# 金融商品取引法 / Financial Instruments and Exchange Act — 第五節 (Chapter 3, Section 5)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第五節 (Chapter 3, Section 5) — address `ch-3/sec-5`
- Text: the text as amended with effect from 2027-04-01, standing until 2027-07-21 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20270401_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#ch-3/sec-5
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-3/sec-5
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第五節 外国業者に関する特例 — Section 5 Special Provisions on Foreign Business Operators
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#ch-3/sec-5
## 第一款 外国証券業者 — Subsection 1 Foreign Securities Services Providers
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-5/subsec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#ch-3/sec-5/subsec-1
### 第五十八条（定義） — (Definitions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-58 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-58
**第一項** この節において「外国証券業者」とは、金融商品取引業者及び銀行、協同組織金融機関その他政令で定める金融機関以外の者で、外国の法令に準拠し、外国において有価証券関連業を行う者をいう。
art-58/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-58/par-1
The term "foreign securities services provider" as used in this Section means a person other than a financial instruments business operator, bank, cooperative financial institution, or financial institution specified by Cabinet Order, which is governed by foreign laws and regulations, and which engages in securities services in a foreign country.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十八条の二（外国証券業者が行うことのできる業務） — (Services in Which a Foreign Securities Services Provider May Engage)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-58-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-58-2
**第一項** 外国証券業者は、国内にある者を相手方として第二十八条第八項各号に掲げる行為を行つてはならない。ただし、金融商品取引業者のうち、有価証券関連業を行う者を相手方とする場合（当該外国証券業者がその店頭デリバティブ取引等の業務の用に供する電子情報処理組織を使用して特定店頭デリバティブ取引又はその媒介、取次ぎ（有価証券等清算取次ぎを除く。）若しくは代理を行う場合を除く。）その他政令で定める場合は、この限りでない。
art-58-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-58-2/par-1
A foreign securities services provider must not perform any act set forth in the items of Article 28, paragraph (8) with a person in Japan as the counterparty; provided, however, that this does not apply if a foreign securities services provider performs such an act with a financial instruments business operator engaged in securities services as the counterparty (excluding cases where the relevant foreign securities broker conducts specified over-the-counter derivatives transactions, or intermediation, brokerage (excluding brokerage for clearing of securities, etc.), or agency therefor using the electronic data processing system used by the relevant foreign securities broker for its business of over-the-counter derivatives transactions, etc.), or if it does so in a case that is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二款 引受業務の一部の許可 — Subsection 2 Permission for Some Underwriting Activities
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-5/subsec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#ch-3/sec-5/subsec-2
### 第五十九条（引受業務の一部の許可） — (Permission for Some Underwriting Activities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-59 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59
**第一項** 外国証券業者は、第二十九条及び前条の規定にかかわらず、内閣総理大臣の許可を受けて、その行う有価証券の引受けの業務のうち、元引受契約（第二十一条第五項に規定する元引受契約をいう。次条第一項第六号ヘにおいて同じ。）への参加その他の行為で政令で定めるものを国内において行うこと（以下この節において「引受業務」という。）ができる。
art-59/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
Notwithstanding the provisions of Article 29 and the preceding Article, with the permission of the Prime Minister, a foreign securities services provider may participate in a wholesale underwriting contract (meaning a wholesale underwriting contract as prescribed in Article 21, paragraph (5); hereinafter the same applies in paragraph (1), item (vi), (f) of the following Article) and perform other acts specified by Cabinet Order in Japan, as a part of the underwriting of securities that it carries out (hereinafter referred to as the "underwriting activities" in this Section).
machine translation, not official
**第二項** 内閣総理大臣は、前項の許可に条件を付することができる。
art-59/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-2
The Prime Minister may attach conditions to the permission referred to in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の条件は、公益又は投資者保護のため必要な最小限度のものでなければならない。
art-59/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-3
The conditions referred to in the preceding paragraph must constitute the minimum level of conditions that are necessary for the public interest and the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、第二項の規定により条件を付することとしたときは、書面により、その旨を許可申請者に通知しなければならない。
art-59/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-4
If the Prime Minister decides to attach conditions pursuant to the provisions of paragraph (2), the Prime Minister must notify the applicant for permission of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十九条の二（引受業務の一部の許可の申請） — (Application for Permission for Some Underwriting Activities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-59-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2
**第一項** 前条第一項の許可を受けようとする者は、次に掲げる事項（許可申請者が個人である場合には、第三号及び第四号に掲げる事項を除く。）を記載した許可申請書を内閣総理大臣に提出しなければならない。
art-59-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1
A person seeking to obtain the permission referred to in paragraph (1) of the preceding Article must submit a written application for permission to the Prime Minister, in which the person states the following particulars (if the applicant for permission is an individual, the particulars set forth in items (iii) and (iv) are excluded):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号又は氏名
art-59-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-1
its trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 本店又は主たる事務所の所在の場所
art-59-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-2
the location of its head office or principal office;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 資本金の額又は出資の総額
art-59-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-3
the amount of stated capital or the total amount of contributions;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 代表権を有する役員の役職名及び氏名
art-59-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-4
the title and the name of the officer that has the authority of representation;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 当該申請に係る行為を行う者の氏名及び国内の住所又は居所その他の連絡場所
art-59-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-5
the name, and the address, residence, or other contact address in Japan, of the person that will perform the activities to which the application pertains;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 当該申請に係る行為に係る有価証券に関し予定されている次に掲げる事項
art-59-2/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6
the following particulars, as scheduled, of the securities that are connected with the activities to which the application pertains:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 発行者又は所有者
art-59-2/par-1/item-6/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6/sub-1
the issuer or holder;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 種類
art-59-2/par-1/item-6/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6/sub-2
the class;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 数量及び金額
art-59-2/par-1/item-6/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6/sub-3
the volume and amount;
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 発行又は売出しの場所
art-59-2/par-1/item-6/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6/sub-4
the issuance or sales location;
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** 発行又は売出しの日
art-59-2/par-1/item-6/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6/sub-5
the date of issuance or sale;
Ministry of Justice translation — Japanese Law Translation Database System
**ヘ** 他の引受幹事金融商品取引業者（元引受契約を締結するに際し、当該有価証券の発行者又は所有者と当該元引受契約の内容を確定させるための協議を行う金融商品取引業者をいう。）
art-59-2/par-1/item-6/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6/sub-6
the other financial instruments business operator managing the underwriting (meaning the financial instruments business operator that holds discussions with the issuer or holder of the securities in order to fix the content of the wholesale underwriting contract, when a wholesale underwriting contract is being concluded); and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 許可申請者が引き受けようとする額
art-59-2/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-7
the amount that the applicant for permission seeks to underwrite.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項第三号に規定する資本金の額又は出資の総額の計算については、政令で定める。
art-59-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-2
The calculation of the amount of stated capital or the total amount of contributions as prescribed in item (iii) of the preceding paragraph is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の許可申請書には、次に掲げる書類を添付しなければならない。ただし、第一号又は第四号に掲げる書類については、当該書類が同項に規定する許可申請書を提出する日前一年以内に添付して提出された書類と同一内容のものである場合には、当該書類を提出した年月日及び当該書類を参照すべき旨を記載した書類とすることができる。
art-59-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-3
The following documents must accompany the written application for permission referred to in paragraph (1); provided, however, that if a document provided for in item (i) or (iv) has the same content as an accompanying document submitted within one year prior to the date on which the written application for permission provided for in paragraph (1) is submitted, a document stating the submission date of that document and indicating that reference should be made to that document may be used:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 業務の内容を記載した書類
art-59-2/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-3/item-1
a document giving the business outline;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 最近一年間における引受業務の概要を記載した書類
art-59-2/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-3/item-2
a document summarizing underwriting activities in the most recent one-year period;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第五十九条の四第一項第一号及び第二号のいずれにも該当しない者であること並びに役員が第二十九条の四第一項第二号イからリまでのいずれにも該当しない者であることを代表権を有する役員が誓約する書面（許可申請者が個人である場合には、当該個人が第五十九条の四第一項第一号及び第二号並びに第二十九条の四第一項第二号イからリまでのいずれにも該当しない者であることを当該個人が誓約する書面）
art-59-2/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-3/item-3
a document in which the officer that has the authority of representation pledges that the applicant does not fall under the purview of Article 59-4, paragraph (1), item (i) or (ii), and that no officer falls under any of the categories in Article 29-4, paragraph (1), item (ii), (a) through (i) (if the applicant for permission is an individual, a document in which the individual pledges that the relevant individual does not fall under the purview of Article 59-4, paragraph (1), item (i) or (ii) or under any of the categories in Article 29-4, paragraph (1), item (ii), (a) through (i)); and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 最近一年間に終了する各事業年度に関する貸借対照表及び損益計算書
art-59-2/par-3/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-3/item-4
