# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4271-32` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4271-32 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成二七年六月三日法律第三二号 suppl-4271-32 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4271-32/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-1 **第一項** この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。 suppl-4271-32/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-1/par-1 This Act comes into effect as of the date specified by Cabinet Order within a period not exceeding 1 year from the date of promulgation. machine translation, not official ### 第二条（経過措置） — Transitional Measures caption: machine translation, not official suppl-4271-32/art-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2 **第一項** この法律の施行の際現にこの法律による改正前の金融商品取引法（以下この項において「旧法」という。）第六十三条第一項第二号に掲げる行為に係る同条第二項に規定する適格機関投資家等特例業務（この法律による改正後の金融商品取引法（以下「新法」という。）第六十三条第一項第二号に掲げる行為に係るものを除く。以下この項において「旧法第二号適格機関投資家等特例業務」という。）を行っている旧法特例業務届出者（旧法第六十三条第三項に規定する特例業務届出者をいう。次項及び次条第一項において同じ。）及び旧法届出金融商品取引業者等（旧法第六十三条の三第一項の規定による届出をした金融商品取引業者等（旧法第三十四条に規定する金融商品取引業者等をいう。）をいう。第三項及び次条第一項において同じ。）は、当該旧法第二号適格機関投資家等特例業務（この法律の施行の日（以下「施行日」という。）前に取得の申込みの勧誘を開始した権利に係るものに限る。以下この条において「旧法適格機関投資家等特例投資運用業務」という。）が終了するまでの間は、新法第二十九条の規定にかかわらず、引き続き旧法適格機関投資家等特例投資運用業務を行うことができる。 suppl-4271-32/art-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-1 A notifier of specially permitted services under the Former Act (meaning a notifier of specially permitted services prescribed in Article 63, paragraph (3) of the Financial Instruments and Exchange Act prior to amendment by this Act (hereinafter in this paragraph referred to as "the Former Act"); the same applies in the following paragraph and paragraph (1) of the following Article) and a financial instruments business operator, etc. that gave notification under the Former Act (meaning a financial instruments business operator, etc. (meaning a financial instruments business operator, etc. prescribed in Article 34 of the Former Act) that gave notification under Article 63-3, paragraph (1) of the Former Act; the same applies in paragraph (3) and paragraph (1) of the following Article) that are, at the time of enforcement of this Act, actually conducting the specially permitted services for qualified institutional investors, etc. prescribed in paragraph (2) of Article 63 of the Former Act pertaining to the acts set forth in item (ii) of paragraph (1) of that Article (excluding those pertaining to the acts set forth in Article 63, paragraph (1), item (ii) of the Financial Instruments and Exchange Act as amended by this Act (hereinafter referred to as "the New Act"); hereinafter in this paragraph referred to as "item (ii) specially permitted services for qualified institutional investors, etc. under the Former Act") may, notwithstanding the provisions of Article 29 of the New Act, continue to conduct specially permitted investment management services for qualified institutional investors, etc. under the Former Act until the completion of those item (ii) specially permitted services for qualified institutional investors, etc. under the Former Act (limited to those pertaining to rights for which solicitation of offers for acquisition was commenced before the date of enforcement of this Act (hereinafter referred to as "the effective date"); hereinafter in this Article referred to as "specially permitted investment management services for qualified institutional investors, etc. under the Former Act"). machine translation, not official **第二項** 前項の規定により旧法特例業務届出者が引き続き旧法適格機関投資家等特例投資運用業務を行う場合においては、当該旧法特例業務届出者を金融商品取引法第六十三条第五項に規定する特例業務届出者とみなして、同項から同条第八項まで及び同条第十一項から第十三項まで並びに同法第六十三条の二、第六十三条の四から第六十三条の七まで、第六十三条の九第六項、第六十五条の二、第六十五条の四、第百八十八条並びに第百九十四条の七第二項及び第三項の規定並びにこれらの規定に係る同法第八章及び第八章の二の規定を適用する。この場合において、同法第六十三条第六項中「適格機関投資家等特例業務」とあるのは「旧法適格機関投資家等特例投資運用業務（金融商品取引法の一部を改正する法律（平成二十七年法律第三十二号）附則第二条第一項に規定する旧法適格機関投資家等特例投資運用業務をいう。