# 金融商品取引法 / Financial Instruments and Exchange Act — 第五章の三 (Chapter 5-3)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第五章の三 (Chapter 5-3) — address `ch-5-3`
- Text: the text as amended with effect from 2027-03-31 (On the day Act No. 39 of 2025 (情報通信技術の進展等に対応するための刑事訴訟法等の一部を改正する法律) comes into force. The exact day is not fixed yet.), standing until 2027-03-31 — NOT yet in force (revision 20270331_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#ch-5-3
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-5-3
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第五章の三 金融商品取引清算機関等 — Chapter V-3 Financial Instruments Clearing Organizations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#ch-5-3
## 第一節 金融商品取引清算機関 — Section 1 Financial Instruments Clearing Organizations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-3/sec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#ch-5-3/sec-1
### 第百五十六条の二（免許） — (License)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
**第一項** 金融商品債務引受業は、内閣総理大臣の免許を受けた者でなければ、行つてはならない。
art-156-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2/par-1
A person not licensed by the Prime Minister must not perform financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の三（免許の申請） — (License Application)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3
**第一項** 前条の免許を受けようとする者は、次に掲げる事項を記載した免許申請書を内閣総理大臣に提出しなければならない。
art-156-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1
A person seeking to obtain the license referred to in the preceding Article must submit a written license application to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号
art-156-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-1
its trade name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 資本金の額
art-156-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-2
the amount of stated capital;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 本店その他の営業所の名称及び所在地
art-156-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-3
the names and locations of its head office and other business offices;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 取締役及び監査役（監査等委員会設置会社にあつては取締役、指名委員会等設置会社にあつては取締役及び執行役）の氏名
art-156-3/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-4
the names of the directors and company auditors (or of the directors, if it is a company with supervisory committee; or of the directors and executive officers, if it is a company with nominating committee, etc.);
machine translation, not official
**五** 会計参与設置会社にあつては、会計参与の氏名又は名称
art-156-3/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-5
the names of its accounting advisors, if it is a company with accounting advisors; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** 金融商品債務引受業及び第百五十六条の六第一項の業務（以下「金融商品債務引受業等」という。）並びにこれらに附帯する業務以外の業務を行うときは、その業務の内容
art-156-3/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-6
if it conducts business other than financial instruments obligation assumption services, the business referred to in Article 156-6, paragraph (1) (hereinafter referred to as "financial instruments obligation assumption services, etc."), or business incidental to either of these, an outline of that business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の免許申請書には、次に掲げる書類を添付しなければならない。
art-156-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2
The following documents must accompany the written license application referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 次条第二項第二号から第四号までに掲げる要件に該当しない旨を誓約する書面
art-156-3/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-1
a document pledging that the applicant does not fall under the purview of the requirements set forth in paragraph (2), items (ii) through (iv) of the following Article;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 定款
art-156-3/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-2
the articles of incorporation;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 会社の登記事項証明書
art-156-3/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-3
the company's certificate of registered information;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 業務方法書
art-156-3/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-4
the business rules;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 貸借対照表及び損益計算書
art-156-3/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-5
the balance sheet and profit and loss statement;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 収支の見込みを記載した書類
art-156-3/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-6
documents stating the expected income and expenditures;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 未決済債務等（第百五十六条の十一の二第一項に規定する未決済債務等をいう。次条第一項第四号において同じ。）の決済を行うために必要な担保の徴求の方法その他の当該決済の仕組み及び当該決済の業務を行うための設備、人員その他の体制の概要を記載した書類
art-156-3/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-7
a document outlining the method of securing the collateral needed to settle outstanding obligations (meaning outstanding obligations as prescribed in Article 156-11-2, paragraph (1); hereinafter the same applies in paragraph (1), item (iv) of the following Article) and other arrangements for settling them, and outlining the facilities, staff, and other systems for performing such settlement operations; and
Ministry of Justice translation — Japanese Law Translation Database System
**八** 前各号に掲げるもののほか、内閣府令で定める書類
art-156-3/par-2/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-8
beyond what is set forth in the preceding items, documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の場合において、定款若しくは貸借対照表が電磁的記録で作成されているとき、又は損益計算書について書面に代えて電磁的記録の作成がされているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-156-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-3
In the case referred to in the preceding paragraph, if the articles of incorporation or a balance sheet has been prepared as an electronic or magnetic record or an electronic or magnetic record has been prepared for a profit and loss statement in lieu of a written document, such electronic or magnetic record (limited to one specified by Cabinet Office Order) may accompany the written license application in lieu of written documents.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四（免許審査基準） — (Licensing Examination Criteria)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4
**第一項** 内閣総理大臣は、前条第一項の規定による免許の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
art-156-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1
When a license application under the provisions of paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 定款及び業務方法書の規定が法令に適合し、かつ、金融商品債務引受業を適正かつ確実に遂行するために十分であること。
art-156-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1/item-1
the provisions of the articles of incorporation and business rules conform to laws and regulations and are sufficient to allow financial instruments obligation assumption services to be performed properly and reliably;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品債務引受業を健全に遂行するに足りる財産的基礎を有し、かつ、金融商品債務引受業に係る収支の見込みが良好であること。
art-156-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1/item-2
the applicant has a sufficient financial basis to soundly perform financial instruments obligation assumption services, and has good prospects in terms of expected income and expenditures in connection with financial instruments obligation assumption services;
Ministry of Justice translation — Japanese Law Translation Database System
**三** その人的構成に照らして、金融商品債務引受業を適正かつ確実に遂行することができる知識及び経験を有し、かつ、十分な社会的信用を有すること。
art-156-4/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1/item-3
in light of its personnel structure, the applicant has sufficient knowledge and experience to perform financial instruments obligation assumption services properly and reliably, and has sufficient social credibility;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 未決済債務等の決済に充当する担保の適切な徴求、当該決済が円滑に行われるための信頼性の高い設備の運用その他当該決済が適正かつ確実に行われるための仕組み及び体制が十分に整備されていること。
art-156-4/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1/item-4
the applicant has an adequately developed structure and system for properly securing collateral to allocate for settling outstanding obligations, for managing highly reliable facilities in order to facilitate such settlement, and for otherwise executing such settlement properly and reliably.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その免許を与えなければならない。
art-156-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2
If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister must grant the license, except in a case that falls under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 免許申請者が株式会社（次に掲げる機関を置くものに限る。）でないとき。
art-156-4/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-1
the license applicant is not a stock company (meaning a stock company that has the following organs):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 取締役会
art-156-4/par-2/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-1/sub-1
a board of directors; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 監査役、監査等委員会又は指名委員会等
art-156-4/par-2/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-1/sub-2
company auditors, a supervisory committee, or a nominating committee, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 免許申請者がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの会社であるとき。
art-156-4/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-2
the license applicant is a company that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or for violating the provisions of a foreign law or regulation that is equivalent to one of these Acts, and five years have not passed since the day on which the company finished serving the sentence or ceased to be subject to its enforcement;
machine translation, not official
**三** 免許申請者が第百四十八条、第百五十二条第一項、第百五十六条の十七第一項若しくは第二項、第百五十六条の二十六において準用する第百四十八条若しくは第百五十六条の三十二第一項の規定により免許を取り消され、第五十二条第一項、第五十三条第三項、第五十七条の六第三項、第六十六条の二十第一項、第六十六条の四十二第一項、第六十六条の六十三第一項若しくは第六十六条の八十五第一項の規定により登録を取り消され、若しくは第百六条の七第一項、第百六条の二十一第一項、第百六条の二十八第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消され、又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録（当該免許又は登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの会社であるとき。
art-156-4/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-3
the license applicant is a company that has had its license rescinded pursuant to the provisions of Article 148, Article 152, paragraph (1), Article 156-17, paragraph (1) or (2), Article 148 as applied mutatis mutandis pursuant to Article 156-26, or Article 156-32, paragraph (1); a company that has had its registration rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), Article 57-6, paragraph (3), Article 66-20, paragraph (1), Article 66-42, paragraph (1), Article 66-63, paragraph (1), or Article 66-85, paragraph (1); a company that has had its authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1), Article 106-21, paragraph (1), Article 106-28, paragraph (1), or Article 156-5-9, paragraph (1); or a company that has had its registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or is a company that had a license or registration of the same kind obtained in a foreign country rescinded pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (including permission or any other administrative disposition similar to such a license or registration); for which five years have not passed since the date of the rescission;
machine translation, not official
**四** 免許申請者の取締役、会計参与、監査役又は執行役のうちに第八十二条第二項第三号イからヘまでのいずれかに該当する者のある会社であるとき。
art-156-4/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-4
the license applicant is a company that has a person falling under any of Article 82, paragraph (2), item (iii), (a) through (f) as a director, accounting advisor, company auditor, or executive officer; or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 免許申請書又はこれに添付すべき書類若しくは電磁的記録のうちに重要な事項について虚偽の記載又は記録があるとき。
art-156-4/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-5
the written license application, or a document or electronic or magnetic record that is required to be attached to it contains a false statement or false record regarding a material particular.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五（免許の拒否等） — (Refusal to Grant a License)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5
**第一項** 内閣総理大臣は、第百五十六条の三第一項の規定による免許の申請があつた場合において、その免許を与えることが適当でないと認めるときは、免許申請者に通知して、当該職員をして審問を行わせなければならない。
art-156-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5/par-1
If a license application under the provisions of Article 156-3, paragraph (1) is filed and the Prime Minister finds it inappropriate to grant that license, the Prime Minister must notify the license applicant and have the relevant officials conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣が、第百五十六条の二の免許を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により免許申請者に通知しなければならない。
art-156-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5/par-2
Upon deciding to grant or not to grant the license referred to in Article 156-2, the Prime Minister must notify the license applicant of this in writing without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の二（資本金の額） — (Amount of Stated Capital)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-2
**第一項** 金融商品取引清算機関（金融商品取引清算機関が金融商品取引所である場合を除く。次条、第百五十六条の五の五第一項から第五項まで、第百五十六条の五の六第一項、第百五十六条の五の八、第百五十六条の五の九第一項及び第二項、第百五十六条の五の十第二項、第百五十六条の六第二項及び第三項、第百五十六条の十二の二から第百五十六条の十四まで並びに第百五十六条の十七第一項において同じ。）の資本金の額は、政令で定める金額以上でなければならない。
art-156-5-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-2/par-1
The stated capital of a financial instruments clearing organization (other than a financial instruments clearing organization that is a financial instruments exchange; hereinafter the same applies in the following Article; Article 156-5-5, paragraphs (1) through (5); Article 156-5-6, paragraph (1); Article 156-5-8; Article 156-5-9, paragraphs (1) and (2); Article 156-5-10, paragraph (2); Article 156-6, paragraphs (2) and (3); Article 156-12-2 to Article 156-14; and Article 156-17, paragraph (1)) must be at least the amount specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の三（対象議決権保有届出書の提出） — (Submission of a Statement of Holding Subject Voting Rights)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3
**第一項** 金融商品取引清算機関の総株主の議決権の百分の五を超える議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項の規定により発行者に対抗することができない株式に係る議決権を含み、取得又は保有の態様その他の事情を勘案して内閣府令で定めるものを除く。以下この節において「対象議決権」という。）を保有することとなつた者は、内閣府令で定めるところにより、保有する当該対象議決権の数を当該金融商品取引清算機関の総株主の議決権の数で除して得た割合、保有の目的その他当該対象議決権に関し内閣府令で定める事項を記載した対象議決権保有届出書を、遅滞なく、内閣総理大臣に提出しなければならない。
art-156-5-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-1
A person that becomes the holder of voting rights (including voting rights in respect of shares that cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on the Book-Entry Transfer of Corporate Bonds and Shares, excluding voting rights that are specified by Cabinet Office Order in consideration of the manner in which they are acquired or held and other circumstances; hereinafter referred to as "subject voting rights" in this Section) exceeding five percent of all shareholders' voting rights in a financial instruments clearing organization, must submit a statement of holdings in subject voting rights to the Prime Minister, pursuant to the provisions of Cabinet Office Order and without delay, in which the person states the ratio arrived at by dividing the number of subject voting rights held by the number that represents all shareholders' voting rights in the financial instruments clearing organization, and states the purpose of the holdings and the particulars of the subject voting rights that are otherwise specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 次の各号に掲げる場合における前項の規定の適用については、当該各号に定める対象議決権は、これを保有するものとみなす。
art-156-5-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-2
In applying the provisions of the preceding paragraph to the case set forth in any of the following items, the relevant person is deemed to hold the subject voting rights specified in each item:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金銭の信託契約その他の契約又は法律の規定に基づき、金融商品取引清算機関の対象議決権を行使することができる権限又は当該議決権の行使について指図を行うことができる権限を有する場合 当該対象議決権
art-156-5-3/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-2/item-1
if a person has the authority to exercise subject voting rights in a financial instruments clearing organization or the authority to give instructions on the exercise of such voting rights based on the provisions of a money trust contract or other contract or based on the provisions of law:the subject voting rights in question; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 株式の所有関係、親族関係その他の政令で定める特別の関係にある者が金融商品取引清算機関の対象議決権を保有する場合 当該特別の関係にある者が保有する対象議決権
art-156-5-3/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-2/item-2
a person that is related to the relevant person through a shareholding relationship, familial relationship, or other special relationship specified by Cabinet Order, holds subject voting rights in a financial instruments clearing organization:the subject voting rights held by the person with the special relationship to the person in question.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の四（対象議決権保有届出書の提出者に対する報告の徴取及び検査） — (Collection of Reports and Inspection of a Person Submitting a Statement of Holdings in Subject Voting Rights)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-4
**第一項** 内閣総理大臣は、前条第一項の対象議決権保有届出書のうちに虚偽の記載があり、又は記載すべき事項の記載が欠けている疑いがあると認めるときは、当該対象議決権保有届出書の提出者に対し参考となるべき報告若しくは資料の提出を命じ、又は当該職員にその者の書類その他の物件の検査（当該対象議決権保有届出書の記載に関し必要な検査に限る。）をさせることができる。
art-156-5-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-4/par-1
If the Prime Minister suspects that a statement of holdings in subject voting rights referred to in paragraph (1) of the preceding Article contains a false statement or lacks a statement of a particular that is required to be stated, the Prime Minister may order the person submitting that statement of holdings in subject voting rights to report or submit materials that should serve as a reference, or may have relevant officials inspect the documents and other articles of that person (limited to necessary inspection of what is stated in the statement of holdings in subject voting rights).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の五（主要株主に係る認可等） — (Authorization as a Major Shareholder)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5
**第一項** 金融商品取引清算機関の総株主の議決権の百分の二十（その財務及び営業の方針の決定に対して重要な影響を与えることが推測される事実として内閣府令で定める事実がある場合には、百分の十五。以下この節において「保有基準割合」という。）以上の数の対象議決権を取得し、若しくは保有しようとする者又は金融商品取引清算機関の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、若しくは保有しようとする会社その他の法人の設立をしようとする者は、あらかじめ、内閣総理大臣の認可を受けなければならない。
art-156-5-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
A person seeking to acquire or hold a number of subject voting rights that constitutes 20 percent or more (or 15 percent or more, if a fact has occurred that is specified by Cabinet Office Order as a thing that is presumed to have a material influence on decisions about financial and operational policies; hereinafter referred to as the "threshold holding ratio" in this Section) of all shareholders' voting rights in a financial instruments clearing organization or a person seeking to incorporate as a company or other corporation with the intention to acquire or hold a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights in a financial instruments clearing organization, must obtain the authorization of the Prime Minister before doing so.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定は、保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合において、金融商品取引清算機関の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなるときには、適用しない。
art-156-5-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-2
If the number of subject voting rights that the person holds does not increase or in any other case specified by Cabinet Office Order, the provisions of the preceding paragraph do not apply to a person that is to acquire or hold a number of subject voting rights in a financial instruments clearing organization which is equal to or greater than the threshold holding ratio of all shareholders' voting rights.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の場合において、金融商品取引清算機関の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなつた者（以下この条において「特定保有者」という。）は、特定保有者になつた旨その他内閣府令で定める事項を、遅滞なく、内閣総理大臣に届け出なければならない。
art-156-5-5/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-3
In the case referred to in the preceding paragraph, the person that has come to acquire or hold a number of subject voting rights in a financial instruments clearing organization which is equal to or greater than the threshold holding ratio of all shareholders' voting rights (hereinafter referred to as a "specified holder" in this Article) must notify the Prime Minister without delay that it has become a specified holder and of any other matters specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第二項の場合において、特定保有者は、特定保有者となつた日から三月以内に、金融商品取引清算機関の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。ただし、内閣総理大臣の認可を受けた場合は、この限りでない。
art-156-5-5/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
In the case referred to in paragraph (2), a specified holder must take the necessary measures to become the holder of a number of subject voting rights in a financial instruments clearing organization which is less than the threshold holding ratio within three months from the day on which the person becomes a specified holder; provided, however, that this does not apply if the specified holder obtains the authorization of the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 特定保有者は、前項本文の規定により金融商品取引清算機関の保有基準割合未満の数の対象議決権の保有者となつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-156-5-5/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-5
When a specified holder becomes the holder of a number of subject voting rights in a financial instruments clearing organization which is less than the threshold holding ratio, the holder must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 第三十条の二の規定は、第一項及び第四項ただし書の認可について準用する。
art-156-5-5/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-6
The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in paragraph (1) and in the proviso to paragraph (4).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の六（主要株主に係る認可基準） — (Criteria for Authorization as a Major Shareholder)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6
**第一項** 内閣総理大臣は、前条第一項又は第四項ただし書の認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
art-156-5-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-1