the balance sheet and profit and loss statement for each business year ending in the most recent one-year period.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十九条の三（引受業務の一部の許可の審査基準） — (Examination Criteria for Permission for Some Underwriting Activities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-59-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-3
**第一項** 内閣総理大臣は、第五十九条第一項の許可をしようとするときは、次に掲げる基準に適合するかどうかを審査しなければならない。
art-59-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-3/par-1
Before seeking to grant the permission referred to in Article 59, paragraph (1), the Prime Minister must examine whether there is compliance with the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 外国において、その許可を受けようとする業務と同種類の業務について政令で定める期間以上継続して業務を行つていること。
art-59-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-3/par-1/item-1
the applicant has been continuously engaged in the same type of business in a foreign country as the business for which it seeks to obtain permission, for a period longer than the period specified by Cabinet Order;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 資本金の額又は出資の総額が、許可を受けようとする業務の態様に応じ、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額以上の法人であること。
art-59-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-3/par-1/item-2
the applicant is a corporation whose stated capital or total contributions are not less than the amount specified by Cabinet Order as the amount necessary and appropriate in the public interest or for the protection of investors in light of the mode of business for which the applicant seeks to obtain permission; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第二十九条の四第一項第五号ロに規定する純財産額が前号に規定する政令で定める金額以上であること。
art-59-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-3/par-1/item-3
the net assets provided for in Article 29-4, paragraph (1), item (v), (b) are not less than the amount specified by Cabinet Order as provided for in the preceding item.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十九条の四（引受業務の一部の許可の拒否要件） — (Requirement to Refuse Permission for Some Underwriting Activities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-59-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4
**第一項** 内閣総理大臣は、許可申請者が次の各号のいずれかに該当するとき、又は許可申請書若しくはその添付書類のうちに虚偽の記載があり、若しくは重大な事実の記載が欠けているときは、許可を拒否しなければならない。
art-59-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1
The Prime Minister must refuse permission if an applicant for permission falls under any of the following items, or if the written application for permission or an accompanying document contains a false statement or lacks a statement of a material fact:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第五十三条第三項の規定により第二十九条の登録を取り消され、次条第一項の規定により第五十九条第一項の許可を取り消され、第六十六条の二十第一項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項の規定により第六十六条の五十の登録を取り消され、若しくは第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。以下この号において同じ。）を取り消され、又はその本店の所在する国において受けている第二十九条、第六十六条、第六十六条の二十七、第六十六条の五十若しくは第六十六条の七十一の登録若しくは同法第十二条の登録と同種類の登録（当該登録に類する許可その他の行政処分を含む。）がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により取り消され、その取消しの日から五年を経過するまでの者であるとき。
art-59-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-1
the applicant is a person that has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 53, paragraph (3), has had the permission referred to in Article 59, paragraph (1) rescinded pursuant to the provisions of paragraph (1) of the following Article, has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1), has had the registration referred to in Article 66-27 rescinded pursuant to Article 66-42, paragraph (1), has had the registration referred to in Article 66-50 rescinded pursuant to Article 66-63, paragraph (1), has had the registration referred to in Article 66-71 rescinded pursuant to Article 66-85, paragraph (1), or has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations; hereinafter the same applies in this item) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or a person that had a registration of the same kind as the registration referred to in Article 29, Article 66, Article 66-27, Article 66-50, or Article 66-71 or Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto obtained in the country where its head office is located (including permission or any other administrative disposition similar to such a registration) rescinded pursuant to a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; and for whom five years have not passed since the day of the rescission;
machine translation, not official
**二** この法律、投資信託及び投資法人に関する法律、商品先物取引法、商品投資に係る事業の規制に関する法律、貸金業法、出資の受入れ、預り金及び金利等の取締りに関する法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
art-59-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-2
the applicant has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act, the Act on Investment Trusts and Investment Corporations, the Commodity Derivatives Transaction Act, the Act on Regulation of Commodity Investment, the Money Lending Business Act, the Act Regulating the Receipt of Contributions, the Receipt of Deposits, and Interest Rates, or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; or for violating the provisions of a foreign law or regulation that is equivalent to any of these Acts, and five years have not passed since the day on which the applicant finished serving the sentence or ceased to be subject to its enforcement; and
machine translation, not official
**三** 役員（いかなる名称を有するかを問わず、当該法人に対し役員と同等以上の支配力を有するものと認められる者を含む。次条第一項第三号、第六十条の三第一項及び第六十条の八第二項において同じ。）又は国内における代表者（外国証券業者の会社法第八百十七条第一項に規定する日本における代表者をいう。以下この節において同じ。）のうちに第二十九条の四第一項第二号イからリまでに掲げる者のいずれかに該当する者のある法人であるとき。
art-59-4/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-3
the applicant is a corporation that has a person falling under any of the persons set forth in Article 29-4, paragraph (1), item (ii), (a) through (i), as an officer (including a person that is found to have at least the same amount of authority as an officer over the corporation, irrespective of their title; hereinafter the same applies in paragraph (1), item (iii) of the following Article, Article 60-3, paragraph (1) and Article 60-8, paragraph (2)) or the domestic representative (meaning the representative in Japan of a foreign securities services provider prescribed in Article 817, paragraph (1) of the Companies Act; hereinafter the same applies in this Section).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第五十九条第一項の許可を拒否しようとするときは、許可申請者に通知して、当該職員に、当該許可申請者につき審問を行わせなければならない。
art-59-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-2
Before seeking to refuse the permission referred to in Article 59, paragraph (1), the Prime Minister must notify the applicant for permission and have the relevant officials conduct a hearing regarding the applicant for permission.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第五十九条第一項の許可をし、又はしないこととしたときは、書面によりその旨を許可申請者に通知しなければならない。
art-59-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-3
Upon deciding to grant or not to grant the permission referred to in Article 59, paragraph (1), the Prime Minister must notify the applicant for permission of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十九条の五（引受業務の一部の許可の取消し） — (Rescission of Permission for Some Underwriting Activities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-59-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5
**第一項** 内閣総理大臣は、第五十九条第一項の許可を受けた外国証券業者が次の各号のいずれかに該当する場合には、当該許可を取り消すことができる。
art-59-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1
If a foreign securities services provider that has obtained the permission referred to in Article 59, paragraph (1) falls under any of the following items, the Prime Minister may rescind the permission:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項第一号又は第二号に該当することとなつたとき。
art-59-5/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1/item-1
the foreign securities services provider comes to fall under paragraph (1), item (i) or (ii) of the preceding Article;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 法令（外国の法令を含む。）、当該法令に基づく行政官庁の処分又は当該許可若しくはその本店の所在する国において受けている登録等（第二十九条の登録と同種類の登録（当該登録に類する許可その他の行政処分を含む。）をいう。第六十条の三第一項第一号ロにおいて同じ。）に付された条件に違反した場合において、公益又は投資者保護のため必要かつ適当であると認められるとき。
art-59-5/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1/item-2
the foreign securities services provider violates a law or regulation (including a foreign law or regulation) or a disposition by a government agency which is based on a law or regulation, or violates a condition attached to its permission or to the registration, etc. it has obtained in the state where its head office is located (meaning a registration of the same kind as the registration referred to in Article 29 (including permission or any other administrative disposition similar to such a registration); hereinafter the same applies in Article 60-3, paragraph (1), item (i), (b)), and rescinding its permission is found to be necessary and appropriate in the public interest or for the protection of investors; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該外国証券業者の役員又は国内における代表者（当該外国証券業者が個人である場合にあつては、当該個人）が、第二十九条の四第一項第二号イからリまでに掲げる者のいずれかに該当することとなつた場合又は前号の行為をした場合において、当該許可に係る行為が公正に行われないこととなるおそれがあると認められるとき。
art-59-5/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1/item-3
the officer or the domestic representative of the foreign securities services provider (or, if the foreign securities services provider is an individual, that individual) comes to fall under any of the categories of persons set forth in Article 29-4, paragraph (1), item (ii), (a) through (i), or has acted as set forth in the preceding item, and it is found to be likely that the activities subject to the permission will not be performed fairly.
machine translation, not official
**第二項** 内閣総理大臣は、前項の規定により第五十九条第一項の許可を取り消そうとする場合には、書面により、その旨を外国証券業者に通知しなければならない。
art-59-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-2
Before seeking to rescind the permission referred to in Article 59, paragraph (1) pursuant to the provisions of the preceding paragraph, the Prime Minister must notify the foreign securities services provider of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の規定により第五十九条第一項の許可を取り消した場合には、内閣府令で定めるところにより、その旨を公告しなければならない。
art-59-5/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-3
If the Prime Minister rescinds the permission referred to in Article 59, paragraph (1) pursuant to the provisions of paragraph (1), the Prime Minister must make a public notice of this, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十九条の六（引受業務の規制） — (Regulation of Underwriting Activities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-59-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-6
**第一項** 第三十六条の三、第三十六条の四第一項、第三十八条（第一号から第三号まで及び第九号に係る部分に限る。）及び第四十四条の四の規定は、第五十九条第一項の許可を受けた外国証券業者の引受業務について準用する。
art-59-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-6/par-1
The provisions of Article 36-3; Article 36-4, paragraph (1); Article 38 (limited to the part that involves items (i) through (iii) and (ix)); and Article 44-4 apply mutatis mutandis to the underwriting activities of the foreign securities services provider that has obtained the permission referred to in Article 59, paragraph (1).