以下同じ。）」と、同条第七項及び第十一項から第十三項まで並びに同法第六十三条の二第一項及び第三項、第六十三条の四第三項、第六十三条の五第二項、第三項及び第六項、第六十三条の七並びに第六十三条の九第六項中「適格機関投資家等特例業務」とあるのは「旧法適格機関投資家等特例投資運用業務」とするほか、必要な技術的読替えは、政令で定める。 suppl-4271-32/art-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-2 Where, pursuant to the provisions of the preceding paragraph, a notifier of specially permitted services under the former Act continues to conduct specially permitted investment management services for qualified institutional investors, etc. under the former Act, the provisions of Article 63, paragraphs (5) through (8) and paragraphs (11) through (13), Article 63-2, Articles 63-4 through 63-7, Article 63-9, paragraph (6), Article 65-2, Article 65-4, Article 188, and Article 194-7, paragraphs (2) and (3) of the Financial Instruments and Exchange Act, and the provisions of Chapter VIII and Chapter VIII-2 of that Act pertaining to those provisions, apply by deeming that notifier of specially permitted services under the former Act to be a notifier of specially permitted services prescribed in Article 63, paragraph (5) of the Financial Instruments and Exchange Act. In this case, the phrase "specially permitted services for qualified institutional investors, etc." in Article 63, paragraph (6) of that Act is deemed to be replaced with "specially permitted investment management services for qualified institutional investors, etc. under the former Act (meaning specially permitted investment management services for qualified institutional investors, etc. under the former Act prescribed in Article 2, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Financial Instruments and Exchange Act (Act No. 32 of 2015); the same applies hereinafter)", and the phrase "specially permitted services for qualified institutional investors, etc." in Article 63, paragraph (7) and paragraphs (11) through (13) of that Act, Article 63-2, paragraphs (1) and (3), Article 63-4, paragraph (3), Article 63-5, paragraphs (2), (3) and (6), Article 63-7 and Article 63-9, paragraph (6) of that Act is deemed to be replaced with "specially permitted investment management services for qualified institutional investors, etc. under the former Act"; beyond that, any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official **第三項** 第一項の規定により旧法届出金融商品取引業者等が引き続き旧法適格機関投資家等特例投資運用業務を行う場合においては、当該旧法届出金融商品取引業者等を新法第六十三条の三第一項の規定による届出をした金融商品取引業者等（新法第三十四条に規定する金融商品取引業者等をいう。）とみなして、新法第六十三条の三第二項において準用する新法第六十三条第五項、第六項、第八項、第十二項及び第十三項、第六十三条の二第三項並びに第六十三条の四から第六十三条の六までの規定並びに新法第六十三条の三第三項（第二号に係る部分に限る。）、第六十三条の七、第六十五条の二、第六十五条の四、第百八十八条並びに第百九十四条の七第二項及び第三項の規定並びにこれらの規定に係る新法第八章の規定を適用する。この場合において、新法第六十三条の三第二項において準用する新法第六十三条第六項中「適格機関投資家等特例業務」とあるのは「旧法適格機関投資家等特例投資運用業務（金融商品取引法の一部を改正する法律（平成二十七年法律第三十二号）附則第二条第一項に規定する旧法適格機関投資家等特例投資運用業務をいう。以下同じ。）」と、新法第六十三条の三第二項において準用する新法第六十三条第十二項及び第十三項、第六十三条の二第三項、第六十三条の四第三項並びに第六十三条の五第二項、第三項及び第六項並びに新法第六十三条の七中「適格機関投資家等特例業務」とあるのは「旧法適格機関投資家等特例投資運用業務」とするほか、必要な技術的読替えは、政令で定める。 suppl-4271-32/art-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-3 Where, pursuant to the provisions of paragraph (1), a financial instruments business operator, etc. that gave notification under the former Act continues to conduct specially permitted investment management services for qualified institutional investors, etc. under the former Act, the provisions of Article 63, paragraphs (5), (6), (8), (12) and (13), Article 63-2, paragraph (3) and Articles 63-4 through 63-6 of the New Act as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) of the New Act, the provisions of Article 63-3, paragraph (3) (limited to the part pertaining to item (ii)), Article 63-7, Article 65-2, Article 65-4, Article 188, and Article 194-7, paragraphs (2) and (3) of the New Act, and the provisions of Chapter VIII of the New Act pertaining to those provisions, apply by deeming that financial instruments business operator, etc. that gave notification under the former Act to be a