When an application is filed for the authorization referred to in paragraph (1) of the preceding Article or in the proviso to paragraph (4) of that Article, the Prime Minister must examine whether the application conforms to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 認可申請者がその対象議決権を行使することにより、金融商品取引清算機関の業務の健全かつ適切な運営を損なうおそれがないこと。
art-156-5-6/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-1/item-1
the applicant for authorization's exercise of the subject voting rights is not likely to impair the sound and appropriate operation of the business of the financial instruments clearing organization;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 認可申請者が金融商品取引清算機関の業務の公共性に関し十分な理解を有すること。
art-156-5-6/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-1/item-2
the applicant for authorization has a sufficient understanding of the public nature of the business of a financial instruments clearing organization; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 認可申請者が十分な社会的信用を有する者であること。
art-156-5-6/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-1/item-3
the applicant for authorization has sufficient social credibility.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 第百五十六条の四第二項（第一号を除く。）の規定は、前条第一項及び第四項ただし書の認可について準用する。この場合において、第百五十六条の四第二項中「前項」とあるのは「第百五十六条の五の六第一項」と、「第百五十六条の十七第一項若しくは第二項」とあるのは「第百五十六条の十七第一項若しくは第二項、第百五十六条の二十の十四第一項若しくは第二項」と、「第百六条の二十八第一項」とあるのは「第百六条の二十八第一項、第百五十五条の六、第百五十五条の十第一項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-156-5-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-2
The provisions of Article 156-4, paragraph (2) (excluding item (i)) apply mutatis mutandis to the authorization referred to in paragraph (1) and in the proviso to paragraph (4) of the preceding Article. In this case, in Article 156-4, paragraph (2), the phrase "the preceding paragraph" is deemed to be replaced with "Article 156-5-6, paragraph (1)", the phrase "Article 156-17, paragraph (1) or (2)" is deemed to be replaced with "Article 156-17, paragraph (1) or (2); Article 156-20-14, paragraph (1) or (2)", the phrase "Article 106-28, paragraph (1)" is deemed to be replaced with "Article 106-28, paragraph (1); Article 155-6; Article 155-10, paragraph (1)"; and any other necessary technical replacement of terms is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の七（認可を与えない場合の審問） — (Hearing When Authorization Is Not Granted)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-7
**第一項** 内閣総理大臣は、第百五十六条の五の五第一項又は第四項ただし書の認可の申請があつた場合において、その認可を与えることが適当でないと認めるときは、認可申請者に通知して、当該職員に審問を行わせなければならない。
art-156-5-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-7/par-1
If an application is filed for the authorization referred to in the provisions of Article 156-5-5, paragraph (1) or in the proviso to paragraph (4) of that Article and the Prime Minister finds it inappropriate to grant that authorization, the Prime Minister must notify the applicant for authorization and have the relevant official conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣が、第百五十六条の五の五第一項若しくは第四項ただし書の認可を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により認可申請者に通知しなければならない。
art-156-5-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-7/par-2
Upon deciding to grant or not to grant the authorization under the provisions of Article 156-5-5, paragraph (1) or the proviso to paragraph (4) of that Article, the Prime Minister must notify the applicant for authorization of the in writing without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の八（主要株主に対する報告の徴取及び検査） — (Collection of Reports and Inspection of Major Shareholders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-8
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引清算機関の主要株主（金融商品取引清算機関の保有基準割合以上の数の対象議決権の保有者であつて、第百五十六条の五の五第一項の認可を受けて設立され、又は同項若しくは同条第四項ただし書の認可を受けているものをいう。以下この節において同じ。）に対し当該金融商品取引清算機関の業務若しくは財産に関し参考となる報告若しくは資料の提出を命じ、又は当該職員に当該主要株主の書類その他の物件の検査（当該金融商品取引清算機関の業務又は財産に関し必要な検査に限る。）をさせることができる。
art-156-5-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-8/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder of a financial instruments clearing organization (meaning a person that holds a number of subject voting rights that is equal to or greater than the threshold holding ratio, in a financial instruments clearing organization that has been incorporated after obtaining Article 156-5-5, paragraph (1) authorization or that has obtained the authorization referred to in that paragraph or in the proviso to paragraph (4) of that Article; hereinafter the same applies in this Section) to report or submit materials that should serve as a reference in connection with the business or assets of the financial instruments clearing organization, and may have the relevant officials inspect the documents and other articles of such a major shareholder (but only as is necessary in connection with the business or assets of the financial instruments clearing organization).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の九（主要株主に対する監督上の処分） — (Supervisory Dispositions for Major Shareholders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9
**第一項** 内閣総理大臣は、金融商品取引清算機関の主要株主が法令に違反したとき、又は主要株主の行為が当該金融商品取引清算機関の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、当該主要株主に対し第百五十六条の五の五第一項又は第四項ただし書の認可を取り消し、その他監督上必要な措置をとることを命ずることができる。
art-156-5-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-1
If the major shareholder of a financial instruments clearing organization violates a law or regulation, or if it is found that the conduct of a major shareholder is likely to impair the sound and appropriate operation of the business of the financial instruments clearing organization, the Prime Minister may rescind the major shareholder's Article 156-5-5, paragraph (1) authorization or the authorization referred to in the proviso to paragraph (4) of that Article, or order the major shareholder to take measures that are necessary from a supervisory perspective.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定により第百五十六条の五の五第一項又は第四項ただし書の認可を取り消された者は、当該認可を取り消された日から三月以内に、金融商品取引清算機関の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
art-156-5-9/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-2
A person that has the authorization referred to in Article 156-5-5, paragraph (1) or in the proviso to paragraph (4) of that Article rescinded pursuant to the provisions of the preceding paragraph must take the necessary measures to become the holder of a number of subject voting rights in a financial instruments clearing organization which is less than the threshold holding ratio, within three months from the day that the authorization is rescinded.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の規定により必要な措置を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-156-5-9/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-3
Irrespective the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the necessary measures pursuant to the provisions of paragraph (1), the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の十（主要株主に係る認可の失効） — (Lapse of Authorization as a Major Shareholder)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-10
**第一項** 第百五十六条の五の五第一項の認可を受けた者が当該認可を受けた日から六月以内に保有基準割合以上の数の対象議決権の保有者とならなかつたとき、又は保有基準割合以上の数の対象議決権の保有者である会社その他の法人の設立をしなかつたときは、当該認可は、その効力を失う。この場合において、当該認可を受けた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-156-5-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-10/par-1
If a person that has obtained Article 156-5-5, paragraph (1) authorization does not become the holder of a number of subject voting rights that is equal to or greater than the threshold holding ratio, or does not incorporate as a company or other corporation that holds a number of subject voting rights that is equal to or greater than the threshold holding ratio within six months from the day on which that person obtains the authorization, that authorization ceases to be effective. In such a case, the person that obtained the authorization must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引清算機関の主要株主が保有基準割合未満の数の対象議決権の保有者となつたときは、第百五十六条の五の五第一項又は第四項ただし書の認可は、その効力を失う。この場合において、主要株主であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-156-5-10/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-10/par-2
If the major shareholder of a financial instruments clearing organization has become the holder of a number of subject voting rights that is less than the threshold holding ratio, the authorization referred to in Article 156-5-5, paragraph (1) or in the proviso to paragraph (4) of that Article ceases to be effective. In such a case, the person that was formerly a major shareholder must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五の十一（対象議決権に係る規定の準用） — (Application, Mutatis Mutandis of Provisions Regarding Subject Voting Rights)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-5-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-11
**第一項** 第百五十六条の五の三第二項の規定は、第百五十六条の五の五第一項から第五項まで、第百五十六条の五の六第一項、第百五十六条の五の八、第百五十六条の五の九第二項及び前条の規定を適用する場合について準用する。この場合において、第百五十六条の五の三第二項中「保有する」とあるのは「取得し、又は保有する」と、同項第一号中「有する」とあるのは「有し、又は有することとなる」と読み替えるものとする。
art-156-5-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-11/par-1
The provisions of Article 156-5-3, paragraph (2) apply mutatis mutandis if the provisions of Article 156-5-5, paragraphs (1) through (5); Article 156-5-6, paragraph (1); Article 156-5-8; Article 156-5-9, paragraph (2); and the preceding Article are applicable. In such a case, the term "hold" in Article 156-5-3, paragraph (2) is deemed to be replaced with "acquire or hold", and the term "has" in item (i) of that paragraph is deemed to be replaced with "has, or will have".
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の六（業務の制限） — (Restriction on Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6
**第一項** 金融商品取引清算機関は、業務方法書の定めるところにより、金融商品債務引受業対象業者（第二条第二十八項に規定する金融商品債務引受業対象業者をいう。以下この項において同じ。）以外の者を相手方として、金融商品債務引受業対象業者以外の者が行う対象取引（同条第二十八項に規定する対象取引をいう。以下この章において同じ。）に基づく債務を、引受け、更改その他の方法により負担することを業として行うことができる。
art-156-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-1
Pursuant to the provisions of its business rules, a financial instruments clearing organization may assume, novate, or bear in other ways the obligations of a person other than a business counterparty to financial instruments obligation assumption services (meaning a business counterparty to financial instruments obligation assumption services as defined in Article 2, paragraph (28); hereinafter the same applies in this paragraph) based on a subject transaction (meaning a subject transaction as defined in Article 2, paragraph (28); hereinafter the same applies in this Chapter) conducted by a person other than a business counterparty to financial instruments obligation assumption services, on a regular basis.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引清算機関は、金融商品債務引受業等及びこれに附帯する業務のほか、他の業務を行うことができない。ただし、金融商品債務引受業に関連する業務又は商品取引債務引受業等（商品先物取引法第百七十条第二項に規定する商品取引債務引受業等をいう。以下同じ。）及びこれに附帯する業務で、当該金融商品取引清算機関が金融商品債務引受業を適正かつ確実に行うにつき支障を生ずるおそれがないと認められるものについて、内閣府令で定めるところにより、内閣総理大臣の承認を受けたときは、この限りでない。
art-156-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-2
A financial instruments clearing organization may not conduct business other than financial instruments obligation assumption services, etc. and business incidental to the services; provided, however, that this does not apply if the financial instruments clearing organization obtains the approval of the Prime Minister pursuant to the provisions of Cabinet Office Order, for business related to financial instruments obligation assumption services or commodity transaction debt assumption services, etc. (meaning commodity transaction debt assumption services, etc. as defined in Article 170, paragraph (2) of the Commodity Derivatives Transaction Act; the same applies hereinafter) and business incidental thereto which is found to carry no risk of compromising the financial instruments clearing organization's proper and reliable performance of financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引清算機関は、前項ただし書の承認を受けた業務を廃止したときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-3
If a financial instruments clearing organization discontinues the business for which it has obtained the approval referred to in the proviso to the preceding paragraph, it must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、第二項ただし書の承認に条件を付することができる。
art-156-6/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-4
The Prime Minister may attach conditions to the approval referred to in the proviso to paragraph (2).
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 前項の条件は、公益又は投資者保護のため必要な最小限度のものでなければならない。
art-156-6/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-5
The conditions referred to in the preceding paragraph must constitute the minimum level of conditions that are necessary for the public interest and the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の七（業務方法書） — (Business Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7
**第一項** 金融商品取引清算機関は、業務方法書の定めるところにより、その業務を行わなければならない。
art-156-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-1
A financial instruments clearing organization must conduct its business pursuant to the provisions of its business rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 業務方法書には、次に掲げる事項を定めなければならない。
art-156-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2
The following matters must be specified in the business rules:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項の業務を行う場合にあつては、その旨
art-156-7/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-1
that the business set forth in paragraph (1) of the preceding Article is conducted, if applicable;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品債務引受業（前条第一項の業務を行う場合にあつては、金融商品債務引受業等。以下この項、第百五十六条の十及び第百五十六条の十一の二第一項において同じ。）の対象とする債務の起因となる取引
art-156-7/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-2
the transactions giving rise to obligations that are subject to financial instruments obligation assumption services (or, if the business set forth in paragraph (1) of the preceding Article is conducted, financial instruments obligation assumption services, etc.; hereinafter the same applies in this paragraph, Article 156-10 and Article 156-11-2, paragraph (1));
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品債務引受業の相手方とする者（以下「清算参加者」という。）の要件に関する事項
art-156-7/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-3
the particulars of the requirements for becoming the counterparty to the financial instruments obligation assumption services (hereinafter referred to as a "clearing member");
Ministry of Justice translation — Japanese Law Translation Database System
**四** 金融商品債務引受業として行う引受け、更改その他の方法による債務の負担及びその履行に関する事項
art-156-7/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-4
the particulars of the taking over, novating, or other bearing of obligations that the clearing organization performs as financial instruments obligation assumption services, and the particulars of the performance of such obligations;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 清算参加者の債務の履行の確保に関する事項
art-156-7/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-5
the particulars involved in ensuring the performance of the obligations of a clearing member;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 有価証券等清算取次ぎに関する事項
art-156-7/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-6
the particulars of brokerage for clearing of securities, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 連携金融商品債務引受業務（第百五十六条の二十の十六第一項に規定する連携金融商品債務引受業務をいう。以下この号において同じ。）を行う場合にあつては、連携金融商品債務引受業務に関する事項
art-156-7/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-7
if collaborative financial instruments obligation assumption services (meaning collaborative financial instruments obligation assumption services as prescribed in Article 156-20-16, paragraph (1); hereinafter the same applies in this item) are performed, the particulars of the collaborative financial instruments obligation assumption services; and
Ministry of Justice translation — Japanese Law Translation Database System
**八** その他内閣府令で定める事項
art-156-7/par-2/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-8
other particulars specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の八（秘密保持義務） — (Duty of Confidentiality)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-8
**第一項** 金融商品取引清算機関の役員（役員が法人であるときは、その職務を行うべき者）若しくは職員又はこれらの職にあつた者は、その業務に関して知り得た秘密を漏らし、又は盗用してはならない。
art-156-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-8/par-1
It is prohibited for the officer (if an officer is a corporation, the person that performs those duties) or employee of a financial instruments clearing organization, or for a person that has held any of these positions, to divulge or misappropriate any secret learned in connection with the business of that organization.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引清算機関の役員（役員が法人であるときは、その職務を行うべき者）若しくは職員又はこれらの職にあつた者は、その職務に関して知り得た情報を、金融商品取引清算機関の業務の用に供する目的以外に利用してはならない。
art-156-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-8/par-2
It is prohibited for the officer (if an officer is a corporation, the person that performs those duties) or employee of a financial instruments clearing organization, or for a person that has held any of these positions, to utilize information learned in the course of duty for a purpose other than the business uses of the financial instruments clearing organization for which the information is provided.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の九（不当な差別的取扱いの禁止） — (Prohibition on Unfair and Discriminatory Treatment)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-9
**第一項** 金融商品取引清算機関は、特定の清算参加者に対し不当な差別的取扱いをしてはならない。
art-156-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-9/par-1
A financial instruments clearing organization must not subject any particular clearing member to unfair and discriminatory treatment.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十（金融商品債務引受業の適切な遂行を確保するための措置） — (Measures to Ensure the Proper Conduct of Financial Instruments Obligation Assumption Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-10
**第一項** 金融商品取引清算機関は、金融商品債務引受業により損失が生じた場合に清算参加者が当該損失の全部を負担する旨を業務方法書において定めることその他の金融商品債務引受業の適切な遂行を確保するための措置を講じなければならない。
art-156-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-10/par-1
A financial instruments clearing organization must take measures to ensure the proper performance of financial instruments obligation assumption services, such as specifying in its business rules that if a loss is incurred due to financial instruments obligation assumption services, a clearing member bears all of that loss.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十一（清算預託金） — (Clearing Deposits)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11
**第一項** 金融商品取引清算機関が業務方法書で清算預託金（清算参加者が金融商品取引清算機関に対し債務の履行を担保するために預託する金銭その他の財産（内閣府令で定めるものに限る。）をいう。以下この条において同じ。）を定めている場合において、清算参加者が債務の不履行により金融商品取引清算機関に対し損害を与えたときは、その損害を受けた金融商品取引清算機関は、その損害を与えた清算参加者の清算預託金について、他の債権者に先立ち弁済を受ける権利を有する。
art-156-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11/par-1
If a financial instruments clearing organization makes provisions in its business rules for a clearing deposit (meaning money or other property (limited to that which is specified by Cabinet Office Order) deposited with a financial instruments clearing organization by a clearing member as collateral against the performance of obligations; hereinafter the same applies in this Article), and a clearing member causes damage to the financial instruments clearing organization by defaulting on an obligation, the financial instruments clearing organization that incurs the damage has the right to receive payment from the clearing deposit that has been deposited by the clearing member that caused the damage, in preference over other creditors
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十一の二（特別清算手続等が開始されたときの手続等） — (Procedures at the Commencement of Special Liquidation Proceedings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-11-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2
**第一項** 金融商品取引清算機関が業務方法書で未決済債務等（清算参加者が行つた対象取引等（対象取引、商品市場における取引（商品先物取引法第二条第十項に規定する商品市場における取引をいう。）又は店頭商品デリバティブ取引（同条第十四項に規定する店頭商品デリバティブ取引をいう。）をいう。以下この条において同じ。）の相手方から金融商品債務引受業又は商品取引債務引受業等として引受け、更改その他の方法により負担した当該対象取引等に基づく債務、当該清算参加者から当該対象取引等に基づく債務を負担した対価として当該清算参加者に対して取得した債権（当該債務と同一の内容を有するものに限る。）及び担保をいう。以下この項において同じ。）について差引計算の方法、担保の充当の方法その他の決済の方法を定めている場合において、清算参加者に特別清算手続、破産手続、再生手続又は更生手続が開始されたときは、これらの手続の関係において、未決済債務等に関する金融商品取引清算機関又は当該清算参加者が有する請求権の額の算定その他の決済の方法は、当該業務方法書の定めに従うものとする。
art-156-11-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2/par-1
If a financial instruments clearing organization makes provisions in its business rules for the method of netting off outstanding obligations (meaning obligations which have arisen from subject transactions, etc. (meaning subject transactions, transactions on a commodity market (meaning transactions on a commodity market as defined in Article 2, paragraph (10) of the Commodity Derivatives Transaction Act), or over-the-counter commodity derivatives transactions (meaning over-the-counter commodity derivatives transactions as defined in paragraph (14) of that Article); hereinafter the same applies in this Article) that a clearing member has conducted, and which the clearing organization has assumed from the other parties to the subject transactions, etc. or has novated or has borne in other ways as financial instruments obligation assumption services or commodity transaction debt assumption services, etc., claims (limited to claims with the same content as those obligations) that the clearing organization has acquired against the clearing member as the consideration for the obligations which have arisen out of subject transactions, etc. and which the clearing organization has borne for that clearing member, and collateral; hereinafter the same applies in this paragraph), the method of allocating collateral to cover outstanding obligations, or other means of settling outstanding obligations, and when special liquidation proceedings, bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings commence for a clearing member, the calculation of the amount of the claim that the financial instruments clearing organization or the clearing member has in terms of outstanding obligations and other means of settlement in relation to those proceedings, are to be in accordance with the provisions of the business rules.