machine translation, not official
## 第三款 取引所取引業務の許可 — Subsection 3 Permission for On-Exchange Transaction Services
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-5/subsec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#ch-3/sec-5/subsec-3
### 第六十条（取引所取引業務の許可） — (Permission for On-Exchange Transaction Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60
**第一項** 外国証券業者は、第二十九条及び第五十八条の二の規定にかかわらず、内閣総理大臣の許可を受けて、金融商品取引所における有価証券の売買及び市場デリバティブ取引（有価証券等清算取次ぎ（第二条第二十七項第一号に係るものに限る。以下この項において同じ。）の委託者として当該有価証券等清算取次ぎを行う者を代理してこれらの取引を行う場合を含む。以下「取引所取引」という。）を業として行うこと（以下「取引所取引業務」という。）ができる。
art-60/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
Notwithstanding the provisions of Article 29 and Article 58-2, with the permission of the Prime Minister, a foreign securities services provider may engage in the purchase and sale of securities and market derivatives transactions on a financial instruments exchange (including if that foreign securities services provider conducts these transactions on behalf of a person that provides brokerage for clearing of securities, etc. (limited to brokerage to which Article 2, paragraph (27), item (i) pertains; hereinafter the same applies in this paragraph) as an entruster of brokerage for clearing of securities, etc.; such a transaction is hereinafter collectively referred to as an "on-exchange transaction") on a regular basis (hereinafter referred to as the "on-exchange transaction services")
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の許可に条件を付することができる。
art-60/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-2
The Prime Minister may attach conditions to the permission referred to in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の条件は、公益又は投資者保護のため必要な最小限度のものでなければならない。
art-60/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-3
The conditions referred to in the preceding paragraph must constitute the minimum level of conditions that are necessary in the public interest and for the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、第二項の規定により条件を付することとしたときは、書面により、その旨を許可申請者に通知しなければならない。
art-60/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-4
If the Prime Minister decides to attach the conditions referred to in the provisions of paragraph (2), the Prime Minister must notify the applicant for permission of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の二（取引所取引業務の許可の申請） — (Application for Permission for On-Exchange Transaction Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2
**第一項** 前条第一項の許可を受けようとする者は、国内における代表者を定め、次に掲げる事項を記載した許可申請書を内閣総理大臣に提出しなければならない。
art-60-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1
A person seeking to obtain the permission referred to in paragraph (1) of the preceding Article must designate a domestic representative and submit a written application for permission to the Prime Minister, in which the person states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号及び本店の所在の場所
art-60-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-1
its trade name and the location of its head office;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 資本金の額
art-60-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-2
the amount of stated capital;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 役員（取引所取引業務を行う営業所又は事務所（以下「取引所取引店」という。）の所在する国（本店の所在する国を除く。）における代表者（次条第一項第一号ヌにおいて「取引所取引店所在国における代表者」という。）を含む。）の役職名及び氏名又は名称
art-60-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-3
the title and name of the officer (including a representative person in the state where the business offices or offices for on-exchange transaction services are located (excluding the state where its head office is located) (hereinafter referred to as the "on-exchange transaction office"; such a representative is hereinafter referred to as the "representative in the state where the on-exchange transaction office is located" in paragraph (1), item (i), (j) of the following Article));
Ministry of Justice translation — Japanese Law Translation Database System
**四** 高速取引行為に関する次に掲げる事項
art-60-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-4
the following particulars concerning high-speed trading:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 取引所取引業務として高速取引行為を行う場合にあつては、その旨
art-60-2/par-1/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-4/sub-1
if the person conducts high-speed trading as on-exchange transaction services, an indication of this; and
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** イに規定する場合のほか、高速取引行為を行う場合にあつては、その旨
art-60-2/par-1/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-4/sub-2
beyond the case provided for in (a), if the person conducts high-speed trading, an indication of this;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 取引所取引店の名称並びにその所在する国及び場所
art-60-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-5
the name of the on-exchange transaction office and the state and place where it is located;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 他に事業を行つているときは、その事業の種類
art-60-2/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-6
if the person engages in other business, the business type;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 本店及び取引所取引店が会員となつている外国金融商品取引市場開設者（外国金融商品市場を開設する者をいう。次条第一項第一号ニ及び第三号において同じ。）の商号又は名称
art-60-2/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-7
the trade name or name of the foreign financial instruments trading market operator of which the head office and the on-exchange transaction office are members (meaning the person that operates a foreign financial instruments market; hereinafter the same applies in paragraph (1), item (i), (d) and item (iii) of the following Article);
machine translation, not official
**八** 国内に事務所その他の施設があるときは、その所在の場所
art-60-2/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-8
the location of its domestic offices and other facilities, if any;
Ministry of Justice translation — Japanese Law Translation Database System
**九** 国内における代表者の氏名及び国内の住所
art-60-2/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-9
the name and domestic address of the domestic representative;
Ministry of Justice translation — Japanese Law Translation Database System
**十** 取引参加者となる金融商品取引所の商号又は名称
art-60-2/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-10
the trade name or name of the financial instruments exchange in which the applicant would become a trading participant; and
Ministry of Justice translation — Japanese Law Translation Database System
**十一** その他内閣府令で定める事項
art-60-2/par-1/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-11
other particulars specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項第二号に規定する資本金の額の計算については、政令で定める。
art-60-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-2
The calculation of the amount of stated capital provided for in item (ii) of the preceding paragraph is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の許可申請書には、次に掲げる書類を添付しなければならない。
art-60-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3
The following documents must accompany the written application for permission referred to in paragraph (1):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 次条第一項第一号イからチまで及びヌに該当しないことを誓約する書面
art-60-2/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3/item-1
a document pledging that the applicant does not fall under the purview of paragraph (1), item (i), (a) through (h), or (j) of the following Article;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 取引所取引店における取引所取引業務の内容及び方法として内閣府令で定めるものを記載した書面
art-60-2/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3/item-2
a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods for on-exchange transaction services at the on-exchange transaction office;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 定款及び許可申請者の登記事項証明書（これらに準ずるものを含む。）並びに業務の内容及び方法を記載した書類
art-60-2/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3/item-3
the articles of incorporation and the certificate of registered information of the applicant for permission (including any document equivalent to these), and a document giving its business outline and stating its business methods;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 国内における許可申請者の登記事項証明書
art-60-2/par-3/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3/item-4
the certificate of registered information in Japan of the applicant for permission;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 直近三年間に終了した各事業年度に関する貸借対照表及び損益計算書
art-60-2/par-3/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3/item-5
the balance sheets and profit and loss statements for each business year ending during the latest three years; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** その他内閣府令で定める書類
art-60-2/par-3/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3/item-6
other documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の三（取引所取引業務の許可の拒否要件） — (Requirement to Refuse Permission for On-Exchange Transaction Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3
**第一項** 内閣総理大臣は、前条第一項の規定による許可の申請が次の各号のいずれかに該当するときは、その許可を拒否しなければならない。
art-60-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1
The Prime Minister must refuse permission if the application for permission referred to in the provisions of paragraph (1) of the preceding Article falls under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 許可申請者が次のいずれかに該当するとき。
art-60-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1
the applicant for permission falls under any of the following:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 取締役会設置会社と同種類の法人でないとき。
art-60-3/par-1/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-1
it is not a corporation of the same type as a company with board of directors;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 本店又は取引所取引店が所在するいずれかの国において登録等を受けていないとき。
art-60-3/par-1/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-2
it has not obtained registration, etc. in the state where its head office is located or in any state in which its on-exchange transaction offices are located;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** いずれかの取引所取引店において取引所取引と同種類の取引に係る業務を政令で定める期間以上継続して行つていない者であるとき（政令で定める場合に該当するときを除く。）。
art-60-3/par-1/item-1/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-3
it has not continuously conducted business that involves the same type of transactions as the on-exchange transaction in any of its on-exchange transaction offices, for at least the period specified by Cabinet Order (unless this falls under a case specified by Cabinet Order);
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** いずれかの取引所取引店がその所在する国の外国金融商品取引市場開設者（当該国において第八十条第一項の免許と同種類の免許又はこれに類する許可その他の行政処分を受けたものに限る。第三号において同じ。）に加入していないとき。