financial instruments business operator, etc. (meaning a financial instruments business operator, etc. prescribed in Article 34 of the New Act) that gave notification under Article 63-3, paragraph (1) of the New Act. In this case, the phrase "specially permitted services for qualified institutional investors, etc." in Article 63, paragraph (6) of the New Act as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) of the New Act is deemed to be replaced with "specially permitted investment management services for qualified institutional investors, etc. under the former Act (meaning specially permitted investment management services for qualified institutional investors, etc. under the former Act prescribed in Article 2, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Financial Instruments and Exchange Act (Act No. 32 of 2015); the same applies hereinafter)", and the phrase "specially permitted services for qualified institutional investors, etc." in Article 63, paragraphs (12) and (13), Article 63-2, paragraph (3), Article 63-4, paragraph (3), and Article 63-5, paragraphs (2), (3) and (6) of the New Act as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) of the New Act, and in Article 63-7 of the New Act is deemed to be replaced with "specially permitted investment management services for qualified institutional investors, etc. under the former Act"; beyond that, any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official ### 第三条 suppl-4271-32/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3 **第一項** 旧法特例業務届出者等（旧法特例業務届出者及び特例投資運用業務届出者（附則第十条の規定による改正前の証券取引法等の一部を改正する法律（平成十八年法律第六十五号。以下この項において「旧平成十八年証券取引法改正法」という。）附則第四十八条第一項の規定の適用を受けて同項に規定する特例投資運用業務を行う者（同条第四項に規定する金融商品取引業者等を除く。）をいう。）をいう。次項及び附則第五条において同じ。）並びに旧法届出金融商品取引業者等及び旧平成十八年証券取引法改正法附則第四十八条第四項に規定する金融商品取引業者等は、施行日から起算して六月以内に、新法第六十三条第二項第七号に掲げる事項その他内閣府令で定める事項を記載した書面を内閣総理大臣に提出しなければならない。 suppl-4271-32/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 A notifier of specially permitted services under the former Act, etc. (meaning a notifier of specially permitted services under the former Act and a notifier of specially permitted investment management services (meaning a person who conducts the specially permitted investment management services prescribed in Article 48, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) prior to amendment by the provisions of Article 10 of these Supplementary Provisions (hereinafter in this paragraph referred to as the "Former 2006 Securities and Exchange Act Amendment Act") by being subject to the application of that paragraph (excluding a financial instruments business operator, etc. prescribed in paragraph (4) of that Article)); the same applies in the following paragraph and Article 5 of the Supplementary Provisions), a financial instruments business operator, etc. that gave notification under the former Act, and a financial instruments business operator, etc. prescribed in Article 48, paragraph (4) of the Supplementary Provisions of the Former 2006 Securities and Exchange Act Amendment Act must, within six months from the effective date, submit to the Prime Minister a document stating the matters set forth in Article 63, paragraph (2), item (vii) of the New Act and other matters specified by Cabinet Office Order. machine translation, not official **第二項** 前項の規定により旧法特例業務届出者等が提出する書面には、新法第六十三条第三項各号に掲げる書類を添付するものとする。この場合において、同項第一号及び第二号中「書面」とあるのは、「書面又は同号イからニまでのいずれに該当するかを記載した書面」とする。 suppl-4271-32/art-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 A document set forth in the items of Article 63, paragraph (3) of the New Act is to be attached to the document that a notifier of specially permitted services under the former Act, etc. submits pursuant to the provisions of the preceding paragraph. In this case, the phrase "document" in items (i) and (ii) of that paragraph is deemed to be replaced with "document or a document stating which of (a) through (d) of that item the person falls under". machine translation, not official **第三項** 前項の規定により新法第六十三条第三項第一号に掲げる書類を添付する場合において、定款が電磁的記録（電子的方式、磁気的方式その他人の知覚によっては認識することができない方式で作られる記録であって、電子計算機による情報処理の用に供されるものをいう。