machine translation, not official
**第二項** 破産手続、再生手続又は更生手続において、金融商品取引清算機関が有する前項に規定する請求権は破産債権、再生債権又は更生債権とし、清算参加者が有する同項に規定する請求権は破産財団、再生債務者財産又は更生会社財産若しくは更生協同組織金融機関財産に属する財産とする。
art-156-11-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2/par-2
In bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings, the claims provided for in the preceding paragraph which a financial instruments clearing organization has are bankruptcy claims, rehabilitation claims, or reorganization claims, and the claims provided for in that paragraph which a clearing member has are the property that is part of the bankruptcy estate, rehabilitation debtor's assets, the property of the corporation in need of reorganization, or the property of the cooperative financial institution in need of reorganization.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十二（定款又は業務方法書の変更の認可） — (Authorization to Change the Articles of Incorporation or Business Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-12
**第一項** 金融商品取引清算機関は、定款又は業務方法書を変更しようとするときは、内閣総理大臣の認可を受けなければならない。
art-156-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-12/par-1
A financial instruments clearing organization must obtain the authorization of the Prime Minister if it seeks to change its articles of incorporation or business rules.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十二の二（発行済株式の総数等の縦覧） — (Public Inspection of the Total Number of Issued Shares)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-12-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-2
**第一項** 金融商品取引清算機関は、内閣府令で定めるところにより、その発行済株式の総数、総株主の議決権の数その他の内閣府令で定める事項を、公衆の縦覧に供しなければならない。
art-156-12-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-2/par-1
A financial instruments clearing organization must make its total number of issued shares, the number that represents all shareholders' voting rights and other matters specified by Cabinet Office Order available for public inspection, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十二の三（資本の減少の認可等） — (Authorization to Reduce Capital)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-12-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-3
**第一項** 金融商品取引清算機関は、その資本金の額を減少しようとするときは、内閣総理大臣の認可を受けなければならない。
art-156-12-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-3/par-1
A financial instruments clearing organization must obtain the authorization of the Prime Minister if it seeks to reduce its stated capital.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引清算機関は、その資本金の額を増加しようとするときは、内閣府令で定めるところにより、内閣総理大臣に届け出なければならない。
art-156-12-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-3/par-2
A financial instruments clearing organization must notify the Prime Minister pursuant to the provisions of Cabinet Office Order if it seeks to increase its stated capital.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十三（営業所等の変更の届出） — (Notification of a Change of Business Offices)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-13
**第一項** 金融商品取引清算機関は、第百五十六条の三第一項第三号から第五号までに掲げる事項のいずれかに変更があつたときは、内閣府令で定めるところにより、同条第二項第一号又は第三号に掲げる書類を添えて、その旨を内閣総理大臣に届け出なければならない。
art-156-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-13/par-1
If a particular set forth in Article 156-3, paragraph (1), items (iii) through (v) changes, the financial instruments clearing organization must notify the Prime Minister of this, pursuant to the provisions of Cabinet Office Order, supplying a document specified in paragraph (2), item (i) or (iii) of that Article.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十四（役員の欠格事由等） — (Grounds for Disqualification of Officers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14
**第一項** 次の各号のいずれかに該当する者は、金融商品取引清算機関の取締役、会計参与、監査役又は執行役となることができない。
art-156-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-1
A person falling under any of the following items may not become the director, accounting advisor, company auditor, or executive officer of a financial instruments clearing organization.
Ministry of Justice translation — Japanese Law Translation Database System
**一** 心身の故障のため職務を適正に執行することができない者として内閣府令で定める者
art-156-14/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-1/item-1
a person specified by Cabinet Office Order as being unable to properly perform their duties due to a mental or physical disorder; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第八十二条第二項第三号イからヘまでのいずれかに該当する者
art-156-14/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-1/item-2
a person falling under any of Article 82, paragraph (2), item (iii), (a) through (f).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引清算機関の取締役、会計参与、監査役又は執行役が前項に規定する者に該当することとなつたときは、その職を失う。
art-156-14/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-2
The director, accounting advisor, company auditor, or executive officer of a financial instruments clearing organization loses that position upon coming to fall under the person provided for in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、不正の手段により金融商品取引清算機関の取締役、会計参与、監査役若しくは執行役となつた者のあることが判明したとき、又は金融商品取引清算機関の取締役、会計参与、監査役若しくは執行役が法令若しくは法令に基づく行政官庁の処分に違反したときは、当該金融商品取引清算機関に対し、当該取締役、会計参与、監査役又は執行役の解任を命ずることができる。
art-156-14/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-3
If the director, accounting advisor, company auditor, or executive officer of a financial instruments clearing organization is discovered to have become a director, accounting advisor, company auditor, or executive officer by wrongful means or if the director, accounting advisor, company auditor, or executive officer of a financial instruments clearing organization violates a law or regulation or a disposition by a government agency which is based on a law or regulation, the Prime Minister may order the financial instruments clearing organization to dismiss that director, accounting advisor, company auditor, or executive officer.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 会社法第三百三十一条第二項ただし書（同法第三百三十五条第一項において準用する場合を含む。）、第三百三十二条第二項（同法第三百三十四条第一項において準用する場合を含む。）、第三百三十六条第二項及び第四百二条第五項ただし書の規定は、金融商品取引清算機関については、適用しない。
art-156-14/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-4
The provisions of the proviso to Article 331, paragraph (2) of the Companies Act (including as applied mutatis mutandis pursuant to Article 335, paragraph (1) of that Act) and of Article 332, paragraph (2) (including as applied mutatis mutandis pursuant to Article 334, paragraph (1) of that Act); Article 336, paragraph (2); and the proviso to Article 402, paragraph (5) of that Act do not apply to financial instruments clearing organizations.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十五（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-15
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引清算機関、その清算参加者若しくは当該金融商品取引清算機関から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該金融商品取引清算機関の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該金融商品取引清算機関若しくは当該金融商品取引清算機関から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該金融商品取引清算機関から業務の委託を受けた者にあつては、当該金融商品取引清算機関の業務又は財産に関し必要な検査に限る。）をさせることができる。
art-156-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-15/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a financial instruments clearing organization, its clearing member, or the person that a financial instruments clearing organization has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article), to report or submit materials that should serve as a reference with regard to the business or assets of the financial instruments clearing organization, and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of a financial instruments clearing organization or the person that a financial instruments clearing organization has entrusted with its business (but may only have the relevant officials inspect the person that a financial instruments clearing organization has entrusted with its business as is necessary in connection with the business or assets of the financial instruments clearing organization).
machine translation, not official
### 第百五十六条の十六（業務改善命令） — (Business Improvement Orders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-16
**第一項** 内閣総理大臣は、金融商品取引清算機関の業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該金融商品取引清算機関に対し、業務の内容若しくは方法の変更その他業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
art-156-16/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-16/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a financial instruments clearing organization's business operations or the state of its assets, the Prime Minister may, to the extent necessary, order the financial instruments clearing organization to change its business outline or its business methods, or otherwise take measures that are necessary for improving its business operations or the state of its assets.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十七（免許の取消し等） — (Rescission of License)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17
**第一項** 内閣総理大臣は、金融商品取引清算機関がその免許を受けた当時既に第百五十六条の四第二項各号のいずれかに該当していたことが判明したときは、その免許を取り消すことができる。
art-156-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-1
If a financial instruments clearing organization is discovered to have fallen under any of the categories in the items of Article 156-4, paragraph (2) at the time it obtained its license, the Prime Minister may rescind the license.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、金融商品取引清算機関が法令、法令に基づく行政官庁の処分又は第百五十六条の六第二項ただし書若しくは第百五十六条の十九第一項の承認に付した条件に違反したときは、第百五十六条の二の免許若しくは第百五十六条の六第二項ただし書若しくは第百五十六条の十九第一項の承認を取り消し、六月以内の期間を定めてその業務の全部若しくは一部の停止を命じ、又はその役員の解任を命ずることができる。
art-156-17/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-2
If a financial instruments clearing organization violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or a condition attached to the approval referred to in the proviso to Article 156-6, paragraph (2) or in Article 156-19, paragraph (1), the Prime Minister may rescind the license referred to in Article 156-2 or the approval referred to in the proviso to Article 156-6, paragraph (2) or in Article 156-19, paragraph (1), order the suspension of all or part of its business during a fixed period of no longer than six months, or order the dismissal of its officers.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十八（解散等の認可） — (Authorization for Dissolution)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-18
**第一項** 金融商品取引清算機関の金融商品債務引受業の廃止又は解散の決議は、内閣総理大臣の認可を受けなければ、その効力を生じない。
art-156-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-18/par-1
A resolution to discontinue the financial instruments obligation assumption services of a financial instruments clearing organization or a resolution to dissolve a financial instruments clearing organization does not become effective without the authorization of the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の十九（金融商品取引所による金融商品債務引受業等） — Financial Instruments Obligation Assumption Services, etc. by a Financial Instruments Exchange
caption: machine translation, not official
art-156-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19
**第一項** 金融商品取引所は、第八十七条の二第一項及び第百五十六条の二の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の承認を受けて金融商品債務引受業等及びこれに附帯する業務を行うことができる。
art-156-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-1
Notwithstanding the provisions of Article 87-2, paragraph (1) and Article 156-2, a financial instruments exchange may perform financial instruments obligation assumption services, etc. and business incidental thereto with the approval of the Prime Minister, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 商品市場開設金融商品取引所は、第八十七条の二第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の承認を受けて商品取引債務引受業等及びこれに附帯する業務を行うことができる。
art-156-19/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-2
Notwithstanding the provisions of Article 87-2, paragraph (1), a financial instruments exchange engaged in the operation of a commodity market may perform commodity transaction debt assumption services, etc. and business incidental thereto with the approval of the Prime Minister, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 商品市場開設金融商品取引所は、前項の承認を受けた業務を廃止したときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-19/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-3
If a financial instruments exchange engaged in the operation of a commodity market discontinues the business for which it has obtained the approval referred to in the preceding paragraph, it must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第百五十六条の六第四項及び第五項の規定は、第一項又は第二項の承認について準用する。
art-156-19/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-4
The provisions of Article 156-6, paragraphs (4) and (5) apply mutatis mutandis to the approval referred to in paragraph (1) or (2).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十（金融商品取引所の金融商品債務引受業等の承認の取消し） — (Rescission of Approval for the Financial Instruments Obligation Assumption Services of a Financial Instruments Exchange)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20
**第一項** 内閣総理大臣は、前条第一項の承認を受けた金融商品取引所が次の各号のいずれかに該当するときは、その承認を取り消すことができる。
art-156-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20/par-1
If a financial instruments exchange that obtains the approval referred to in paragraph (1) of the preceding Article falls under any of the following items, the Prime Minister may rescind the approval:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 不正の手段により前条第一項の承認を受けたとき。
art-156-20/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20/par-1/item-1
it obtains the approval referred to in paragraph (1) of the preceding Article by wrongful means;
machine translation, not official
**二** 第八十条第一項の免許を取り消されたとき。
art-156-20/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20/par-1/item-2
the license referred to in Article 80, paragraph (1) has been rescinded; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第百三十四条第一項各号のいずれかに該当するとき。
art-156-20/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20/par-1/item-3
it falls under any of the items of Article 134, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前条第二項の承認を受けた商品市場開設金融商品取引所が法令、法令に基づく行政官庁の処分又は同項の承認に付した条件に違反したときは、同項の承認を取り消すことができる。
art-156-20/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20/par-2
If a financial instruments exchange engaged in the operation of a commodity market that has obtained the approval referred to in paragraph (2) of the preceding Article violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or a condition attached to the approval referred to in that paragraph, the Prime Minister may rescind the approval referred to in that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二節 外国金融商品取引清算機関 — Section 2 Foreign Financial Instruments Clearing Organizations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-3/sec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#ch-5-3/sec-2
### 第百五十六条の二十の二（免許） — (Licenses)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-2
**第一項** 外国の法令に準拠して設立された法人で外国において金融商品債務引受業と同種類の業務を行う者は、前節の規定にかかわらず、この節の定めるところにより、内閣総理大臣の免許を受けて金融商品債務引受業を行うことができる。
art-156-20-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-2/par-1
Notwithstanding the provisions of the preceding Section, a corporation incorporated based on foreign laws and regulations which performs services of the same type as financial instruments obligation assumption services in a foreign country may conduct financial instruments obligation assumption services if licensed by the Prime Minister pursuant to the provisions of this Section.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の三（免許の申請） — (License Application)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3
**第一項** 前条の免許を受けようとする者は、国内における代表者を定め、次に掲げる事項を記載した免許申請書を内閣総理大臣に提出しなければならない。
art-156-20-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1
A person seeking the license referred to in the preceding Article must designate a domestic representative and submit a written license application to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号又は名称
art-156-20-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-1
its trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 資本金の額又は出資の総額
art-156-20-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-2
the amount of stated capital or the total amount of contributions;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 本店又は主たる事務所の所在の場所
art-156-20-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-3
the location of its head office or principal office;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 国内に事務所があるときは、その所在の場所
art-156-20-3/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-4
the location of its office in Japan, if any;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 役員の役職名及び氏名
art-156-20-3/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-5
the titles and names of its officers;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 国内における代表者の氏名及び国内の住所
art-156-20-3/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-6
the name and domestic address of its domestic representative; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 金融商品債務引受業等及びこれに附帯する業務以外の業務を行うときは、その業務の内容
art-156-20-3/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-7
if the person conducts business other than financial instruments obligation assumption services, etc. and business incidental to this, the outline of that business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の免許申請書には、次に掲げる書類を添付しなければならない。
art-156-20-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2
The following documents must accompany the written license application referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 次条第二項第一号から第四号までに掲げる要件に該当しない旨を誓約する書面
art-156-20-3/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-1
a document pledging that the applicant does not fall under the purview of the requirements set forth in paragraph (2), items (i) through (iv) of the following Article;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 定款（これに準ずるものを含む。以下この章において同じ。）
art-156-20-3/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-2
the articles of incorporation (including anything equivalent thereto; hereinafter the same applies in this Chapter);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 業務方法書
art-156-20-3/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-3
the business rules;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 貸借対照表及び損益計算書
art-156-20-3/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-4
the balance sheet and profit and loss statement;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 収支の見込みを記載した書類
art-156-20-3/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-5
documents stating the expected income and expenditures;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 未決済債務等（第百五十六条の二十の九第一項に規定する未決済債務等をいう。次条第一項第五号において同じ。）の決済を行うために必要な担保の徴求の方法その他の当該決済の仕組み及び当該決済の業務を行うための設備、人員その他の体制の概要を記載した書類
art-156-20-3/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-6
a document outlining the method of securing the collateral needed to settle outstanding obligations (meaning outstanding obligations as prescribed in Article 156-20-9, paragraph (1); hereinafter the same applies in paragraph (1), item (v) of the following Article) and other arrangements for settling them, and outlining the facilities, personnel, and other systems for performing such settlement operations; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 前各号に掲げるもののほか、内閣府令で定める書類
art-156-20-3/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-7
beyond what is set forth in the preceding items, documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の場合において、定款若しくは貸借対照表が電磁的記録で作成されているとき、又は損益計算書について書面に代えて電磁的記録の作成がされているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-156-20-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-3
In the case referred to in the preceding paragraph, if the articles of incorporation or balance sheet has been prepared as an electronic or magnetic record or an electronic or magnetic record has been prepared for a profit and loss statement in lieu of a written document, the electronic or magnetic record (limited to those specified by Cabinet Office Order) may accompany the written license application in lieu of the written document.
