph (1), item (iii)), art-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-4#art-4/par-1/item-3
- suppl-4181-65/art-14/par-1: 新金融商品取引法第四条第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-4#art-4/par-2
- suppl-4181-65/art-15/par-1: 新金融商品取引法第二十四条の四の二から第二十四条の四の六まで → 金融商品取引法 第二十四条の四の二 (Article 24-4-2), art-24-4-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-24-2#art-24-4-2
- suppl-4181-65/art-15/par-1: 新金融商品取引法第二十四条の四の二から第二十四条の四の六まで → 金融商品取引法 第二十四条の四の三 (Article 24-4-3), art-24-4-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-24-2#art-24-4-3
- suppl-4181-65/art-15/par-1: 新金融商品取引法第二十四条の四の二から第二十四条の四の六まで → 金融商品取引法 第二十四条の四の四 (Article 24-4-4), art-24-4-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-24-2#art-24-4-4
- suppl-4181-65/art-15/par-1: 新金融商品取引法第二十四条の四の二から第二十四条の四の六まで → 金融商品取引法 第二十四条の四の五 (Article 24-4-5), art-24-4-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-24-4-5#art-24-4-5
- suppl-4181-65/art-15/par-1: 新金融商品取引法第二十四条の四の二から第二十四条の四の六まで → 金融商品取引法 第二十四条の四の六 (Article 24-4-6), art-24-4-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-24-4-5#art-24-4-6
- suppl-4181-65/art-15/par-1: 第二十四条の五の二 → 金融商品取引法 第二十四条の五の二 (Article 24-5-2), art-24-5-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-24-5-2#art-24-5-2
- suppl-4181-65/art-17/par-1: 新金融商品取引法第二条第一項 → 金融商品取引法 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-1
- suppl-4181-65/art-17/par-1: 同条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- suppl-4181-65/art-17/par-1: 新金融商品取引法第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-8
- suppl-4181-65/art-17/par-1: 次条第一項 → 金融商品取引法 附則第十八条第一項 (Supplementary Provisions, Article 18, paragraph (1)), suppl-4181-65/art-18/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-1
- suppl-4181-65/art-17/par-1: 附則第百四十七条第一項 → 金融商品取引法 附則第百四十七条第一項 (Supplementary Provisions, Article 147, paragraph (1)), suppl-4181-65/art-147/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-1
- suppl-4181-65/art-17/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-17/par-1: 協同組織金融機関の優先出資に関する法律（平成五年法律第四十四号）第二条第一項 → e-Gov law 405AC0000000044, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection
- suppl-4181-65/art-17/par-1: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- suppl-4181-65/art-17/par-2: 新金融商品取引法第三十三条の五第一項第三号 → 金融商品取引法 第三十三条の五第一項第三号 (Article 33-5, paragraph (1), item (iii)), art-33-5/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-3
- suppl-4181-65/art-17/par-2: 附則第五十四条第一項 → 金融商品取引法 附則第五十四条第一項 (Supplementary Provisions, Article 54, paragraph (1)), suppl-4181-65/art-54/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-1
- suppl-4181-65/art-17/par-2: 第百四十八条第一項 → 金融商品取引法 附則第百四十八条第一項 (Supplementary Provisions, Article 148, paragraph (1)), suppl-4181-65/art-148/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148/par-1
- suppl-4181-65/art-17/par-2: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-17/par-2: 新金融商品取引法第三十三条の五第一項 → 金融商品取引法 第三十三条の五第一項 (Article 33-5, paragraph (1)), art-33-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1
- suppl-4181-65/art-18/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-18/par-1: 新金融商品取引法第二条第九項 → 金融商品取引法 第二条第九項 (Article 2, paragraph (9)), art-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-9
- suppl-4181-65/art-18/par-1: 新金融商品取引法第二十八条第一項第一号 → 金融商品取引法 第二十八条第一項第一号 (Article 28, paragraph (1), item (i)), art-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-1
- suppl-4181-65/art-18/par-1: 第二号 → 金融商品取引法 第二十八条第一項第二号 (Article 28, paragraph (1), item (ii)), art-28/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-2
- suppl-4181-65/art-18/par-1: 第三号 → 金融商品取引法 第二十八条第一項第三号 (Article 28, paragraph (1), item (iii)), art-28/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-3
- suppl-4181-65/art-18/par-1: 同条第五項 → 金融商品取引法 第二十八条第六項 (Article 28, paragraph (6)), art-28/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-6
- suppl-4181-65/art-18/par-1: 同条第二項 → 金融商品取引法 第二十八条第二項 (Article 28, paragraph (2)), art-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2
- suppl-4181-65/art-18/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-18/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-18/par-2: 前項 → 金融商品取引法 附則第十八条第一項 (Supplementary Provisions, Article 18, paragraph (1)), suppl-4181-65/art-18/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-1
- suppl-4181-65/art-18/par-2: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-18/par-2: 新金融商品取引法第二十九条の二第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
- suppl-4181-65/art-18/par-2: 同条第二項 → 金融商品取引法 第二十九条の二第二項 (Article 29-2, paragraph (2)), art-29-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2
- suppl-4181-65/art-18/par-3: 前項 → 金融商品取引法 附則第十八条第二項 (Supplementary Provisions, Article 18, paragraph (2)), suppl-4181-65/art-18/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-2
- suppl-4181-65/art-18/par-3: 新金融商品取引法第二十九条の二第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
- suppl-4181-65/art-18/par-3: 新金融商品取引法第二十九条の三第一項第二号 → 金融商品取引法 第二十九条の三第一項第二号 (Article 29-3, paragraph (1), item (ii)), art-29-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3/par-1/item-2
- suppl-4181-65/art-19/par-1: 新金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-4181-65/art-19/par-1: 第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- suppl-4181-65/art-19/par-2: 新金融商品取引法第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- suppl-4181-65/art-20/par-1: 金融商品取引法第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- suppl-4181-65/art-21/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-21/par-1: 新金融商品取引法第二十八条第一項第三号 → 金融商品取引法 第二十八条第一項第三号 (Article 28, paragraph (1), item (iii)), art-28/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-3
- suppl-4181-65/art-21/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-21/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-22/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-22/par-1: 新金融商品取引法第二十八条第一項第四号 → 金融商品取引法 第二十八条第一項第四号 (Article 28, paragraph (1), item (iv)), art-28/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-4
- suppl-4181-65/art-22/par-1: 新金融商品取引法第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- suppl-4181-65/art-22/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-22/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-22/par-2: 前項 → 金融商品取引法 附則第二十二条第一項 (Supplementary Provisions, Article 22, paragraph (1)), suppl-4181-65/art-22/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22/par-1
- suppl-4181-65/art-22/par-2: 新金融商品取引法第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- suppl-4181-65/art-22/par-2: 新金融商品取引法第三十条の三第一項第一号 → 金融商品取引法 第三十条の三第一項第一号 (Article 30-3, paragraph (1), item (i)), art-30-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3/par-1/item-1
- suppl-4181-65/art-22/par-2: 同条第二項 → 金融商品取引法 第三十条の三第二項 (Article 30-3, paragraph (2)), art-30-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3/par-2
- suppl-4181-65/art-22/par-3: 前項 → 金融商品取引法 附則第二十二条第二項 (Supplementary Provisions, Article 22, paragraph (2)), suppl-4181-65/art-22/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22/par-2
- suppl-4181-65/art-22/par-3: 新金融商品取引法第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- suppl-4181-65/art-23/par-1: 新金融商品取引法第三十条の二第一項 → 金融商品取引法 第三十条の二第一項 (Article 30-2, paragraph (1)), art-30-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2/par-1
- suppl-4181-65/art-23/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-24/par-1: 新金融商品取引法第三十一条第一項から第三項まで → 金融商品取引法 第三十一条第一項 (Article 31, paragraph (1)), art-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1
- suppl-4181-65/art-24/par-1: 新金融商品取引法第三十一条第一項から第三項まで → 金融商品取引法 第三十一条第二項 (Article 31, paragraph (2)), art-31/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-2
- suppl-4181-65/art-24/par-1: 新金融商品取引法第三十一条第一項から第三項まで → 金融商品取引法 第三十一条第三項 (Article 31, paragraph (3)), art-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-3
- suppl-4181-65/art-24/par-1: 附則第十八条第二項 → 金融商品取引法 附則第十八条第二項 (Supplementary Provisions, Article 18, paragraph (2)), suppl-4181-65/art-18/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-2
- suppl-4181-65/art-24/par-2: 新金融商品取引法第三十一条第六項 → 金融商品取引法 第三十一条第六項 (Article 31, paragraph (6)), art-31/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-6
- suppl-4181-65/art-24/par-2: 附則第二十二条第一項 → 金融商品取引法 附則第二十二条第一項 (Supplementary Provisions, Article 22, paragraph (1)), suppl-4181-65/art-22/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22/par-1
- suppl-4181-65/art-24/par-2: 新金融商品取引法第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- suppl-4181-65/art-24/par-2: 附則第二十二条第二項 → 金融商品取引法 附則第二十二条第二項 (Supplementary Provisions, Article 22, paragraph (2)), suppl-4181-65/art-22/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-22/par-2
- suppl-4181-65/art-25/par-2: 前項 → 金融商品取引法 附則第二十五条第一項 (Supplementary Provisions, Article 25, paragraph (1)), suppl-4181-65/art-25/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-25/par-1
- suppl-4181-65/art-25/par-2: この項 → 金融商品取引法 附則第二十五条第二項 (Supplementary Provisions, Article 25, paragraph (2)), suppl-4181-65/art-25/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-25/par-2
- suppl-4181-65/art-25/par-2: 次条 → 金融商品取引法 附則第二十六条 (Supplementary Provisions, Article 26), suppl-4181-65/art-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-26
- suppl-4181-65/art-25/par-2: 金融商品取引法第二十八条第十項 → 金融商品取引法 第二十八条第十項 (Article 28, paragraph (10)), art-28/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10
- suppl-4181-65/art-26/par-1: 前条第一項 → 金融商品取引法 附則第二十五条第一項 (Supplementary Provisions, Article 25, paragraph (1)), suppl-4181-65/art-25/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-25/par-1
- suppl-4181-65/art-27/par-1: 新金融商品取引法第三十一条の三 → 金融商品取引法 第三十一条の三 (Article 31-3), art-31-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3
- suppl-4181-65/art-28/par-1: この項 → 金融商品取引法 附則第二十八条第一項 (Supplementary Provisions, Article 28, paragraph (1)), suppl-4181-65/art-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-1
- suppl-4181-65/art-28/par-1: 第三項 → 金融商品取引法 附則第二十八条第三項 (Supplementary Provisions, Article 28, paragraph (3)), suppl-4181-65/art-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-3
- suppl-4181-65/art-28/par-1: 新金融商品取引法第三十一条の四第五項 → 金融商品取引法 第三十一条の四第五項 (Article 31-4, paragraph (5)), art-31-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-5
- suppl-4181-65/art-28/par-1: 同条第一項 → 金融商品取引法 第三十一条の四第一項 (Article 31-4, paragraph (1)), art-31-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-1
