# 金融商品取引法 / Financial Instruments and Exchange Act — 第三章の五 (Chapter 3-5)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三章の五 (Chapter 3-5) — address `ch-3-5`
- Text: the text as amended with effect from 2027-07-22 (On a day set by Cabinet Order, no later than 22 July 2027 — the amending law allows up to one year from promulgation. The exact day is not fixed yet.), standing until 2027-09-30 — NOT yet in force (revision 20270722_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#ch-3-5
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-3-5
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第三章の五 投資運用関係業務受託業者 — Chapter III-5 Investment Management-Related Services Contractors
heading: machine translation, not official
ch-3-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#ch-3-5
## 第一節 総則 — Section 1 General Provisions
heading: machine translation, not official
ch-3-5/sec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#ch-3-5/sec-1
### 第六十六条の七十一（登録） — Registration
caption: machine translation, not official
art-66-71 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
**第一項** 投資運用関係業務受託業を行う者は、内閣総理大臣の登録を受けることができる。
art-66-71/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71/par-1
A person that conducts investment management-related services contracting business may be registered by the Prime Minister.
machine translation, not official
### 第六十六条の七十二（登録の申請） — Application for Registration
caption: machine translation, not official
art-66-72 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72
**第一項** 前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
art-66-72/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1
A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
machine translation, not official
**一** 商号、名称又は氏名
art-66-72/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-1
its trade name or name;
machine translation, not official
**二** 財産的基礎に係る事項として内閣府令で定めるもの
art-66-72/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-2
particulars concerning its financial basis specified by Cabinet Office Order;
machine translation, not official
**三** 法人であるときは、役員の氏名又は名称
art-66-72/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-3
the names of its officers, if it is a corporation;
machine translation, not official
**四** 主たる営業所又は事務所（外国法人又は外国に住所を有する個人にあつては、主たる営業所又は事務所及び国内における主たる営業所又は事務所）の名称及び所在地
art-66-72/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-4
the name and location of its principal business office or office (or if it is a foreign corporation or an individual with a domicile in a foreign country, its principal business office or office and its principal business office or office in Japan);
machine translation, not official
**五** 登録申請の対象となる投資運用関係業務受託業を行う営業所又は事務所の名称及び所在地
art-66-72/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-5
the name and location of the business office or office at which the investment management-related services contracting business subject to the application for registration is conducted;
machine translation, not official
**六** 業務の種別（第二条第四十三項各号に掲げる業務の種別をいう。）
art-66-72/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-6
the type of business (meaning the type of business set forth in the items of Article 2, paragraph (43));
machine translation, not official
**七** 他に事業を行つているときは、その事業の種類
art-66-72/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-7
if the person engages in other business, the business type;
machine translation, not official
**八** その他内閣府令で定める事項
art-66-72/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-8
other particulars specified by Cabinet Office Order.
machine translation, not official
**第二項** 前項の登録申請書には、次に掲げる書類を添付しなければならない。
art-66-72/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-2
The following documents must accompany the written application for registration referred to in the preceding paragraph:
machine translation, not official
**一** 第六十六条の七十四各号（第二号から第五号まで、第七号ハ及び第八号ハを除く。）のいずれにも該当しないことを誓約する書面
art-66-72/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-2/item-1
a document pledging that the person does not fall under any of the items of Article 66-74 (excluding items (ii) through (v), item (vii), (c) and item (viii), (c));
machine translation, not official
**二** 投資運用関係業務受託業の業務の内容及び方法として内閣府令で定めるものを記載した書類
art-66-72/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-2/item-2
a document in which the content and method of the investment management-related services contracting business specified by Cabinet Office Order are stated;
machine translation, not official
**三** 法人である場合においては、定款及び法人の登記事項証明書（これらに準ずるものを含む。）
art-66-72/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-2/item-3
if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and
machine translation, not official
**四** その他内閣府令で定める書類
art-66-72/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-2/item-4
other documents specified by Cabinet Office Order.
machine translation, not official
**第三項** 前項第三号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-66-72/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-3
As concerns the documents set forth in item (iii) of the preceding paragraph accompanying a written application for registration, if the articles of incorporation have been prepared as electronic or magnetic records, such electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany the written application in lieu of paper documents.
machine translation, not official
### 第六十六条の七十三（登録簿への登録） — Registration in the Register
caption: machine translation, not official
art-66-73 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73
**第一項** 内閣総理大臣は、第六十六条の七十一の登録の申請があつた場合においては、次条の規定により登録を拒否する場合を除くほか、次に掲げる事項を投資運用関係業務受託業者登録簿に登録しなければならない。
art-66-73/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73/par-1
When an application is filed for the registration referred to in Article 66-71, unless the Prime Minister refuses the registration pursuant to the provisions of the following Article, the Prime Minister must register the following particulars in the investment management-related services contractors register:
machine translation, not official
**一** 前条第一項各号に掲げる事項
art-66-73/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73/par-1/item-1
particulars set forth under the items of paragraph (1) of the preceding Article;
machine translation, not official
**二** 登録年月日及び登録番号
art-66-73/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73/par-1/item-2
the date of registration and registration number.
machine translation, not official
**第二項** 内閣総理大臣は、投資運用関係業務受託業者登録簿を公衆の縦覧に供しなければならない。
art-66-73/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73/par-2
The Prime Minister must make the investment management-related services contractors register available to the public.