machine translation, not official
### 第百五十六条の二十の四（免許審査基準） — (Licensing Examination Criteria)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4
**第一項** 内閣総理大臣は、前条第一項の規定による免許の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
art-156-20-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1
When a license application under paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 免許申請者がその本店又は主たる事務所が所在する国において第百五十六条の二の免許と同種類の免許又はこれに類する許可その他の行政処分を受けた者であること。
art-156-20-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1/item-1
the license applicant has obtained the same kind of license as that referred to in Article 156-2 or permission or any other administrative disposition similar to such a license in the state where its head office or principal office is located;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 定款及び業務方法書の規定が法令に適合し、かつ、金融商品債務引受業を適正かつ確実に遂行するために十分であること。
art-156-20-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1/item-2
the provisions of the articles of incorporation and business rules conform to laws and regulations and are sufficient to allow financial instruments obligation assumption services to be performed properly and reliably;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品債務引受業を健全に遂行するに足りる財産的基礎を有し、かつ、金融商品債務引受業に係る収支の見込みが良好であること。
art-156-20-4/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1/item-3
the applicant has a sufficient financial basis to soundly perform financial instruments obligation assumption services, and has good prospects in terms of expected income and expenditures in connection with financial instruments obligation assumption services;
Ministry of Justice translation — Japanese Law Translation Database System
**四** その人的構成に照らして、金融商品債務引受業を適正かつ確実に遂行することができる知識及び経験を有し、かつ、十分な社会的信用を有すること。
art-156-20-4/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1/item-4
in light of its personnel structure, the applicant has sufficient knowledge and experience to perform financial instruments obligation assumption service properly and reliably, and has sufficient social credibility; and
Ministry of Justice translation — Japanese Law Translation Database System
**五** 未決済債務等の決済に充当する担保の適切な徴求、当該決済が円滑に行われるための信頼性の高い設備の運用その他当該決済が適正かつ確実に行われるための仕組み及び体制が十分に整備されていること。
art-156-20-4/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1/item-5
the applicant has an adequately developed structure and system for properly securing collateral to allocate for settling outstanding obligations, for managing highly reliable facilities in order to facilitate such settlement, and for otherwise executing such settlement properly and reliably.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その免許を与えなければならない。
art-156-20-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2
If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister must grant the license, except in a case that falls under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 免許申請者が外国の法令に準拠し、当該外国において金融商品債務引受業と同種類の業務を開始してから政令で定める期間を経過するまでの者であるとき（政令で定める場合に該当するときを除く。）。
art-156-20-4/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-1
the license applicant is a person for whom the period specified by Cabinet Order pass since it commenced the same kind of business as financial instruments obligation assumption services in a foreign country based on foreign laws and regulations (unless this falls under a case specified by Cabinet Order);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 免許申請者がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
art-156-20-4/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-2
the license applicant is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or for violating the provisions of a foreign law or regulation that is equivalent to one of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
machine translation, not official
**三** 免許申請者が第百五十六条の二十の十四第一項若しくは第二項の規定により免許を取り消され、第五十二条第一項、第五十三条第三項、第五十七条の六第三項、第六十六条の二十第一項、第六十六条の四十二第一項、第六十六条の六十三第一項若しくは第六十六条の八十五第一項の規定により登録を取り消され、第六十条の八第一項（第六十条の十四第二項において準用する場合を含む。）の規定により許可を取り消され、若しくは第百六条の七第一項、第百六条の二十一第一項、第百六条の二十八第一項、第百五十五条の六、第百五十五条の十第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消され、又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録（当該免許又は登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの者であるとき。
art-156-20-4/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-3
the license applicant is a person that has had its license rescinded pursuant to the provisions of Article 156-20-14, paragraph (1) or (2); a person that has had their registration rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), Article 57-6, paragraph (3), Article 66-20, paragraph (1), Article 66-42, paragraph (1), Article 66-63, paragraph (1), or Article 66-85, paragraph (1); a person that has had their permission rescinded pursuant to the provisions of Article 60-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)); a person that has had their authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1), Article 106-21, paragraph (1), Article 106-28, paragraph (1), Article 155-6, Article 155-10, paragraph (1), or Article 156-5-9, paragraph (1); a person that has had its registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or is a person that had a license or registration of the same kind obtained in a foreign country rescinded pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (including permission or any other administrative disposition similar to the license or registration); for whom five years have not passed since the date of the rescission;
machine translation, not official
**四** 免許申請者の役員又は国内における代表者のうちに第八十二条第二項第三号イからヘまでのいずれかに該当する者があるとき。
art-156-20-4/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-4
the license applicant has a person falling under any of the provisions of Article 82, paragraph (2), item (iii), (a) through (f) as an officer or domestic representative;
machine translation, not official
**五** 免許申請者の本店又は主たる事務所の所在する国のこの法律に相当する外国の法令を執行する当局の第百八十九条第二項第一号に規定する保証又はこれに準ずると認められるものがないとき。
art-156-20-4/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-5
the authority responsible for the enforcement of the foreign law or regulation that is equivalent to this Act in the state where the head office or principal office of the license applicant is located has not given the assurance prescribed in Article 189, paragraph (2), item (i) or done anything else that is found to be equivalent to such assurance; or
Ministry of Justice translation — Japanese Law Translation Database System
**六** 免許申請書又はこれに添付すべき書類若しくは電磁的記録のうちに重要な事項について虚偽の記載又は記録があるとき。
art-156-20-4/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-6
the license application or a document or electronic or magnetic record that is required to be attached to it contains a false statement or false record regarding a material particular.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の五（免許の拒否等） — (Refusal to Grant a License)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-5
**第一項** 内閣総理大臣は、第百五十六条の二十の三第一項の規定による免許の申請があつた場合において、その免許を与えることが適当でないと認めるときは、免許申請者に通知して、当該職員をして審問を行わせなければならない。
art-156-20-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-5/par-1
If a license application under the provisions of Article 156-20-3, paragraph (1) is filed and the Prime Minister finds it inappropriate to grant that license, the Prime Minister must notify the license applicant and have the relevant officials conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣が、第百五十六条の二十の二の免許を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により免許申請者に通知しなければならない。
art-156-20-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-5/par-2
Upon deciding to grant or not to grant the license referred to in Article 156-20-2, the Prime Minister must notify the license applicant of this in writing without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の六（業務方法書） — (Business Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6
**第一項** 外国金融商品取引清算機関は、業務方法書の定めるところにより、金融商品債務引受業を行わなければならない。
art-156-20-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-1
A foreign financial instruments clearing organization must perform financial instruments obligation assumption services pursuant to the provisions of its business rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 業務方法書には、次に掲げる事項を定めなければならない。
art-156-20-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-2
The following matters must be specified in the business rules:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品債務引受業の対象とする債務の起因となる取引
art-156-20-6/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-2/item-1
the transactions giving rise to obligations that are subject to financial instruments obligation assumption services;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 清算参加者の要件に関する事項
art-156-20-6/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-2/item-2
the particulars of the requirements for a clearing member;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品債務引受業として行う引受け、更改その他の方法による債務の負担及びその履行に関する事項
art-156-20-6/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-2/item-3
the particulars of the taking over, novating, or other methods of assuming obligations that the clearing organization performs as financial instruments obligation assumption services, and the particulars of performance of such obligations;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 清算参加者の債務の履行の確保に関する事項
art-156-20-6/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-2/item-4
the particulars involved in ensuring the performance of the obligations of a clearing member;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 有価証券等清算取次ぎに関する事項
art-156-20-6/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-2/item-5
the particulars of brokerage for clearing of securities, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** その他内閣府令で定める事項
art-156-20-6/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6/par-2/item-6
other matters specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の七（秘密保持義務） — (Duty of Confidentiality)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-7
**第一項** 外国金融商品取引清算機関の役員（役員が法人であるときは、その職務を行うべき者）若しくは職員又はこれらの職にあつた者は、金融商品債務引受業に関して知り得た秘密を漏らし、又は盗用してはならない。
art-156-20-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-7/par-1
It is prohibited for the officer (or, if an officer is a corporation, the person that is to perform its duties) or employee of a foreign financial instruments clearing organization, or for a person that has held any of these positions, to divulge or misappropriate any secret learned in connection with financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 外国金融商品取引清算機関の役員（役員が法人であるときは、その職務を行うべき者）若しくは職員又はこれらの職にあつた者は、金融商品債務引受業の実施に関して知り得た情報を、金融商品債務引受業の用に供する目的以外に利用してはならない。
art-156-20-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-7/par-2
It is prohibited for the officer (or, if an officer is a corporation, the person that performs those duties) or employee of a foreign financial instruments clearing organization, or for a person that has held any of these positions, to utilize information learned in connection with the operation of financial instruments obligation assumption services, for a purpose other than the use in financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の八（不当な差別的取扱いの禁止） — (Prohibition on Unfair and Discriminatory Treatment)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-8
**第一項** 外国金融商品取引清算機関は、特定の清算参加者に対し不当な差別的取扱いをしてはならない。
art-156-20-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-8/par-1
A foreign financial instruments clearing organization must not subject any particular clearing member to unfair and discriminatory treatment.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の九（特別清算手続等が開始されたときの手続等） — (Procedures at the Commencement of Special Liquidation Proceedings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-9
**第一項** 外国金融商品取引清算機関が業務方法書で未決済債務等（清算参加者が行つた対象取引の相手方から金融商品債務引受業として引受け、更改その他の方法により負担した当該対象取引に基づく債務、当該清算参加者から当該対象取引に基づく債務を負担した対価として当該清算参加者に対して取得した債権（当該債務と同一の内容を有するものに限る。）及び担保をいう。以下この項において同じ。）について差引計算の方法、担保の充当の方法その他の決済の方法を定めている場合において、清算参加者に特別清算手続、破産手続、再生手続又は更生手続が開始されたときは、これらの手続の関係において、未決済債務等に関する外国金融商品取引清算機関又は当該清算参加者が有する請求権の額の算定その他の決済の方法は、当該業務方法書の定めに従うものとする。
art-156-20-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-9/par-1
If a foreign financial instruments clearing organization establishes provisions in its business rules for the method of netting off outstanding obligations (meaning obligations which have arisen from the subject transactions that a clearing member has conducted, and which the clearing organization has taken over from the other parties to those subject transactions or has novated or in any other way borne as financial instruments obligation assumption services; claims (limited to claims with the same contents as those obligations) that the clearing organization has acquired against a clearing member as the consideration for the obligations which have arisen out of subject transactions and which the clearing organization has borne for the clearing member; and collateral; hereinafter the same applies in this paragraph), the method of allocating collateral to cover outstanding obligations, or other means of settling outstanding obligations, and special liquidation proceedings, bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings have been commenced for a clearing member, the calculation of the amount of the claim that the foreign financial instruments clearing organization or the clearing member has in terms of the outstanding obligations and other means of settlement in relation to these proceedings, are to be in accordance with the provisions of the business rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 破産手続、再生手続又は更生手続において、外国金融商品取引清算機関が有する前項に規定する請求権は破産債権、再生債権又は更生債権とし、清算参加者が有する同項に規定する請求権は破産財団、再生債務者財産又は更生会社財産若しくは更生協同組織金融機関財産に属する財産とする。
art-156-20-9/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-9/par-2
In bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings, the claims provided for in the preceding paragraph which a foreign financial instruments clearing organization has are bankruptcy claims, rehabilitation claims, or reorganization claims, and the claims provided for in that paragraph which a clearing member has are the property that is part of the bankruptcy estate, rehabilitation debtor's assets, the property of the corporation in need of reorganization, or the property of the cooperative financial institution in need of reorganization.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十（定款又は業務方法書の変更の認可） — (Authorization to Change the Articles of Incorporation or Business Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-10
**第一項** 外国金融商品取引清算機関は、定款（金融商品債務引受業に係る部分に限る。）又は業務方法書を変更しようとするときは、内閣総理大臣の認可を受けなければならない。
art-156-20-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-10/par-1
A foreign financial instruments clearing organization must obtain the authorization of the Prime Minister if it seeks to change its articles of incorporation (limited to the part related to financial instruments obligation assumption services) or business rules.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十一（資本金の額等の変更の届出） — (Notification of a Change in the Amount of Stated Capital)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-11
**第一項** 外国金融商品取引清算機関は、第百五十六条の二十の三第一項第二号から第七号までに掲げる事項のいずれかに変更があつたときは、内閣府令で定めるところにより、同条第二項第一号に掲げる書類を添えて、その旨を内閣総理大臣に届け出なければならない。
art-156-20-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-11/par-1
If a particular set forth in Article 156-20-3, paragraph (1), items (ii) through (vii) changes, the foreign financial instruments clearing organization must notify the Prime Minister of this, pursuant to the provisions of Cabinet Office Order, supplying the document set forth in paragraph (2), item (i) of that Article.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十二（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-12
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、外国金融商品取引清算機関、その清算参加者若しくは当該外国金融商品取引清算機関から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該外国金融商品取引清算機関の金融商品債務引受業に係る業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該外国金融商品取引清算機関若しくは当該外国金融商品取引清算機関から業務の委託を受けた者の金融商品債務引受業に係る業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該外国金融商品取引清算機関から業務の委託を受けた者にあつては、当該外国金融商品取引清算機関の金融商品債務引受業に係る業務又は財産に関し必要な検査に限る。）をさせることができる。
art-156-20-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-12/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a foreign financial instruments clearing organization, its clearing member, or the person that a foreign financial instruments clearing organization has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article), to report or submit materials that should serve as a reference with regard to business or assets linked to the financial instruments obligation assumption services of the foreign financial instruments clearing organization, and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of a foreign financial instruments clearing organization or the person that a foreign financial instruments clearing organization has entrusted with its business (but may only have the relevant officials inspect the person that a foreign financial instruments clearing organization has entrusted with its business as is necessary in connection with the business or assets linked to the financial instruments obligation assumption services of the foreign financial instruments clearing organization).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十三（業務改善命令） — (Business Improvement Orders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-13
**第一項** 内閣総理大臣は、外国金融商品取引清算機関の金融商品債務引受業に係る業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該外国金融商品取引清算機関に対し、業務の内容若しくは方法の変更その他業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
art-156-20-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-13/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a foreign financial instruments clearing organization's business operations or the state of its assets related to financial instruments obligation assumption services, the Prime Minister may, to the extent necessary, order the foreign financial instruments clearing organization to change its business outline or its business methods, or otherwise take measures that are necessary for improving its business operations or the state of its assets.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a foreign financial instruments clearing organization's business operations or the state of its assets related to financial instruments obligation assumption services, the Prime Minister may, to the extent necessary, order the foreign financial instruments clearing organization to change the its business outline or its business methods, or otherwise take measures that are necessary for improving its business operations or the state of its assets." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
### 第百五十六条の二十の十四（免許の取消し等） — (Rescission of Licenses)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14
**第一項** 内閣総理大臣は、外国金融商品取引清算機関がその免許を受けた当時既に第百五十六条の二十の四第二項各号のいずれかに該当していたことが判明したときは、その免許を取り消すことができる。
art-156-20-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-1
If a foreign financial instruments clearing organization is discovered to have fallen under any of the categories in the items of Article 156-20-4, paragraph (2) at the time it was licensed, the Prime Minister may rescind the license.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、外国金融商品取引清算機関が法令又は法令に基づく行政官庁の処分に違反したときは、第百五十六条の二十の二の免許を取り消し、六月以内の期間を定めてその業務の全部若しくは一部の停止を命じ、又はその国内における代表者（国内に事務所がある場合にあつては、当該事務所に駐在する役員を含む。）の解任を命ずることができる。
art-156-20-14/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-2
If a foreign financial instruments clearing organization violates a law or regulation or a disposition by a government agency which is based on a law or regulation, the Prime Minister may rescind the license referred to in Article 156-20-2, order the suspension of all or part of its business during a fixed period of no longer than six months, or order the dismissal of its domestic representative (if a foreign financial instruments clearing organization has a domestic office, this includes any officer stationed there).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十五（金融商品債務引受業の廃止の認可） — (Authorization to Discontinue Financial Instruments Obligation Assumption Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-15
**第一項** 外国金融商品取引清算機関は、金融商品債務引受業を廃止しようとする場合には、内閣総理大臣の認可を受けなければならない。
art-156-20-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-15/par-1
A foreign financial instruments clearing organization must obtain the authorization of the Prime Minister if it seeks to discontinue financial instruments obligation assumption service.