- suppl-4181-65/art-28/par-2: この項 → 金融商品取引法 附則第二十八条第二項 (Supplementary Provisions, Article 28, paragraph (2)), suppl-4181-65/art-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-2
- suppl-4181-65/art-28/par-3: 前二項 → 金融商品取引法 附則第二十八条第一項 (Supplementary Provisions, Article 28, paragraph (1)), suppl-4181-65/art-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-1
- suppl-4181-65/art-28/par-3: 前二項 → 金融商品取引法 附則第二十八条第二項 (Supplementary Provisions, Article 28, paragraph (2)), suppl-4181-65/art-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-2
- suppl-4181-65/art-28/par-4: 新金融商品取引法第三十一条の四第四項 → 金融商品取引法 第三十一条の四第四項 (Article 31-4, paragraph (4)), art-31-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-4
- suppl-4181-65/art-28/par-5: 附則第十七条第一項 → 金融商品取引法 附則第十七条第一項 (Supplementary Provisions, Article 17, paragraph (1)), suppl-4181-65/art-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-17/par-1
- suppl-4181-65/art-28/par-5: 新金融商品取引法第二十八条第一項 → 金融商品取引法 第二十八条第一項 (Article 28, paragraph (1)), art-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1
- suppl-4181-65/art-28/par-5: 新金融商品取引法第二十八条第四項 → 金融商品取引法 第二十八条第四項 (Article 28, paragraph (4)), art-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4
- suppl-4181-65/art-28/par-5: この項 → 金融商品取引法 附則第二十八条第五項 (Supplementary Provisions, Article 28, paragraph (5)), suppl-4181-65/art-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-28/par-5
- suppl-4181-65/art-29/par-1: 新金融商品取引法第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
- suppl-4181-65/art-29/par-1: 新金融商品取引法第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-1
- suppl-4181-65/art-30/par-1: 新金融商品取引法第三十二条の二 → 金融商品取引法 第三十二条の二 (Article 32-2), art-32-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2
- suppl-4181-65/art-31/par-1: 新金融商品取引法第二十九条の四第三項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-4
- suppl-4181-65/art-31/par-1: 附則第百二十三条 → 金融商品取引法 附則第百二十三条 (Supplementary Provisions, Article 123), suppl-4181-65/art-123 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123
- suppl-4181-65/art-31/par-1: 第百二十四条 → 金融商品取引法 附則第百二十四条 (Supplementary Provisions, Article 124), suppl-4181-65/art-124 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-124
- suppl-4181-65/art-31/par-1: 新金融商品取引法第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- suppl-4181-65/art-31/par-1: 新金融商品取引法第三十二条の四 → 金融商品取引法 第三十二条の四 (Article 32-4), art-32-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-4
- suppl-4181-65/art-31/par-1: 新金融商品取引法第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-1
- suppl-4181-65/art-32/par-1: 新金融商品取引法第三十二条の四 → 金融商品取引法 第三十二条の四 (Article 32-4), art-32-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-4
- suppl-4181-65/art-32/par-1: 新金融商品取引法第三十二条の二 → 金融商品取引法 第三十二条の二 (Article 32-2), art-32-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2
- suppl-4181-65/art-33/par-1: 新金融商品取引法第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
- suppl-4181-65/art-33/par-1: 新金融商品取引法第二条第三十一項第四号 → 金融商品取引法 第二条第三十一項第四号 (Article 2, paragraph (31), item (iv)), art-2/par-31/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-31/item-4
- suppl-4181-65/art-33/par-1: 新金融商品取引法第三十四条の二第一項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-1
- suppl-4181-65/art-34/par-1: 新金融商品取引法第三十五条第二項第一号から第三号まで → 金融商品取引法 第三十五条第二項第一号 (Article 35, paragraph (2), item (i)), art-35/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2/item-1
- suppl-4181-65/art-34/par-1: 新金融商品取引法第三十五条第二項第一号から第三号まで → 金融商品取引法 第三十五条第二項第二号 (Article 35, paragraph (2), item (ii)), art-35/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2/item-2
- suppl-4181-65/art-34/par-1: 新金融商品取引法第三十五条第二項第一号から第三号まで → 金融商品取引法 第三十五条第二項第三号 (Article 35, paragraph (2), item (iii)), art-35/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2/item-3
- suppl-4181-65/art-34/par-1: 同条第三項 → 金融商品取引法 第三十五条第三項 (Article 35, paragraph (3)), art-35/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-3
- suppl-4181-65/art-35/par-1: 新金融商品取引法第三十五条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-1
- suppl-4181-65/art-35/par-1: 同条第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2
- suppl-4181-65/art-35/par-1: 同条第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-4
- suppl-4181-65/art-35/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-36/par-1: 新金融商品取引法第三十九条第三項 → 金融商品取引法 第三十九条第三項 (Article 39, paragraph (3)), art-39/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-3
- suppl-4181-65/art-37/par-1: 新金融商品取引法第四十四条の三第一項 → 金融商品取引法 第四十四条の三第一項 (Article 44-3, paragraph (1)), art-44-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1
- suppl-4181-65/art-38/par-1: 新金融商品取引法第四十六条の三第一項 → 金融商品取引法 第四十六条の三第一項 (Article 46-3, paragraph (1)), art-46-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-46-3/par-1
- suppl-4181-65/art-38/par-1: 第三項 → 金融商品取引法 第四十六条の三第三項 (Article 46-3, paragraph (3)), art-46-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-46-3/par-3
- suppl-4181-65/art-39/par-1: 新金融商品取引法第四十六条の四 → 金融商品取引法 第四十六条の四 (Article 46-4), art-46-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-46-4
- suppl-4181-65/art-40/par-1: 新金融商品取引法第四十六条の五 → 金融商品取引法 第四十六条の五 (Article 46-5), art-46-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-46-5
- suppl-4181-65/art-40/par-1: 同条第一項 → 金融商品取引法 第四十六条の五第一項 (Article 46-5, paragraph (1)), art-46-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-46-5/par-1
- suppl-4181-65/art-40/par-2: 前項 → 金融商品取引法 附則第四十条第一項 (Supplementary Provisions, Article 40, paragraph (1)), suppl-4181-65/art-40/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-40/par-1
- suppl-4181-65/art-40/par-2: 新金融商品取引法第四十六条の五第一項 → 金融商品取引法 第四十六条の五第一項 (Article 46-5, paragraph (1)), art-46-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-46-5/par-1
- suppl-4181-65/art-41/par-1: 新金融商品取引法第四十六条の六第三項 → 金融商品取引法 第四十六条の六第三項 (Article 46-6, paragraph (3)), art-46-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-46-6/par-3
- suppl-4181-65/art-42/par-1: 新金融商品取引法第五十条の二第六項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
- suppl-4181-65/art-43/par-1: 金融商品取引法第五十二条第一項第八号 → 金融商品取引法 第五十二条第一項第八号 (Article 52, paragraph (1), item (viii)), art-52/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-8
- suppl-4181-65/art-43/par-1: 第十二号 → 金融商品取引法 第五十二条第一項第十二号 (Article 52, paragraph (1), item (xii)), art-52/par-1/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-12
- suppl-4181-65/art-43/par-1: 同項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-4181-65/art-43/par-1: 同条第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- suppl-4181-65/art-43/par-2: 新金融商品取引法第五十二条第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- suppl-4181-65/art-43/par-2: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-43/par-3: 新金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-4181-65/art-43/par-3: 第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- suppl-4181-65/art-44/par-1: 新金融商品取引法第五十三条第一項から第三項まで → 金融商品取引法 第五十三条第一項 (Article 53, paragraph (1)), art-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-1
- suppl-4181-65/art-44/par-1: 新金融商品取引法第五十三条第一項から第三項まで → 金融商品取引法 第五十三条第二項 (Article 53, paragraph (2)), art-53/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-2
- suppl-4181-65/art-44/par-1: 新金融商品取引法第五十三条第一項から第三項まで → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- suppl-4181-65/art-45/par-1: 新金融商品取引法第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- suppl-4181-65/art-45/par-1: 附則第十八条第一項 → 金融商品取引法 附則第十八条第一項 (Supplementary Provisions, Article 18, paragraph (1)), suppl-4181-65/art-18/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-18/par-1
- suppl-4181-65/art-45/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-47/par-1: 新金融商品取引法第五十六条の三 → 金融商品取引法 第五十六条の三 (Article 56-3), art-56-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-3
- suppl-4181-65/art-48/par-1: 新金融商品取引法第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- suppl-4181-65/art-48/par-1: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- suppl-4181-65/art-48/par-1: 同条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- suppl-4181-65/art-48/par-1: 新金融商品取引法第六十三条第一項第二号 → 金融商品取引法 第六十三条第一項第二号 (Article 63, paragraph (1), item (ii)), art-63/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-1/item-2
- suppl-4181-65/art-48/par-1: 同条第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-2
- suppl-4181-65/art-48/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-48/par-1: この条 → 金融商品取引法 附則第四十八条 (Supplementary Provisions, Article 48), suppl-4181-65/art-48 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48
- suppl-4181-65/art-48/par-2: 前項 → 金融商品取引法 附則第四十八条第一項 (Supplementary Provisions, Article 48, paragraph (1)), suppl-4181-65/art-48/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-1
- suppl-4181-65/art-48/par-2: 金融商品取引法第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
- suppl-4181-65/art-48/par-2: 同法第六十三条第五項 → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-5
- suppl-4181-65/art-48/par-2: この条 → 金融商品取引法 附則第四十八条 (Supplementary Provisions, Article 48), suppl-4181-65/art-48 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48
- suppl-4181-65/art-48/par-3: 第一項 → 金融商品取引法 附則第四十八条第一項 (Supplementary Provisions, Article 48, paragraph (1)), suppl-4181-65/art-48/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-1
- suppl-4181-65/art-48/par-3: 前項 → 金融商品取引法 附則第四十八条第二項 (Supplementary Provisions, Article 48, paragraph (2)), suppl-4181-65/art-48/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-2
- suppl-4181-65/art-48/par-3: 金融商品取引法第六十三条第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-2
- suppl-4181-65/art-48/par-3: 同法第六十三条第五項から第八項まで → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-5
- suppl-4181-65/art-48/par-3: 同法第六十三条第五項から第八項まで → 金融商品取引法 第六十三条第六項 (Article 63, paragraph (6)), art-63/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-6
- suppl-4181-65/art-48/par-3: 同法第六十三条第五項から第八項まで → 金融商品取引法 第六十三条第七項 (Article 63, paragraph (7)), art-63/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-7
- suppl-4181-65/art-48/par-3: 同法第六十三条第五項から第八項まで → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-8
- suppl-4181-65/art-48/par-3: 第十一項 → 金融商品取引法 第六十三条第十一項 (Article 63, paragraph (11)), art-63/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-11
- suppl-4181-65/art-48/par-3: 第六十三条の二 → 金融商品取引法 第六十三条の二 (Article 63-2), art-63-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2