machine translation, not official
### 第六十六条の七十四（登録の拒否） — Refusal of Registration
caption: machine translation, not official
art-66-74 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74
**第一項** 内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
art-66-74/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1
The Prime Minister must refuse to effect a registration if the applicant for registration falls under any of the following items, or if the written application for registration or a document or electronic or magnetic record that is required to accompany it contains a false statement or record or omits a statement or record of a material fact:
machine translation, not official
**一** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者
art-66-74/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-1
a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c);
machine translation, not official
**二** 他に行う事業が公益に反すると認められる者
art-66-74/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-2
a person that performs another business which is found to be contrary to the public interest;
machine translation, not official
**三** 次のいずれかに該当する者
art-66-74/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-3
a person falling under any of the following:
machine translation, not official
**イ** 暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、投資運用関係業務受託業の信用を失墜させるおそれがあると認められる者
art-66-74/par-1/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-3/sub-1
a person found likely to cause the investment management-related services contracting business to lose credibility, in light of the person's relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or an organized crime group member prescribed in item (vi) of that Article, and other circumstances;
machine translation, not official
**ロ** その他投資運用関係業務受託業を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者
art-66-74/par-1/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-3/sub-2
any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a sufficient personnel structure to perform the investment management-related services contracting business in an appropriate manner;
machine translation, not official
**四** その行おうとする投資運用関係業務受託業を適確に遂行するための必要な体制が整備されていると認められない者
art-66-74/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-4
a person found not to have in place the necessary system for performing the investment management-related services contracting business that it seeks to conduct in an appropriate manner;
machine translation, not official
**五** 財産的基礎を有しない者
art-66-74/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-5
a person that does not have a financial basis;
machine translation, not official
**六** 国内に営業所又は事務所を有しない者
art-66-74/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-6
a person that does not have a business office or office in Japan.
machine translation, not official
**七** 法人である場合においては、次のいずれかに該当する者
art-66-74/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7
if the person is a corporation, a person that falls under any of the following persons:
machine translation, not official
**イ** 役員のうちに次のいずれかに該当する者のある者
art-66-74/par-1/item-7/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7/sub-1
a person that has an officer falling under any of the following persons:
machine translation, not official
**（１）** 心身の故障により投資運用関係業務受託業に係る業務を適正に行うことができない者として内閣府令で定める者
art-66-74/par-1/item-7/sub-1/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7/sub-1/sub2-1
a person specified by Cabinet Office Order as being unable to properly perform the business pertaining to the investment management-related services contracting business due to a mental or physical disorder; or
machine translation, not official
**（２）** 第二十九条の四第一項第二号ロからリまでのいずれかに該当する者
art-66-74/par-1/item-7/sub-1/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7/sub-1/sub2-2
a person falling under any of Article 29-4, paragraph (1), item (ii), (b) through (i);
machine translation, not official
**ロ** 外国法人であつて国内における代表者又は国内における代理人を定めていない者
art-66-74/par-1/item-7/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7/sub-2
a foreign corporation that has not designated a domestic representative or a domestic agent.
machine translation, not official
**ハ** 登録申請の対象となる投資運用関係業務受託業に係る業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員又は使用人を確保していないと認められる者
art-66-74/par-1/item-7/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7/sub-3
a person found not to have secured, for each business pertaining to the investment management-related services contracting business subject to the application for registration, officers or employees who have sufficient knowledge and experience necessary for its execution;
machine translation, not official
**八** 個人である場合においては、次のいずれかに該当する者
art-66-74/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-8
if the person is an individual, a person that falls under any of the following persons:
machine translation, not official
**イ** 第二十九条の四第一項第二号ロからチまで若しくはリ（同項第一号ハに規定する法律の規定に係る部分を除く。）又は前号イ（１）のいずれかに該当する者
art-66-74/par-1/item-8/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-8/sub-1
a person that falls under any of Article 29-4, paragraph (1), item (ii), (b) through (h), or (i) (excluding the part that involves the provisions of Acts prescribed in item (i), (c) of that paragraph) or (a), 1. of the preceding item;
machine translation, not official
**ロ** 外国に住所を有する個人であつて国内における代理人を定めていない者
art-66-74/par-1/item-8/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-8/sub-2
an individual domiciled in a foreign country that has not designated a domestic agent; or
machine translation, not official
**ハ** 登録申請の対象となる投資運用関係業務受託業に係る業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有していないと認められる者
art-66-74/par-1/item-8/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-8/sub-3
a person found not to have sufficient knowledge and experience necessary for the execution of each business pertaining to the investment management-related services contracting business subject to the application for registration.
machine translation, not official
### 第六十六条の七十五（変更登録等） — Registration of a Change
caption: machine translation, not official
art-66-75 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75
**第一項** 投資運用関係業務受託業者は、第六十六条の七十二第一項各号（第六号を除く。）に掲げる事項について変更があつたときは、その日から二週間以内に、その旨を内閣総理大臣に届け出なければならない。
art-66-75/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-1
If any of the particulars set forth in the items of Article 66-72, paragraph (1) (excluding item (vi)) changes, the investment management-related services contractor must notify the Prime Minister of this within two weeks from the day of the change.