Ministry of Justice translation — Japanese Law Translation Database System
## 第三節 金融商品取引清算機関と他の金融商品取引清算機関等との連携 — Section 3 Interoperation between a Financial Instruments Clearing Organization and Other Financial Instruments Clearing Organizations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-3/sec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#ch-5-3/sec-3
### 第百五十六条の二十の十六（他の金融商品取引清算機関等と連携する場合の認可） — (Authorization When Interoperating with Other Financial Instruments Clearing Organizations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16
**第一項** 金融商品取引清算機関は、内閣総理大臣の認可を受けて、連携清算機関等（他の金融商品取引清算機関、外国金融商品取引清算機関又は外国の法令に準拠して設立された法人で外国において金融商品債務引受業と同種類の業務を行う者をいう。以下同じ。）と連携金融商品債務引受業務（第百五十六条の六十二第一号に掲げる取引以外の対象取引に係る清算参加者の債務を第三者に負担させ、当該対象取引に係る清算参加者の相手方の債務は自らが負担する行為として内閣府令で定める行為を業として行うことをいう。以下同じ。）に関する契約を締結して連携金融商品債務引受業務を行うことができる。
art-156-20-16/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
With the authorization of the Prime Minister, a financial instruments clearing organization may conclude a contract for collaborating financial instruments obligation assumption services (meaning the performance, on a regular basis, of an act specified by Cabinet Office Order as the act of having a third party bear the obligations of a clearing member related to a subject transaction that is other than a transaction set forth in Article 156-62, item (i), and to personally bear the obligations of the other party to the subject transaction with that clearing member; the same applies hereinafter) with a collaborating clearing organization, etc. (meaning another financial instruments clearing organization, foreign financial instruments clearing organization, or corporation incorporated based on foreign laws and regulations that performs services of the same type as financial instruments obligation assumption services in a foreign country; the same applies hereinafter) and may perform collaborative financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の認可は、金融商品取引清算機関が連携金融商品債務引受業務に関する契約を締結する連携清算機関等ごとに受けなければならない。
art-156-20-16/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-2
A financial instruments clearing organization must receive the authorization referred to in the preceding paragraph for each collaborating clearing organization, etc. with which it concludes a contract for collaborative financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前二節の規定にかかわらず、第一項の認可を受けた金融商品取引清算機関（以下この節において「認可金融商品取引清算機関」という。）と連携金融商品債務引受業務に関する契約を締結した連携清算機関等（金融商品取引清算機関又は外国金融商品取引清算機関以外の者に限る。）は、当該連携金融商品債務引受業務に係る金融商品債務引受業を行うことができる。
art-156-20-16/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-3
Notwithstanding the provisions of the preceding two Sections, the collaborating clearing organization, etc. (limited to those other than financial instruments clearing organization or foreign financial instruments clearing organization) that concluded a contract for collaborative financial instruments obligation assumption services with a financial instruments clearing organization that has obtained the authorization under paragraph (1) (hereinafter referred to as "authorized financial instruments clearing organization" in this Section) may conduct a financial instruments obligation assumption service relating to the collaborative financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第三十条の二の規定は、第一項の認可について準用する。
art-156-20-16/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-4
The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十七（認可の申請） — (Application for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17
**第一項** 前条第一項の認可を受けようとする金融商品取引清算機関は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
art-156-20-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1
A financial instruments clearing organization seeking the authorization referred to in paragraph (1) of the preceding Article must submit a written application for authorization to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号
art-156-20-17/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-1
its trade name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 連携清算機関等の商号又は名称
art-156-20-17/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-2
the trade name or name of the collaborating clearing organization, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 連携清算機関等が金融商品取引清算機関又は外国金融商品取引清算機関以外の者であるときは、次に掲げる事項
art-156-20-17/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-3
if the collaborating clearing organization, etc. is neither a financial instruments clearing organization nor a foreign financial instruments clearing organization, the following matters:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 連携清算機関等の資本金の額又は出資の総額
art-156-20-17/par-1/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-3/sub-1
the amount of stated capital or total amount of contributions of the collaborating clearing organization, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 連携清算機関等の本店又は主たる事務所の所在の場所
art-156-20-17/par-1/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-3/sub-2
the location of the head office or principal office of the collaborating clearing organization, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 国内に連携清算機関等の事務所があるときは、その所在の場所
art-156-20-17/par-1/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-3/sub-3
if an office of the collaborating clearing organization, etc. is in Japan, its location; and
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 連携清算機関等の役員の役職名及び氏名
art-156-20-17/par-1/item-3/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-3/sub-4
the titles and names of the officers of the collaborating clearing organization, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 連携金融商品債務引受業務の対象とする債務の起因となる取引
art-156-20-17/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-4
the transactions giving rise to obligations that are subject to collaborative financial instruments obligation assumption services; and
Ministry of Justice translation — Japanese Law Translation Database System
**五** 連携金融商品債務引受業務の方法に関する事項
art-156-20-17/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-5
the particulars of the business method for collaborative financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の認可申請書には、次に掲げる書類を添付しなければならない。
art-156-20-17/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2
The following documents must accompany the written application for authorization referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 連携金融商品債務引受業務に係る契約書（以下「連携契約書」という。）の写し
art-156-20-17/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-1
a copy of the contract for collaborative financial instruments obligation assumption services (hereinafter referred to as the "collaboration agreement");
Ministry of Justice translation — Japanese Law Translation Database System
**二** 連携金融商品債務引受業務の内容及び方法として内閣府令で定めるものを記載した書類
art-156-20-17/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-2
a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods for collaborative financial instruments obligation assumption services;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 連携清算機関等が金融商品取引清算機関又は外国金融商品取引清算機関以外の者であるときは、次に掲げる書類
art-156-20-17/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3
if the collaborating clearing organization, etc. is neither a financial instruments clearing organization nor a foreign financial instruments clearing organization, the following matters:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 連携清算機関等が次条第二項第一号から第四号までに掲げる要件に該当しない旨を誓約する書面
art-156-20-17/par-2/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3/sub-1
a document pledging that the collaborating clearing organization, etc. does not fall under the purview of the requirement set forth in paragraph (2), items (i) through (iv) of the following Article;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 連携清算機関等の定款及び業務方法書（これに準ずるものを含み、連携金融商品債務引受業務に係るものに限る。以下この節において同じ。）
art-156-20-17/par-2/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3/sub-2
the articles of incorporation and business rules of the collaborating clearing organization, etc. (including anything equivalent to these, and limited to those that are related to collaborative financial instruments obligation assumption services; hereinafter the same applies in this Section);
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 連携清算機関等の業務（連携金融商品債務引受業務に係るものに限る。）の内容及び方法として内閣府令で定めるものを記載した書類
art-156-20-17/par-2/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3/sub-3
a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods of the collaborating clearing organization, etc. (limited to business related to collaborating financial instruments obligation assumption services);
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 連携清算機関等の貸借対照表及び損益計算書
art-156-20-17/par-2/item-3/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3/sub-4
the balance sheet and profit and loss statement of the collaborating clearing organization, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** 連携清算機関等の収支の見込みを記載した書類
art-156-20-17/par-2/item-3/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3/sub-5
documents stating the expected income and expenditures of the collaborating clearing organization, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 未決済債務等（第百五十六条の二十の十九第一項に規定する未決済債務等をいう。次条第一項第五号において同じ。）の決済を行うために必要な担保の徴求の方法その他の当該決済の仕組み及び当該決済の業務を行うための設備、人員その他の体制の概要を記載した書類
art-156-20-17/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-4
a document outlining the method of securing the collateral needed to settle outstanding obligations (meaning outstanding obligations as prescribed in Article 156-20-19, paragraph (1); hereinafter the same applies in paragraph (1), item (v) of the following Article) and other arrangements for settling them, and outlining the facilities, staff, and other systems for performing such settlement operations; and
Ministry of Justice translation — Japanese Law Translation Database System
**五** 前各号に掲げるもののほか、内閣府令で定める書類
art-156-20-17/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-5
beyond what is set forth in the preceding items, documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の場合において、定款若しくは貸借対照表が電磁的記録で作成されているとき、又は損益計算書について書面に代えて電磁的記録の作成がされているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-156-20-17/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-3
In the case referred to in the preceding paragraph, if the articles of incorporation or balance sheet has been prepared as an electronic or magnetic record or an electronic or magnetic record has been prepared for a profit and loss statement in lieu of a written document, the electronic or magnetic record (limited to those specified by Cabinet Office Order) may accompany the written application for authorization in lieu of the written document.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十八（認可審査基準） — (Examination Criteria for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18
**第一項** 内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
art-156-20-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1
When an application for authorization under the provisions of paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 連携清算機関等（金融商品取引清算機関又は外国金融商品取引清算機関以外の者に限る。次項及び次条において同じ。）がその本店又は主たる事務所が所在する国において第百五十六条の二の免許と同種類の免許又はこれに類する許可その他の行政処分を受けた者であること。
art-156-20-18/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-1
the collaborating clearing organization, etc. (limited to one other than a financial instruments clearing organization or foreign financial instruments clearing organization; hereinafter the same applies in the following paragraph and the following Article) has obtained the same kind of license as that referred to in Article 156-2 or permission or any other administrative disposition similar to such a license in the state where its head office or principal office is located;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 連携清算機関等の定款及び業務方法書並びに連携契約書の規定が法令に適合し、かつ、認可申請者及び連携清算機関等の定款及び業務方法書並びに連携契約書の規定が連携金融商品債務引受業務及び連携清算機関等の業務（連携金融商品債務引受業務に係るものに限る。）を適正かつ確実に遂行するために十分であること。
art-156-20-18/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-2
the provisions of the articles of incorporation and business rules of the collaborating clearing organization, etc., as well as the provisions of the collaboration agreement, conform to laws and regulations; and the provisions of the articles of incorporation and business rules of the applicant for authorization and the collaborating clearing organization, etc., as well as the provisions of the collaboration agreement, are sufficient to allow collaborative financial instruments obligation assumption services and business of the collaborating clearing organization, etc. (limited to business related to collaborative financial instruments obligation assumption services) to be performed properly and reliably;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 認可申請者及び連携清算機関等が、連携金融商品債務引受業務及び連携清算機関等の業務（連携金融商品債務引受業務に係るものに限る。）を健全に遂行するに足りる財産的基礎を有し、かつ、連携金融商品債務引受業務に係る収支の見込みが良好であること。
art-156-20-18/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-3
the applicant for authorization and the collaborating clearing organization, etc. have a sufficient financial basis to soundly perform collaborative financial instruments obligation assumption services and conduct the business of the collaborating clearing organization, etc. (limited to those related to collaborative financial instruments obligation assumption services) and have good prospects in terms of expected income and expenditures in connection with collaborative financial instruments obligation assumption services;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 認可申請者及び連携清算機関等が、その人的構成に照らして、連携金融商品債務引受業務及び連携清算機関等の業務（連携金融商品債務引受業務に係るものに限る。）を適正かつ確実に遂行することができる知識及び経験を有し、かつ、十分な社会的信用を有すること。
art-156-20-18/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-4
in light of their personnel structures, the applicant for authorization and the collaborating clearing organization, etc. have sufficient knowledge and experience to perform collaborative financial instruments obligation assumption services and to conduct the business of the collaborating clearing organization, etc. (limited to business related to collaborative financial instruments obligation assumption services) properly and reliably, and have sufficient social credibility;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 未決済債務等の決済に充当する担保の適切な徴求、当該決済が円滑に行われるための信頼性の高い設備の運用その他当該決済が適正かつ確実に行われるための仕組み及び体制が十分に整備されていること。
art-156-20-18/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-5
there is an adequately developed structure and system for properly securing collateral to allocate for settling outstanding obligations, for managing highly reliable facilities in order to facilitate such settlement, and for otherwise executing such settlement properly and reliably;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 定款若しくは業務方法書又は連携契約書において、認可申請者が負担した対象取引に係る清算参加者の相手方の債務を確実に履行することが定められていること。
art-156-20-18/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-6
the articles of incorporation, business rules, or collaboration agreement stipulates that the applicant for authorization will reliably perform the obligations of the other party to a subject transaction by a clearing member that the applicant for authorization bears; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 認可申請者が連携金融商品債務引受業務を行うことにより、金融商品債務引受業を適正かつ確実に行うにつき支障を生ずるおそれがないこと。
art-156-20-18/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-7
it is unlikely that the applicant for authorization's engagement in collaborative financial instruments obligation assumption services will compromise its proper and reliable operation of financial instruments obligation assumption services.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その認可を与えなければならない。
art-156-20-18/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2
If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister must grant the authorization, except in a case that falls under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 連携清算機関等が外国の法令に準拠し、当該外国において金融商品債務引受業と同種類の業務を開始してから政令で定める期間を経過するまでの者であるとき（政令で定める場合に該当するときを除く。）。
art-156-20-18/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-1
the collaborating clearing organization, etc. is a person that has not yet had the period specified by Cabinet Order pass since it commenced the same kind of business as financial instruments obligation assumption services in a foreign country based on a foreign law or regulation (unless this falls under a case specified by Cabinet Order);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 連携清算機関等がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
art-156-20-18/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-2
the collaborating clearing organization, etc. is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, or for violating the provisions of a foreign law or regulation that is equivalent to one of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
machine translation, not official
**三** 連携清算機関等が第百五十六条の二十の十四第一項若しくは第二項の規定により免許を取り消され、第五十二条第一項、第五十三条第三項、第五十七条の六第三項、第六十六条の二十第一項、第六十六条の四十二第一項、第六十六条の六十三第一項若しくは第六十六条の八十五第一項の規定により登録を取り消され、第六十条の八第一項（第六十条の十四第二項において準用する場合を含む。）の規定により許可を取り消され、若しくは第百六条の七第一項、第百六条の二十一第一項、第百六条の二十八第一項、第百五十五条の六、第百五十五条の十第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消され、又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録（当該免許又は登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの者であるとき。
art-156-20-18/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-3
the collaborating clearing organization, etc. is a person that has had their license rescinded pursuant to the provisions of Article 156-20-14, paragraph (1) or (2); a person that has had their registration rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), Article 57-6, paragraph (3), Article 66-20, paragraph (1), Article 66-42, paragraph (1), Article 66-63, paragraph (1), or Article 66-85, paragraph (1); a person that has had their permission rescinded pursuant to the provisions of Article 60-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)); a person that has had their authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1), Article 106-21, paragraph (1), Article 106-28, paragraph (1), Article 155-6, Article 155-10, paragraph (1), or Article 156-5-9, paragraph (1); or a person that has had their registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or is a person that had a license or registration of the same kind obtained in a foreign country rescinded pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (including permission or any other administrative disposition similar to such a license or registration); for whom five years have not passed since the date of the rescission;
machine translation, not official
**四** 連携清算機関等の役員のうちに第八十二条第二項第三号イからヘまでのいずれかに該当する者があるとき。
art-156-20-18/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-4
the collaborating clearing organization, etc. has a person falling under any of the provisions of Article 82, paragraph (2), item (iii), (a) through (f) as an officer;
machine translation, not official
**五** 連携清算機関等の本店又は主たる事務所の所在する国のこの法律に相当する外国の法令を執行する当局の第百八十九条第二項第一号に規定する保証又はこれに準ずると認められるものがないとき。
art-156-20-18/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-5
the authority responsible for the enforcement of the foreign law or regulation that is equivalent to this Act in the country where the head office or principal office of the collaborating clearing organization, etc. is located has not given the assurance prescribed in Article 189, paragraph (2), item (i) or has anything else that is found to be equivalent to the assurance; or
Ministry of Justice translation — Japanese Law Translation Database System
**六** 認可申請書又はこれに添付すべき書類若しくは電磁的記録のうちに重要な事項について虚偽の記載又は記録があるとき。
art-156-20-18/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-6
the application for authorization or a document or electronic or magnetic record that is required to be attached to it contains a false statement or false record regarding a material particular.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の十九（特別清算手続等が開始されたときの手続等） — (Procedures at the Commencement of Special Liquidation Proceedings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19