- suppl-4181-65/art-48/par-3: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の四 (Article 63-4), art-63-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-4
- suppl-4181-65/art-48/par-3: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の五 (Article 63-5), art-63-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5
- suppl-4181-65/art-48/par-3: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の六 (Article 63-6), art-63-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-6
- suppl-4181-65/art-48/par-3: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の七 (Article 63-7), art-63-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-7
- suppl-4181-65/art-48/par-3: 第六十三条の九第六項 → 金融商品取引法 第六十三条の九第六項 (Article 63-9, paragraph (6)), art-63-9/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6
- suppl-4181-65/art-48/par-3: 第六十五条の二 → 金融商品取引法 第六十五条の二 (Article 65-2), art-65-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-8#art-65-2
- suppl-4181-65/art-48/par-3: 第六十五条の四 → 金融商品取引法 第六十五条の四 (Article 65-4), art-65-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-8#art-65-4
- suppl-4181-65/art-48/par-3: 第百八十八条 → 金融商品取引法 第百八十八条 (Article 188), art-188 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-186#art-188
- suppl-4181-65/art-48/par-3: 第百九十四条の七第二項 → 金融商品取引法 第百九十四条の七第二項 (Article 194-7, paragraph (2)), art-194-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-6-3#art-194-7/par-2
- suppl-4181-65/art-48/par-3: 第三項 → 金融商品取引法 第百九十四条の七第三項 (Article 194-7, paragraph (3)), art-194-7/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-6-3#art-194-7/par-3
- suppl-4181-65/art-48/par-4: 第一項 → 金融商品取引法 附則第四十八条第一項 (Supplementary Provisions, Article 48, paragraph (1)), suppl-4181-65/art-48/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-1
- suppl-4181-65/art-48/par-4: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-48/par-5: 第一項 → 金融商品取引法 附則第四十八条第一項 (Supplementary Provisions, Article 48, paragraph (1)), suppl-4181-65/art-48/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-1
- suppl-4181-65/art-48/par-5: 前項 → 金融商品取引法 附則第四十八条第四項 (Supplementary Provisions, Article 48, paragraph (4)), suppl-4181-65/art-48/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-4
- suppl-4181-65/art-48/par-5: 金融商品取引法第六十三条の三第一項 → 金融商品取引法 第六十三条の三第一項 (Article 63-3, paragraph (1)), art-63-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-1
- suppl-4181-65/art-48/par-5: 同条第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-2
- suppl-4181-65/art-48/par-5: 同法第六十三条第五項 → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-5
- suppl-4181-65/art-48/par-5: 第六項 → 金融商品取引法 第六十三条第六項 (Article 63, paragraph (6)), art-63/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-6
- suppl-4181-65/art-48/par-5: 第八項 → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-8
- suppl-4181-65/art-48/par-5: 第六十三条の二第三項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3
- suppl-4181-65/art-48/par-5: 第六十三条の四から第六十三条の六まで → 金融商品取引法 第六十三条の四 (Article 63-4), art-63-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-4
- suppl-4181-65/art-48/par-5: 第六十三条の四から第六十三条の六まで → 金融商品取引法 第六十三条の五 (Article 63-5), art-63-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5
- suppl-4181-65/art-48/par-5: 第六十三条の四から第六十三条の六まで → 金融商品取引法 第六十三条の六 (Article 63-6), art-63-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-6
- suppl-4181-65/art-48/par-5: 同法第六十三条の三第三項 → 金融商品取引法 第六十三条の三第三項 (Article 63-3, paragraph (3)), art-63-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-3
- suppl-4181-65/art-48/par-5: 第二号 → 金融商品取引法 第六十三条の三第三項第二号 (Article 63-3, paragraph (3), item (ii)), art-63-3/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-3/item-2
- suppl-4181-65/art-48/par-5: 第六十三条の七 → 金融商品取引法 第六十三条の七 (Article 63-7), art-63-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-7
- suppl-4181-65/art-48/par-5: 第六十五条の二 → 金融商品取引法 第六十五条の二 (Article 65-2), art-65-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-8#art-65-2
- suppl-4181-65/art-48/par-5: 第六十五条の四 → 金融商品取引法 第六十五条の四 (Article 65-4), art-65-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-8#art-65-4
- suppl-4181-65/art-48/par-5: 第百八十八条 → 金融商品取引法 第百八十八条 (Article 188), art-188 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-186#art-188
- suppl-4181-65/art-48/par-5: 第百九十四条の七第二項 → 金融商品取引法 第百九十四条の七第二項 (Article 194-7, paragraph (2)), art-194-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-6-3#art-194-7/par-2
- suppl-4181-65/art-48/par-5: 第三項 → 金融商品取引法 第百九十四条の七第三項 (Article 194-7, paragraph (3)), art-194-7/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-6-3#art-194-7/par-3
- suppl-4181-65/art-48/par-6: 第一項 → 金融商品取引法 附則第四十八条第一項 (Supplementary Provisions, Article 48, paragraph (1)), suppl-4181-65/art-48/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-1
- suppl-4181-65/art-48/par-7: 第一項 → 金融商品取引法 附則第四十八条第一項 (Supplementary Provisions, Article 48, paragraph (1)), suppl-4181-65/art-48/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-1
- suppl-4181-65/art-48/par-7: 前項 → 金融商品取引法 附則第四十八条第六項 (Supplementary Provisions, Article 48, paragraph (6)), suppl-4181-65/art-48/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-48/par-6
- suppl-4181-65/art-48/par-7: 金融商品取引法第六十三条第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-2
- suppl-4181-65/art-48/par-7: 同条第五項から第八項まで → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-5
- suppl-4181-65/art-48/par-7: 同条第五項から第八項まで → 金融商品取引法 第六十三条第六項 (Article 63, paragraph (6)), art-63/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-6
- suppl-4181-65/art-48/par-7: 同条第五項から第八項まで → 金融商品取引法 第六十三条第七項 (Article 63, paragraph (7)), art-63/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-7
- suppl-4181-65/art-48/par-7: 同条第五項から第八項まで → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-8
- suppl-4181-65/art-48/par-7: 第十一項 → 金融商品取引法 第六十三条第十一項 (Article 63, paragraph (11)), art-63/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-11
- suppl-4181-65/art-48/par-7: 同法第六十三条の二 → 金融商品取引法 第六十三条の二 (Article 63-2), art-63-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2
- suppl-4181-65/art-48/par-7: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の四 (Article 63-4), art-63-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-4
- suppl-4181-65/art-48/par-7: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の五 (Article 63-5), art-63-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5
- suppl-4181-65/art-48/par-7: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の六 (Article 63-6), art-63-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-6
- suppl-4181-65/art-48/par-7: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の七 (Article 63-7), art-63-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-7
- suppl-4181-65/art-48/par-7: 第六十三条の九第六項 → 金融商品取引法 第六十三条の九第六項 (Article 63-9, paragraph (6)), art-63-9/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6
- suppl-4181-65/art-48/par-7: 第六十五条の二 → 金融商品取引法 第六十五条の二 (Article 65-2), art-65-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-8#art-65-2
- suppl-4181-65/art-48/par-7: 第六十五条の四 → 金融商品取引法 第六十五条の四 (Article 65-4), art-65-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-8#art-65-4
- suppl-4181-65/art-48/par-7: 第百八十八条 → 金融商品取引法 第百八十八条 (Article 188), art-188 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-186#art-188
- suppl-4181-65/art-48/par-7: 第百九十四条の七第二項 → 金融商品取引法 第百九十四条の七第二項 (Article 194-7, paragraph (2)), art-194-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-6-3#art-194-7/par-2
- suppl-4181-65/art-48/par-7: 第三項 → 金融商品取引法 第百九十四条の七第三項 (Article 194-7, paragraph (3)), art-194-7/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-6-3#art-194-7/par-3
- suppl-4181-65/art-49/par-1: 新金融商品取引法第六十三条第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-2
- suppl-4181-65/art-49/par-1: 証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4181-65/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1
- suppl-4181-65/art-50/par-1: 新金融商品取引法第六十四条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-1
- suppl-4181-65/art-50/par-1: 同条第六項 → 金融商品取引法 第六十四条第六項 (Article 64, paragraph (6)), art-64/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-6
- suppl-4181-65/art-50/par-2: 新金融商品取引法第六十四条第二項 → 金融商品取引法 第六十四条第二項 (Article 64, paragraph (2)), art-64/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-2
- suppl-4181-65/art-50/par-2: 同条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-1
- suppl-4181-65/art-50/par-3: 新金融商品取引法第六十四条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-1
- suppl-4181-65/art-51/par-1: 新金融商品取引法第六十四条の五第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-52/par-1: 新金融商品取引法第六十四条の五第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-52/par-1: 第一号 → 金融商品取引法 第六十四条の五第一項第一号 (Article 64-5, paragraph (1), item (i)), art-64-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1/item-1
- suppl-4181-65/art-52/par-1: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-52/par-1: 附則第五十条第一項 → 金融商品取引法 附則第五十条第一項 (Supplementary Provisions, Article 50, paragraph (1)), suppl-4181-65/art-50/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-50/par-1
- suppl-4181-65/art-52/par-2: 附則第五十条第一項 → 金融商品取引法 附則第五十条第一項 (Supplementary Provisions, Article 50, paragraph (1)), suppl-4181-65/art-50/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-50/par-1
- suppl-4181-65/art-52/par-2: 新金融商品取引法第六十四条の五第一項第二号 → 金融商品取引法 第六十四条の五第一項第二号 (Article 64-5, paragraph (1), item (ii)), art-64-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1/item-2
- suppl-4181-65/art-52/par-2: 同項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-52/par-3: 新金融商品取引法第六十四条の五第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-53/par-2: 新金融商品取引法第六十四条の七第七項 → 金融商品取引法 第六十四条の七第七項 (Article 64-7, paragraph (7)), art-64-7/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-7/par-7
- suppl-4181-65/art-54/par-1: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-54/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-54/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-54/par-2: 前項 → 金融商品取引法 附則第五十四条第一項 (Supplementary Provisions, Article 54, paragraph (1)), suppl-4181-65/art-54/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-1
- suppl-4181-65/art-54/par-2: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-54/par-2: 新金融商品取引法第三十三条の三第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- suppl-4181-65/art-54/par-2: 同条第二項 → 金融商品取引法 第三十三条の三第二項 (Article 33-3, paragraph (2)), art-33-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2