machine translation, not official
**第二項** 内閣総理大臣は、前項の規定による届出を受理したときは、届出があつた事項を投資運用関係業務受託業者登録簿に登録しなければならない。
art-66-75/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-2
Upon accepting a notification under the provisions of the preceding paragraph, the Prime Minister must register the notified particulars in the investment management-related services contractors register.
machine translation, not official
**第三項** 投資運用関係業務受託業者は、第六十六条の七十二第二項第二号に掲げる書類に記載した業務の内容又は方法について変更があつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-66-75/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-3
If the business outline or business method stated in the document set forth in Article 66-72, paragraph (2), item (ii) changes, the investment management-related services contractor must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第四項** 投資運用関係業務受託業者は、第六十六条の七十二第一項第六号に掲げる事項について変更をしようとするときは、内閣府令で定めるところにより、内閣総理大臣の行う変更登録を受けなければならない。
art-66-75/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
If an investment management-related services contractor seeks to change the particular set forth in Article 66-72, paragraph (1), item (vi), it must obtain the registration of a change made by the Prime Minister, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第五項** 前二条の規定は、前項の変更登録について準用する。この場合において、第六十六条の七十三第一項中「次に掲げる事項」とあるのは「変更に係る事項」と、前条中「次の各号」とあるのは「第三号から第五号まで、第七号ハ若しくは第八号ハ」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-66-75/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-5
The provisions of the preceding two Articles apply mutatis mutandis to the registration of a change referred to in the preceding paragraph. In this case, in Article 66-73, paragraph (1), the phrase "the following particulars" is deemed to be replaced with "the particulars subject to the change"; in the preceding Article, the phrase "the following items" is deemed to be replaced with "items (iii) through (v), item (vii), (c), or item (viii), (c)"; and any other necessary technical replacement of terms is specified by Cabinet Order.
machine translation, not official
## 第二節 業務 — Section 2 Services
heading: machine translation, not official
ch-3-5/sec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#ch-3-5/sec-2
### 第六十六条の七十六（誠実義務） — Duty of Sincerity
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art-66-76 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-76
**第一項** 投資運用関係業務受託業者並びにその役員及び使用人は、委託者のため誠実かつ公正にその業務を遂行しなければならない。
art-66-76/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-76/par-1
An investment management-related services contractor and its officers and employees must perform their business in good faith and fairly for the entrusting party.
machine translation, not official
### 第六十六条の七十七（委託者に対する義務） — Obligations to the Entrusting Party
caption: machine translation, not official
art-66-77 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-77
**第一項** 投資運用関係業務受託業者は、委託者のため忠実にその業務を遂行しなければならない。
art-66-77/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-77/par-1
An investment management-related services contractor must perform its business faithfully for the entrusting party.
machine translation, not official
**第二項** 投資運用関係業務受託業者は、委託者に対し、善良な管理者の注意をもつてその業務を遂行しなければならない。
art-66-77/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-77/par-2
An investment management-related services contractor must perform its business toward the entrusting party with the due care of a prudent manager.
machine translation, not official
### 第六十六条の七十八（業務管理体制の整備） — Establishment of an Operational Control System
caption: machine translation, not official
art-66-78 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-78
**第一項** 投資運用関係業務受託業者は、その行う投資運用関係業務受託業を適確に遂行するため、内閣府令で定めるところにより、業務管理体制を整備しなければならない。
art-66-78/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-78/par-1
An investment management-related services contractor must establish an operational control system, pursuant to the provisions of Cabinet Office Order, in order to appropriately perform the investment management-related services contracting business that it conducts.
machine translation, not official
### 第六十六条の七十九（名義貸しの禁止） — Prohibition of Lending One's Name
caption: machine translation, not official
art-66-79 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-79
**第一項** 投資運用関係業務受託業者は、自己の名義をもつて、他人に投資運用関係業務受託業を行わせてはならない。
art-66-79/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-79/par-1
An investment management-related services contractor must not allow another person to engage in the investment management-related services contracting business using the name of the investment management-related services contractor.
machine translation, not official
### 第六十六条の八十（再委託の禁止） — Prohibition of Re-Entrustment
caption: machine translation, not official
art-66-80 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-80
**第一項** 投資運用関係業務受託業者は、他の者に投資運用関係業務（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けているものに限る。次項において同じ。）を委託してはならない。ただし、内閣総理大臣の承認を受けたときは、この限りでない。
art-66-80/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-80/par-1
An investment management-related services contractor must not entrust investment management-related services (limited to those for which the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) has been obtained for performing those services; the same applies in the following paragraph) to another person; provided, however, that this does not apply if it has obtained the approval of the Prime Minister.
machine translation, not official
**第二項** 内閣総理大臣は、前項ただし書の承認の申請があつた場合には、投資運用関係業務の委託（二以上の段階にわたる委託を含む。）を行うことが承認申請者に当該投資運用関係業務を委託した者における投資運用業等の適確な遂行に支障を及ぼすおそれがあると認められるときに限り、承認しないものとする。
art-66-80/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-80/par-2
When an application for the approval referred to in the proviso to the preceding paragraph is filed, the Prime Minister is not to grant the approval only where it is found that the entrustment of investment management-related services (including entrustment at two or more degrees of separation) by the applicant for approval is likely to impede the appropriate performance of investment management business, etc. by the person that entrusted those investment management-related services to the applicant for approval.