**第一項** 連携清算機関等が業務方法書で未決済債務等（清算参加者が行つた対象取引の相手方から金融商品債務引受業として引受け、更改その他の方法により負担した当該対象取引に基づく債務、当該清算参加者から当該対象取引に基づく債務を負担した対価として当該清算参加者に対して取得した債権（当該債務と同一の内容を有するものに限る。）及び担保をいう。以下この項において同じ。）について差引計算の方法、担保の充当の方法その他の決済の方法を定めている場合において、清算参加者に特別清算手続、破産手続、再生手続又は更生手続が開始されたときは、これらの手続の関係において、未決済債務等に関する連携清算機関等又は当該清算参加者が有する請求権の額の算定その他の決済の方法は、当該業務方法書の定めに従うものとする。
art-156-20-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19/par-1
If a collaborating clearing organization, etc. establishes provisions in its business rules for the method of netting off outstanding obligations (meaning obligations which have arisen out of subject transactions conducted by a clearing member and which the collaborating clearing organization, etc. has taken over from the other parties to those subject transactions or has novated or in any other way borne as financial instruments obligation assumption services; claims (limited to claims with the same contents as such obligations) that the collaborating clearing organization, etc. has acquired against a clearing member as the value of the obligations which have arisen out of subject transactions and which the collaborating clearing organization, etc. has borne for the clearing member; and collateral; hereinafter the same applies in this paragraph), the method of allocating collateral to cover outstanding obligations, or other means of settling outstanding obligations, and special liquidation proceedings, bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings have been commenced for a clearing member, the calculation of the amount of the claim that the collaborating clearing organization, etc. or the clearing member has in terms of the outstanding obligations and other means of settlement in relation to these proceedings, are to be in accordance with the provisions of the business rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 破産手続、再生手続又は更生手続において、連携清算機関等が有する前項に規定する請求権は破産債権、再生債権又は更生債権とし、清算参加者が有する同項に規定する請求権は破産財団、再生債務者財産又は更生会社財産若しくは更生協同組織金融機関財産に属する財産とする。
art-156-20-19/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19/par-2
In bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings, the claims provided for in the preceding paragraph which a collaborating clearing organization, etc. has are bankruptcy claims, rehabilitation claims, or reorganization claims, and the claims provided for in that paragraph which a clearing member has are the property that is part of the bankruptcy estate, rehabilitation debtor's assets, the property of the corporation in need of reorganization, or the property of the cooperative financial institution in need of reorganization.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の二十（認可の取消し） — (Rescission of Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-20
**第一項** 内閣総理大臣は、第百五十六条の二十の十六第一項の認可について、認可金融商品取引清算機関が当該認可を受けた当時既に第百五十六条の二十の十八第二項第六号に該当していたこと又は当該認可に係る連携清算機関等が同項第一号から第五号までのいずれかに該当していたことが判明したときは、当該認可を取り消すことができる。
art-156-20-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-20/par-1
If an authorized financial instruments clearing organization is discovered to have fallen under Article 156-20-18, paragraph (2), item (vi) at the time it obtained the authorization referred to in Article 156-20-16, paragraph (1), or it the collaborating clearing organization, etc. subject to that authorization is discovered to have fallen under any of the provisions of Article 156-20-18, paragraph (2), items (i) through (v), the Prime Minister may rescind that authorization.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の二十一（変更の認可等） — (Authorization of Changes)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-21 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-21
**第一項** 認可金融商品取引清算機関は、第百五十六条の二十の十七第一項第四号若しくは第五号に掲げる事項又は同条第二項第一号若しくは第二号に掲げる書類に記載した事項を変更しようとするときは、内閣総理大臣の認可を受けなければならない。
art-156-20-21/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-21/par-1
An authorized financial instruments clearing organization must obtain the authorization of the Prime Minister if it seeks to change a particular set forth in Article 156-20-17, paragraph (1), item (iv) or (v) or a particular stated in a document set forth in paragraph (2), item (i) or (ii) of that Article.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可金融商品取引清算機関は、第百五十六条の二十の十七第一項第二号若しくは第三号に掲げる事項又は同条第二項第三号ロ若しくはハに掲げる書類に記載した事項に変更があつたときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-20-21/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-21/par-2
If a particular set forth in Article 156-20-17, paragraph (1), item (ii) or (iii), or a particular stated in a document set forth in paragraph (2), item (iii), (b) or (c) of that Article changes, the authorized financial instruments clearing organization must notify the Prime Minister of this, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 認可金融商品取引清算機関が連携金融商品債務引受業務を廃止したときは、第百五十六条の二十の十六第一項の認可は、その効力を失う。この場合において、当該認可金融商品取引清算機関は、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-20-21/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-21/par-3
If an authorized financial instruments clearing organization discontinues collaborative financial instruments obligation assumption services, the authorization referred to in Article 156-20-16, paragraph (1) ceases to be effective. In such a case, the authorized financial instruments clearing organization must notify the Prime Minister of this, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十の二十二（認可金融商品取引清算機関に対する監督上の処分） — (Supervisory Dispositions for Authorized Financial Instruments Clearing Organizations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-22 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22
**第一項** 内閣総理大臣は、認可金融商品取引清算機関又は認可に係る連携清算機関等が次の各号のいずれかに該当する場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該認可金融商品取引清算機関の第百五十六条の二十の十六第一項の認可を取り消し、六月以内の期間を定めてその連携金融商品債務引受業務の全部若しくは一部の停止を命じ、又はその連携金融商品債務引受業務の変更若しくは一部の禁止を命ずることができる。
art-156-20-22/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1
If an authorized financial instruments clearing organization or the collaborating clearing organization, etc. subject to the authorization falls under any of the following items and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may rescind the authorized financial instruments clearing organization's Article 156-20-16, paragraph (1) authorization, order the suspension of all or a part of its collaborative financial instruments obligation assumption services during a fixed period of no longer than six months, order a change in its collaborative financial instruments obligation assumption services, or issue an order prohibiting a part of its collaborative financial instruments obligation assumption services:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 認可金融商品取引清算機関が次のいずれかに該当するとき。
art-156-20-22/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-1
the authorized financial instruments clearing organization falls under any of the following:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第百五十六条の二十の十八第一項各号（第一号を除く。）に掲げる基準に適合しなくなつたとき。
art-156-20-22/par-1/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-1/sub-1
it becomes unable to satisfy a criterion set forth in any of the items of Article 156-20-18, paragraph (1) (excluding item (i));
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 認可に付した条件に違反したとき。
art-156-20-22/par-1/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-1/sub-2
it violates the conditions attached to authorization; or
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 法令若しくは法令に基づく行政官庁の処分又は当該認可金融商品取引清算機関の業務方法書若しくは連携契約書に違反したとき。
art-156-20-22/par-1/item-1/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-1/sub-3
it violates a law or regulation, a disposition by a government agency which is based on a law or regulation, the authorized financial instruments clearing organization's business rules, or the collaboration agreement;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 認可に係る連携清算機関等が次のいずれかに該当するとき。
art-156-20-22/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-2
the collaborating clearing organization, etc. subject to authorization falls under any of the following:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第百五十六条の二十の十八第一項第一号から第五号までに掲げる基準に適合しなくなつたとき。
art-156-20-22/par-1/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-2/sub-1
it becomes unable to satisfy a criterion set forth in any of Article 156-20-18, paragraph (1), items (i) through (v);
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第百五十六条の二十の十八第二項第二号から第五号までのいずれかに該当することとなつたとき。
art-156-20-22/par-1/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-2/sub-2
it comes to fall under any of the categories in Article 156-20-18, paragraph (2), items (ii) through (v);
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 法令若しくは法令に基づく行政官庁の処分又は当該連携清算機関等の業務方法書若しくは連携契約書に違反したとき。
art-156-20-22/par-1/item-2/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22/par-1/item-2/sub-3
it violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or the business rules of the collaborating clearing organization, etc., or the collaboration agreement.
Ministry of Justice translation — Japanese Law Translation Database System
## 第四節 雑則 — Section 4 Miscellaneous Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-3/sec-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#ch-5-3/sec-4
### 第百五十六条の二十の二十三（日本銀行からの意見聴取） — (Hearing of Opinions from the Bank of Japan)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-20-23 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-23
**第一項** 内閣総理大臣は、この章の規定に基づく処分を行うために必要があると認めるときは、日本銀行に対し、意見を求めることができる。
art-156-20-23/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-23/par-1
If the Prime Minister finds it to be necessary in order to reach a disposition based on the provisions of this Chapter, the Prime Minister may seek the opinion of the Bank of Japan.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十一（有価証券等清算取次ぎについての適用） — (Application to Brokerage for Clearing of Securities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-21 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-21
**第一項** 有価証券等清算取次ぎについては、有価証券等清算取次ぎを委託した顧客を当該有価証券等清算取次ぎに係る対象取引を行う者とみなして、第百十六条（第百三十二条において準用する場合を含む。）及び第百十九条第一項から第三項までの規定を適用する。
art-156-21/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-21/par-1
In brokerage for clearing of securities, etc., the customer that entrusts a person with brokerage for clearing of securities, etc. is deemed to be the person conducting the subject transaction that is connected with the brokerage for clearing of securities, etc., and the provisions of Article 116 (including as applied mutatis mutandis pursuant to Article 132) and Article 119, paragraphs (1) through (3) apply.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 市場デリバティブ取引に係る有価証券等清算取次ぎの委託の取次ぎについては、有価証券等清算取次ぎを委託した顧客を当該市場デリバティブ取引の取次ぎを行う者とみなして、第百十九条第一項から第三項までの規定を適用する。
art-156-21/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-21/par-2
In the brokerage of a person's entrustment with brokerage for clearing of securities, etc. in connection with a market derivatives transaction, the customer that entrusts a person with the brokerage for clearing of securities, etc. is deemed to be the person conducting the brokerage for the market derivatives transaction, and the provisions of Article 119, paragraphs (1) through (3) apply.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の二十二（内閣府令への委任） — (Delegation to Cabinet Office Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-22 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-22
**第一項** 第百五十六条の二から前条までの規定を実施するための手続その他必要な事項は、内閣府令で定める。
art-156-22/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-22/par-1
The procedures for implementing the provisions of Articles 156-2 through the preceding Article and other necessary particulars for the implementation are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-156-3/par-1: 前条 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- art-156-3/par-1/item-6: 第百五十六条の六第一項 → 金融商品取引法 第百五十六条の六第一項 (Article 156-6, paragraph (1)), art-156-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-1
- art-156-3/par-2: 前項 → 金融商品取引法 第百五十六条の三第一項 (Article 156-3, paragraph (1)), art-156-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1
- art-156-3/par-2/item-1: 次条第二項第二号から第四号まで → 金融商品取引法 第百五十六条の四第二項第二号 (Article 156-4, paragraph (2), item (ii)), art-156-4/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-2
- art-156-3/par-2/item-1: 次条第二項第二号から第四号まで → 金融商品取引法 第百五十六条の四第二項第三号 (Article 156-4, paragraph (2), item (iii)), art-156-4/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-3
- art-156-3/par-2/item-1: 次条第二項第二号から第四号まで → 金融商品取引法 第百五十六条の四第二項第四号 (Article 156-4, paragraph (2), item (iv)), art-156-4/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-4
- art-156-3/par-2/item-7: 第百五十六条の十一の二第一項 → 金融商品取引法 第百五十六条の十一の二第一項 (Article 156-11-2, paragraph (1)), art-156-11-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2/par-1
- art-156-3/par-2/item-7: 次条第一項第四号 → 金融商品取引法 第百五十六条の四第一項第四号 (Article 156-4, paragraph (1), item (iv)), art-156-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1/item-4
- art-156-3/par-2/item-8: 前各号 → 金融商品取引法 第百五十六条の三第二項第一号 (Article 156-3, paragraph (2), item (i)), art-156-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-1
- art-156-3/par-2/item-8: 前各号 → 金融商品取引法 第百五十六条の三第二項第二号 (Article 156-3, paragraph (2), item (ii)), art-156-3/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-2
- art-156-3/par-2/item-8: 前各号 → 金融商品取引法 第百五十六条の三第二項第三号 (Article 156-3, paragraph (2), item (iii)), art-156-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-3
- art-156-3/par-2/item-8: 前各号 → 金融商品取引法 第百五十六条の三第二項第四号 (Article 156-3, paragraph (2), item (iv)), art-156-3/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-4
- art-156-3/par-2/item-8: 前各号 → 金融商品取引法 第百五十六条の三第二項第五号 (Article 156-3, paragraph (2), item (v)), art-156-3/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-5
- art-156-3/par-2/item-8: 前各号 → 金融商品取引法 第百五十六条の三第二項第六号 (Article 156-3, paragraph (2), item (vi)), art-156-3/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-6
- art-156-3/par-2/item-8: 前各号 → 金融商品取引法 第百五十六条の三第二項第七号 (Article 156-3, paragraph (2), item (vii)), art-156-3/par-2/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-7
- art-156-3/par-3: 前項 → 金融商品取引法 第百五十六条の三第二項 (Article 156-3, paragraph (2)), art-156-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2
- art-156-4/par-1: 前条第一項 → 金融商品取引法 第百五十六条の三第一項 (Article 156-3, paragraph (1)), art-156-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1
- art-156-4/par-2: 前項 → 金融商品取引法 第百五十六条の四第一項 (Article 156-4, paragraph (1)), art-156-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1
- art-156-4/par-2/item-3: 第百四十八条 → 金融商品取引法 第百四十八条 (Article 148), art-148 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-5#art-148
- art-156-4/par-2/item-3: 第百五十二条第一項 → 金融商品取引法 第百五十二条第一項 (Article 152, paragraph (1)), art-152/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-5#art-152/par-1
- art-156-4/par-2/item-3: 第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-1
- art-156-4/par-2/item-3: 第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-2
- art-156-4/par-2/item-3: 第百五十六条の二十六 → 金融商品取引法 第百五十六条の二十六 (Article 156-26), art-156-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-4/from-art-156-23#art-156-26
- art-156-4/par-2/item-3: 第百五十六条の三十二第一項 → 金融商品取引法 第百五十六条の三十二第一項 (Article 156-32, paragraph (1)), art-156-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-4/from-art-156-29#art-156-32/par-1
- art-156-4/par-2/item-3: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-156-4/par-2/item-3: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-156-4/par-2/item-3: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-156-4/par-2/item-3: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-2/from-art-66-14#art-66-20/par-1
- art-156-4/par-2/item-3: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-156-4/par-2/item-3: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-156-4/par-2/item-3: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-156-4/par-2/item-3: 第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-7/par-1
- art-156-4/par-2/item-3: 第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-21/par-1
- art-156-4/par-2/item-3: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-1
- art-156-4/par-2/item-3: 第百五十六条の五の九第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-1
- art-156-4/par-2/item-3: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-156-4/par-2/item-3: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-156-4/par-2/item-3: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-156-4/par-2/item-3: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-156-4/par-2/item-3: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-156-4/par-2/item-4: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3
- art-156-5/par-1: 第百五十六条の三第一項 → 金融商品取引法 第百五十六条の三第一項 (Article 156-3, paragraph (1)), art-156-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1
- art-156-5/par-2: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- art-156-5-2/par-1: 次条 → 金融商品取引法 第百五十六条の五の三 (Article 156-5-3), art-156-5-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3
- art-156-5-2/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-2/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第二項 (Article 156-5-5, paragraph (2)), art-156-5-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-2
- art-156-5-2/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第三項 (Article 156-5-5, paragraph (3)), art-156-5-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-3
- art-156-5-2/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-2/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第五項 (Article 156-5-5, paragraph (5)), art-156-5-5/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-5
- art-156-5-2/par-1: 第百五十六条の五の六第一項 → 金融商品取引法 第百五十六条の五の六第一項 (Article 156-5-6, paragraph (1)), art-156-5-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-1
- art-156-5-2/par-1: 第百五十六条の五の八 → 金融商品取引法 第百五十六条の五の八 (Article 156-5-8), art-156-5-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-8
- art-156-5-2/par-1: 第百五十六条の五の九第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-1
- art-156-5-2/par-1: 第二項 → 金融商品取引法 第百五十六条の五の九第二項 (Article 156-5-9, paragraph (2)), art-156-5-9/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-2
- art-156-5-2/par-1: 第百五十六条の五の十第二項 → 金融商品取引法 第百五十六条の五の十第二項 (Article 156-5-10, paragraph (2)), art-156-5-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-10/par-2
- art-156-5-2/par-1: 第百五十六条の六第二項 → 金融商品取引法 第百五十六条の六第二項 (Article 156-6, paragraph (2)), art-156-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-2
- art-156-5-2/par-1: 第三項 → 金融商品取引法 第百五十六条の六第三項 (Article 156-6, paragraph (3)), art-156-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-3
- art-156-5-2/par-1: 第百五十六条の十二の二から第百五十六条の十四まで → 金融商品取引法 第百五十六条の十二の二 (Article 156-12-2), art-156-12-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-2
- art-156-5-2/par-1: 第百五十六条の十二の二から第百五十六条の十四まで → 金融商品取引法 第百五十六条の十二の三 (Article 156-12-3), art-156-12-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-3
- art-156-5-2/par-1: 第百五十六条の十二の二から第百五十六条の十四まで → 金融商品取引法 第百五十六条の十三 (Article 156-13), art-156-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-13
- art-156-5-2/par-1: 第百五十六条の十二の二から第百五十六条の十四まで → 金融商品取引法 第百五十六条の十四 (Article 156-14), art-156-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14
- art-156-5-2/par-1: 第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-1
- art-156-5-3/par-2: 前項 → 金融商品取引法 第百五十六条の五の三第一項 (Article 156-5-3, paragraph (1)), art-156-5-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-1
- art-156-5-4/par-1: 前条第一項 → 金融商品取引法 第百五十六条の五の三第一項 (Article 156-5-3, paragraph (1)), art-156-5-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-1
- art-156-5-5/par-2: 前項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-5/par-3: 前項 → 金融商品取引法 第百五十六条の五の五第二項 (Article 156-5-5, paragraph (2)), art-156-5-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-2
- art-156-5-5/par-3: この条 → 金融商品取引法 第百五十六条の五の五 (Article 156-5-5), art-156-5-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5