- suppl-4181-65/art-54/par-3: 前項 → 金融商品取引法 附則第五十四条第二項 (Supplementary Provisions, Article 54, paragraph (2)), suppl-4181-65/art-54/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-2
- suppl-4181-65/art-54/par-3: 新金融商品取引法第三十三条の三第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- suppl-4181-65/art-54/par-3: 新金融商品取引法第三十三条の四第一項第二号 → 金融商品取引法 第三十三条の四第一項第二号 (Article 33-4, paragraph (1), item (ii)), art-33-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4/par-1/item-2
- suppl-4181-65/art-55/par-1: 新金融商品取引法第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- suppl-4181-65/art-55/par-1: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-56/par-1: 新金融商品取引法第三十三条の六 → 金融商品取引法 第三十三条の六 (Article 33-6), art-33-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6
- suppl-4181-65/art-56/par-1: 附則第五十四条第二項 → 金融商品取引法 附則第五十四条第二項 (Supplementary Provisions, Article 54, paragraph (2)), suppl-4181-65/art-54/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-2
- suppl-4181-65/art-57/par-1: 新金融商品取引法第二条第十一項 → 金融商品取引法 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-11
- suppl-4181-65/art-57/par-1: 新金融商品取引法第二条第三十一項第四号 → 金融商品取引法 第二条第三十一項第四号 (Article 2, paragraph (31), item (iv)), art-2/par-31/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-31/item-4
- suppl-4181-65/art-57/par-1: 新金融商品取引法第三十四条の二第一項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-1
- suppl-4181-65/art-57/par-1: 新金融商品取引法第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
- suppl-4181-65/art-58/par-1: 新金融商品取引法第三十九条第三項 → 金融商品取引法 第三十九条第三項 (Article 39, paragraph (3)), art-39/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-3
- suppl-4181-65/art-59/par-1: 新金融商品取引法第四十四条の三第二項 → 金融商品取引法 第四十四条の三第二項 (Article 44-3, paragraph (2)), art-44-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2
- suppl-4181-65/art-60/par-1: 新金融商品取引法第四十八条の二第一項 → 金融商品取引法 第四十八条の二第一項 (Article 48-2, paragraph (1)), art-48-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-48-2/par-1
- suppl-4181-65/art-60/par-1: 第三項 → 金融商品取引法 第四十八条の二第三項 (Article 48-2, paragraph (3)), art-48-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-48-2/par-3
- suppl-4181-65/art-61/par-1: 新金融商品取引法第四十八条の三 → 金融商品取引法 第四十八条の三 (Article 48-3), art-48-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-48-3
- suppl-4181-65/art-61/par-1: 同条第一項 → 金融商品取引法 第四十八条の三第一項 (Article 48-3, paragraph (1)), art-48-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-48-3/par-1
- suppl-4181-65/art-61/par-2: 前項 → 金融商品取引法 附則第六十一条第一項 (Supplementary Provisions, Article 61, paragraph (1)), suppl-4181-65/art-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-61/par-1
- suppl-4181-65/art-61/par-2: 新金融商品取引法第四十八条の三第一項 → 金融商品取引法 第四十八条の三第一項 (Article 48-3, paragraph (1)), art-48-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-48-3/par-1
- suppl-4181-65/art-62/par-1: 新金融商品取引法第五十条の二第六項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
- suppl-4181-65/art-63/par-1: 新金融商品取引法第五十二条の二第一項第三号 → 金融商品取引法 第五十二条の二第一項第三号 (Article 52-2, paragraph (1), item (iii)), art-52-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-3
- suppl-4181-65/art-63/par-1: 同項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- suppl-4181-65/art-63/par-2: 新金融商品取引法第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- suppl-4181-65/art-64/par-1: 新金融商品取引法第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- suppl-4181-65/art-64/par-1: 附則第五十四条第一項 → 金融商品取引法 附則第五十四条第一項 (Supplementary Provisions, Article 54, paragraph (1)), suppl-4181-65/art-54/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-54/par-1
- suppl-4181-65/art-64/par-1: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-66/par-1: 新金融商品取引法第六十四条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-1
- suppl-4181-65/art-66/par-1: 同条第六項 → 金融商品取引法 第六十四条第六項 (Article 64, paragraph (6)), art-64/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-6
- suppl-4181-65/art-66/par-2: 新金融商品取引法第六十四条第二項 → 金融商品取引法 第六十四条第二項 (Article 64, paragraph (2)), art-64/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-2
- suppl-4181-65/art-66/par-2: 同条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-1
- suppl-4181-65/art-66/par-2: 新金融商品取引法第三十三条第二項 → 金融商品取引法 第三十三条第二項 (Article 33, paragraph (2)), art-33/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2
- suppl-4181-65/art-66/par-3: 新金融商品取引法第六十四条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-1
- suppl-4181-65/art-67/par-1: 新金融商品取引法第六十四条の五第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-68/par-1: 新金融商品取引法第六十四条の五第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-68/par-1: 第一号 → 金融商品取引法 第六十四条の五第一項第一号 (Article 64-5, paragraph (1), item (i)), art-64-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1/item-1
- suppl-4181-65/art-68/par-1: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-68/par-1: 附則第六十六条第一項 → 金融商品取引法 附則第六十六条第一項 (Supplementary Provisions, Article 66, paragraph (1)), suppl-4181-65/art-66/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-66/par-1
- suppl-4181-65/art-68/par-2: 附則第六十六条第一項 → 金融商品取引法 附則第六十六条第一項 (Supplementary Provisions, Article 66, paragraph (1)), suppl-4181-65/art-66/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-66/par-1
- suppl-4181-65/art-68/par-2: 新金融商品取引法第六十四条の五第一項第二号 → 金融商品取引法 第六十四条の五第一項第二号 (Article 64-5, paragraph (1), item (ii)), art-64-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1/item-2
- suppl-4181-65/art-68/par-2: 同項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-68/par-3: 新金融商品取引法第六十四条の五第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5/par-1
- suppl-4181-65/art-69/par-2: 新金融商品取引法第六十四条の七第七項 → 金融商品取引法 第六十四条の七第七項 (Article 64-7, paragraph (7)), art-64-7/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-7/par-7
- suppl-4181-65/art-70/par-1: 新金融商品取引法第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66#art-66
- suppl-4181-65/art-70/par-1: 新金融商品取引法第六十六条の二十三 → 金融商品取引法 第六十六条の二十三 (Article 66-23), art-66-23 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-23
- suppl-4181-65/art-70/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-71/par-1: 新金融商品取引法第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- suppl-4181-65/art-71/par-1: 第二項 → 金融商品取引法 第六十六条の二十第二項 (Article 66-20, paragraph (2)), art-66-20/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-2
- suppl-4181-65/art-72/par-1: 新金融商品取引法第六十六条の十五 → 金融商品取引法 第六十六条の十五 (Article 66-15), art-66-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-15
- suppl-4181-65/art-72/par-1: 新金融商品取引法第三十九条第三項 → 金融商品取引法 第三十九条第三項 (Article 39, paragraph (3)), art-39/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-3
- suppl-4181-65/art-73/par-1: 新金融商品取引法第六十六条の十七第一項 → 金融商品取引法 第六十六条の十七第一項 (Article 66-17, paragraph (1)), art-66-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-17/par-1
- suppl-4181-65/art-74/par-1: 新金融商品取引法第六十六条の十八 → 金融商品取引法 第六十六条の十八 (Article 66-18), art-66-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-18
- suppl-4181-65/art-75/par-1: 附則第七十条 → 金融商品取引法 附則第七十条 (Supplementary Provisions, Article 70), suppl-4181-65/art-70 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-70
- suppl-4181-65/art-75/par-1: 新金融商品取引法第六十六条の二十第一項第三号 → 金融商品取引法 第六十六条の二十第一項第三号 (Article 66-20, paragraph (1), item (iii)), art-66-20/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1/item-3
- suppl-4181-65/art-75/par-1: 同項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- suppl-4181-65/art-75/par-2: 新金融商品取引法第六十六条の二十第二項 → 金融商品取引法 第六十六条の二十第二項 (Article 66-20, paragraph (2)), art-66-20/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-2
- suppl-4181-65/art-75/par-2: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-75/par-3: 新金融商品取引法第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- suppl-4181-65/art-75/par-3: 第二項 → 金融商品取引法 第六十六条の二十第二項 (Article 66-20, paragraph (2)), art-66-20/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-2
- suppl-4181-65/art-76/par-1: 附則第五十条から第五十三条まで → 金融商品取引法 附則第五十条 (Supplementary Provisions, Article 50), suppl-4181-65/art-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-50
- suppl-4181-65/art-76/par-1: 附則第五十条から第五十三条まで → 金融商品取引法 附則第五十一条 (Supplementary Provisions, Article 51), suppl-4181-65/art-51 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-51
- suppl-4181-65/art-76/par-1: 附則第五十条から第五十三条まで → 金融商品取引法 附則第五十二条 (Supplementary Provisions, Article 52), suppl-4181-65/art-52 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-52
- suppl-4181-65/art-76/par-1: 附則第五十条から第五十三条まで → 金融商品取引法 附則第五十三条 (Supplementary Provisions, Article 53), suppl-4181-65/art-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-53
- suppl-4181-65/art-77/par-1: 新金融商品取引法第六十七条第四項 → 金融商品取引法 第六十七条第四項 (Article 67, paragraph (4)), art-67/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67/par-4
- suppl-4181-65/art-78/par-1: 新金融商品取引法第六十七条の二第二項 → 金融商品取引法 第六十七条の二第二項 (Article 67-2, paragraph (2)), art-67-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-2
- suppl-4181-65/art-78/par-1: 新金融商品取引法第六十七条の五第二項 → 金融商品取引法 第六十七条の五第二項 (Article 67-5, paragraph (2)), art-67-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-5/par-2
- suppl-4181-65/art-78/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-79/par-1: 新金融商品取引法第六十七条の六 → 金融商品取引法 第六十七条の六 (Article 67-6), art-67-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-6
- suppl-4181-65/art-79/par-2: 新金融商品取引法第七十条 → 金融商品取引法 第七十条 (Article 70), art-70 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67-13#art-70
- suppl-4181-65/art-79/par-3: 新金融商品取引法第七十四条第一項 → 金融商品取引法 第七十四条第一項 (Article 74, paragraph (1)), art-74/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-71#art-74/par-1
- suppl-4181-65/art-80/par-1: 附則第七十八条 → 金融商品取引法 附則第七十八条 (Supplementary Provisions, Article 78), suppl-4181-65/art-78 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-78
- suppl-4181-65/art-80/par-1: 新金融商品取引法第六十七条の六 → 金融商品取引法 第六十七条の六 (Article 67-6), art-67-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-6
- suppl-4181-65/art-80/par-1: 第六十七条の四第二項 → 金融商品取引法 第六十七条の四第二項 (Article 67-4, paragraph (2)), art-67-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2
- suppl-4181-65/art-80/par-2: 新金融商品取引法第六十七条の六 → 金融商品取引法 第六十七条の六 (Article 67-6), art-67-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-6
- suppl-4181-65/art-81/par-1: 新金融商品取引法第六十七条の十一第一項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- suppl-4181-65/art-81/par-1: 新金融商品取引法第六十七条の十三 → 金融商品取引法 第六十七条の十三 (Article 67-13), art-67-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67-13#art-67-13