machine translation, not official
### 第六十六条の八十一（記録の保存） — Archiving Records
caption: machine translation, not official
art-66-81 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-81
**第一項** 投資運用関係業務受託業者は、内閣府令で定めるところにより、投資運用関係業務受託業に関する記録を作成し、これを保存しなければならない。
art-66-81/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-81/par-1
An investment management-related services contractor must, pursuant to the provisions of Cabinet Office Order, prepare and archive records on the investment management-related services contracting business.
machine translation, not official
## 第三節 監督 — Section 3 Supervision
heading: machine translation, not official
ch-3-5/sec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#ch-3-5/sec-3
### 第六十六条の八十二（事業報告書の提出） — Submission of Business Report
caption: machine translation, not official
art-66-82 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-82
**第一項** 投資運用関係業務受託業者は、事業年度ごとに、内閣府令で定めるところにより、事業報告書を作成し、毎事業年度経過後三月以内に、これを内閣総理大臣に提出しなければならない。
art-66-82/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-82/par-1
Each business year, an investment management-related services contractor must, pursuant to the provisions of Cabinet Office Order, prepare a business report and submit it to the Prime Minister within three months after the end of each business year.
machine translation, not official
### 第六十六条の八十三（廃業等の届出等） — Notification of Discontinuing Business
caption: machine translation, not official
art-66-83 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83
**第一項** 投資運用関係業務受託業者が次の各号のいずれかに該当することとなつたときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。
art-66-83/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1
If an investment management-related services contractor comes to fall under any of the following items, the person specified in the relevant item must notify the Prime Minister to that effect within 30 days from that day.
machine translation, not official
**一** 投資運用関係業務受託業者である個人が死亡したとき その相続人
art-66-83/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-1
an individual who is an investment management-related services contractor dies:the heir;
machine translation, not official
**二** 投資運用関係業務受託業（第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けているものに限る。第六号において同じ。）を廃止したとき その法人又は個人
art-66-83/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-2
it discontinues the investment management-related services contracting business (limited to that for which it has received the Article 66-71 registration or the Article 66-75, paragraph (4) registration of a change; the same applies in item (vi)):that corporation or individual;
machine translation, not official
**三** 投資運用関係業務受託業者である法人が合併により消滅したとき その法人を代表する役員であつた者
art-66-83/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-3
a corporation that is an investment management-related services contractor is extinguished by a merger:the person who was an officer representing that corporation;
machine translation, not official
**四** 投資運用関係業務受託業者である法人が破産手続開始の決定により解散したとき その破産管財人
art-66-83/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-4
a corporation that is an investment management-related services contractor dissolves as a result of an order to commence bankruptcy proceedings:the bankruptcy trustee;
machine translation, not official
**五** 投資運用関係業務受託業者である法人が合併及び破産手続開始の決定以外の理由により解散したとき その清算人
art-66-83/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-5
a corporation that is an investment management-related services contractor dissolves for reasons other than a merger or an order to commence bankruptcy proceedings:the liquidator;
machine translation, not official
**六** 投資運用関係業務受託業者である法人が分割により事業（投資運用関係業務受託業に係る事業に限る。次号において同じ。）の全部を承継させたとき その法人
art-66-83/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-6
a corporation that is an investment management-related services contractor has another person succeed to the whole of its business (limited to business pertaining to the investment management-related services contracting business; the same applies in the following item) through a company split:that corporation;
machine translation, not official
**七** 事業の全部を譲渡したとき その法人又は個人
art-66-83/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-7
it transfers the whole of its business:that corporation or individual.
machine translation, not official
**第二項** 投資運用関係業務受託業者が前項各号のいずれかに該当することとなつたときは、当該投資運用関係業務受託業者の第六十六条の七十一の登録は、その効力を失う。
art-66-83/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-2
If an investment management-related services contractor comes to fall under any of the items of the preceding paragraph, the Article 66-71 registration of that investment management-related services contractor loses its validity.
machine translation, not official
### 第六十六条の八十四（業務改善命令） — Business Improvement Orders
caption: machine translation, not official
art-66-84 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-84
**第一項** 内閣総理大臣は、投資運用関係業務受託業者の業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該投資運用関係業務受託業者に対し、業務の方法の変更その他業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
art-66-84/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-84/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors concerning an investment management-related services contractor's operation of business or the state of its assets, the Prime Minister may, to the extent necessary, order the investment management-related services contractor to take measures necessary for improving its business operations or the state of its assets, such as changing its business methods.
machine translation, not official
### 第六十六条の八十五（監督上の処分） — Supervisory Dispositions
caption: machine translation, not official
art-66-85 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85
**第一項** 内閣総理大臣は、投資運用関係業務受託業者が次の各号のいずれかに該当する場合においては、当該投資運用関係業務受託業者の第六十六条の七十一の登録を取り消し、又は六月以内の期間を定めて投資運用関係業務受託業の業務の全部若しくは一部の停止を命ずることができる。
art-66-85/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
In the case where an investment management-related services contractor falls under any of the following items, the Prime Minister may rescind the Article 66-71 registration of that investment management-related services contractor, or specify a period not exceeding six months and order the suspension of all or part of its investment management-related services contracting business.