- art-156-5-5/par-4: 第二項 → 金融商品取引法 第百五十六条の五の五第二項 (Article 156-5-5, paragraph (2)), art-156-5-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-2
- art-156-5-5/par-5: 前項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-5/par-6: 第三十条の二 → 金融商品取引法 第三十条の二 (Article 30-2), art-30-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2
- art-156-5-5/par-6: 第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-5/par-6: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-6/par-1: 前条第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-6/par-1: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-6/par-2: 第百五十六条の四第二項 → 金融商品取引法 第百五十六条の四第二項 (Article 156-4, paragraph (2)), art-156-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2
- art-156-5-6/par-2: 第一号 → 金融商品取引法 第百五十六条の四第二項第一号 (Article 156-4, paragraph (2), item (i)), art-156-4/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2/item-1
- art-156-5-6/par-2: 前条第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-6/par-2: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-6/par-2: 前項 → 金融商品取引法 第百五十六条の四第一項 (Article 156-4, paragraph (1)), art-156-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-1
- art-156-5-6/par-2: 第百五十六条の五の六第一項 → 金融商品取引法 第百五十六条の五の六第一項 (Article 156-5-6, paragraph (1)), art-156-5-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-1
- art-156-5-6/par-2: 第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-1
- art-156-5-6/par-2: 第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17/par-2
- art-156-5-6/par-2: 第百五十六条の二十の十四第一項 → 金融商品取引法 第百五十六条の二十の十四第一項 (Article 156-20-14, paragraph (1)), art-156-20-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-1
- art-156-5-6/par-2: 第二項 → 金融商品取引法 第百五十六条の二十の十四第二項 (Article 156-20-14, paragraph (2)), art-156-20-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-2
- art-156-5-6/par-2: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-1
- art-156-5-6/par-2: 第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6
- art-156-5-6/par-2: 第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1
- art-156-5-7/par-1: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-7/par-1: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-7/par-2: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-7/par-2: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-8/par-1: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-8/par-1: 同条第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-9/par-1: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-9/par-1: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-9/par-2: 前項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-1
- art-156-5-9/par-2: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-9/par-2: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-9/par-3: 第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-1
- art-156-5-9/par-3: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-156-5-10/par-1: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-10/par-2: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-10/par-2: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-11/par-1: 第百五十六条の五の三第二項 → 金融商品取引法 第百五十六条の五の三第二項 (Article 156-5-3, paragraph (2)), art-156-5-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-2
- art-156-5-11/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-1
- art-156-5-11/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第二項 (Article 156-5-5, paragraph (2)), art-156-5-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-2
- art-156-5-11/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第三項 (Article 156-5-5, paragraph (3)), art-156-5-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-3
- art-156-5-11/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-4
- art-156-5-11/par-1: 第百五十六条の五の五第一項から第五項まで → 金融商品取引法 第百五十六条の五の五第五項 (Article 156-5-5, paragraph (5)), art-156-5-5/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5/par-5
- art-156-5-11/par-1: 第百五十六条の五の六第一項 → 金融商品取引法 第百五十六条の五の六第一項 (Article 156-5-6, paragraph (1)), art-156-5-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6/par-1
- art-156-5-11/par-1: 第百五十六条の五の八 → 金融商品取引法 第百五十六条の五の八 (Article 156-5-8), art-156-5-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-8
- art-156-5-11/par-1: 第百五十六条の五の九第二項 → 金融商品取引法 第百五十六条の五の九第二項 (Article 156-5-9, paragraph (2)), art-156-5-9/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-2
- art-156-5-11/par-1: 前条 → 金融商品取引法 第百五十六条の五の十 (Article 156-5-10), art-156-5-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-10
- art-156-5-11/par-1: 同項第一号 → 金融商品取引法 第百五十六条の五の三第二項第一号 (Article 156-5-3, paragraph (2), item (i)), art-156-5-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3/par-2/item-1
- art-156-6/par-1: 第二条第二十八項 → 金融商品取引法 第二条第二十八項 (Article 2, paragraph (28)), art-2/par-28 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-1/from-art-2#art-2/par-28
- art-156-6/par-1: この項 → 金融商品取引法 第百五十六条の六第一項 (Article 156-6, paragraph (1)), art-156-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-1
- art-156-6/par-2: 商品先物取引法第百七十条第二項 → e-Gov law 325AC0000000239, 第百七十条第二項 (Article 170, paragraph (2)), art-170/par-2 — not held in this collection
- art-156-6/par-3: 前項 → 金融商品取引法 第百五十六条の六第二項 (Article 156-6, paragraph (2)), art-156-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-2
- art-156-6/par-4: 第二項 → 金融商品取引法 第百五十六条の六第二項 (Article 156-6, paragraph (2)), art-156-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-2
- art-156-6/par-5: 前項 → 金融商品取引法 第百五十六条の六第四項 (Article 156-6, paragraph (4)), art-156-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-4
- art-156-7/par-2/item-1: 前条第一項 → 金融商品取引法 第百五十六条の六第一項 (Article 156-6, paragraph (1)), art-156-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-1
- art-156-7/par-2/item-2: 前条第一項 → 金融商品取引法 第百五十六条の六第一項 (Article 156-6, paragraph (1)), art-156-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-1
- art-156-7/par-2/item-2: この項 → 金融商品取引法 第百五十六条の七第二項 (Article 156-7, paragraph (2)), art-156-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2
- art-156-7/par-2/item-2: 第百五十六条の十 → 金融商品取引法 第百五十六条の十 (Article 156-10), art-156-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-10
- art-156-7/par-2/item-2: 第百五十六条の十一の二第一項 → 金融商品取引法 第百五十六条の十一の二第一項 (Article 156-11-2, paragraph (1)), art-156-11-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2/par-1
- art-156-7/par-2/item-7: 第百五十六条の二十の十六第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-7/par-2/item-7: この号 → 金融商品取引法 第百五十六条の七第二項第七号 (Article 156-7, paragraph (2), item (vii)), art-156-7/par-2/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-7
- art-156-11/par-1: この条 → 金融商品取引法 第百五十六条の十一 (Article 156-11), art-156-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11
- art-156-11-2/par-1: 商品先物取引法第二条第十項 → e-Gov law 325AC0000000239, 第二条第十項 (Article 2, paragraph (10)), art-2/par-10 — not held in this collection
- art-156-11-2/par-1: 同条第十四項 → e-Gov law 325AC0000000239, 第二条第十四項 (Article 2, paragraph (14)), art-2/par-14 — not held in this collection
- art-156-11-2/par-1: この条 → 金融商品取引法 第百五十六条の十一の二 (Article 156-11-2), art-156-11-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2
- art-156-11-2/par-1: この項 → 金融商品取引法 第百五十六条の十一の二第一項 (Article 156-11-2, paragraph (1)), art-156-11-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2/par-1
- art-156-11-2/par-2: 前項 → 金融商品取引法 第百五十六条の十一の二第一項 (Article 156-11-2, paragraph (1)), art-156-11-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2/par-1
- art-156-13/par-1: 第百五十六条の三第一項第三号から第五号まで → 金融商品取引法 第百五十六条の三第一項第三号 (Article 156-3, paragraph (1), item (iii)), art-156-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-3
- art-156-13/par-1: 第百五十六条の三第一項第三号から第五号まで → 金融商品取引法 第百五十六条の三第一項第四号 (Article 156-3, paragraph (1), item (iv)), art-156-3/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-4
- art-156-13/par-1: 第百五十六条の三第一項第三号から第五号まで → 金融商品取引法 第百五十六条の三第一項第五号 (Article 156-3, paragraph (1), item (v)), art-156-3/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-1/item-5
- art-156-13/par-1: 同条第二項第一号 → 金融商品取引法 第百五十六条の三第二項第一号 (Article 156-3, paragraph (2), item (i)), art-156-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-1
- art-156-13/par-1: 第三号 → 金融商品取引法 第百五十六条の三第二項第三号 (Article 156-3, paragraph (2), item (iii)), art-156-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3/par-2/item-3
- art-156-14/par-1/item-2: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3
- art-156-14/par-2: 前項 → 金融商品取引法 第百五十六条の十四第一項 (Article 156-14, paragraph (1)), art-156-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14/par-1
- art-156-14/par-4: 会社法第三百三十一条第二項 → 会社法 第三百三十一条第二項 (Article 331, paragraph (2)), art-331/par-2 — https://japanlaw.org/ja/companies-act/art-331/par-2 · https://japanlaw.org/l/417AC0000000086/art-331/par-2
- art-156-14/par-4: 同法第三百三十五条第一項 → 会社法 第三百三十五条第一項 (Article 335, paragraph (1)), art-335/par-1 — https://japanlaw.org/ja/companies-act/art-335/par-1 · https://japanlaw.org/l/417AC0000000086/art-335/par-1
- art-156-14/par-4: 第三百三十二条第二項 → 会社法 第三百三十二条第二項 (Article 332, paragraph (2)), art-332/par-2 — https://japanlaw.org/ja/companies-act/art-332/par-2 · https://japanlaw.org/l/417AC0000000086/art-332/par-2
- art-156-14/par-4: 同法第三百三十四条第一項 → 会社法 第三百三十四条第一項 (Article 334, paragraph (1)), art-334/par-1 — https://japanlaw.org/ja/companies-act/art-334/par-1 · https://japanlaw.org/l/417AC0000000086/art-334/par-1
- art-156-14/par-4: 第三百三十六条第二項 → 会社法 第三百三十六条第二項 (Article 336, paragraph (2)), art-336/par-2 — https://japanlaw.org/ja/companies-act/art-336/par-2 · https://japanlaw.org/l/417AC0000000086/art-336/par-2
- art-156-14/par-4: 第四百二条第五項 → 会社法 第四百二条第五項 (Article 402, paragraph (5)), art-402/par-5 — https://japanlaw.org/ja/companies-act/art-402/par-5 · https://japanlaw.org/l/417AC0000000086/art-402/par-5
- art-156-15/par-1: この条 → 金融商品取引法 第百五十六条の十五 (Article 156-15), art-156-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-15
- art-156-17/par-1: 第百五十六条の四第二項 → 金融商品取引法 第百五十六条の四第二項 (Article 156-4, paragraph (2)), art-156-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4/par-2
- art-156-17/par-2: 第百五十六条の六第二項 → 金融商品取引法 第百五十六条の六第二項 (Article 156-6, paragraph (2)), art-156-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-2
- art-156-17/par-2: 第百五十六条の十九第一項 → 金融商品取引法 第百五十六条の十九第一項 (Article 156-19, paragraph (1)), art-156-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-1
- art-156-17/par-2: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- art-156-19/par-1: 第八十七条の二第一項 → 金融商品取引法 第八十七条の二第一項 (Article 87-2, paragraph (1)), art-87-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-1/from-art-84#art-87-2/par-1
- art-156-19/par-1: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- art-156-19/par-2: 第八十七条の二第一項 → 金融商品取引法 第八十七条の二第一項 (Article 87-2, paragraph (1)), art-87-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-1/from-art-84#art-87-2/par-1
- art-156-19/par-3: 前項 → 金融商品取引法 第百五十六条の十九第二項 (Article 156-19, paragraph (2)), art-156-19/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-2
- art-156-19/par-4: 第百五十六条の六第四項 → 金融商品取引法 第百五十六条の六第四項 (Article 156-6, paragraph (4)), art-156-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-4
- art-156-19/par-4: 第五項 → 金融商品取引法 第百五十六条の六第五項 (Article 156-6, paragraph (5)), art-156-6/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6/par-5
- art-156-19/par-4: 第一項 → 金融商品取引法 第百五十六条の十九第一項 (Article 156-19, paragraph (1)), art-156-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-1
- art-156-19/par-4: 第二項 → 金融商品取引法 第百五十六条の十九第二項 (Article 156-19, paragraph (2)), art-156-19/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-2
- art-156-20/par-1: 前条第一項 → 金融商品取引法 第百五十六条の十九第一項 (Article 156-19, paragraph (1)), art-156-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-1
- art-156-20/par-1/item-1: 前条第一項 → 金融商品取引法 第百五十六条の十九第一項 (Article 156-19, paragraph (1)), art-156-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-1
- art-156-20/par-1/item-2: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-1/from-art-80#art-80/par-1
- art-156-20/par-1/item-3: 第百三十四条第一項 → 金融商品取引法 第百三十四条第一項 (Article 134, paragraph (1)), art-134/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-4/from-art-134#art-134/par-1
- art-156-20/par-2: 前条第二項 → 金融商品取引法 第百五十六条の十九第二項 (Article 156-19, paragraph (2)), art-156-19/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19/par-2
- art-156-20-3/par-1: 前条 → 金融商品取引法 第百五十六条の二十の二 (Article 156-20-2), art-156-20-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-2
- art-156-20-3/par-2: 前項 → 金融商品取引法 第百五十六条の二十の三第一項 (Article 156-20-3, paragraph (1)), art-156-20-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1
- art-156-20-3/par-2/item-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の四第二項第一号 (Article 156-20-4, paragraph (2), item (i)), art-156-20-4/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-1
- art-156-20-3/par-2/item-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の四第二項第二号 (Article 156-20-4, paragraph (2), item (ii)), art-156-20-4/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-2
- art-156-20-3/par-2/item-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の四第二項第三号 (Article 156-20-4, paragraph (2), item (iii)), art-156-20-4/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-3
- art-156-20-3/par-2/item-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の四第二項第四号 (Article 156-20-4, paragraph (2), item (iv)), art-156-20-4/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2/item-4
- art-156-20-3/par-2/item-6: 第百五十六条の二十の九第一項 → 金融商品取引法 第百五十六条の二十の九第一項 (Article 156-20-9, paragraph (1)), art-156-20-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-9/par-1
- art-156-20-3/par-2/item-6: 次条第一項第五号 → 金融商品取引法 第百五十六条の二十の四第一項第五号 (Article 156-20-4, paragraph (1), item (v)), art-156-20-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1/item-5
- art-156-20-3/par-2/item-7: 前各号 → 金融商品取引法 第百五十六条の二十の三第二項第一号 (Article 156-20-3, paragraph (2), item (i)), art-156-20-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-1
- art-156-20-3/par-2/item-7: 前各号 → 金融商品取引法 第百五十六条の二十の三第二項第二号 (Article 156-20-3, paragraph (2), item (ii)), art-156-20-3/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-2
- art-156-20-3/par-2/item-7: 前各号 → 金融商品取引法 第百五十六条の二十の三第二項第三号 (Article 156-20-3, paragraph (2), item (iii)), art-156-20-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-3
- art-156-20-3/par-2/item-7: 前各号 → 金融商品取引法 第百五十六条の二十の三第二項第四号 (Article 156-20-3, paragraph (2), item (iv)), art-156-20-3/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-4
- art-156-20-3/par-2/item-7: 前各号 → 金融商品取引法 第百五十六条の二十の三第二項第五号 (Article 156-20-3, paragraph (2), item (v)), art-156-20-3/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-5
- art-156-20-3/par-2/item-7: 前各号 → 金融商品取引法 第百五十六条の二十の三第二項第六号 (Article 156-20-3, paragraph (2), item (vi)), art-156-20-3/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-6
- art-156-20-3/par-3: 前項 → 金融商品取引法 第百五十六条の二十の三第二項 (Article 156-20-3, paragraph (2)), art-156-20-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2
- art-156-20-4/par-1: 前条第一項 → 金融商品取引法 第百五十六条の二十の三第一項 (Article 156-20-3, paragraph (1)), art-156-20-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1
- art-156-20-4/par-1/item-1: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- art-156-20-4/par-2: 前項 → 金融商品取引法 第百五十六条の二十の四第一項 (Article 156-20-4, paragraph (1)), art-156-20-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-1
- art-156-20-4/par-2/item-3: 第百五十六条の二十の十四第一項 → 金融商品取引法 第百五十六条の二十の十四第一項 (Article 156-20-14, paragraph (1)), art-156-20-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-1
- art-156-20-4/par-2/item-3: 第二項 → 金融商品取引法 第百五十六条の二十の十四第二項 (Article 156-20-14, paragraph (2)), art-156-20-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-2
- art-156-20-4/par-2/item-3: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-156-20-4/par-2/item-3: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-156-20-4/par-2/item-3: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-156-20-4/par-2/item-3: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-2/from-art-66-14#art-66-20/par-1
- art-156-20-4/par-2/item-3: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-156-20-4/par-2/item-3: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-156-20-4/par-2/item-3: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-156-20-4/par-2/item-3: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1
- art-156-20-4/par-2/item-3: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-2
- art-156-20-4/par-2/item-3: 第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-7/par-1
- art-156-20-4/par-2/item-3: 第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-21/par-1
- art-156-20-4/par-2/item-3: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-1
- art-156-20-4/par-2/item-3: 第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6
- art-156-20-4/par-2/item-3: 第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1
- art-156-20-4/par-2/item-3: 第百五十六条の五の九第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-1
- art-156-20-4/par-2/item-3: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-156-20-4/par-2/item-3: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-156-20-4/par-2/item-3: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-156-20-4/par-2/item-3: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-156-20-4/par-2/item-3: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-156-20-4/par-2/item-4: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3
- art-156-20-4/par-2/item-5: 第百八十九条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-7/from-art-186#art-189/par-2/item-1
- art-156-20-5/par-1: 第百五十六条の二十の三第一項 → 金融商品取引法 第百五十六条の二十の三第一項 (Article 156-20-3, paragraph (1)), art-156-20-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1
- art-156-20-5/par-2: 第百五十六条の二十の二 → 金融商品取引法 第百五十六条の二十の二 (Article 156-20-2), art-156-20-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-2
- art-156-20-9/par-1: この項 → 金融商品取引法 第百五十六条の二十の九第一項 (Article 156-20-9, paragraph (1)), art-156-20-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-9/par-1
- art-156-20-9/par-2: 前項 → 金融商品取引法 第百五十六条の二十の九第一項 (Article 156-20-9, paragraph (1)), art-156-20-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-9/par-1
- art-156-20-11/par-1: 第百五十六条の二十の三第一項第二号から第七号まで → 金融商品取引法 第百五十六条の二十の三第一項第二号 (Article 156-20-3, paragraph (1), item (ii)), art-156-20-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-2
- art-156-20-11/par-1: 第百五十六条の二十の三第一項第二号から第七号まで → 金融商品取引法 第百五十六条の二十の三第一項第三号 (Article 156-20-3, paragraph (1), item (iii)), art-156-20-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-3
- art-156-20-11/par-1: 第百五十六条の二十の三第一項第二号から第七号まで → 金融商品取引法 第百五十六条の二十の三第一項第四号 (Article 156-20-3, paragraph (1), item (iv)), art-156-20-3/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-4
- art-156-20-11/par-1: 第百五十六条の二十の三第一項第二号から第七号まで → 金融商品取引法 第百五十六条の二十の三第一項第五号 (Article 156-20-3, paragraph (1), item (v)), art-156-20-3/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-5
- art-156-20-11/par-1: 第百五十六条の二十の三第一項第二号から第七号まで → 金融商品取引法 第百五十六条の二十の三第一項第六号 (Article 156-20-3, paragraph (1), item (vi)), art-156-20-3/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-6
- art-156-20-11/par-1: 第百五十六条の二十の三第一項第二号から第七号まで → 金融商品取引法 第百五十六条の二十の三第一項第七号 (Article 156-20-3, paragraph (1), item (vii)), art-156-20-3/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-1/item-7
- art-156-20-11/par-1: 同条第二項第一号 → 金融商品取引法 第百五十六条の二十の三第二項第一号 (Article 156-20-3, paragraph (2), item (i)), art-156-20-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3/par-2/item-1
- art-156-20-12/par-1: この条 → 金融商品取引法 第百五十六条の二十の十二 (Article 156-20-12), art-156-20-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-12
- art-156-20-14/par-1: 第百五十六条の二十の四第二項 → 金融商品取引法 第百五十六条の二十の四第二項 (Article 156-20-4, paragraph (2)), art-156-20-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4/par-2
- art-156-20-14/par-2: 第百五十六条の二十の二 → 金融商品取引法 第百五十六条の二十の二 (Article 156-20-2), art-156-20-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-2
- art-156-20-16/par-1: 第百五十六条の六十二第一号 → 金融商品取引法 第百五十六条の六十二第一項第一号 (Article 156-62, paragraph (1), item (i)), art-156-62/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-6/from-art-156-62#art-156-62/par-1/item-1