- suppl-4181-65/art-81/par-2: 新金融商品取引法第六十七条の十一第一項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- suppl-4181-65/art-82/par-1: 新金融商品取引法第六十七条の十二 → 金融商品取引法 第六十七条の十二 (Article 67-12), art-67-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67#art-67-12
- suppl-4181-65/art-83/par-1: 新金融商品取引法第六十七条の十四 → 金融商品取引法 第六十七条の十四 (Article 67-14), art-67-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67-13#art-67-14
- suppl-4181-65/art-83/par-2: 新金融商品取引法第六十七条の十五第一項 → 金融商品取引法 第六十七条の十五第一項 (Article 67-15, paragraph (1)), art-67-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67-13#art-67-15/par-1
- suppl-4181-65/art-83/par-3: 新金融商品取引法第六十七条の十七第一項 → 金融商品取引法 第六十七条の十七第一項 (Article 67-17, paragraph (1)), art-67-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67-13#art-67-17/par-1
- suppl-4181-65/art-84/par-1: 新金融商品取引法第六十九条第五項 → 金融商品取引法 第六十九条第五項 (Article 69, paragraph (5)), art-69/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67-13#art-69/par-5
- suppl-4181-65/art-84/par-1: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-85/par-1: 新金融商品取引法第七十条 → 金融商品取引法 第七十条 (Article 70), art-70 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-67-13#art-70
- suppl-4181-65/art-85/par-2: 新金融商品取引法第七十三条 → 金融商品取引法 第七十三条 (Article 73), art-73 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-71#art-73
- suppl-4181-65/art-85/par-3: 新金融商品取引法第七十四条第一項 → 金融商品取引法 第七十四条第一項 (Article 74, paragraph (1)), art-74/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-71#art-74/par-1
- suppl-4181-65/art-86/par-1: 新金融商品取引法第七十六条 → 金融商品取引法 第七十六条 (Article 76), art-76 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-71#art-76
- suppl-4181-65/art-87/par-1: 附則第八十九条 → 金融商品取引法 附則第八十九条 (Supplementary Provisions, Article 89), suppl-4181-65/art-89 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-89
- suppl-4181-65/art-87/par-1: 新金融商品取引法第七十九条の二十七 → 金融商品取引法 第七十九条の二十七 (Article 79-27), art-79-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-27
- suppl-4181-65/art-88/par-1: 新金融商品取引法第七十九条の二十八第二項 → 金融商品取引法 第七十九条の二十八第二項 (Article 79-28, paragraph (2)), art-79-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-20#art-79-28/par-2
- suppl-4181-65/art-89/par-1: 新金融商品取引法第七十九条の三十第一項 → 金融商品取引法 第七十九条の三十第一項 (Article 79-30, paragraph (1)), art-79-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-30/par-1
- suppl-4181-65/art-89/par-1: 新金融商品取引法第七十九条の三十一第四項 → 金融商品取引法 第七十九条の三十一第四項 (Article 79-31, paragraph (4)), art-79-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-31/par-4
- suppl-4181-65/art-90/par-1: 新金融商品取引法第七十九条の三十七第五項 → 金融商品取引法 第七十九条の三十七第五項 (Article 79-37, paragraph (5)), art-79-37/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-5
- suppl-4181-65/art-90/par-2: 新金融商品取引法第七十九条の七十六 → 金融商品取引法 第七十九条の七十六 (Article 79-76), art-79-76 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-76
- suppl-4181-65/art-91/par-1: 新金融商品取引法第七十九条の三十六第五項 → 金融商品取引法 第七十九条の三十六第五項 (Article 79-36, paragraph (5)), art-79-36/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-36/par-5
- suppl-4181-65/art-91/par-1: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-92/par-1: 新金融商品取引法第七十九条の三十七第五項 → 金融商品取引法 第七十九条の三十七第五項 (Article 79-37, paragraph (5)), art-79-37/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-30#art-79-37/par-5
- suppl-4181-65/art-93/par-1: 新金融商品取引法第七十九条の五十二から第七十九条の五十八まで → 金融商品取引法 第七十九条の五十二 (Article 79-52), art-79-52 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52
- suppl-4181-65/art-93/par-1: 新金融商品取引法第七十九条の五十二から第七十九条の五十八まで → 金融商品取引法 第七十九条の五十三 (Article 79-53), art-79-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53
- suppl-4181-65/art-93/par-1: 新金融商品取引法第七十九条の五十二から第七十九条の五十八まで → 金融商品取引法 第七十九条の五十四 (Article 79-54), art-79-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-54
- suppl-4181-65/art-93/par-1: 新金融商品取引法第七十九条の五十二から第七十九条の五十八まで → 金融商品取引法 第七十九条の五十五 (Article 79-55), art-79-55 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-55
- suppl-4181-65/art-93/par-1: 新金融商品取引法第七十九条の五十二から第七十九条の五十八まで → 金融商品取引法 第七十九条の五十六 (Article 79-56), art-79-56 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-56
- suppl-4181-65/art-93/par-1: 新金融商品取引法第七十九条の五十二から第七十九条の五十八まで → 金融商品取引法 第七十九条の五十七 (Article 79-57), art-79-57 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-57
- suppl-4181-65/art-93/par-1: 新金融商品取引法第七十九条の五十二から第七十九条の五十八まで → 金融商品取引法 第七十九条の五十八 (Article 79-58), art-79-58 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-58
- suppl-4181-65/art-93/par-1: 次条 → 金融商品取引法 附則第九十四条 (Supplementary Provisions, Article 94), suppl-4181-65/art-94 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-94
- suppl-4181-65/art-94/par-1: 新金融商品取引法第七十九条の五十二 → 金融商品取引法 第七十九条の五十二 (Article 79-52), art-79-52 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52
- suppl-4181-65/art-94/par-1: 第七十九条の五十三 → 金融商品取引法 第七十九条の五十三 (Article 79-53), art-79-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53
- suppl-4181-65/art-94/par-1: 第七十九条の五十九 → 金融商品取引法 第七十九条の五十九 (Article 79-59), art-79-59 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-59
- suppl-4181-65/art-94/par-1: 新金融商品取引法第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- suppl-4181-65/art-94/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第三項 (Article 79-53, paragraph (3)), art-79-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-3
- suppl-4181-65/art-94/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第四項 (Article 79-53, paragraph (4)), art-79-53/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-4
- suppl-4181-65/art-94/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第五項 (Article 79-53, paragraph (5)), art-79-53/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-5
- suppl-4181-65/art-94/par-1: 新金融商品取引法第四十三条の二第二項 → 金融商品取引法 第四十三条の二第二項 (Article 43-2, paragraph (2)), art-43-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
- suppl-4181-65/art-95/par-1: 新金融商品取引法第七十九条の五十二 → 金融商品取引法 第七十九条の五十二 (Article 79-52), art-79-52 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-52
- suppl-4181-65/art-95/par-1: 第七十九条の五十三 → 金融商品取引法 第七十九条の五十三 (Article 79-53), art-79-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53
- suppl-4181-65/art-95/par-1: 第七十九条の六十 → 金融商品取引法 第七十九条の六十 (Article 79-60), art-79-60 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-60
- suppl-4181-65/art-95/par-1: 新金融商品取引法第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-1
- suppl-4181-65/art-95/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第三項 (Article 79-53, paragraph (3)), art-79-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-3
- suppl-4181-65/art-95/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第四項 (Article 79-53, paragraph (4)), art-79-53/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-4
- suppl-4181-65/art-95/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第五項 (Article 79-53, paragraph (5)), art-79-53/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-51#art-79-53/par-5
- suppl-4181-65/art-96/par-1: 新金融商品取引法第七十九条の六十九 → 金融商品取引法 第七十九条の六十九 (Article 79-69), art-79-69 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-69
- suppl-4181-65/art-97/par-1: 新金融商品取引法第七十九条の七十第一項 → 金融商品取引法 第七十九条の七十第一項 (Article 79-70, paragraph (1)), art-79-70/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70/par-1
- suppl-4181-65/art-97/par-2: 新金融商品取引法第七十九条の七十第三項 → 金融商品取引法 第七十九条の七十第三項 (Article 79-70, paragraph (3)), art-79-70/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-70/par-3
- suppl-4181-65/art-98/par-1: 新金融商品取引法第七十九条の七十五 → 金融商品取引法 第七十九条の七十五 (Article 79-75), art-79-75 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-75
- suppl-4181-65/art-98/par-2: 新金融商品取引法第七十九条の七十六 → 金融商品取引法 第七十九条の七十六 (Article 79-76), art-79-76 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4-2/from-art-79-59#art-79-76
- suppl-4181-65/art-99/par-1: 新金融商品取引法第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-80#art-80/par-1
- suppl-4181-65/art-99/par-1: 新金融商品取引法第八十三条第二項 → 金融商品取引法 第八十三条第二項 (Article 83, paragraph (2)), art-83/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-80#art-83/par-2
- suppl-4181-65/art-99/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-100/par-1: 新金融商品取引法第百四十八条 → 金融商品取引法 第百四十八条 (Article 148), art-148 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-5#art-148
- suppl-4181-65/art-100/par-2: 新金融商品取引法第百五十条第一項 → 金融商品取引法 第百五十条第一項 (Article 150, paragraph (1)), art-150/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-5#art-150/par-1
- suppl-4181-65/art-100/par-3: 新金融商品取引法第百五十二条第一項 → 金融商品取引法 第百五十二条第一項 (Article 152, paragraph (1)), art-152/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-5#art-152/par-1
- suppl-4181-65/art-101/par-1: 新金融商品取引法第八十七条の三第一項 → 金融商品取引法 第八十七条の三第一項 (Article 87-3, paragraph (1)), art-87-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-87-2-2#art-87-3/par-1
- suppl-4181-65/art-101/par-1: 新金融商品取引法第八十七条の四 → 金融商品取引法 第八十七条の四 (Article 87-4), art-87-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-87-2-2#art-87-4
- suppl-4181-65/art-101/par-1: 新金融商品取引法第八十五条の四第二項 → 金融商品取引法 第八十五条の四第二項 (Article 85-4, paragraph (2)), art-85-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-84#art-85-4/par-2
- suppl-4181-65/art-102/par-1: 新金融商品取引法第二条第十五項 → 金融商品取引法 第二条第十五項 (Article 2, paragraph (15)), art-2/par-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-15
- suppl-4181-65/art-103/par-1: 新金融商品取引法第八十九条の七第二項 → 金融商品取引法 第八十九条の七第二項 (Article 89-7, paragraph (2)), art-89-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-89-4#art-89-7/par-2
- suppl-4181-65/art-104/par-1: 新金融商品取引法第九十八条第五項 → 金融商品取引法 第九十八条第五項 (Article 98, paragraph (5)), art-98/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-89-4#art-98/par-5
- suppl-4181-65/art-104/par-1: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-104/par-1: 附則第九十九条 → 金融商品取引法 附則第九十九条 (Supplementary Provisions, Article 99), suppl-4181-65/art-99 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-99
- suppl-4181-65/art-105/par-2: 前項 → 金融商品取引法 附則第百五条第一項 (Supplementary Provisions, Article 105, paragraph (1)), suppl-4181-65/art-105/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-105/par-1
- suppl-4181-65/art-105/par-2: 新金融商品取引法第百一条の十七第一項 → 金融商品取引法 第百一条の十七第一項 (Article 101-17, paragraph (1)), art-101-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-101-5#art-101-17/par-1