art-60-3/par-1/item-1/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-4
none of its on-exchange transaction offices is the member of a foreign financial instruments trading market operator (limited one that has obtained the same kind of license as the license referred to in Article 80, paragraph (1), or a permission or other administrative disposition similar to this, in the relevant state; hereinafter the same applies in item (iii)) in a state where those on-exchange transaction offices are located;
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** 前条第一項第二号に規定する資本金の額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない法人であるとき。
art-60-3/par-1/item-1/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-5
it is a corporation whose stated capital as provided for in paragraph (1), item (ii) of the preceding Article is less than the amount that is specified by Cabinet Order as being necessary and appropriate in the public interest or for the protection of investors;
Ministry of Justice translation — Japanese Law Translation Database System
**ヘ** 純財産額がホに規定する金額に満たない法人であるとき。
art-60-3/par-1/item-1/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-6
it is a corporation whose net assets are less than the amount prescribed in (e);
Ministry of Justice translation — Japanese Law Translation Database System
**ト** 第五十二条第一項若しくは第五十二条の二第一項の規定により第二十九条若しくは第三十三条の二の登録を取り消され、第六十条の八第一項の規定により第六十条第一項の許可を取り消され、第六十条の十四第二項において準用する第六十条の八第一項の規定により第六十条の十四第一項の許可を取り消され、第六十六条の二十第一項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項の規定により第六十六条の五十の登録を取り消され、若しくは第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。トにおいて同じ。）を取り消され、又は本店若しくは取引所取引店が所在する国において受けている第二十九条、第六十六条、第六十六条の二十七、第六十六条の五十若しくは第六十六条の七十一の登録若しくは同法第十二条の登録と同種類の登録（当該登録に類する許可その他の行政処分を含む。）がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により取り消され、その取消しの日から五年を経過するまでの者であるとき。
art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-7
it is a person who has had the registration referred to in Article 29 or Article 33-2 rescinded pursuant to the provisions of Article 52, paragraph (1) or Article 52-2, paragraph (1); has had the permission referred to in Article 60, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1); has had the permission under Article 60-14, paragraph (1) rescinded under the provisions of Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2); has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1); has had the registration referred to in Article 66-27 rescinded pursuant to the provisions of Article 66-42, paragraph (1); has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1); or has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1); or has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations; the same applies in (g)) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or a person who has had a registration of the same kind as the registration referred to in Article 29, Article 66, Article 66-27, Article 66-50, or Article 66-71 or the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto obtained in the country where its head office or an on-exchange transaction office is located (including permission or any other administrative disposition similar to the registration) rescinded pursuant to a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; for whom five years have not passed since the date of rescission;
machine translation, not official
**チ** 第五十九条の四第一項第二号に規定する法律の規定又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
art-60-3/par-1/item-1/sub-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-8
it is a person who has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of any of the Acts prescribed in Article 59-4, paragraph (1), item (ii) or for violating the provisions of a foreign law or regulation that is equivalent to any of those laws, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**リ** 他に行つている事業が公益に反すると認められる者であるとき。
art-60-3/par-1/item-1/sub-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-9
its other business is found to be contrary to the public interest;
Ministry of Justice translation — Japanese Law Translation Database System
**ヌ** 役員、取引所取引店所在国における代表者又は国内における代表者のうちに第二十九条の四第一項第二号イからリまでのいずれかに該当する者のある法人であるとき。
art-60-3/par-1/item-1/sub-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-10
it is a corporation whose officer, representative in the country where the on-exchange transaction office is located, or domestic representative falls under any of Article 29-4, paragraph (1), item (ii), (a) through (i); or
Ministry of Justice translation — Japanese Law Translation Database System
**ル** 取引所取引業務を適確に遂行するに足りる人的構成を有しない者であるとき。
art-60-3/par-1/item-1/sub-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1/sub-11
it does not have the sufficient personnel structure to perform on-exchange transaction services in an appropriate manner;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 許可申請者の本店及び取引所取引店の所在するいずれかの国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がないとき。
art-60-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-2
the foreign regulatory authority for financial instruments provided for in Article 189, paragraph (1), in the state where the head office or any of the on-exchange transaction offices of the applicant for permission is located has not given the assurance prescribed in Article 189, paragraph (2), item (i);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 許可申請者の取引所取引店が加入している外国金融商品取引市場開設者と当該許可申請者が取引参加者となる金融商品取引所との間で情報の提供に関する取決めの締結その他の当該金融商品取引所によるこの法律及びこの法律に基づく命令又は定款その他の規則により認められた権能を行使するための措置が講じられていないとき。
art-60-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-3
the foreign financial instruments trading market operator of which the on-exchange transaction office of the applicant for permission is a member and the financial instruments exchange in which the applicant for permission would become a trading participant have not concluded any agreement concerning the provision of information, and no other measures are in place for the financial instruments exchange to exercise the authority accorded to it under this Act, an order issued based on this Act, or its articles of incorporation or other rules; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 許可申請書若しくはその添付書類のうちに虚偽の記載があり、又は重要な事実の記載が欠けているとき。
art-60-3/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-4
the written application for permission or an accompanying document includes a false statement or lacks a statement of material fact.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第六十条第一項の許可を拒否しようとするときは、許可申請者に通知して、当該職員に、当該許可申請者につき審問を行わせなければならない。
art-60-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-2
Before seeking to refuse the permission referred to in Article 60, paragraph (1), the Prime Minister must notify the applicant for permission and have the relevant officials conduct a hearing regarding the applicant for permission.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は第六十条第一項の許可をし、又はしないこととしたときは、書面により、その旨を許可申請者に通知しなければならない。
art-60-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-3
Upon deciding to grant or not to grant the permission referred to in Article 60, paragraph (1), the Prime Minister must notify the applicant for permission of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の四（職務代行者） — (Acting Representatives)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-4
**第一項** 内閣総理大臣は、第六十条第一項の許可を受けた外国証券業者（以下「取引所取引許可業者」という。）の国内における代表者が欠けた場合において、必要があると認めるときは、一時その職務を行うべき者（次項において「職務代行者」という。）を選任することができる。この場合において、当該取引所取引許可業者は、国内における代表者が欠ける前における当該国内における代表者の住所地において、その登記をしなければならない。
art-60-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-4/par-1
If there is a vacant position for the domestic representative of a foreign securities services provider that has obtained the permission referred to in Article 60, paragraph (1) (hereinafter referred to as an "authorized firm for on-exchange transactions"), and the Prime Minister finds it to be necessary, the Prime Minister may appoint a person to temporarily perform the duties of the domestic representative (referred to as the "acting representative" in the following paragraph). In such a case, the authorized firm for on-exchange transactions must register that person in connection with the domicile of the domestic representative from before the position of domestic representative became vacant.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により職務代行者を選任したときは、取引所取引許可業者に対し、当該職務代行者に相当額の報酬を支払うべき旨を命ずることができる。
art-60-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-4/par-2
If the Prime Minister appoints an acting representative pursuant to the provisions of the preceding paragraph, the Prime Minister may order the authorized firm for on-exchange transactions to pay a reasonable amount of remuneration to the acting representative.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の五（基本事項の変更の届出等） — (Notification of a Change to Basic Particulars)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-5
**第一項** 取引所取引許可業者は、第六十条の二第一項各号に掲げる事項について変更があつたときは、その日から二週間以内に、その旨を内閣総理大臣に届け出なければならない。
art-60-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-5/par-1
If any particular set forth in the items of Article 60-2, paragraph (1) changes, the authorized firm for on-exchange transactions must notify the Prime Minister of this within two weeks from the day of the change.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 取引所取引許可業者は、第六十条の二第三項第二号に掲げる書面に記載した取引所取引業務の内容又は方法について変更があつた場合その他内閣府令で定める場合には、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-60-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-5/par-2
If the business outline or business methods for on-exchange transaction services which an authorized firm for on-exchange transactions has stated in a document set forth in Article 60-2, paragraph (3), item (ii) change, or in any other case specified by Cabinet Office Order, the authorized firm for on-exchange transactions must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の六（業務に関する報告等） — (Business Reports)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-6
**第一項** 第四十六条の二、第四十六条の三及び第四十九条の三の規定は、取引所取引許可業者の取引所取引業務について準用する。この場合において、第四十六条の三第一項中「三月以内」とあるのは、「政令で定める期間内」と読み替えるものとする。
art-60-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-6/par-1
The provisions of Article 46-2, Article 46-3, and Article 49-3 apply mutatis mutandis to the on-exchange transaction services of an authorized firm for on-exchange transactions. In this case, in Article 46-3, paragraph (1), the phrase "within three months" is deemed to be replaced with "within the period specified by Cabinet Order".