以下この項及び附則第八条第一項において同じ。）で作成されているときは、書類に代えて電磁的記録（新法第六十三条第四項に規定する内閣府令で定めるものに限る。）を添付することができる。 suppl-4271-32/art-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 In the case where the documents set forth in Article 63, paragraph (3), item (i) of the New Act are attached pursuant to the provisions of the preceding paragraph, if the articles of incorporation are prepared as an electronic or magnetic record (meaning a record used in computer data processing that is created in electronic form, magnetic form, or any other form that is impossible to perceive through the human senses alone; the same applies hereinafter in this paragraph and in Article 8, paragraph (1) of the Supplementary Provisions), an electronic or magnetic record (limited to one specified by Cabinet Office Order prescribed in Article 63, paragraph (4) of the New Act) may be attached in lieu of the documents. machine translation, not official ### 第四条 suppl-4271-32/art-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-4 **第一項** 新法第六十三条第五項（新法第六十三条の三第二項において準用する場合を含む。）の規定は、施行日から起算して一年六月を超えない範囲内において政令で定める日までの間は、適用しない。 suppl-4271-32/art-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-4/par-1 The provisions of Article 63, paragraph (5) of the New Act (including where applied mutatis mutandis pursuant to Article 63-3, paragraph (2) of the New Act) do not apply until the date specified by Cabinet Order within a period not exceeding one year and six months from the effective date. machine translation, not official ### 第五条 suppl-4271-32/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5 **第一項** 新法第六十三条第七項（同項第一号イ若しくはロ又は第二号イ若しくはロに係る部分に限る。）の規定は、この法律の施行の際現に同項第一号イ若しくはロ又は第二号イ若しくはロのいずれかに該当している旧法特例業務届出者等が、引き続き当該同項第一号イ若しくはロ又は第二号イ若しくはロのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。 suppl-4271-32/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5/par-1 The provisions of Article 63, paragraph (7) of the New Act (limited to the part pertaining to item (i), (a) or (b), or item (ii), (a) or (b) of that paragraph) do not apply, until the day on which five years have elapsed from the effective date, to the case where a notifier of specially permitted services under the former Act, etc. that actually falls under any of item (i), (a) or (b), or item (ii), (a) or (b) of that paragraph at the time of enforcement of this Act continues to fall under any of item (i), (a) or (b), or item (ii), (a) or (b) of that paragraph. machine translation, not official **第二項** 新法第六十三条第七項（同項第一号ニ又は第二号ニに係る部分に限る。）の規定は、この法律の施行の際現に同項第一号ニ又は第二号ニのいずれかに該当している旧法特例業務届出者等が、引き続き当該同項第一号ニ又は第二号ニのいずれかに該当している場合については、施行日から起算して六月を経過する日までの間は、適用しない。 suppl-4271-32/art-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5/par-2 The provisions of Article 63, paragraph (7) of the New Act (limited to the part pertaining to item (i), (d) or item (ii), (d) of that paragraph) do not apply, until the day on which six months have elapsed from the effective date, to the case where a notifier of specially permitted services under the former Act, etc. that actually falls under either item (i), (d) or item (ii), (d) of that paragraph at the time of enforcement of this Act continues to fall under either item (i), (d) or item (ii), (d) of that paragraph. machine translation, not official **第三項** 新法第六十三条第七項（同項第一号ホ又は第二号ホに係る部分に限る。）の規定は、この法律の施行の際現に同項第一号ホ又は第二号ホのいずれかに該当している旧法特例業務届出者等が、引き続き当該同項第一号ホ又は第二号ホのいずれかに該当している場合については、適用しない。 