- suppl-4181-65/art-106/par-1: 附則第九十九条 → 金融商品取引法 附則第九十九条 (Supplementary Provisions, Article 99), suppl-4181-65/art-99 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-99
- suppl-4181-65/art-106/par-1: 新金融商品取引法第百三条の三第一項 → 金融商品取引法 第百三条の三第一項 (Article 103-3, paragraph (1)), art-103-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-103-3#art-103-3/par-1
- suppl-4181-65/art-107/par-1: 新金融商品取引法第百五条の二 → 金融商品取引法 第百五条の二 (Article 105-2), art-105-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-103-3#art-105-2
- suppl-4181-65/art-107/par-1: 新金融商品取引法第九十八条第五項 → 金融商品取引法 第九十八条第五項 (Article 98, paragraph (5)), art-98/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-89-4#art-98/par-5
- suppl-4181-65/art-107/par-1: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-108/par-1: 次項 → 金融商品取引法 附則第百八条第二項 (Supplementary Provisions, Article 108, paragraph (2)), suppl-4181-65/art-108/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-108/par-2
- suppl-4181-65/art-108/par-1: 附則第百十条 → 金融商品取引法 附則第百十条 (Supplementary Provisions, Article 110), suppl-4181-65/art-110 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-110
- suppl-4181-65/art-108/par-1: 新金融商品取引法第百六条の三第一項 → 金融商品取引法 第百六条の三第一項 (Article 106-3, paragraph (1)), art-106-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-3/par-1
- suppl-4181-65/art-108/par-1: 新金融商品取引法第百六条の五 → 金融商品取引法 第百六条の五 (Article 106-5), art-106-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-5
- suppl-4181-65/art-108/par-1: 新金融商品取引法第八十五条の四第二項 → 金融商品取引法 第八十五条の四第二項 (Article 85-4, paragraph (2)), art-85-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-84#art-85-4/par-2
- suppl-4181-65/art-108/par-1: 新金融商品取引法第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-108/par-2: 新金融商品取引法第百三条の二第一項 → 金融商品取引法 第百三条の二第一項 (Article 103-2, paragraph (1)), art-103-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-102-29#art-103-2/par-1
- suppl-4181-65/art-109/par-1: 新金融商品取引法第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-7/par-1
- suppl-4181-65/art-109/par-2: 新金融商品取引法第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-7/par-1
- suppl-4181-65/art-110/par-1: 新金融商品取引法第百六条の八第一項 → 金融商品取引法 第百六条の八第一項 (Article 106-8, paragraph (1)), art-106-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-8/par-1
- suppl-4181-65/art-110/par-1: 第一号 → 金融商品取引法 第百六条の八第一項第一号 (Article 106-8, paragraph (1), item (i)), art-106-8/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-8/par-1/item-1
- suppl-4181-65/art-110/par-1: 附則第百八条第一項 → 金融商品取引法 附則第百八条第一項 (Supplementary Provisions, Article 108, paragraph (1)), suppl-4181-65/art-108/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-108/par-1
- suppl-4181-65/art-110/par-1: 新金融商品取引法第百六条の三第一項 → 金融商品取引法 第百六条の三第一項 (Article 106-3, paragraph (1)), art-106-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-3/par-1
- suppl-4181-65/art-111/par-1: 新金融商品取引法第百六条の十第一項 → 金融商品取引法 第百六条の十第一項 (Article 106-10, paragraph (1)), art-106-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-10/par-1
- suppl-4181-65/art-111/par-1: 第三項 → 金融商品取引法 第百六条の十第三項 (Article 106-10, paragraph (3)), art-106-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-10/par-3
- suppl-4181-65/art-111/par-1: 新金融商品取引法第百六条の十三 → 金融商品取引法 第百六条の十三 (Article 106-13), art-106-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-11#art-106-13
- suppl-4181-65/art-111/par-1: 新金融商品取引法第八十五条の四第二項 → 金融商品取引法 第八十五条の四第二項 (Article 85-4, paragraph (2)), art-85-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-84#art-85-4/par-2
- suppl-4181-65/art-111/par-1: 新金融商品取引法第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-112/par-1: 新金融商品取引法第百六条の二十六 → 金融商品取引法 第百六条の二十六 (Article 106-26), art-106-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-26
- suppl-4181-65/art-112/par-2: 新金融商品取引法第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-1
- suppl-4181-65/art-112/par-2: 第二項 → 金融商品取引法 第百六条の二十八第二項 (Article 106-28, paragraph (2)), art-106-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-2
- suppl-4181-65/art-113/par-1: 新金融商品取引法第二条第十八項 → 金融商品取引法 第二条第十八項 (Article 2, paragraph (18)), art-2/par-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-18
- suppl-4181-65/art-113/par-1: 新金融商品取引法第百六条の十五 → 金融商品取引法 第百六条の十五 (Article 106-15), art-106-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-11#art-106-15
- suppl-4181-65/art-114/par-1: 次項 → 金融商品取引法 附則第百十四条第二項 (Supplementary Provisions, Article 114, paragraph (2)), suppl-4181-65/art-114/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-114/par-2
- suppl-4181-65/art-114/par-1: 附則第百十六条 → 金融商品取引法 附則第百十六条 (Supplementary Provisions, Article 116), suppl-4181-65/art-116 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-116
- suppl-4181-65/art-114/par-1: 新金融商品取引法第百六条の十七第一項 → 金融商品取引法 第百六条の十七第一項 (Article 106-17, paragraph (1)), art-106-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-11#art-106-17/par-1
- suppl-4181-65/art-114/par-1: 新金融商品取引法第百六条の十九 → 金融商品取引法 第百六条の十九 (Article 106-19), art-106-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-11#art-106-19
- suppl-4181-65/art-114/par-1: 新金融商品取引法第八十五条の四第二項 → 金融商品取引法 第八十五条の四第二項 (Article 85-4, paragraph (2)), art-85-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-84#art-85-4/par-2
- suppl-4181-65/art-114/par-1: 新金融商品取引法第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-115/par-1: 新金融商品取引法第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-21/par-1
- suppl-4181-65/art-115/par-2: 新金融商品取引法第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-21/par-1
- suppl-4181-65/art-116/par-1: 新金融商品取引法第百六条の二十二第一項 → 金融商品取引法 第百六条の二十二第一項 (Article 106-22, paragraph (1)), art-106-22/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-22/par-1
- suppl-4181-65/art-116/par-1: 第一号 → 金融商品取引法 第百六条の二十二第一項第一号 (Article 106-22, paragraph (1), item (i)), art-106-22/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-22/par-1/item-1
- suppl-4181-65/art-116/par-1: 附則第百十四条第一項 → 金融商品取引法 附則第百十四条第一項 (Supplementary Provisions, Article 114, paragraph (1)), suppl-4181-65/art-114/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-114/par-1
- suppl-4181-65/art-116/par-1: 新金融商品取引法第百六条の十七第一項 → 金融商品取引法 第百六条の十七第一項 (Article 106-17, paragraph (1)), art-106-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-11#art-106-17/par-1
- suppl-4181-65/art-117/par-1: 新金融商品取引法第百六条の二十四 → 金融商品取引法 第百六条の二十四 (Article 106-24), art-106-24 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-24
- suppl-4181-65/art-117/par-1: 新金融商品取引法第百六条の二十五 → 金融商品取引法 第百六条の二十五 (Article 106-25), art-106-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-25
- suppl-4181-65/art-117/par-1: 新金融商品取引法第八十五条の四第二項 → 金融商品取引法 第八十五条の四第二項 (Article 85-4, paragraph (2)), art-85-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-84#art-85-4/par-2
- suppl-4181-65/art-118/par-1: 附則第百十一条 → 金融商品取引法 附則第百十一条 (Supplementary Provisions, Article 111), suppl-4181-65/art-111 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-111
- suppl-4181-65/art-118/par-1: 新金融商品取引法第百六条の二十六 → 金融商品取引法 第百六条の二十六 (Article 106-26), art-106-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-26
- suppl-4181-65/art-118/par-1: 第百六条の十二第二項 → 金融商品取引法 第百六条の十二第二項 (Article 106-12, paragraph (2)), art-106-12/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-11#art-106-12/par-2
- suppl-4181-65/art-118/par-2: 新金融商品取引法第百六条の二十六 → 金融商品取引法 第百六条の二十六 (Article 106-26), art-106-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-26
- suppl-4181-65/art-119/par-1: 新金融商品取引法第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-1
- suppl-4181-65/art-119/par-1: 第二項 → 金融商品取引法 第百六条の二十八第二項 (Article 106-28, paragraph (2)), art-106-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-2
- suppl-4181-65/art-119/par-2: 新金融商品取引法第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-1
- suppl-4181-65/art-119/par-2: 新金融商品取引法第百九条 → 金融商品取引法 第百九条 (Article 109), art-109 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-109
- suppl-4181-65/art-119/par-2: 第二項 → 金融商品取引法 第百六条の二十八第二項 (Article 106-28, paragraph (2)), art-106-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-2
- suppl-4181-65/art-120/par-1: 新金融商品取引法第百七条第一項 → 金融商品取引法 第百七条第一項 (Article 107, paragraph (1)), art-107/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-107/par-1
- suppl-4181-65/art-120/par-1: 第四号 → 金融商品取引法 第百七条第一項第四号 (Article 107, paragraph (1), item (iv)), art-107/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-107/par-1/item-4
- suppl-4181-65/art-120/par-1: 附則第百十一条 → 金融商品取引法 附則第百十一条 (Supplementary Provisions, Article 111), suppl-4181-65/art-111 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-111
- suppl-4181-65/art-120/par-1: 新金融商品取引法第百六条の十第一項 → 金融商品取引法 第百六条の十第一項 (Article 106-10, paragraph (1)), art-106-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-10/par-1
- suppl-4181-65/art-120/par-1: 第三項 → 金融商品取引法 第百六条の十第三項 (Article 106-10, paragraph (3)), art-106-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-10/par-3
- suppl-4181-65/art-121/par-1: この条 → 金融商品取引法 附則第百二十一条 (Supplementary Provisions, Article 121), suppl-4181-65/art-121 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-121
- suppl-4181-65/art-122/par-1: 附則第九十九条 → 金融商品取引法 附則第九十九条 (Supplementary Provisions, Article 99), suppl-4181-65/art-99 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-99
- suppl-4181-65/art-122/par-1: 新金融商品取引法第百二十一条 → 金融商品取引法 第百二十一条 (Article 121), art-121 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-118#art-121
- suppl-4181-65/art-122/par-2: この項 → 金融商品取引法 附則第百二十二条第二項 (Supplementary Provisions, Article 122, paragraph (2)), suppl-4181-65/art-122/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-122/par-2
- suppl-4181-65/art-122/par-2: 新金融商品取引法第百二十一条 → 金融商品取引法 第百二十一条 (Article 121), art-121 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-118#art-121
- suppl-4181-65/art-123/par-1: 新金融商品取引法第二条第二十五項 → 金融商品取引法 第二条第二十五項 (Article 2, paragraph (25)), art-2/par-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-25
- suppl-4181-65/art-123/par-1: 新金融商品取引法第二条第十七項 → 金融商品取引法 第二条第十七項 (Article 2, paragraph (17)), art-2/par-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-17
- suppl-4181-65/art-123/par-1: 新金融商品取引法第百二十二条第一項 → 金融商品取引法 第百二十二条第一項 (Article 122, paragraph (1)), art-122/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-118#art-122/par-1
- suppl-4181-65/art-123/par-2: 前項 → 金融商品取引法 附則第百二十三条第一項 (Supplementary Provisions, Article 123, paragraph (1)), suppl-4181-65/art-123/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123/par-1