machine translation, not official
**一** 第六十六条の七十四各号（第七号イを除く。）のいずれかに該当することとなつたとき。
art-66-85/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1/item-1
it comes to fall under any of the items of Article 66-74 (excluding item (vii), (a));
machine translation, not official
**二** 不正の手段により第六十六条の七十一の登録を受けたとき。
art-66-85/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1/item-2
it has received the Article 66-71 registration by wrongful means;
machine translation, not official
**三** 投資運用関係業務受託業に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。
art-66-85/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1/item-3
it violates a law or regulation or a disposition by a government agency which is based on a law or regulation, in connection with its investment management-related services contracting business;
machine translation, not official
**四** 投資運用関係業務受託業に関し、不正又は著しく不当な行為をした場合において、その情状が特に重いとき。
art-66-85/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1/item-4
in connection with its investment management-related services contracting business, it has committed an unlawful or grossly inappropriate act, and the circumstances are particularly serious.
machine translation, not official
**第二項** 内閣総理大臣は、投資運用関係業務受託業者の役員（外国法人にあつては、国内における営業所若しくは事務所に駐在する役員又は国内における代表者に限る。以下この項において同じ。）が、第六十六条の七十四第七号イ（１）若しくは（２）に該当することとなつたとき、第六十六条の七十一の登録当時既に同号イ（１）若しくは（２）に該当していたことが判明したとき、又は前項第三号若しくは第四号に該当することとなつたときは、当該投資運用関係業務受託業者に対して、当該役員の解任を命ずることができる。
art-66-85/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-2
If an officer of an investment management-related services contractor (for a foreign corporation, this is limited to an officer stationed at its domestic business office or office, or its domestic representative; hereinafter the same applies in this paragraph) comes to fall under Article 66-74, item (vii), (a)(1) or (2), is discovered to have already fallen under (a)(1) or (2) of that item at the time of the Article 66-71 registration, or comes to fall under item (iii) or (iv) of the preceding paragraph, the Prime Minister may order the investment management-related services contractor to dismiss that officer.
machine translation, not official
**第三項** 内閣総理大臣は、投資運用関係業務受託業者の営業所若しくは事務所の所在地を確知できないとき、又は投資運用関係業務受託業者の所在（法人である場合においては、その法人を代表する役員の所在）を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該投資運用関係業務受託業者から申出がないときは、当該投資運用関係業務受託業者の登録を取り消すことができる。
art-66-85/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-3
If the Prime Minister is unable to ascertain the location of the business offices or offices of an investment management-related services contractor, or is unable to ascertain the whereabouts of an investment management-related services contractor (where it is a corporation, the whereabouts of the officer representing that corporation), the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of that investment management-related services contractor if no filing is made by that investment management-related services contractor even after 30 days past the day of the public notice.
machine translation, not official
**第四項** 前項の規定による処分については、行政手続法第三章の規定は、適用しない。
art-66-85/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-4
The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph.
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### 第六十六条の八十六（監督処分の公告） — Public Notice of Supervisory Dispositions
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art-66-86 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-86
**第一項** 内閣総理大臣は、前条第一項若しくは第三項の規定により第六十六条の七十一の登録を取り消し、又は前条第一項の規定により業務の全部若しくは一部の停止を命じたときは、内閣府令で定めるところにより、その旨を公告しなければならない。
art-66-86/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-86/par-1
If the Prime Minister has rescinded an Article 66-71 registration pursuant to the provisions of paragraph (1) or (3) of the preceding Article, or has ordered the suspension of all or part of business pursuant to the provisions of paragraph (1) of the preceding Article, the Prime Minister must issue public notice to that effect pursuant to the provisions of Cabinet Office Order.
machine translation, not official
### 第六十六条の八十七（登録の抹消） — Deletion of Registrations
caption: machine translation, not official
art-66-87 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-87
**第一項** 内閣総理大臣は、投資運用関係業務受託業者から第六十六条の七十一の登録の抹消の申請があつたとき、第六十六条の八十三第二項の規定により第六十六条の七十一の登録がその効力を失つたとき、又は第六十六条の八十五第一項若しくは第三項の規定により第六十六条の七十一の登録を取り消したときは、当該登録を抹消しなければならない。
art-66-87/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-87/par-1
When an application is filed by an investment management-related services contractor for the deletion of the Article 66-71 registration, if the Article 66-71 registration loses its validity pursuant to the provisions of Article 66-83, paragraph (2), or if the Prime Minister rescinds the Article 66-71 registration pursuant to the provisions of Article 66-85, paragraph (1) or (3), the Prime Minister must delete that registration.
machine translation, not official
### 第六十六条の八十八（報告の徴取及び検査） — Collection of Reports and Inspections
caption: machine translation, not official
art-66-88 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-88
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、投資運用関係業務受託業者、これと取引をする者若しくは当該投資運用関係業務受託業者から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該投資運用関係業務受託業者の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該投資運用関係業務受託業者若しくは当該投資運用関係業務受託業者から業務の委託を受けた者の業務若しくは財産の状況若しくは記録その他の物件の検査（当該投資運用関係業務受託業者から業務の委託を受けた者にあつては、当該投資運用関係業務受託業者の業務又は財産に関し必要な検査に限る。）をさせることができる。
art-66-88/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-88/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order an investment management-related services contractor, a person that does business with it, or a person that the investment management-related services contractor has entrusted with its business (including a person that has received entrustment from that person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article) to report or submit materials that should serve as a reference with regard to the business or assets of the investment management-related services contractor, and may have the relevant officials inspect the state of the business or assets, or the records and any other articles, of the investment management-related services contractor or a person that the investment management-related services contractor has entrusted with its business (but may only have the relevant officials inspect a person that the investment management-related services contractor has entrusted with its business as is necessary in connection with the business or assets of the investment management-related services contractor).