suppl-4271-32/art-5/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5/par-3 The provisions of Article 63, paragraph (7) of the New Act (limited to the part pertaining to item (i), (e) or item (ii), (e) of that paragraph) do not apply to the case where a notifier of specially permitted services under the former Act, etc. that actually falls under either item (i), (e) or item (ii), (e) of that paragraph at the time of enforcement of this Act continues to fall under either item (i), (e) or item (ii), (e) of that paragraph. machine translation, not official ### 第六条 suppl-4271-32/art-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6 **第一項** 新法第六十三条の四第二項（新法第六十三条の三第二項において準用する場合を含む。以下この項において同じ。）の規定は、施行日以後に開始する事業年度に係る新法第六十三条の四第二項に規定する事業報告書について適用する。 suppl-4271-32/art-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-1 The provisions of Article 63-4, paragraph (2) of the New Act (including where applied mutatis mutandis pursuant to Article 63-3, paragraph (2) of the New Act; hereinafter the same applies in this paragraph) apply to the business report prescribed in Article 63-4, paragraph (2) of the New Act for a business year commencing on or after the effective date. machine translation, not official **第二項** 新法第六十三条の四第三項（新法第六十三条の三第二項において準用する場合を含む。以下この項において同じ。）の規定は、施行日以後に開始する事業年度に係る新法第六十三条の四第三項に規定する説明書類について適用する。 suppl-4271-32/art-6/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-2 The provisions of Article 63-4, paragraph (3) of the New Act (including where applied mutatis mutandis pursuant to Article 63-3, paragraph (2) of the New Act; hereinafter the same applies in this paragraph) apply to the explanatory documents prescribed in Article 63-4, paragraph (3) of the New Act for a business year commencing on or after the effective date. machine translation, not official ### 第七条（権限の委任） — Delegation of Authority caption: machine translation, not official suppl-4271-32/art-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-7 **第一項** 内閣総理大臣は、この附則の規定による権限（政令で定めるものを除く。）を金融庁長官に委任する。 suppl-4271-32/art-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-7/par-1 The Prime Minister is to delegate the authority under the provisions of these Supplementary Provisions (excluding the authority specified by Cabinet Order) to the Commissioner of the Financial Services Agency. machine translation, not official **第二項** 前項の規定により金融庁長官に委任された権限については、政令で定めるところにより、その一部を財務局長又は財務支局長に委任することができる。 suppl-4271-32/art-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-7/par-2 A part of the authority delegated to the Commissioner of the Financial Services Agency pursuant to the provisions of the preceding paragraph may be delegated to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order. machine translation, not official ### 第八条（罰則） — Penal Provisions caption: machine translation, not official suppl-4271-32/art-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8 **第一項** 附則第三条第一項の規定による書面の提出をせず、若しくは虚偽の書面の提出をし、又は同条第二項若しくは第三項の規定により同条第一項の書面に添付すべき書類若しくは電磁的記録に虚偽の記載若しくは記録をしてこれを提出した者は、一年以下の懲役若しくは三百万円以下の罰金に処し、又はこれを併科する。 suppl-4271-32/art-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-1 A person who fails to submit the document under the provisions of Article 3, paragraph (1) of the Supplementary Provisions or submits a false document, or who submits documents or electronic or magnetic records to be attached to the document referred to in paragraph (1) of that Article pursuant to the provisions of paragraph (2) or (3) of that Article with a false statement or record, is punished by imprisonment with work for a term of one year or less or a fine of 3,000,000 yen or less, or both. machine translation, not official **第二項** 法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又は人の業務又は財産に関し、前項の違反行為をしたときは、その行為者を罰するほか、その法人に対して二億円以下の罰金刑を、その人に対して同項の罰金刑を科する。 suppl-4271-32/art-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-2 If the representative of a corporation, or the agent, employee or any other worker of a corporation or individual, commits a violation under the preceding paragraph in connection with the business or property of that corporation or individual, in addition to the offender being punished, the corporation is sentenced to a fine of 200,000,000 yen or less and the individual is sentenced to the fine prescribed in that paragraph. machine translation, not official ### 第十二条（罰則に関する経過措置） — Transitional Measures Concerning Penal Provisions caption: machine translation, not official suppl-4271-32/art-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-12 **第一項** この法律の施行前にした行為に対する罰則の適用については、なお従前の例による。 