- art-156-20-16/par-2: 前項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-20-16/par-3: 第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-20-16/par-4: 第三十条の二 → 金融商品取引法 第三十条の二 (Article 30-2), art-30-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2
- art-156-20-16/par-4: 第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-20-17/par-1: 前条第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-20-17/par-2: 前項 → 金融商品取引法 第百五十六条の二十の十七第一項 (Article 156-20-17, paragraph (1)), art-156-20-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1
- art-156-20-17/par-2/item-3/sub-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の十八第二項第一号 (Article 156-20-18, paragraph (2), item (i)), art-156-20-18/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-1
- art-156-20-17/par-2/item-3/sub-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の十八第二項第二号 (Article 156-20-18, paragraph (2), item (ii)), art-156-20-18/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-2
- art-156-20-17/par-2/item-3/sub-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の十八第二項第三号 (Article 156-20-18, paragraph (2), item (iii)), art-156-20-18/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-3
- art-156-20-17/par-2/item-3/sub-1: 次条第二項第一号から第四号まで → 金融商品取引法 第百五十六条の二十の十八第二項第四号 (Article 156-20-18, paragraph (2), item (iv)), art-156-20-18/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-4
- art-156-20-17/par-2/item-4: 第百五十六条の二十の十九第一項 → 金融商品取引法 第百五十六条の二十の十九第一項 (Article 156-20-19, paragraph (1)), art-156-20-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19/par-1
- art-156-20-17/par-2/item-4: 次条第一項第五号 → 金融商品取引法 第百五十六条の二十の十八第一項第五号 (Article 156-20-18, paragraph (1), item (v)), art-156-20-18/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-5
- art-156-20-17/par-2/item-5: 前各号 → 金融商品取引法 第百五十六条の二十の十七第二項第一号 (Article 156-20-17, paragraph (2), item (i)), art-156-20-17/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-1
- art-156-20-17/par-2/item-5: 前各号 → 金融商品取引法 第百五十六条の二十の十七第二項第二号 (Article 156-20-17, paragraph (2), item (ii)), art-156-20-17/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-2
- art-156-20-17/par-2/item-5: 前各号 → 金融商品取引法 第百五十六条の二十の十七第二項第三号 (Article 156-20-17, paragraph (2), item (iii)), art-156-20-17/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3
- art-156-20-17/par-2/item-5: 前各号 → 金融商品取引法 第百五十六条の二十の十七第二項第四号 (Article 156-20-17, paragraph (2), item (iv)), art-156-20-17/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-4
- art-156-20-17/par-3: 前項 → 金融商品取引法 第百五十六条の二十の十七第二項 (Article 156-20-17, paragraph (2)), art-156-20-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2
- art-156-20-18/par-1: 前条第一項 → 金融商品取引法 第百五十六条の二十の十七第一項 (Article 156-20-17, paragraph (1)), art-156-20-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1
- art-156-20-18/par-1/item-1: 次項 → 金融商品取引法 第百五十六条の二十の十八第二項 (Article 156-20-18, paragraph (2)), art-156-20-18/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2
- art-156-20-18/par-1/item-1: 次条 → 金融商品取引法 第百五十六条の二十の十九 (Article 156-20-19), art-156-20-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19
- art-156-20-18/par-1/item-1: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- art-156-20-18/par-2: 前項 → 金融商品取引法 第百五十六条の二十の十八第一項 (Article 156-20-18, paragraph (1)), art-156-20-18/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1
- art-156-20-18/par-2/item-3: 第百五十六条の二十の十四第一項 → 金融商品取引法 第百五十六条の二十の十四第一項 (Article 156-20-14, paragraph (1)), art-156-20-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-1
- art-156-20-18/par-2/item-3: 第二項 → 金融商品取引法 第百五十六条の二十の十四第二項 (Article 156-20-14, paragraph (2)), art-156-20-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-2
- art-156-20-18/par-2/item-3: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-156-20-18/par-2/item-3: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-156-20-18/par-2/item-3: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-156-20-18/par-2/item-3: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-2/from-art-66-14#art-66-20/par-1
- art-156-20-18/par-2/item-3: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-156-20-18/par-2/item-3: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-156-20-18/par-2/item-3: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-156-20-18/par-2/item-3: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-8/par-1
- art-156-20-18/par-2/item-3: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-3/sec-5/from-art-60-7#art-60-14/par-2
- art-156-20-18/par-2/item-3: 第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-105-16#art-106-7/par-1
- art-156-20-18/par-2/item-3: 第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-21/par-1
- art-156-20-18/par-2/item-3: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-2/from-art-106-21#art-106-28/par-1
- art-156-20-18/par-2/item-3: 第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6
- art-156-20-18/par-2/item-3: 第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1
- art-156-20-18/par-2/item-3: 第百五十六条の五の九第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9/par-1
- art-156-20-18/par-2/item-3: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-156-20-18/par-2/item-3: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-156-20-18/par-2/item-3: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-156-20-18/par-2/item-3: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-156-20-18/par-2/item-3: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-156-20-18/par-2/item-4: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3
- art-156-20-18/par-2/item-5: 第百八十九条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-7/from-art-186#art-189/par-2/item-1
- art-156-20-19/par-1: この項 → 金融商品取引法 第百五十六条の二十の十九第一項 (Article 156-20-19, paragraph (1)), art-156-20-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19/par-1
- art-156-20-19/par-2: 前項 → 金融商品取引法 第百五十六条の二十の十九第一項 (Article 156-20-19, paragraph (1)), art-156-20-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19/par-1
- art-156-20-20/par-1: 第百五十六条の二十の十六第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-20-20/par-1: 第百五十六条の二十の十八第二項第六号 → 金融商品取引法 第百五十六条の二十の十八第二項第六号 (Article 156-20-18, paragraph (2), item (vi)), art-156-20-18/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-6
- art-156-20-20/par-1: 同項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第一号 (Article 156-20-18, paragraph (2), item (i)), art-156-20-18/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-1
- art-156-20-20/par-1: 同項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第二号 (Article 156-20-18, paragraph (2), item (ii)), art-156-20-18/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-2
- art-156-20-20/par-1: 同項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第三号 (Article 156-20-18, paragraph (2), item (iii)), art-156-20-18/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-3
- art-156-20-20/par-1: 同項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第四号 (Article 156-20-18, paragraph (2), item (iv)), art-156-20-18/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-4
- art-156-20-20/par-1: 同項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第五号 (Article 156-20-18, paragraph (2), item (v)), art-156-20-18/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-5
- art-156-20-21/par-1: 第百五十六条の二十の十七第一項第四号 → 金融商品取引法 第百五十六条の二十の十七第一項第四号 (Article 156-20-17, paragraph (1), item (iv)), art-156-20-17/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-4
- art-156-20-21/par-1: 第五号 → 金融商品取引法 第百五十六条の二十の十七第一項第五号 (Article 156-20-17, paragraph (1), item (v)), art-156-20-17/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-5
- art-156-20-21/par-1: 同条第二項第一号 → 金融商品取引法 第百五十六条の二十の十七第二項第一号 (Article 156-20-17, paragraph (2), item (i)), art-156-20-17/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-1
- art-156-20-21/par-1: 第二号 → 金融商品取引法 第百五十六条の二十の十七第二項第二号 (Article 156-20-17, paragraph (2), item (ii)), art-156-20-17/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-2
- art-156-20-21/par-2: 第百五十六条の二十の十七第一項第二号 → 金融商品取引法 第百五十六条の二十の十七第一項第二号 (Article 156-20-17, paragraph (1), item (ii)), art-156-20-17/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-2
- art-156-20-21/par-2: 第三号 → 金融商品取引法 第百五十六条の二十の十七第一項第三号 (Article 156-20-17, paragraph (1), item (iii)), art-156-20-17/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-1/item-3
- art-156-20-21/par-2: 同条第二項第三号 → 金融商品取引法 第百五十六条の二十の十七第二項第三号 (Article 156-20-17, paragraph (2), item (iii)), art-156-20-17/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17/par-2/item-3
- art-156-20-21/par-3: 第百五十六条の二十の十六第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-20-22/par-1: 第百五十六条の二十の十六第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16/par-1
- art-156-20-22/par-1/item-1/sub-1: 第百五十六条の二十の十八第一項 → 金融商品取引法 第百五十六条の二十の十八第一項 (Article 156-20-18, paragraph (1)), art-156-20-18/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1
- art-156-20-22/par-1/item-1/sub-1: 第一号 → 金融商品取引法 第百五十六条の二十の十八第一項第一号 (Article 156-20-18, paragraph (1), item (i)), art-156-20-18/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-1
- art-156-20-22/par-1/item-2/sub-1: 第百五十六条の二十の十八第一項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第一項第一号 (Article 156-20-18, paragraph (1), item (i)), art-156-20-18/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-1
- art-156-20-22/par-1/item-2/sub-1: 第百五十六条の二十の十八第一項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第一項第二号 (Article 156-20-18, paragraph (1), item (ii)), art-156-20-18/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-2
- art-156-20-22/par-1/item-2/sub-1: 第百五十六条の二十の十八第一項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第一項第三号 (Article 156-20-18, paragraph (1), item (iii)), art-156-20-18/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-3
- art-156-20-22/par-1/item-2/sub-1: 第百五十六条の二十の十八第一項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第一項第四号 (Article 156-20-18, paragraph (1), item (iv)), art-156-20-18/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-4
- art-156-20-22/par-1/item-2/sub-1: 第百五十六条の二十の十八第一項第一号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第一項第五号 (Article 156-20-18, paragraph (1), item (v)), art-156-20-18/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-1/item-5
- art-156-20-22/par-1/item-2/sub-2: 第百五十六条の二十の十八第二項第二号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第二号 (Article 156-20-18, paragraph (2), item (ii)), art-156-20-18/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-2
- art-156-20-22/par-1/item-2/sub-2: 第百五十六条の二十の十八第二項第二号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第三号 (Article 156-20-18, paragraph (2), item (iii)), art-156-20-18/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-3
- art-156-20-22/par-1/item-2/sub-2: 第百五十六条の二十の十八第二項第二号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第四号 (Article 156-20-18, paragraph (2), item (iv)), art-156-20-18/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-4
- art-156-20-22/par-1/item-2/sub-2: 第百五十六条の二十の十八第二項第二号から第五号まで → 金融商品取引法 第百五十六条の二十の十八第二項第五号 (Article 156-20-18, paragraph (2), item (v)), art-156-20-18/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18/par-2/item-5
- art-156-21/par-1: 第百十六条 → 金融商品取引法 第百十六条 (Article 116), art-116 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-110#art-116
- art-156-21/par-1: 第百三十二条 → 金融商品取引法 第百三十二条 (Article 132), art-132 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-124#art-132
- art-156-21/par-1: 第百十九条第一項から第三項まで → 金融商品取引法 第百十九条第一項 (Article 119, paragraph (1)), art-119/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119/par-1
- art-156-21/par-1: 第百十九条第一項から第三項まで → 金融商品取引法 第百十九条第二項 (Article 119, paragraph (2)), art-119/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119/par-2
- art-156-21/par-1: 第百十九条第一項から第三項まで → 金融商品取引法 第百十九条第三項 (Article 119, paragraph (3)), art-119/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119/par-3
- art-156-21/par-2: 第百十九条第一項から第三項まで → 金融商品取引法 第百十九条第一項 (Article 119, paragraph (1)), art-119/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119/par-1
- art-156-21/par-2: 第百十九条第一項から第三項まで → 金融商品取引法 第百十九条第二項 (Article 119, paragraph (2)), art-119/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119/par-2
- art-156-21/par-2: 第百十九条第一項から第三項まで → 金融商品取引法 第百十九条第三項 (Article 119, paragraph (3)), art-119/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5/sec-3/from-art-118#art-119/par-3
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十 (Article 156-10), art-156-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-10
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十一 (Article 156-11), art-156-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十一の二 (Article 156-11-2), art-156-11-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-11-2
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十二 (Article 156-12), art-156-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-12
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十二の二 (Article 156-12-2), art-156-12-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-2
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十二の三 (Article 156-12-3), art-156-12-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-12-3
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十三 (Article 156-13), art-156-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-13
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十四 (Article 156-14), art-156-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-14
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十五 (Article 156-15), art-156-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-15
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十六 (Article 156-16), art-156-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-16
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十七 (Article 156-17), art-156-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-17
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十八 (Article 156-18), art-156-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-18
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の十九 (Article 156-19), art-156-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-19
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十 (Article 156-20), art-156-20 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十 (Article 156-20-10), art-156-20-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-10
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十一 (Article 156-20-11), art-156-20-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-11
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十二 (Article 156-20-12), art-156-20-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-12
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十三 (Article 156-20-13), art-156-20-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-13
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十四 (Article 156-20-14), art-156-20-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十五 (Article 156-20-15), art-156-20-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-15
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十六 (Article 156-20-16), art-156-20-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-16
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十七 (Article 156-20-17), art-156-20-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-17
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十八 (Article 156-20-18), art-156-20-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-18
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の十九 (Article 156-20-19), art-156-20-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-19
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の二 (Article 156-20-2), art-156-20-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-2
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の二十 (Article 156-20-20), art-156-20-20 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-20
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の二十一 (Article 156-20-21), art-156-20-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-21
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の二十二 (Article 156-20-22), art-156-20-22 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-22
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の二十三 (Article 156-20-23), art-156-20-23 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-20-23
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の三 (Article 156-20-3), art-156-20-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-3
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の四 (Article 156-20-4), art-156-20-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-4
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の五 (Article 156-20-5), art-156-20-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-5
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の六 (Article 156-20-6), art-156-20-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-6
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の七 (Article 156-20-7), art-156-20-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-7
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の八 (Article 156-20-8), art-156-20-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-8
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十の九 (Article 156-20-9), art-156-20-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-4#art-156-20-9
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の二十一 (Article 156-21), art-156-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-20-18#art-156-21
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の三 (Article 156-3), art-156-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-3
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の四 (Article 156-4), art-156-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-4
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五 (Article 156-5), art-156-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の十 (Article 156-5-10), art-156-5-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-10
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の十一 (Article 156-5-11), art-156-5-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-11
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の二 (Article 156-5-2), art-156-5-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-2
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の三 (Article 156-5-3), art-156-5-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-3
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の四 (Article 156-5-4), art-156-5-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-4
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の五 (Article 156-5-5), art-156-5-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-5-5
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の六 (Article 156-5-6), art-156-5-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-6
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の七 (Article 156-5-7), art-156-5-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-7
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の八 (Article 156-5-8), art-156-5-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-8
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の五の九 (Article 156-5-9), art-156-5-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-5-9
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の六 (Article 156-6), art-156-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-6
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の七 (Article 156-7), art-156-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-7
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の八 (Article 156-8), art-156-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-8
- art-156-22/par-1: 第百五十六条の二から前条まで → 金融商品取引法 第百五十六条の九 (Article 156-9), art-156-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20270331_508AC0000000064/text/ch-5-3/from-art-156-5-6#art-156-9
---
## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20270331_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-20-13, paragraph (1) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-017, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22