machine translation, not official
### 第六十六条の八十九（審問等） — Hearings
caption: machine translation, not official
art-66-89 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-89
**第一項** 内閣総理大臣は、第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を拒否しようとするときは、登録申請者又は投資運用関係業務受託業者に通知して、当該職員に、当該登録申請者又は当該投資運用関係業務受託業者につき審問を行わせなければならない。
art-66-89/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-89/par-1
When seeking to refuse the Article 66-71 registration or the Article 66-75, paragraph (4) registration of a change, the Prime Minister must notify the applicant for registration or the investment management-related services contractor, and have the relevant officials conduct a hearing regarding the applicant for registration or the investment management-related services contractor.
machine translation, not official
**第二項** 内閣総理大臣は、第六十六条の八十四又は第六十六条の八十五第一項の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-66-89/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-89/par-2
Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to take a disposition based on the provisions of Article 66-84 or Article 66-85, paragraph (1), the Prime Minister must conduct a hearing.
machine translation, not official
**第三項** 内閣総理大臣は、第六十六条の七十一の登録若しくは第六十六条の七十五第四項の変更登録をし、若しくはしないこととしたとき、又は第六十六条の八十四若しくは第六十六条の八十五第一項若しくは第二項の規定に基づいて処分をすることとしたときは、書面により、その旨を登録申請者又は投資運用関係業務受託業者に通知しなければならない。
art-66-89/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-89/par-3
When the Prime Minister has decided to grant or not to grant the Article 66-71 registration or the Article 66-75, paragraph (4) registration of a change, or has decided to take a disposition based on the provisions of Article 66-84 or Article 66-85, paragraph (1) or (2), the Prime Minister must notify the applicant for registration or the investment management-related services contractor to that effect in writing.
machine translation, not official
## 第四節 雑則 — Section 4 Miscellaneous Provisions
heading: machine translation, not official
ch-3-5/sec-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#ch-3-5/sec-4
### 第六十六条の九十（職務代行者） — Acting Representatives
caption: machine translation, not official
art-66-90 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-90
**第一項** 内閣総理大臣は、投資運用関係業務受託業者（外国法人に限る。以下この条において同じ。）の国内における代表者が欠けた場合において、必要があると認めるときは、一時その職務を行うべき者（次項において「職務代行者」という。）を選任することができる。この場合において、当該投資運用関係業務受託業者は、国内における主たる営業所又は事務所の所在地において、その登記をしなければならない。
art-66-90/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-90/par-1
If the domestic representative of an investment management-related services contractor (limited to a foreign corporation; hereinafter the same applies in this Article) is absent and the Prime Minister finds it to be necessary, the Prime Minister may appoint a person to temporarily perform that representative's duties (referred to as an "acting representative" in the following paragraph). In this case, the investment management-related services contractor must register this at the location of its principal business office or office in Japan.
machine translation, not official
**第二項** 内閣総理大臣は、前項の規定により職務代行者を選任したときは、投資運用関係業務受託業者に対し、当該職務代行者に相当額の報酬を支払うべき旨を命ずることができる。
art-66-90/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-90/par-2
If the Prime Minister has appointed an acting representative pursuant to the provisions of the preceding paragraph, the Prime Minister may order the investment management-related services contractor to pay that acting representative a reasonable amount of remuneration.
machine translation, not official
### 第六十六条の九十一（外国法人等に対するこの法律の規定の適用に当たつての技術的読替え等） — Technical Replacement of Terms in Applying the Provisions of This Act to Foreign Corporations
caption: machine translation, not official
art-66-91 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-91
**第一項** 投資運用関係業務受託業者が外国法人又は外国に住所を有する個人である場合における第六十六条の八十二の規定の適用については、同条中「三月以内」とあるのは、「政令で定める期間内」とするほか、投資運用関係業務受託業者が外国法人又は外国に住所を有する個人である場合におけるこの法律の規定の適用に当たつての技術的読替えその他当該外国法人又は個人に対するこの法律の規定の適用に関し必要な事項は、政令で定める。
art-66-91/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-91/par-1
In applying the provisions of Article 66-82 where an investment management-related services contractor is a foreign corporation or an individual with an address in a foreign country, the phrase "within three months" in that Article is deemed to be replaced with "within the period specified by Cabinet Order"; beyond this, technical replacement of terms in applying the provisions of this Act where an investment management-related services contractor is a foreign corporation or an individual with an address in a foreign country, and any other necessary matters concerning the application of the provisions of this Act to that foreign corporation or individual, are specified by Cabinet Order.