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の七（取引所取引許可業者の解散等の場合の許可の効力） — (Validity of Permission If an Authorized Firm for On-Exchange Transactions Is Dissolved)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-7
**第一項** 取引所取引許可業者が解散したとき、又は取引所取引業務を廃止したときは、第六十条第一項の許可は、その効力を失う。この場合において、その国内における代表者又は代表者であつた者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。
art-60-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-7/par-1
If an authorized firm for on-exchange transactions is dissolved, or if on-exchange transaction services are discontinued, the permission under Article 60, paragraph (1) ceases to be effective. In such a case, the domestic representative or the former domestic representative must notify the Prime Minister of this within 30 days from the day in question.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の八（取引所取引許可業者に対する監督上の処分） — (Supervisory Measures for Authorized Firms for On-Exchange Transactions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8
**第一項** 内閣総理大臣は、取引所取引許可業者が次の各号のいずれかに該当するときは、当該取引所取引許可業者の第六十条第一項の許可を取り消し、六月以内の期間を定めて取引所取引業務の全部又は一部の停止を命じ、取引所取引業務の方法の変更を命じ、その他監督上必要な事項を命ずることができる。
art-60-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1
If an authorized firm for on-exchange transactions falls under any of the following items, the Prime Minister may rescind the Article 60, paragraph (1) permission of the authorized firm for on-exchange transactions, order the suspension of all or a part of on-exchange transaction services during a fixed period of no longer than six months, order a change of business methods for on-exchange transaction services, or issue orders with respect to matters that are otherwise necessary from a supervisory perspective:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第六十条の三第一項第一号（ハ及びヌを除く。）、第二号又は第三号に該当することとなつたとき。
art-60-8/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1/item-1
it comes to fall under Article 60-3, paragraph (1), item (i) (excluding (c) and (j)), or item (ii) or (iii);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 不正の手段により第六十条第一項の許可を受けたとき。
art-60-8/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1/item-2
it obtains the permission referred to in Article 60, paragraph (1) by wrongful means;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 取引所取引業務又はこれに付随する業務に関し法令（外国の法令を含む。）又は当該法令に基づく行政官庁の処分に違反したとき（第四十六条の六第二項の規定に違反したときを除く。）。
art-60-8/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1/item-3
it violates a law or regulation (including a foreign law or regulation) or a disposition by a government agency which is based on a law or regulation, in connection with its on-exchange transaction services or any services incidental to them (excluding if it violates the provisions of Article 46-6, paragraph (2));
Ministry of Justice translation — Japanese Law Translation Database System
**四** 業務又は財産の状況に照らし支払不能に陥るおそれがあるとき。
art-60-8/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1/item-4
in light of the state of its business or assets, it is likely to become insolvent; or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 第六十条第一項の許可に付した条件に違反したとき。
art-60-8/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1/item-5
it violates the conditions attached to the permission referred to in Article 60, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、取引所取引許可業者の国内における代表者（国内に事務所その他の施設がある場合にあつては、当該施設に駐在する役員を含む。）が、第二十九条の四第一項第二号イからリまでのいずれかに該当することとなつたとき、又は前項第三号若しくは第五号に該当する行為をしたときは、取引所取引許可業者に対して、当該国内における代表者の解任又は解職を命ずることができる。
art-60-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-2
If the domestic representative of an authorized firm for on-exchange transactions (if the authorized firm for on-exchange transactions has a domestic office or other facilities, this includes any officer stationed there) comes to fall under any of the categories set forth in Article 29-4, paragraph (1), item (ii), (a) through(i), or engages in conduct that falls under item (iii) or (v) of the preceding paragraph, the Prime Minister may order the authorized firm for on-exchange transactions to dismiss or remove that domestic representative.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の規定により第六十条第一項の許可を取り消し、又は業務の全部若しくは一部の停止を命じた場合には、内閣府令で定めるところにより、その旨を公告しなければならない。
art-60-8/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-3
If the Prime Minister rescinds the permission referred to in Article 60, paragraph (1) pursuant to the provisions of paragraph (1), or orders the suspension of all or a part of services, the Prime Minister must give public notice of this pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、第一項又は第二項の規定に基づいて処分をすることとしたときには、書面により、その旨を取引所取引許可業者に通知しなければならない。
art-60-8/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-4
If the Prime Minister decides to issue a disposition pursuant to the provisions of paragraph (1) or (2), the Prime Minister must notify the authorized firm for on-exchange transactions of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣は、第一項又は第二項の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための区分にかかわらず、聴聞を行わなければならない。
art-60-8/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-5
Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition pursuant to the provisions of paragraph (1) or (2), the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の九（取引所取引業務休止の場合の許可の取消し） — (Rescission of Permission If On-Exchange Transaction Services Are Suspended)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-9
**第一項** 内閣総理大臣は、取引所取引許可業者が正当な理由がないのに、取引所取引業務を行うことができることとなつた日から三月以内に業務を開始しないとき、又は引き続き三月以上その業務を休止したときは、当該取引所取引許可業者の第六十条第一項の許可を取り消すことができる。
art-60-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-9/par-1
If, without legitimate grounds for doing so, an authorized firm for on-exchange transactions does not commence business within three months of the day on which it is permitted to begin engaging in on-exchange transaction services, or suspends business for three months or more continually, the Prime Minister may rescind the Article 60, paragraph (1) permission of that authorized firm for on-exchange transactions.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定に基づいて処分をすることとしたときは、書面により、その旨を取引所取引許可業者に通知しなければならない。
art-60-9/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-9/par-2
If the Prime Minister decides to issue a disposition based on the provisions of the preceding paragraph, the Prime Minister must notify the authorized firm for on-exchange transactions of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の十（残務の結了） — (Completion of Remaining Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-10
**第一項** 取引所取引許可業者が解散したとき、又は取引所取引業務を廃止したときは、取引所取引を結了する目的の範囲内において、当該取引所取引許可業者は、なお第六十条第一項の許可を受けているものとみなす。
art-60-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-10/par-1
If an authorized firm for on-exchange transactions is dissolved or on-exchange transaction services are discontinued, the authorized firm for on-exchange transactions is deemed to still have Article 60, paragraph (1) permission, inasmuch as the task of completing on-exchange transactions is concerned.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の十一（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-11
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、取引所取引許可業者、取引所取引許可業者と取引を行う者若しくは当該取引所取引許可業者から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該取引所取引許可業者の取引所取引業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該取引所取引許可業者の取引所取引業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該取引所取引許可業者から業務の委託を受けた者にあつては、当該取引所取引許可業者の業務又は財産に関し必要なものに限る。）をさせることができる。
art-60-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-11/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order an authorized firm for on-exchange transactions, a person that conducts transactions with an authorized firm for on-exchange transactions, or the person that an authorized firm for on-exchange transactions has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article), to submit reports or materials that should serve as a reference with regard to the on-exchange transaction services or assets of that authorized firm for on-exchange transactions, and may have the relevant officials inspect the state of on-exchange transaction services provided by an authorized firm for on-exchange transactions, the state of its assets, or its books, documents, and any other articles (but may only have the relevant officials inspect the person that an authorized firm for on-exchange transactions has entrusted with its business as is necessary in connection with the state of the business or assets of the authorized firm for on-exchange transactions).
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の十二（裁判所の調査依頼） — (The Court's Request for an Investigation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-12
**第一項** 裁判所は、取引所取引許可業者（第六十条の十の規定により第六十条第一項の許可を受けているものとみなされる者を含む。）の国内における清算手続、破産手続、再生手続、更生手続又は承認援助手続において、内閣総理大臣に対し、意見を求め、又は検査若しくは調査を依頼することができる。
art-60-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-12/par-1
In liquidation proceedings, bankruptcy proceedings, rehabilitation proceedings, reorganization proceedings, or recognition and assistance proceedings in Japan for an authorized firm for on-exchange transactions (including one that is deemed to have been granted the permission referred to in Article 60, paragraph (1), as prescribed in Article 60-10), the court may request the opinion of, or an inspection or investigation by, the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項に規定する手続において、必要があると認めるときは、裁判所に対し、意見を述べることができる。
art-60-12/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-12/par-2
If the Prime Minister finds it to be necessary, the Prime Minister may state an opinion to the court during the proceedings prescribed in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前条の規定は、第一項の規定により内閣総理大臣が裁判所から検査又は調査の依頼を受けた場合について準用する。
art-60-12/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-12/par-3
The provisions of the preceding Article apply mutatis mutandis if the Prime Minister receives an inspection or investigation request from the court pursuant to the provisions of paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十条の十三（取引所取引業務の規制） — (Regulation of On-Exchange Transaction Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-60-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-13
**第一項** 第三十五条の三の規定は取引所取引許可業者の行う高速取引行為に係る取引所取引業務について、第三十六条の三、第三十八条（第八号及び第九号に係る部分に限る。）及び第四十条（第二号に係る部分に限る。）の規定は取引所取引許可業者の取引所取引業務について、それぞれ準用する。
art-60-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-13/par-1
The provisions of Article 35-3 apply mutatis mutandis to on-exchange transaction services related to high-speed trading conducted by an authorized firm for on-exchange transactions, and the provisions of Article 36-3; Article 38 (limited to the part that involves items (viii) and (ix)); and Article 40 (limited to the part that involves item (ii)) apply mutatis mutandis to the on-exchange transaction services of an authorized firm for on-exchange transactions.