- suppl-4181-65/art-123/par-2: 新金融商品取引法第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
- suppl-4181-65/art-123/par-2: この項 → 金融商品取引法 附則第百二十三条第二項 (Supplementary Provisions, Article 123, paragraph (2)), suppl-4181-65/art-123/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123/par-2
- suppl-4181-65/art-123/par-3: 新金融商品取引法第百五条の十六第四項 → 金融商品取引法 第百五条の十六第四項 (Article 105-16, paragraph (4)), art-105-16/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-105-16/par-4
- suppl-4181-65/art-123/par-3: 新金融商品取引法第百二十三条 → 金融商品取引法 第百二十三条 (Article 123), art-123 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-118#art-123
- suppl-4181-65/art-123/par-3: 新金融商品取引法第百二十二条第一項 → 金融商品取引法 第百二十二条第一項 (Article 122, paragraph (1)), art-122/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-118#art-122/par-1
- suppl-4181-65/art-124/par-1: 前条第二項 → 金融商品取引法 附則第百二十三条第二項 (Supplementary Provisions, Article 123, paragraph (2)), suppl-4181-65/art-123/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-123/par-2
- suppl-4181-65/art-124/par-1: この条 → 金融商品取引法 附則第百二十四条 (Supplementary Provisions, Article 124), suppl-4181-65/art-124 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-124
- suppl-4181-65/art-124/par-1: 新金融商品取引法第百二十四条第一項 → 金融商品取引法 第百二十四条第一項 (Article 124, paragraph (1)), art-124/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-124#art-124/par-1
- suppl-4181-65/art-124/par-2: 新金融商品取引法第百二十四条第三項 → 金融商品取引法 第百二十四条第三項 (Article 124, paragraph (3)), art-124/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-124#art-124/par-3
- suppl-4181-65/art-124/par-3: 新金融商品取引法第百二十四条第一項 → 金融商品取引法 第百二十四条第一項 (Article 124, paragraph (1)), art-124/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-124#art-124/par-1
- suppl-4181-65/art-124/par-4: 新金融商品取引法第百二十四条第三項 → 金融商品取引法 第百二十四条第三項 (Article 124, paragraph (3)), art-124/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-124#art-124/par-3
- suppl-4181-65/art-125/par-1: 新金融商品取引法第百二十五条 → 金融商品取引法 第百二十五条 (Article 125), art-125 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-124#art-125
- suppl-4181-65/art-125/par-2: 新金融商品取引法第百二十七条第一項 → 金融商品取引法 第百二十七条第一項 (Article 127, paragraph (1)), art-127/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-124#art-127/par-1
- suppl-4181-65/art-125/par-3: 新金融商品取引法第百二十九条第一項 → 金融商品取引法 第百二十九条第一項 (Article 129, paragraph (1)), art-129/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-3/from-art-124#art-129/par-1
- suppl-4181-65/art-126/par-1: 新金融商品取引法第百三十四条第一項 → 金融商品取引法 第百三十四条第一項 (Article 134, paragraph (1)), art-134/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-4/from-art-134#art-134/par-1
- suppl-4181-65/art-126/par-1: 第五号 → 金融商品取引法 第百三十四条第一項第五号 (Article 134, paragraph (1), item (v)), art-134/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-4/from-art-134#art-134/par-1/item-5
- suppl-4181-65/art-126/par-1: 附則第九十九条 → 金融商品取引法 附則第九十九条 (Supplementary Provisions, Article 99), suppl-4181-65/art-99 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-99
- suppl-4181-65/art-126/par-1: 新金融商品取引法第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-80#art-80/par-1
- suppl-4181-65/art-126/par-2: 新金融商品取引法第百三十四条第一項第五号 → 金融商品取引法 第百三十四条第一項第五号 (Article 134, paragraph (1), item (v)), art-134/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-4/from-art-134#art-134/par-1/item-5
- suppl-4181-65/art-127/par-2: 前項 → 金融商品取引法 附則第百二十七条第一項 (Supplementary Provisions, Article 127, paragraph (1)), suppl-4181-65/art-127/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-127/par-1
- suppl-4181-65/art-127/par-2: 新金融商品取引法第百四十条第一項 → 金融商品取引法 第百四十条第一項 (Article 140, paragraph (1)), art-140/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-4/from-art-139-16#art-140/par-1
- suppl-4181-65/art-127/par-2: 新金融商品取引法第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-128/par-1: 新金融商品取引法第百五十三条 → 金融商品取引法 第百五十三条 (Article 153), art-153 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-5#art-153
- suppl-4181-65/art-129/par-1: 新金融商品取引法第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1
- suppl-4181-65/art-129/par-1: 新金融商品取引法第百五十五条の四第二項 → 金融商品取引法 第百五十五条の四第二項 (Article 155-4, paragraph (2)), art-155-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-4/par-2
- suppl-4181-65/art-129/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-130/par-1: 新金融商品取引法第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6
- suppl-4181-65/art-130/par-2: 新金融商品取引法第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1
- suppl-4181-65/art-130/par-2: 第二項 → 金融商品取引法 第百五十五条の十第二項 (Article 155-10, paragraph (2)), art-155-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-2
- suppl-4181-65/art-131/par-1: 新金融商品取引法第百五十五条の三第二項第二号 → 金融商品取引法 第百五十五条の三第二項第二号 (Article 155-3, paragraph (2), item (ii)), art-155-3/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-2
- suppl-4181-65/art-132/par-1: 新金融商品取引法第百五十五条の五 → 金融商品取引法 第百五十五条の五 (Article 155-5), art-155-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-5
- suppl-4181-65/art-133/par-1: 附則第百二十九条 → 金融商品取引法 附則第百二十九条 (Supplementary Provisions, Article 129), suppl-4181-65/art-129 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-129
- suppl-4181-65/art-133/par-1: 新金融商品取引法第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6
- suppl-4181-65/art-133/par-1: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1
- suppl-4181-65/art-133/par-1: 第百五十五条の三第二項 → 金融商品取引法 第百五十五条の三第二項 (Article 155-3, paragraph (2)), art-155-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2
- suppl-4181-65/art-134/par-1: 新金融商品取引法第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6
- suppl-4181-65/art-134/par-2: 新金融商品取引法第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1
- suppl-4181-65/art-134/par-2: 第二項 → 金融商品取引法 第百五十五条の十第二項 (Article 155-10, paragraph (2)), art-155-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-2
- suppl-4181-65/art-135/par-1: 新金融商品取引法第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- suppl-4181-65/art-135/par-1: 新金融商品取引法第百五十六条の五第二項 → 金融商品取引法 第百五十六条の五第二項 (Article 156-5, paragraph (2)), art-156-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5/par-2
- suppl-4181-65/art-135/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-136/par-1: 新金融商品取引法第百五十六条の十四第三項 → 金融商品取引法 第百五十六条の十四第三項 (Article 156-14, paragraph (3)), art-156-14/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-3
- suppl-4181-65/art-136/par-2: 新金融商品取引法第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-1
- suppl-4181-65/art-136/par-2: 第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-2
- suppl-4181-65/art-137/par-1: 新金融商品取引法第百五十六条の六第二項 → 金融商品取引法 第百五十六条の六第二項 (Article 156-6, paragraph (2)), art-156-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-2
- suppl-4181-65/art-138/par-1: 新金融商品取引法第百五十六条の十四第二項 → 金融商品取引法 第百五十六条の十四第二項 (Article 156-14, paragraph (2)), art-156-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-2
- suppl-4181-65/art-138/par-1: 新金融商品取引法第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3
- suppl-4181-65/art-138/par-1: 附則第百三十五条 → 金融商品取引法 附則第百三十五条 (Supplementary Provisions, Article 135), suppl-4181-65/art-135 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-135
- suppl-4181-65/art-139/par-1: 新金融商品取引法第百五十六条の十四第三項 → 金融商品取引法 第百五十六条の十四第三項 (Article 156-14, paragraph (3)), art-156-14/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-3
- suppl-4181-65/art-139/par-2: 新金融商品取引法第百五十六条の十六 → 金融商品取引法 第百五十六条の十六 (Article 156-16), art-156-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-16
- suppl-4181-65/art-139/par-3: 新金融商品取引法第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-1
- suppl-4181-65/art-139/par-3: 第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-2
- suppl-4181-65/art-140/par-1: 新金融商品取引法第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-23#art-156-24/par-1
- suppl-4181-65/art-140/par-1: 新金融商品取引法第百五十六条の二十六 → 金融商品取引法 第百五十六条の二十六 (Article 156-26), art-156-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-23#art-156-26
- suppl-4181-65/art-140/par-1: 新金融商品取引法第八十三条第二項 → 金融商品取引法 第八十三条第二項 (Article 83, paragraph (2)), art-83/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-80#art-83/par-2
- suppl-4181-65/art-140/par-1: 新金融商品取引法第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-141/par-1: 新金融商品取引法第百五十六条の二十六 → 金融商品取引法 第百五十六条の二十六 (Article 156-26), art-156-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-23#art-156-26
- suppl-4181-65/art-141/par-1: 新金融商品取引法第百四十八条 → 金融商品取引法 第百四十八条 (Article 148), art-148 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-5#art-148
- suppl-4181-65/art-141/par-2: 新金融商品取引法第百五十六条の三十一第三項 → 金融商品取引法 第百五十六条の三十一第三項 (Article 156-31, paragraph (3)), art-156-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-31/par-3
- suppl-4181-65/art-141/par-3: 新金融商品取引法第百五十六条の三十二第一項 → 金融商品取引法 第百五十六条の三十二第一項 (Article 156-32, paragraph (1)), art-156-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-32/par-1
- suppl-4181-65/art-142/par-1: 新金融商品取引法第百五十六条の三十一第二項 → 金融商品取引法 第百五十六条の三十一第二項 (Article 156-31, paragraph (2)), art-156-31/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-31/par-2
- suppl-4181-65/art-142/par-1: 新金融商品取引法第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3
- suppl-4181-65/art-142/par-1: 附則第百四十条 → 金融商品取引法 附則第百四十条 (Supplementary Provisions, Article 140), suppl-4181-65/art-140 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-140
- suppl-4181-65/art-143/par-1: 新金融商品取引法第百五十六条の三十一第三項 → 金融商品取引法 第百五十六条の三十一第三項 (Article 156-31, paragraph (3)), art-156-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-31/par-3
- suppl-4181-65/art-143/par-2: 新金融商品取引法第百五十六条の三十二第一項 → 金融商品取引法 第百五十六条の三十二第一項 (Article 156-32, paragraph (1)), art-156-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-32/par-1
- suppl-4181-65/art-143/par-3: 新金融商品取引法第百五十六条の三十三第一項 → 金融商品取引法 第百五十六条の三十三第一項 (Article 156-33, paragraph (1)), art-156-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-33/par-1
- suppl-4181-65/art-144/par-1: 新金融商品取引法第百五十六条の三十五 → 金融商品取引法 第百五十六条の三十五 (Article 156-35), art-156-35 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-35
- suppl-4181-65/art-145/par-1: 新金融商品取引法第百六十六条 → 金融商品取引法 第百六十六条 (Article 166), art-166 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-166#art-166
- suppl-4181-65/art-145/par-1: 同条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-166#art-166/par-1
- suppl-4181-65/art-145/par-1: 同条第二項第一号 → 金融商品取引法 第百六十六条第二項第一号 (Article 166, paragraph (2), item (i)), art-166/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-166#art-166/par-2/item-1