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### 第六十六条の九十二（内閣府令への委任） — Delegation to Cabinet Office Order
caption: machine translation, not official
art-66-92 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-92
**第一項** 第六十六条の七十一から前条までの規定を実施するための手続その他必要な事項は、内閣府令で定める。
art-66-92/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-92/par-1
Procedures for implementing the provisions of Article 66-71 through the preceding Article and any other necessary matters are specified by Cabinet Office Order.
machine translation, not official
### 第六十六条の九十三（投資運用関係業務受託業者の自主的努力の尊重） — Respect for the Voluntary Efforts of Investment Management-Related Services Contractors
caption: machine translation, not official
art-66-93 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-93
**第一項** 内閣総理大臣は、投資運用関係業務受託業者を監督するに当たつては、業務の運営についての投資運用関係業務受託業者の自主的な努力を尊重するよう配慮しなければならない。
art-66-93/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-93/par-1
The Prime Minister, in supervising an investment management-related services contractor, must give due consideration to respecting the voluntary efforts of the investment management-related services contractor to run its business.
machine translation, not official
---
## Cites
- art-66-72/par-1: 前条 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-72/par-1/item-6: 第二条第四十三項 → 金融商品取引法 第二条第四十三項 (Article 2, paragraph (43)), art-2/par-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-1/from-art-2#art-2/par-43
- art-66-72/par-2: 前項 → 金融商品取引法 第六十六条の七十二第一項 (Article 66-72, paragraph (1)), art-66-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1
- art-66-72/par-2/item-1: 第六十六条の七十四 → 金融商品取引法 第六十六条の七十四 (Article 66-74), art-66-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第二号 (Article 66-74, paragraph (1), item (ii)), art-66-74/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-2
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第三号 (Article 66-74, paragraph (1), item (iii)), art-66-74/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-3
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第四号 (Article 66-74, paragraph (1), item (iv)), art-66-74/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-4
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第五号 (Article 66-74, paragraph (1), item (v)), art-66-74/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-5
- art-66-72/par-2/item-1: 第七号 → 金融商品取引法 第六十六条の七十四第一項第七号 (Article 66-74, paragraph (1), item (vii)), art-66-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7
- art-66-72/par-2/item-1: 第八号 → 金融商品取引法 第六十六条の七十四第一項第八号 (Article 66-74, paragraph (1), item (viii)), art-66-74/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-8
- art-66-72/par-3: 前項第三号 → 金融商品取引法 第六十六条の七十二第二項第三号 (Article 66-72, paragraph (2), item (iii)), art-66-72/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-2/item-3
- art-66-73/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-73/par-1: 次条 → 金融商品取引法 第六十六条の七十四 (Article 66-74), art-66-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74
- art-66-73/par-1/item-1: 前条第一項 → 金融商品取引法 第六十六条の七十二第一項 (Article 66-72, paragraph (1)), art-66-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1
- art-66-74/par-1/item-1: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-66-74/par-1/item-3/sub-1: 暴力団員による不当な行為の防止等に関する法律第二条第二号 → e-Gov law 403AC0000000077, 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — not held in this collection
- art-66-74/par-1/item-3/sub-1: 同条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection
- art-66-74/par-1/item-7/sub-1/sub2-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-66-74/par-1/item-8/sub-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-66-74/par-1/item-8/sub-1: 同項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-66-74/par-1/item-8/sub-1: 前号 → 金融商品取引法 第六十六条の七十四第一項第七号 (Article 66-74, paragraph (1), item (vii)), art-66-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7
- art-66-75/par-1: 第六十六条の七十二第一項 → 金融商品取引法 第六十六条の七十二第一項 (Article 66-72, paragraph (1)), art-66-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1
- art-66-75/par-1: 第六号 → 金融商品取引法 第六十六条の七十二第一項第六号 (Article 66-72, paragraph (1), item (vi)), art-66-72/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-6
- art-66-75/par-2: 前項 → 金融商品取引法 第六十六条の七十五第一項 (Article 66-75, paragraph (1)), art-66-75/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-1
- art-66-75/par-3: 第六十六条の七十二第二項第二号 → 金融商品取引法 第六十六条の七十二第二項第二号 (Article 66-72, paragraph (2), item (ii)), art-66-72/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-2/item-2
- art-66-75/par-4: 第六十六条の七十二第一項第六号 → 金融商品取引法 第六十六条の七十二第一項第六号 (Article 66-72, paragraph (1), item (vi)), art-66-72/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72/par-1/item-6
- art-66-75/par-5: 前二条 → 金融商品取引法 第六十六条の七十三 (Article 66-73), art-66-73 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73
- art-66-75/par-5: 前二条 → 金融商品取引法 第六十六条の七十四 (Article 66-74), art-66-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74
- art-66-75/par-5: 前項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-66-75/par-5: 第六十六条の七十三第一項 → 金融商品取引法 第六十六条の七十三第一項 (Article 66-73, paragraph (1)), art-66-73/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73/par-1
- art-66-75/par-5: 第三号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第三号 (Article 66-74, paragraph (1), item (iii)), art-66-74/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-3
- art-66-75/par-5: 第三号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第四号 (Article 66-74, paragraph (1), item (iv)), art-66-74/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-4
- art-66-75/par-5: 第三号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第五号 (Article 66-74, paragraph (1), item (v)), art-66-74/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-5
- art-66-75/par-5: 第七号 → 金融商品取引法 第六十六条の七十四第一項第七号 (Article 66-74, paragraph (1), item (vii)), art-66-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7
- art-66-75/par-5: 第八号 → 金融商品取引法 第六十六条の七十四第一項第八号 (Article 66-74, paragraph (1), item (viii)), art-66-74/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-8
- art-66-80/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-80/par-1: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-66-80/par-1: 次項 → 金融商品取引法 第六十六条の八十第二項 (Article 66-80, paragraph (2)), art-66-80/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-80/par-2
- art-66-80/par-2: 前項 → 金融商品取引法 第六十六条の八十第一項 (Article 66-80, paragraph (1)), art-66-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-80/par-1
- art-66-83/par-1/item-2: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-83/par-1/item-2: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-66-83/par-1/item-2: 第六号 → 金融商品取引法 第六十六条の八十三第一項第六号 (Article 66-83, paragraph (1), item (vi)), art-66-83/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-6
