# 金融商品取引法 / Financial Instruments and Exchange Act — 第九条 (Supplementary Provisions, Article 9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第九条 (Supplementary Provisions, Article 9)（金融商品取引契約に係る契約締結時等の情報の提供等に関する経過措置） — address `suppl-5051-79/art-9` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第九条（金融商品取引契約に係る契約締結時等の情報の提供等に関する経過措置） — Transitional Measures Concerning Provision, etc. of Information at the Time of Conclusion of Contract, etc. Pertaining to Financial Instruments Transaction Contracts caption: machine translation, not official suppl-5051-79/art-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9 **第一項** 第一条の規定（附則第一条第四号に掲げる改正規定に限る。以下この項において同じ。）による改正後の金融商品取引法（以下「第四号新金融商品取引法」という。）第三十七条の四（消費生活協同組合法（昭和二十三年法律第二百号）第十二条の三第二項、中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の七の五第二項及び資金決済に関する法律（平成二十一年法律第五十九号）第六十二条の十七第一項において読み替えて準用する場合を含む。）の規定は、同号に掲げる規定の施行の日（以下「第四号施行日」という。）以後に第四号新金融商品取引法第三十七条の四の金融商品取引契約が成立したときその他内閣府令で定めるとき（消費生活協同組合法第十二条の三第二項において第四号新金融商品取引法第三十七条の四の規定を読み替えて準用する場合にあっては同条の特定共済契約が成立したときその他厚生労働省令で定めるとき、中小企業等協同組合法第九条の七の五第二項において第四号新金融商品取引法第三十七条の四の規定を読み替えて準用する場合にあっては同条の特定共済契約が成立したときその他主務省令で定めるとき、資金決済に関する法律第六十二条の十七第一項において第四号新金融商品取引法第三十七条の四の規定を読み替えて準用する場合にあっては同条の特定電子決済手段等取引契約が成立したときその他内閣府令で定めるとき）が到来する場合について適用し、第四号施行日前に第一条の規定による改正前の金融商品取引法（以下「第四号旧金融商品取引法」という。）第三十七条の四第一項（消費生活協同組合法第十二条の三第二項、中小企業等協同組合法第九条の七の五第二項及び資金決済に関する法律第六十二条の十七第一項において読み替えて準用する場合を含む。）の金融商品取引契約が成立したときその他内閣府令で定めるとき（消費生活協同組合法第十二条の三第二項において第四号旧金融商品取引法第三十七条の四第一項の規定を読み替えて準用する場合にあっては同項の特定共済契約が成立したときその他厚生労働省令で定めるとき、中小企業等協同組合法第九条の七の五第二項において第四号旧金融商品取引法第三十七条の四第一項の規定を読み替えて準用する場合にあっては同項の特定共済契約が成立したときその他主務省令で定めるとき、資金決済に関する法律第六十二条の十七第一項において第四号旧金融商品取引法第三十七条の四第一項の規定を読み替えて準用する場合にあっては同項の特定電子決済手段等取引契約が成立したときその他内閣府令で定めるとき）が到来した場合については、なお従前の例による。 suppl-5051-79/art-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9/par-1 The provisions of Article 37-4 of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (limited to the amending provisions set forth in Article 1, item (iv) of the Supplementary Provisions; hereinafter the same applies in this paragraph) (hereinafter referred to as the "item (iv) New Financial Instruments and Exchange Act") (including as applied mutatis mutandis with the terms replaced pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act (Act No. 200 of 1948), Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949) and Article 62-17, paragraph (1) of the Payment Services Act (Act No. 59 of 2009)) apply to the case where, on or after the date of enforcement of the provisions set forth in that item (hereinafter referred to as the "item (iv) effective date"), the time arrives at which a financial instruments transaction contract under Article 37-4 of the item (iv) New Financial Instruments and Exchange Act is concluded or any other time specified by Cabinet Office Order (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4 of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act, the time at which a specified mutual aid contract under that Article is concluded or any other time specified by Order of the Ministry of Health, Labour and Welfare; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4 of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act, the time at which a specified mutual aid contract under that Article is concluded or any other time specified by order of the competent ministry; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4 of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, the time at which a specified electronic payment instruments, etc. transaction contract under that Article is concluded or any other time specified by Cabinet Office Order), and with respect to the case where, before the item (iv) effective date, the time has arrived at which a financial instruments transaction contract under Article 37-4, paragraph (1) of the Financial Instruments and Exchange Act before amendment by the provisions of Article 1 (hereinafter referred to as the "item (iv) Old Financial Instruments and Exchange Act") (including as applied mutatis mutandis with the terms replaced pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act, Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act and Article 62-17, paragraph (1) of the Payment Services Act) was concluded or any other time specified by Cabinet Office Order (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act, the time at which a specified mutual aid contract under that paragraph was concluded or any other time specified by Order of the Ministry of Health, Labour and Welfare; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act, the time at which a specified mutual aid contract under that paragraph was concluded or any other time specified by order of the competent ministry; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, the time at which a specified electronic payment instruments, etc. transaction contract under that paragraph was concluded or any other time specified by Cabinet Office Order), the provisions then in force continue to govern. machine translation, not official **第二項** 第四号新金融商品取引法第三十七条の六第一項（資金決済に関する法律第六十二条の十七第一項において読み替えて準用する場合を含む。）の規定は、第四号施行日以後に成立する第四号新金融商品取引法第三十七条の六第一項に規定する金融商品取引契約（資金決済に関する法律第六十二条の十七第一項において第四号新金融商品取引法第三十七条の六第一項の規定を読み替えて準用する場合にあっては、同項に規定する特定電子決済手段等取引契約）の解除について適用し、第四号施行日前に成立した第四号旧金融商品取引法第三十七条の六第一項（資金決済に関する法律第六十二条の十七第一項において読み替えて準用する場合を含む。）に規定する金融商品取引契約（資金決済に関する法律第六十二条の十七第一項において第四号旧金融商品取引法第三十七条の六第一項の規定を読み替えて準用する場合にあっては、同項に規定する特定電子決済手段等取引契約）の解除については、なお従前の例による。 suppl-5051-79/art-9/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9/par-2 The provisions of Article 37-6, paragraph (1) of the item (iv) New Financial Instruments and Exchange Act (including as applied mutatis mutandis with the terms replaced pursuant to Article 62-17, paragraph (1) of the Payment Services Act) apply to the cancellation of a financial instruments transaction contract prescribed in Article 37-6, paragraph (1) of the item (iv) New Financial Instruments and Exchange Act that is concluded on or after the item (iv) effective date (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-6, paragraph (1) of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, a specified electronic payment instruments, etc. transaction contract prescribed in that paragraph), and with respect to the cancellation of a financial instruments transaction contract prescribed in Article 37-6, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act (including as applied mutatis mutandis with the terms replaced pursuant to Article 62-17, paragraph (1) of the Payment Services Act) that was concluded before the item (iv) effective date (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-6, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, a specified electronic payment instruments, etc. transaction contract prescribed in that paragraph), the provisions then in force continue to govern. machine translation, not official **第三項** 第四号新金融商品取引法第四十条の二第五項の規定は、第四号施行日以後に顧客から有価証券等取引（同条第一項に規定する有価証券等取引をいう。）に係る同条第五項の情報の提供を求められた場合について適用し、第四号施行日前に顧客から有価証券等取引（第四号旧金融商品取引法第四十条の二第一項に規定する有価証券等取引をいう。）に係る第四号旧金融商品取引法第四十条の二第五項の書面の交付を求められた場合については、なお従前の例による。 suppl-5051-79/art-9/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9/par-3 The provisions of Article 40-2, paragraph (5) of the item (iv) New Financial Instruments and Exchange Act apply to the case where a customer requests, on or after the item (iv) effective date, the provision of the information under that paragraph pertaining to transactions of securities, etc. (meaning transactions of securities, etc. prescribed in paragraph (1) of that Article), and with respect to the case where a customer requested, before the item (iv) effective date, the delivery of the document under Article 40-2, paragraph (5) of the item (iv) Old Financial Instruments and Exchange Act pertaining to transactions of securities, etc. (meaning transactions of securities, etc. prescribed in Article 40-2, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act), the provisions then in force continue to govern. machine translation, not official **第四項** 第四号新金融商品取引法第四十二条の七の規定は、第四号施行日以後に終了する対象期間（同条第一項の規定により提供する同項の運用財産に関する運用の状況その他の内閣府令で定める事項に係る情報に関し提供の対象となる期間をいう。）