machine translation, not official
## 第四款 電子店頭デリバティブ取引等業務の許可 — Subsection 4 Permission for the Business of Conducting Electronic Over-the-Counter Derivatives Transactions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-5/subsec-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#ch-3/sec-5/subsec-4
### 第六十条の十四
art-60-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14
**第一項** 外国の法令に準拠し、外国において店頭デリバティブ取引等を業として行う者であつて、金融商品取引業者又は金融機関（銀行、協同組織金融機関その他政令で定める金融機関をいう。）のいずれにも該当しないものは、有価証券関連業を行う者を相手方とする場合その他これに準ずる場合として政令で定める場合には、第二十九条及び第五十八条の二の規定にかかわらず、内閣総理大臣の許可を受けて、その店頭デリバティブ取引等の業務の用に供する電子情報処理組織を使用して特定店頭デリバティブ取引又はその媒介、取次ぎ（有価証券等清算取次ぎを除く。）若しくは代理を業として行うこと（次項において「電子店頭デリバティブ取引等業務」という。）ができる。
art-60-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-1
A person that is governed by the laws and regulations of a foreign country and conducts over-the-counter derivatives transactions, etc. on a regular basis in a foreign country, that falls under neither financial instruments business operator nor financial institution (meaning a bank, cooperative financial institution or other financial institutions specified by Cabinet Order) may, in cases where the person conducts the relevant acts to a person engaged in securities-related business as the counterparty or any other cases similar thereto specified by Cabinet Order, notwithstanding the provisions of Article 29 and Article 58-2, with the permission of the Prime Minister, engage in specified over-the-counter derivatives transactions, or their intermediation, brokerage (excluding brokerage for clearing of securities, etc.) or agency on a regular basis, using the electronic data processing system used by it for its business of over-the-counter derivatives transactions, etc. (referred to as "business of conducting electronic over-the-counter derivatives transactions, etc." in the following paragraph).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 第六十条第二項から第四項まで、第六十条の二（第一項第四号、第七号及び第十号を除く。）及び第六十条の三（第一項第一号ニ及び第三号を除く。）の規定は前項の許可について、第四十条の七第二項及び第六十条の四から前条までの規定は前項の許可を受けた者（以下「電子店頭デリバティブ取引等許可業者」という。）の電子店頭デリバティブ取引等業務について、それぞれ準用する。この場合において、第四十条の七第二項中「前項の規定により電子情報処理組織を使用に供した者は、当該」とあるのは、「第六十条の十四第二項に規定する電子店頭デリバティブ取引等許可業者は、その店頭デリバティブ取引の業務の用に供する」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-60-14/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-2
The provisions of Article 60, paragraphs (2) through (4), Article 60-2 (excluding paragraph (1), items (iv), (vii) and (x)) and Article 60-3 (excluding paragraph (1), item (i), (d) and item (iii)) apply mutatis mutandis to the permission prescribed in the preceding paragraph and the provisions of Article 40-7, paragraph (2) and Article 60-4 to the preceding Article apply mutatis mutandis to business of conducting electronic over-the-counter derivatives transactions, etc. conducted by a person that has obtained the permission prescribed in the preceding paragraph (hereinafter referred to as a "business operator authorized to conduct electronic over-the-counter derivatives transactions, etc."). In this case, the phrase "a person that used the electronic data processing system pursuant to the provisions of the preceding paragraph, with regard to the specified over-the-counter derivatives transactions conducted using the relevant electronic data processing system" in Article 40-7, paragraph (2) is deemed to be replaced with a "business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. prescribed in Article 60-14, paragraph (2) is, with regard to the specified over-the-counter derivatives transactions conducted using the electronic data processing system used for its business of over-the-counter derivatives transactions"; and any other necessary technical replacement of terms is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第五款 外国において投資助言業務又は投資運用業を行う者 — Subsection 5 Persons Engaging in Investment Advisory Business or Investment Management Business in a Foreign Country
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-5/subsec-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#ch-3/sec-5/subsec-5
### 第六十一条
art-61 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61
**第一項** 外国の法令に準拠して設立された法人又は外国に住所を有する個人で外国において投資助言業務を行う者（第二十九条の登録を受けた者を除く。）は、同条の規定にかかわらず、金融商品取引業者のうち投資運用業を行う者その他政令で定める者のみを相手方として投資助言業務を行うことができる。
art-61/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61/par-1
Notwithstanding the provisions of Article 29, a corporation incorporated based on foreign laws and regulations or an individual domiciled in a foreign country and engaged in investment advisory business in a foreign country (other than one that obtained the registration referred to in Article 29), may engage in investment advisory business with a financial instruments business operator that is engaged in investment management business or a person specified by Cabinet Order as the counterparty.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 外国の法令に準拠して設立された法人で外国において投資運用業（第二条第八項第十二号に掲げる行為を投資一任契約に基づき行う業務に限る。以下この項において同じ。）を行う者（第二十九条の二第一項第五号に規定する業務の種別のうち、投資助言・代理業以外のものについて第二十九条の登録を受けた者を除く。）は、同条の規定にかかわらず、金融商品取引業者のうち投資運用業を行う者その他政令で定める者のみを相手方として投資運用業を行うことができる。
art-61/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61/par-2
Notwithstanding the provisions of Article 29, a corporation incorporated based on foreign laws and regulations and engaged in investment management business in a foreign country (limited to the business of performing the act set forth in Article 2, paragraph (8), item (xii) based on a discretionary investment contract; hereinafter the same applies in this paragraph) (excluding persons with Article 29 registration other than for investment advisory and agency business among the categories of businesses prescribed in Article 29-2, paragraph (1), item (v)) may engage in investment management business, but only with a financial instruments business operator that is engaged in investment management business or a person specified by Cabinet Order as the counterparty.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 外国の法令に準拠して設立された法人で外国において投資運用業（第二条第八項第十五号に掲げる行為を行う業務に限る。）を行う者（第二十九条の二第一項第五号に規定する業務の種別のうち、投資助言・代理業以外のものについて第二十九条の登録を受けた者を除く。）は、同条の規定にかかわらず、金融商品取引業者のうち投資運用業を行う者その他政令で定める者のみを相手方として投資運用業（第二条第八項第十五号に掲げる行為を行う業務に限る。）を行うことができる。この場合において、第六十三条第二項並びに第六十三条の三第一項及び第三項の規定は、適用しない。
art-61/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61/par-3
Notwithstanding the provisions of Article 29, a corporation incorporated based on foreign laws and regulations and engaged in investment management business in a foreign country (limited to the business of performing the act set forth in Article 2, paragraph (8), item (xv)) (excluding persons with Article 29 registration other than for investment advisory and agency business among the categories of businesses prescribed in Article 29-2, paragraph (1), item (v)) may engage in investment management business (limited to the business specified in Article 2, paragraph (8), item (xv)), but only with a financial instruments business operator that is engaged in investment management business or a person specified by Cabinet Order as the counterparty. In such a case, the provisions of Article 63, paragraph (2) and Article 63-3, paragraphs (1) and (3) do not apply.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 前二項の規定の適用を受ける者であつて第二十九条の二第一項第五号に規定する業務の種別のうち投資助言・代理業のみについて第二十九条の登録を受けた者が前二項の規定により行うことができるとされる業務を行う場合においては、この章第二節第一款及び第三款の規定は、適用しない。
art-61/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61/par-4
The provisions of Section 2, Subsections 1 and 3 of this Chapter do not apply to cases where a person that is subject to the provisions of the preceding two paragraphs and has obtained registration under Article 29 only for investment advisory and agency business among the categories of businesses prescribed in Article 29-2, paragraph (1), item (v) engages in a business that the person is allowed to engage in under the provisions of the preceding two paragraphs.