- art-66-83/par-1/item-6: 次号 → 金融商品取引法 第六十六条の八十三第一項第七号 (Article 66-83, paragraph (1), item (vii)), art-66-83/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-7
- art-66-83/par-2: 前項 → 金融商品取引法 第六十六条の八十三第一項 (Article 66-83, paragraph (1)), art-66-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1
- art-66-83/par-2: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-85/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-85/par-1/item-1: 第六十六条の七十四 → 金融商品取引法 第六十六条の七十四 (Article 66-74), art-66-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74
- art-66-85/par-1/item-1: 第七号 → 金融商品取引法 第六十六条の七十四第一項第七号 (Article 66-74, paragraph (1), item (vii)), art-66-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7
- art-66-85/par-1/item-2: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-85/par-2: この項 → 金融商品取引法 第六十六条の八十五第二項 (Article 66-85, paragraph (2)), art-66-85/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-2
- art-66-85/par-2: 第六十六条の七十四第七号 → 金融商品取引法 第六十六条の七十四第一項第七号 (Article 66-74, paragraph (1), item (vii)), art-66-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7
- art-66-85/par-2: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-85/par-2: 前項第三号 → 金融商品取引法 第六十六条の八十五第一項第三号 (Article 66-85, paragraph (1), item (iii)), art-66-85/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1/item-3
- art-66-85/par-2: 第四号 → 金融商品取引法 第六十六条の八十五第一項第四号 (Article 66-85, paragraph (1), item (iv)), art-66-85/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1/item-4
- art-66-85/par-4: 前項 → 金融商品取引法 第六十六条の八十五第三項 (Article 66-85, paragraph (3)), art-66-85/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-3
- art-66-86/par-1: 前条第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-66-86/par-1: 第三項 → 金融商品取引法 第六十六条の八十五第三項 (Article 66-85, paragraph (3)), art-66-85/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-3
- art-66-86/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-87/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-87/par-1: 第六十六条の八十三第二項 → 金融商品取引法 第六十六条の八十三第二項 (Article 66-83, paragraph (2)), art-66-83/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-2
- art-66-87/par-1: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-66-87/par-1: 第三項 → 金融商品取引法 第六十六条の八十五第三項 (Article 66-85, paragraph (3)), art-66-85/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-3
- art-66-88/par-1: この条 → 金融商品取引法 第六十六条の八十八 (Article 66-88), art-66-88 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-88
- art-66-89/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-89/par-1: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-66-89/par-2: 第六十六条の八十四 → 金融商品取引法 第六十六条の八十四 (Article 66-84), art-66-84 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-84
- art-66-89/par-2: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-66-89/par-2: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-66-89/par-3: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-89/par-3: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-66-89/par-3: 第六十六条の八十四 → 金融商品取引法 第六十六条の八十四 (Article 66-84), art-66-84 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-84
- art-66-89/par-3: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-66-89/par-3: 第二項 → 金融商品取引法 第六十六条の八十五第二項 (Article 66-85, paragraph (2)), art-66-85/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-2
- art-66-90/par-1: この条 → 金融商品取引法 第六十六条の九十 (Article 66-90), art-66-90 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-90
- art-66-90/par-1: 次項 → 金融商品取引法 第六十六条の九十第二項 (Article 66-90, paragraph (2)), art-66-90/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-90/par-2
- art-66-90/par-2: 前項 → 金融商品取引法 第六十六条の九十第一項 (Article 66-90, paragraph (1)), art-66-90/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-90/par-1
- art-66-91/par-1: 第六十六条の八十二 → 金融商品取引法 第六十六条の八十二 (Article 66-82), art-66-82 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-82
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十二 (Article 66-72), art-66-72 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-72
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十三 (Article 66-73), art-66-73 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-73
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十四 (Article 66-74), art-66-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十五 (Article 66-75), art-66-75 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十六 (Article 66-76), art-66-76 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-76
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十七 (Article 66-77), art-66-77 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-77
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十八 (Article 66-78), art-66-78 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-78
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の七十九 (Article 66-79), art-66-79 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-79
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十 (Article 66-80), art-66-80 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-80
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十一 (Article 66-81), art-66-81 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-81
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十二 (Article 66-82), art-66-82 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-82
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十三 (Article 66-83), art-66-83 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十四 (Article 66-84), art-66-84 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-84
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十五 (Article 66-85), art-66-85 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十六 (Article 66-86), art-66-86 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-86
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十七 (Article 66-87), art-66-87 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-87
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十八 (Article 66-88), art-66-88 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-88
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の八十九 (Article 66-89), art-66-89 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-89
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の九十 (Article 66-90), art-66-90 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-90
- art-66-92/par-1: 第六十六条の七十一から前条まで → 金融商品取引法 第六十六条の九十一 (Article 66-91), art-66-91 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-91
---
## Sources
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20270722_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-012, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-009, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-010, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-011, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-012, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22