- suppl-4181-65/art-145/par-1: 同項第三号 → 金融商品取引法 第百六十六条第二項第三号 (Article 166, paragraph (2), item (iii)), art-166/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-166#art-166/par-2/item-3
- suppl-4181-65/art-145/par-1: 同条第四項 → 金融商品取引法 第百六十六条第四項 (Article 166, paragraph (4)), art-166/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-166#art-166/par-4
- suppl-4181-65/art-145/par-2: 新金融商品取引法第百六十七条 → 金融商品取引法 第百六十七条 (Article 167), art-167 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-167#art-167
- suppl-4181-65/art-145/par-2: 同条第一項 → 金融商品取引法 第百六十七条第一項 (Article 167, paragraph (1)), art-167/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-167#art-167/par-1
- suppl-4181-65/art-145/par-2: 同条第二項 → 金融商品取引法 第百六十七条第二項 (Article 167, paragraph (2)), art-167/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-167#art-167/par-2
- suppl-4181-65/art-145/par-3: 新金融商品取引法第百七十一条 → 金融商品取引法 第百七十一条 (Article 171), art-171 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-6/from-art-167-2#art-171
- suppl-4181-65/art-146/par-1: 新金融商品取引法第百九十三条の二第一項 → 金融商品取引法 第二十六条の三第一項 (Article 26-3, paragraph (1)), art-26-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-2/from-art-26-3#art-26-3/par-1
- suppl-4181-65/art-147/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-147/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-147/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-147/par-2: 前項 → 金融商品取引法 附則第百四十七条第一項 (Supplementary Provisions, Article 147, paragraph (1)), suppl-4181-65/art-147/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-1
- suppl-4181-65/art-147/par-2: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-147/par-2: この条 → 金融商品取引法 附則第百四十七条 (Supplementary Provisions, Article 147), suppl-4181-65/art-147 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147
- suppl-4181-65/art-147/par-2: 第百五十五条 → 金融商品取引法 附則第百五十五条 (Supplementary Provisions, Article 155), suppl-4181-65/art-155 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-155
- suppl-4181-65/art-147/par-2: 新金融商品取引法第二十九条の二第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
- suppl-4181-65/art-147/par-2: 同条第二項 → 金融商品取引法 第二十九条の二第二項 (Article 29-2, paragraph (2)), art-29-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2
- suppl-4181-65/art-147/par-3: 前項 → 金融商品取引法 附則第百四十七条第二項 (Supplementary Provisions, Article 147, paragraph (2)), suppl-4181-65/art-147/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-2
- suppl-4181-65/art-147/par-3: 新金融商品取引法第二十九条の二第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
- suppl-4181-65/art-147/par-3: 新金融商品取引法第二十九条の三第一項第二号 → 金融商品取引法 第二十九条の三第一項第二号 (Article 29-3, paragraph (1), item (ii)), art-29-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3/par-1/item-2
- suppl-4181-65/art-147/par-4: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- suppl-4181-65/art-147/par-4: 第四号 → 金融商品取引法 第二十九条の四第一項第四号 (Article 29-4, paragraph (1), item (iv)), art-29-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4
- suppl-4181-65/art-147/par-4: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-4181-65/art-147/par-4: 第二号 → 金融商品取引法 第五十二条第一項第二号 (Article 52, paragraph (1), item (ii)), art-52/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-2
- suppl-4181-65/art-148/par-1: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-148/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- suppl-4181-65/art-148/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-7/from-art-194-4#art-194-4/par-1
- suppl-4181-65/art-148/par-2: 前項 → 金融商品取引法 附則第百四十八条第一項 (Supplementary Provisions, Article 148, paragraph (1)), suppl-4181-65/art-148/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148/par-1
- suppl-4181-65/art-148/par-2: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-148/par-2: 新金融商品取引法第三十三条の三第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- suppl-4181-65/art-148/par-2: 同条第二項 → 金融商品取引法 第三十三条の三第二項 (Article 33-3, paragraph (2)), art-33-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2
- suppl-4181-65/art-148/par-3: 前項 → 金融商品取引法 附則第百四十八条第二項 (Supplementary Provisions, Article 148, paragraph (2)), suppl-4181-65/art-148/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148/par-2
- suppl-4181-65/art-148/par-3: 新金融商品取引法第三十三条の三第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- suppl-4181-65/art-148/par-3: 新金融商品取引法第三十三条の四第一項第二号 → 金融商品取引法 第三十三条の四第一項第二号 (Article 33-4, paragraph (1), item (ii)), art-33-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4/par-1/item-2
- suppl-4181-65/art-149/par-1: 新金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-4181-65/art-149/par-1: 第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- suppl-4181-65/art-149/par-2: 新金融商品取引法第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- suppl-4181-65/art-149/par-2: 第二項 → 金融商品取引法 第五十二条の二第二項 (Article 52-2, paragraph (2)), art-52-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-2
- suppl-4181-65/art-150/par-1: 新金融商品取引法第三十一条第一項から第三項まで → 金融商品取引法 第三十一条第一項 (Article 31, paragraph (1)), art-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1
- suppl-4181-65/art-150/par-1: 新金融商品取引法第三十一条第一項から第三項まで → 金融商品取引法 第三十一条第二項 (Article 31, paragraph (2)), art-31/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-2
- suppl-4181-65/art-150/par-1: 新金融商品取引法第三十一条第一項から第三項まで → 金融商品取引法 第三十一条第三項 (Article 31, paragraph (3)), art-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-3
- suppl-4181-65/art-150/par-1: 附則第百四十七条第二項 → 金融商品取引法 附則第百四十七条第二項 (Supplementary Provisions, Article 147, paragraph (2)), suppl-4181-65/art-147/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-2
- suppl-4181-65/art-151/par-1: 新金融商品取引法第四十七条の二 → 金融商品取引法 第四十七条の二 (Article 47-2), art-47-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-47-2
- suppl-4181-65/art-152/par-1: 新金融商品取引法第四十七条の三 → 金融商品取引法 第四十七条の三 (Article 47-3), art-47-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-47-3
- suppl-4181-65/art-153/par-1: 新金融商品取引法第四十八条の二第一項 → 金融商品取引法 第四十八条の二第一項 (Article 48-2, paragraph (1)), art-48-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-48-2/par-1
- suppl-4181-65/art-153/par-1: 第三項 → 金融商品取引法 第四十八条の二第三項 (Article 48-2, paragraph (3)), art-48-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-3#art-48-2/par-3
- suppl-4181-65/art-154/par-1: 新金融商品取引法第五十一条 → 金融商品取引法 第五十一条 (Article 51), art-51 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51
- suppl-4181-65/art-154/par-2: 新金融商品取引法第五十一条の二 → 金融商品取引法 第五十一条の二 (Article 51-2), art-51-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51-2
- suppl-4181-65/art-155/par-1: 金融商品取引法第五十二条第一項第八号 → 金融商品取引法 第五十二条第一項第八号 (Article 52, paragraph (1), item (viii)), art-52/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-8
- suppl-4181-65/art-155/par-1: 同項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-4181-65/art-155/par-2: 新金融商品取引法第五十二条第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- suppl-4181-65/art-155/par-2: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- suppl-4181-65/art-155/par-3: 新金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-4181-65/art-155/par-3: 第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- suppl-4181-65/art-156/par-1: 新金融商品取引法第五十二条の二第一項第三号 → 金融商品取引法 第五十二条の二第一項第三号 (Article 52-2, paragraph (1), item (iii)), art-52-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-3
- suppl-4181-65/art-156/par-1: 同項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- suppl-4181-65/art-156/par-2: 新金融商品取引法第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- suppl-4181-65/art-156/par-2: 第二項 → 金融商品取引法 第五十二条の二第二項 (Article 52-2, paragraph (2)), art-52-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-2
- suppl-4181-65/art-157/par-1: 新金融商品取引法第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- suppl-4181-65/art-157/par-1: 附則第百四十七条第一項 → 金融商品取引法 附則第百四十七条第一項 (Supplementary Provisions, Article 147, paragraph (1)), suppl-4181-65/art-147/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-147/par-1
- suppl-4181-65/art-157/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- suppl-4181-65/art-157/par-2: 新金融商品取引法第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- suppl-4181-65/art-157/par-2: 附則第百四十八条第一項 → 金融商品取引法 附則第百四十八条第一項 (Supplementary Provisions, Article 148, paragraph (1)), suppl-4181-65/art-148/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-148/par-1
- suppl-4181-65/art-157/par-2: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- suppl-4181-65/art-158/par-1: 金融商品取引法第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- suppl-4181-65/art-216/par-2: 前項 → 金融商品取引法 附則第二百十六条第一項 (Supplementary Provisions, Article 216, paragraph (1)), suppl-4181-65/art-216/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-216/par-1
- suppl-4181-65/art-218/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4181-65/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-1
- suppl-4181-65/art-218/par-1: この条 → 金融商品取引法 附則第二百十八条 (Supplementary Provisions, Article 218), suppl-4181-65/art-218 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/suppl-4181-65#suppl-4181-65/art-218

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20270722_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-052, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-052, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-057, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-057, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-039, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-040, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-040, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-041, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-041, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-042, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-042, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-043, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-043, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-044, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-044, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-045, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-045, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-046, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-046, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-072, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T044155-024, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T044155-025, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