Ministry of Justice translation — Japanese Law Translation Database System
## 第六款 情報収集のための施設の設置 — Subsection 6 Establishment of Facilities for Collecting Information
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-5/subsec-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#ch-3/sec-5/subsec-6
### 第六十二条
art-62 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-62
**第一項** 外国証券業者（有価証券関連業と密接な関係を有する業を行う者で内閣府令で定めるものを含む。以下この条において同じ。）又は外国で投資助言業務若しくは投資運用業を行う者（第二十九条又は第三十三条の二の登録を受けた者を除く。以下この条において同じ。）は、有価証券及び有価証券に係る金融指標の市場に関する情報の収集及び提供その他金融商品取引等に関連のある業務で内閣府令で定めるものを行うため、国内において駐在員事務所その他の施設を設置しようとする場合（他の目的をもつて設置している施設において当該業務を行おうとする場合を含む。）には、あらかじめ、当該業務の内容、当該施設の所在の場所その他内閣府令で定める事項を内閣総理大臣に届け出なければならない。
art-62/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-62/par-1
Before seeking to establish a representative office or any other facility in Japan for the purpose of collecting or providing information on the securities market and the market of financial indexes of securities, or to conduct other services related to financial instruments business, etc. which are specified by Cabinet Office Order (including before seeking to conduct the relevant business in a facility established for other purposes), a foreign securities services provider (including a person specified by Cabinet Office Order whose business is closely related to securities services; hereinafter the same applies in this Article) or a person that engages in investment advisory business or investment management business in a foreign country (excluding persons with Article 29 or Article 33-2 registration; hereinafter the same applies in this Article) must notify the Prime Minister of its business outline and the location of that facility, and of any other matters specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、外国証券業者又は外国で投資助言業務若しくは投資運用業を行う者に対し前項の業務に関する報告又は資料の提出を命ずることができる。
art-62/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-62/par-2
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a foreign securities services provider or a person that conducts investment advisory business or investment management business in a foreign country to submit reports or materials concerning the business set forth in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 外国証券業者又は外国で投資助言業務若しくは投資運用業を行う者は、第一項の施設若しくは業務を廃止したとき、又は同項の規定により届け出た事項を変更したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-62/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-62/par-3
If a foreign securities services provider or a person that conducts investment advisory business or investment management business in a foreign country discontinues the facility or the services referred to in paragraph (1), or if it changes a matter of which it has provided notification pursuant to the provisions of that paragraph, it must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
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## Cites
- art-58-2/par-1: 第二十八条第八項 → 金融商品取引法 第二十八条第八項 (Article 28, paragraph (8)), art-28/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-8
- art-59/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-59/par-1: 前条 → 金融商品取引法 第五十八条の二 (Article 58-2), art-58-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-58-2
- art-59/par-1: 第二十一条第五項 → 金融商品取引法 第二十一条第五項 (Article 21, paragraph (5)), art-21/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-2/from-art-17#art-21/par-5
- art-59/par-1: 次条第一項第六号 → 金融商品取引法 第五十九条の二第一項第六号 (Article 59-2, paragraph (1), item (vi)), art-59-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-6
- art-59/par-2: 前項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59/par-3: 前項 → 金融商品取引法 第五十九条第二項 (Article 59, paragraph (2)), art-59/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-2
- art-59/par-4: 第二項 → 金融商品取引法 第五十九条第二項 (Article 59, paragraph (2)), art-59/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-2
- art-59-2/par-1: 前条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-2/par-1: 第三号 → 金融商品取引法 第五十九条の二第一項第三号 (Article 59-2, paragraph (1), item (iii)), art-59-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-3
- art-59-2/par-1: 第四号 → 金融商品取引法 第五十九条の二第一項第四号 (Article 59-2, paragraph (1), item (iv)), art-59-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-4
- art-59-2/par-2: 前項第三号 → 金融商品取引法 第五十九条の二第一項第三号 (Article 59-2, paragraph (1), item (iii)), art-59-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1/item-3
- art-59-2/par-3: 第一項 → 金融商品取引法 第五十九条の二第一項 (Article 59-2, paragraph (1)), art-59-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-1
- art-59-2/par-3: 第一号 → 金融商品取引法 第五十九条の二第三項第一号 (Article 59-2, paragraph (3), item (i)), art-59-2/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-3/item-1
- art-59-2/par-3: 第四号 → 金融商品取引法 第五十九条の二第三項第四号 (Article 59-2, paragraph (3), item (iv)), art-59-2/par-3/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-2/par-3/item-4
- art-59-2/par-3/item-3: 第五十九条の四第一項第一号 → 金融商品取引法 第五十九条の四第一項第一号 (Article 59-4, paragraph (1), item (i)), art-59-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-1
- art-59-2/par-3/item-3: 第二号 → 金融商品取引法 第五十九条の四第一項第二号 (Article 59-4, paragraph (1), item (ii)), art-59-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-2
- art-59-2/par-3/item-3: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-59-3/par-1: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-3/par-1/item-3: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-59-3/par-1/item-3: 前号 → 金融商品取引法 第五十九条の三第一項第二号 (Article 59-3, paragraph (1), item (ii)), art-59-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-3/par-1/item-2
- art-59-4/par-1/item-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-59-4/par-1/item-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-59-4/par-1/item-1: 次条第一項 → 金融商品取引法 第五十九条の五第一項 (Article 59-5, paragraph (1)), art-59-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1
- art-59-4/par-1/item-1: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-4/par-1/item-1: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-2/from-art-66-14#art-66-20/par-1
- art-59-4/par-1/item-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-59-4/par-1/item-1: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-59-4/par-1/item-1: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27
- art-59-4/par-1/item-1: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-59-4/par-1/item-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-59-4/par-1/item-1: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-59-4/par-1/item-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-59-4/par-1/item-1: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-59-4/par-1/item-1: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-59-4/par-1/item-1: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-59-4/par-1/item-1: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-59-4/par-1/item-1: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-59-4/par-1/item-1: この号 → 金融商品取引法 第五十九条の四第一項第一号 (Article 59-4, paragraph (1), item (i)), art-59-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-1
- art-59-4/par-1/item-3: 次条第一項第三号 → 金融商品取引法 第五十九条の五第一項第三号 (Article 59-5, paragraph (1), item (iii)), art-59-5/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1/item-3
- art-59-4/par-1/item-3: 第六十条の三第一項 → 金融商品取引法 第六十条の三第一項 (Article 60-3, paragraph (1)), art-60-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1
- art-59-4/par-1/item-3: 第六十条の八第二項 → 金融商品取引法 第六十条の八第二項 (Article 60-8, paragraph (2)), art-60-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-2
- art-59-4/par-1/item-3: 会社法第八百十七条第一項 → 会社法 第八百十七条第一項 (Article 817, paragraph (1)), art-817/par-1 — https://japanlaw.org/ja/companies-act/art-817/par-1 · https://japanlaw.org/l/417AC0000000086/art-817/par-1
- art-59-4/par-1/item-3: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-59-4/par-2: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-4/par-3: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-5/par-1: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-5/par-1/item-1: 前条第一項第一号 → 金融商品取引法 第五十九条の四第一項第一号 (Article 59-4, paragraph (1), item (i)), art-59-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-1
- art-59-5/par-1/item-1: 第二号 → 金融商品取引法 第五十九条の四第一項第二号 (Article 59-4, paragraph (1), item (ii)), art-59-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-2
- art-59-5/par-1/item-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-59-5/par-1/item-2: 第六十条の三第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1
- art-59-5/par-1/item-3: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-59-5/par-1/item-3: 前号 → 金融商品取引法 第五十九条の五第一項第二号 (Article 59-5, paragraph (1), item (ii)), art-59-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1/item-2
- art-59-5/par-2: 前項 → 金融商品取引法 第五十九条の五第一項 (Article 59-5, paragraph (1)), art-59-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1
- art-59-5/par-2: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-5/par-3: 第一項 → 金融商品取引法 第五十九条の五第一項 (Article 59-5, paragraph (1)), art-59-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-5/par-1
- art-59-5/par-3: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-59-6/par-1: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-35#art-36-3
- art-59-6/par-1: 第三十六条の四第一項 → 金融商品取引法 第三十六条の四第一項 (Article 36-4, paragraph (1)), art-36-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-35#art-36-4/par-1
- art-59-6/par-1: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38
- art-59-6/par-1: 第一号から第三号まで → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-1
- art-59-6/par-1: 第一号から第三号まで → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-2
- art-59-6/par-1: 第一号から第三号まで → 金融商品取引法 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-3
- art-59-6/par-1: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-9
- art-59-6/par-1: 第四十四条の四 → 金融商品取引法 第四十四条の四 (Article 44-4), art-44-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-43-5#art-44-4
- art-59-6/par-1: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59/par-1
- art-60/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-60/par-1: 第五十八条の二 → 金融商品取引法 第五十八条の二 (Article 58-2), art-58-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-58-2
- art-60/par-1: 第二条第二十七項第一号 → 金融商品取引法 第二条第二十七項第一号 (Article 2, paragraph (27), item (i)), art-2/par-27/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-1/from-art-2#art-2/par-27/item-1
- art-60/par-1: この項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60/par-2: 前項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60/par-3: 前項 → 金融商品取引法 第六十条第二項 (Article 60, paragraph (2)), art-60/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-2
- art-60/par-4: 第二項 → 金融商品取引法 第六十条第二項 (Article 60, paragraph (2)), art-60/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-2
- art-60-2/par-1: 前条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-2/par-1/item-3: 次条第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1
- art-60-2/par-1/item-7: 次条第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1
- art-60-2/par-1/item-7: 第三号 → 金融商品取引法 第六十条の三第一項第三号 (Article 60-3, paragraph (1), item (iii)), art-60-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-3
- art-60-2/par-2: 前項第二号 → 金融商品取引法 第六十条の二第一項第二号 (Article 60-2, paragraph (1), item (ii)), art-60-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-2
- art-60-2/par-3: 第一項 → 金融商品取引法 第六十条の二第一項 (Article 60-2, paragraph (1)), art-60-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1
- art-60-2/par-3/item-1: 次条第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1
- art-60-3/par-1: 前条第一項 → 金融商品取引法 第六十条の二第一項 (Article 60-2, paragraph (1)), art-60-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1
- art-60-3/par-1/item-1/sub-4: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-5/sec-1/from-art-80#art-80/par-1
- art-60-3/par-1/item-1/sub-4: 第三号 → 金融商品取引法 第六十条の三第一項第三号 (Article 60-3, paragraph (1), item (iii)), art-60-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-3
- art-60-3/par-1/item-1/sub-5: 前条第一項第二号 → 金融商品取引法 第六十条の二第一項第二号 (Article 60-2, paragraph (1), item (ii)), art-60-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-2