suppl-4271-32/art-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-12/par-1 With regard to the application of penal provisions to acts committed before this Act comes into effect, the provisions then in force continue to govern. machine translation, not official ### 第十三条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order caption: machine translation, not official suppl-4271-32/art-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-13 **第一項** 附則第二条から第八条まで及び前条に定めるもののほか、この法律の施行に関し必要な経過措置（罰則に関する経過措置を含む。）は、政令で定める。 suppl-4271-32/art-13/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-13/par-1 Beyond what is provided for in Articles 2 through 8 and the preceding Article of the Supplementary Provisions, transitional measures necessary in connection with the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order. machine translation, not official ### 第十四条（検討） — Review caption: machine translation, not official suppl-4271-32/art-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-14 **第一項** 政府は、この法律の施行後五年を目途として、新法の施行の状況等を勘案し、必要があると認めるときは、新法の規定について検討を加え、その結果に基づいて所要の措置を講ずるものとする。 suppl-4271-32/art-14/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-14/par-1 Taking five years after this Act comes into effect as a target, the Government is to, if it finds it necessary in consideration of the status, etc. of the enforcement of the New Act, examine the provisions of the New Act and take required measures based on the results. machine translation, not official --- ## Cites - suppl-4271-32/art-2/par-1: この項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-4271-32/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-1 - suppl-4271-32/art-2/par-1: 第六十三条第一項第二号 → 金融商品取引法 第六十三条第一項第二号 (Article 63, paragraph (1), item (ii)), art-63/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-2 - suppl-4271-32/art-2/par-1: 次項 → 金融商品取引法 附則第二条第二項 (Supplementary Provisions, Article 2, paragraph (2)), suppl-4271-32/art-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-2 - suppl-4271-32/art-2/par-1: 次条第一項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4271-32/art-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 - suppl-4271-32/art-2/par-1: 第三項 → 金融商品取引法 附則第二条第三項 (Supplementary Provisions, Article 2, paragraph (3)), suppl-4271-32/art-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-3 - suppl-4271-32/art-2/par-1: この条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4271-32/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2 - suppl-4271-32/art-2/par-1: 新法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-4271-32/art-2/par-2: 前項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-4271-32/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-1 - suppl-4271-32/art-2/par-2: 金融商品取引法第六十三条第五項 → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-5 - suppl-4271-32/art-2/par-2: 同項から同条第八項まで → 金融商品取引法 第六十三条第六項 (Article 63, paragraph (6)), art-63/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-6 · https://japanlaw.org/l/323AC0000000025/art-63/par-6 - suppl-4271-32/art-2/par-2: 同項から同条第八項まで → 金融商品取引法 第六十三条第七項 (Article 63, paragraph (7)), art-63/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-7 - suppl-4271-32/art-2/par-2: 同項から同条第八項まで → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-8 - suppl-4271-32/art-2/par-2: 同条第十一項から第十三項まで → 金融商品取引法 第六十三条第十一項 (Article 63, paragraph (11)), art-63/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-11 · https://japanlaw.org/l/323AC0000000025/art-63/par-11 - suppl-4271-32/art-2/par-2: 