に係る当該情報の提供について適用し、第四号施行日前に終了する対象期間（第四号旧金融商品取引法第四十二条の七第一項の規定により作成する運用報告書に関し作成の対象となる期間をいう。）に係る同項の運用報告書の作成及び交付については、なお従前の例による。 suppl-5051-79/art-9/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9/par-4 The provisions of Article 42-7 of the item (iv) New Financial Instruments and Exchange Act apply to the provision of the information pertaining to a covered period ending on or after the item (iv) effective date (meaning the period that is the subject of the provision of information on the status of management of the investment property under paragraph (1) of that Article and other matters specified by Cabinet Office Order, which is provided pursuant to the provisions of that paragraph), and with respect to the preparation and delivery of the investment management report under Article 42-7, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pertaining to a covered period ending before the item (iv) effective date (meaning the period that is the subject of the preparation of the investment management report prepared pursuant to the provisions of Article 42-7, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act), the provisions then in force continue to govern. machine translation, not official --- ## Cites - suppl-5051-79/art-9/par-1: 附則第一条第四号 → 金融商品取引法 附則第一条第一項第四号 (Supplementary Provisions, Article 1, paragraph (1), item (iv)), suppl-5051-79/art-1/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-1/par-1/item-4 - suppl-5051-79/art-9/par-1: この項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-5051-79/art-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9/par-1 - suppl-5051-79/art-9/par-1: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-4 · https://japanlaw.org/l/323AC0000000025/art-37-4 - suppl-5051-79/art-9/par-1: 消費生活協同組合法（昭和二十三年法律第二百号）第十二条の三第二項 → e-Gov law 323AC0000000200, 第十二条の三第二項 (Article 12-3, paragraph (2)), art-12-3/par-2 — not held in this collection - suppl-5051-79/art-9/par-1: 中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の七の五第二項 → e-Gov law 324AC0000000181, 第九条の七の五第二項 (Article 9-7-5, paragraph (2)), art-9-7-5/par-2 — not held in this collection - suppl-5051-79/art-9/par-1: 資金決済に関する法律（平成二十一年法律第五十九号）第六十二条の十七第一項 → 資金決済に関する法律 第六十二条の十七第一項 (Article 62-17, paragraph (1)), art-62-17/par-1 — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - suppl-5051-79/art-9/par-2: 第四号新金融商品取引法第三十七条の六第一項 → 金融商品取引法 第三十七条の六第一項 (Article 37-6, paragraph (1)), art-37-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-37-6/par-1 - suppl-5051-79/art-9/par-2: 資金決済に関する法律第六十二条の十七第一項 → 資金決済に関する法律 第六十二条の十七第一項 (Article 62-17, paragraph (1)), art-62-17/par-1 — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - suppl-5051-79/art-9/par-3: 第四号新金融商品取引法第四十条の二第五項 → 金融商品取引法 第四十条の二第五項 (Article 40-2, paragraph (5)), art-40-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-40-2/par-5 - suppl-5051-79/art-9/par-3: 同条第一項 → 金融商品取引法 第四十条の二第一項 (Article 40-2, paragraph (1)), art-40-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-40-2/par-1 - suppl-5051-79/art-9/par-4: 第四号新金融商品取引法第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-7 · https://japanlaw.org/l/323AC0000000025/art-42-7 - suppl-5051-79/art-9/par-4: 同条第一項 → 金融商品取引法 第四十二条の七第一項 (Article 42-7, paragraph (1)), art-42-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-42-7/par-1 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第四号（施行期日） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-1/par-1/item-4 - 金融商品取引法 附則第九条第一項（金融商品取引契約に係る契約締結時等の情報の提供等に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-059, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-060, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22