- art-60-3/par-1/item-1/sub-7: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-60-3/par-1/item-1/sub-7: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- art-60-3/par-1/item-1/sub-7: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-60-3/par-1/item-1/sub-7: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-33#art-33-2
- art-60-3/par-1/item-1/sub-7: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1
- art-60-3/par-1/item-1/sub-7: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-3/par-1/item-1/sub-7: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-2
- art-60-3/par-1/item-1/sub-7: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-2/from-art-66-14#art-66-20/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-60-3/par-1/item-1/sub-7: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27
- art-60-3/par-1/item-1/sub-7: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-60-3/par-1/item-1/sub-7: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-60-3/par-1/item-1/sub-7: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-60-3/par-1/item-1/sub-8: 第五十九条の四第一項第二号 → 金融商品取引法 第五十九条の四第一項第二号 (Article 59-4, paragraph (1), item (ii)), art-59-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-59-4/par-1/item-2
- art-60-3/par-1/item-1/sub-10: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-60-3/par-1/item-2: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-7/from-art-186#art-189/par-1
- art-60-3/par-1/item-2: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-7/from-art-186#art-189/par-2/item-1
- art-60-3/par-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-3/par-3: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-4/par-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-4/par-1: 次項 → 金融商品取引法 第六十条の四第二項 (Article 60-4, paragraph (2)), art-60-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-4/par-2
- art-60-4/par-2: 前項 → 金融商品取引法 第六十条の四第一項 (Article 60-4, paragraph (1)), art-60-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-4/par-1
- art-60-5/par-1: 第六十条の二第一項 → 金融商品取引法 第六十条の二第一項 (Article 60-2, paragraph (1)), art-60-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1
- art-60-5/par-2: 第六十条の二第三項第二号 → 金融商品取引法 第六十条の二第三項第二号 (Article 60-2, paragraph (3), item (ii)), art-60-2/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-3/item-2
- art-60-6/par-1: 第四十六条の二 → 金融商品取引法 第四十六条の二 (Article 46-2), art-46-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-3#art-46-2
- art-60-6/par-1: 第四十六条の三 → 金融商品取引法 第四十六条の三 (Article 46-3), art-46-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-3#art-46-3
- art-60-6/par-1: 第四十九条の三 → 金融商品取引法 第四十九条の三 (Article 49-3), art-49-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-3#art-49-3
- art-60-6/par-1: 第四十六条の三第一項 → 金融商品取引法 第四十六条の三第一項 (Article 46-3, paragraph (1)), art-46-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-3#art-46-3/par-1
- art-60-7/par-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-8/par-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-8/par-1/item-1: 第六十条の三第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1
- art-60-8/par-1/item-1: 第二号 → 金融商品取引法 第六十条の三第一項第二号 (Article 60-3, paragraph (1), item (ii)), art-60-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-2
- art-60-8/par-1/item-1: 第三号 → 金融商品取引法 第六十条の三第一項第三号 (Article 60-3, paragraph (1), item (iii)), art-60-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-3
- art-60-8/par-1/item-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-8/par-1/item-3: 第四十六条の六第二項 → 金融商品取引法 第四十六条の六第二項 (Article 46-6, paragraph (2)), art-46-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-3#art-46-6/par-2
- art-60-8/par-1/item-5: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-8/par-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-60-8/par-2: 前項第三号 → 金融商品取引法 第六十条の八第一項第三号 (Article 60-8, paragraph (1), item (iii)), art-60-8/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1/item-3
- art-60-8/par-2: 第五号 → 金融商品取引法 第六十条の八第一項第五号 (Article 60-8, paragraph (1), item (v)), art-60-8/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1/item-5
- art-60-8/par-3: 第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1
- art-60-8/par-3: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-8/par-4: 第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1
- art-60-8/par-4: 第二項 → 金融商品取引法 第六十条の八第二項 (Article 60-8, paragraph (2)), art-60-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-2
- art-60-8/par-5: 第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1
- art-60-8/par-5: 第二項 → 金融商品取引法 第六十条の八第二項 (Article 60-8, paragraph (2)), art-60-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-2
- art-60-8/par-5: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-60-9/par-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-9/par-2: 前項 → 金融商品取引法 第六十条の九第一項 (Article 60-9, paragraph (1)), art-60-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-9/par-1
- art-60-10/par-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-11/par-1: この条 → 金融商品取引法 第六十条の十一 (Article 60-11), art-60-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-11
- art-60-12/par-1: 第六十条の十 → 金融商品取引法 第六十条の十 (Article 60-10), art-60-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-10
- art-60-12/par-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-60-12/par-2: 前項 → 金融商品取引法 第六十条の十二第一項 (Article 60-12, paragraph (1)), art-60-12/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-12/par-1
- art-60-12/par-3: 前条 → 金融商品取引法 第六十条の十一 (Article 60-11), art-60-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-11
- art-60-12/par-3: 第一項 → 金融商品取引法 第六十条の十二第一項 (Article 60-12, paragraph (1)), art-60-12/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-12/par-1
- art-60-13/par-1: 第三十五条の三 → 金融商品取引法 第三十五条の三 (Article 35-3), art-35-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35-3
- art-60-13/par-1: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-35#art-36-3
- art-60-13/par-1: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38
- art-60-13/par-1: 第八号 → 金融商品取引法 第三十八条第一項第八号 (Article 38, paragraph (1), item (viii)), art-38/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-8
- art-60-13/par-1: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-9
- art-60-13/par-1: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40
- art-60-13/par-1: 第二号 → 金融商品取引法 第四十条第一項第二号 (Article 40, paragraph (1), item (ii)), art-40/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40/par-1/item-2
- art-60-14/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-60-14/par-1: 第五十八条の二 → 金融商品取引法 第五十八条の二 (Article 58-2), art-58-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-58#art-58-2
- art-60-14/par-1: 次項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-2
- art-60-14/par-2: 第六十条第二項から第四項まで → 金融商品取引法 第六十条第二項 (Article 60, paragraph (2)), art-60/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-2
- art-60-14/par-2: 第六十条第二項から第四項まで → 金融商品取引法 第六十条第三項 (Article 60, paragraph (3)), art-60/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-3
- art-60-14/par-2: 第六十条第二項から第四項まで → 金融商品取引法 第六十条第四項 (Article 60, paragraph (4)), art-60/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-4
- art-60-14/par-2: 第六十条の二 → 金融商品取引法 第六十条の二 (Article 60-2), art-60-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2
- art-60-14/par-2: 第一項第四号 → 金融商品取引法 第六十条の二第一項第四号 (Article 60-2, paragraph (1), item (iv)), art-60-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-4
- art-60-14/par-2: 第七号 → 金融商品取引法 第六十条の二第一項第七号 (Article 60-2, paragraph (1), item (vii)), art-60-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-7
- art-60-14/par-2: 第十号 → 金融商品取引法 第六十条の二第一項第十号 (Article 60-2, paragraph (1), item (x)), art-60-2/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-10
- art-60-14/par-2: 第六十条の三 → 金融商品取引法 第六十条の三 (Article 60-3), art-60-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3
- art-60-14/par-2: 第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-1
- art-60-14/par-2: 第三号 → 金融商品取引法 第六十条の三第一項第三号 (Article 60-3, paragraph (1), item (iii)), art-60-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-3/par-1/item-3
- art-60-14/par-2: 前項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-1
- art-60-14/par-2: 第四十条の七第二項 → 金融商品取引法 第四十条の七第二項 (Article 40-7, paragraph (2)), art-40-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-40-4#art-40-7/par-2
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の十 (Article 60-10), art-60-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-10
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の十一 (Article 60-11), art-60-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-11
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の十二 (Article 60-12), art-60-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-12
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の十三 (Article 60-13), art-60-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-13
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の四 (Article 60-4), art-60-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-4
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の五 (Article 60-5), art-60-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-5
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の六 (Article 60-6), art-60-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-6
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の七 (Article 60-7), art-60-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-7
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の八 (Article 60-8), art-60-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8
- art-60-14/par-2: 第六十条の四から前条まで → 金融商品取引法 第六十条の九 (Article 60-9), art-60-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-9
- art-60-14/par-2: 前項 → 金融商品取引法 第四十条の七第一項 (Article 40-7, paragraph (1)), art-40-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-2/from-art-40-4#art-40-7/par-1
- art-60-14/par-2: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-2
- art-61/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-61/par-2: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-12
- art-61/par-2: この項 → 金融商品取引法 第六十一条第二項 (Article 61, paragraph (2)), art-61/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61/par-2
- art-61/par-2: 第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-61/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-61/par-3: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- art-61/par-3: 第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-61/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-61/par-3: 第六十三条第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-2
- art-61/par-3: 第六十三条の三第一項 → 金融商品取引法 第六十三条の三第一項 (Article 63-3, paragraph (1)), art-63-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-1
- art-61/par-3: 第三項 → 金融商品取引法 第六十三条の三第三項 (Article 63-3, paragraph (3)), art-63-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-3
- art-61/par-4: 前二項 → 金融商品取引法 第六十一条第二項 (Article 61, paragraph (2)), art-61/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61/par-2
- art-61/par-4: 前二項 → 金融商品取引法 第六十一条第三項 (Article 61, paragraph (3)), art-61/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-61/par-3
- art-61/par-4: 第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-61/par-4: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-62/par-1: この条 → 金融商品取引法 第六十二条 (Article 62), art-62 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-62
- art-62/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-62/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-1/from-art-33#art-33-2
- art-62/par-2: 前項 → 金融商品取引法 第六十二条第一項 (Article 62, paragraph (1)), art-62/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-62/par-1
- art-62/par-3: 第一項 → 金融商品取引法 第六十二条第一項 (Article 62, paragraph (1)), art-62/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270401_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-62/par-1
---
## Sources
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from 2027-04-01 (https://laws.e-gov.go.jp/law/323AC0000000025/20270401_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T033157-025, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22