同条第十一項から第十三項まで → 金融商品取引法 第六十三条第十二項 (Article 63, paragraph (12)), art-63/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-12 · https://japanlaw.org/l/323AC0000000025/art-63/par-12 - suppl-4271-32/art-2/par-2: 同条第十一項から第十三項まで → 金融商品取引法 第六十三条第十三項 (Article 63, paragraph (13)), art-63/par-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-13 · https://japanlaw.org/l/323AC0000000025/art-63/par-13 - suppl-4271-32/art-2/par-2: 同法第六十三条の二 → 金融商品取引法 第六十三条の二 (Article 63-2), art-63-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2 · https://japanlaw.org/l/323AC0000000025/art-63-2 - suppl-4271-32/art-2/par-2: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の四 (Article 63-4), art-63-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-4 · https://japanlaw.org/l/323AC0000000025/art-63-4 - suppl-4271-32/art-2/par-2: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の五 (Article 63-5), art-63-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5 · https://japanlaw.org/l/323AC0000000025/art-63-5 - suppl-4271-32/art-2/par-2: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の六 (Article 63-6), art-63-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-6 · https://japanlaw.org/l/323AC0000000025/art-63-6 - suppl-4271-32/art-2/par-2: 第六十三条の四から第六十三条の七まで → 金融商品取引法 第六十三条の七 (Article 63-7), art-63-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-7 · https://japanlaw.org/l/323AC0000000025/art-63-7 - suppl-4271-32/art-2/par-2: 第六十三条の九第六項 → 金融商品取引法 第六十三条の九第六項 (Article 63-9, paragraph (6)), art-63-9/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6 - suppl-4271-32/art-2/par-2: 第六十五条の二 → 金融商品取引法 第六十五条の二 (Article 65-2), art-65-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-2 · https://japanlaw.org/l/323AC0000000025/art-65-2 - suppl-4271-32/art-2/par-2: 第六十五条の四 → 金融商品取引法 第六十五条の四 (Article 65-4), art-65-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4 · https://japanlaw.org/l/323AC0000000025/art-65-4 - suppl-4271-32/art-2/par-2: 第百八十八条 → 金融商品取引法 第百八十八条 (Article 188), art-188 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-188 · https://japanlaw.org/l/323AC0000000025/art-188 - suppl-4271-32/art-2/par-2: 第百九十四条の七第二項 → 金融商品取引法 第百九十四条の七第二項 (Article 194-7, paragraph (2)), art-194-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-2 - suppl-4271-32/art-2/par-2: 第三項 → 金融商品取引法 第百九十四条の七第三項 (Article 194-7, paragraph (3)), art-194-7/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-3 - suppl-4271-32/art-2/par-2: 同法第六十三条の二第一項 → 金融商品取引法 第六十三条の二第一項 (Article 63-2, paragraph (1)), art-63-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-1 - suppl-4271-32/art-2/par-2: 第三項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3 - suppl-4271-32/art-2/par-2: 第六十三条の四第三項 → 金融商品取引法 第六十三条の四第三項 (Article 63-4, paragraph (3)), art-63-4/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-4/par-3 - suppl-4271-32/art-2/par-2: 第六十三条の五第二項 → 金融商品取引法 第六十三条の五第二項 (Article 63-5, paragraph (2)), art-63-5/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-5/par-2 - suppl-4271-32/art-2/par-2: 第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-5/par-3 - suppl-4271-32/art-2/par-2: 第六項 → 金融商品取引法 第六十三条の五第六項 (Article 63-5, paragraph (6)), art-63-5/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-5/par-6 - suppl-4271-32/art-2/par-3: 第一項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-4271-32/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-1 - suppl-4271-32/art-2/par-3: 新法第六十三条の三第一項 → 金融商品取引法 第六十三条の三第一項 (Article 63-3, paragraph (1)), art-63-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-1 - suppl-4271-32/art-2/par-3: 新法第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34 · https://japanlaw.org/l/323AC0000000025/art-34 - suppl-4271-32/art-2/par-3: 新法第六十三条の三第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - suppl-4271-32/art-2/par-3: 新法第六十三条第五項 → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-5 - suppl-4271-32/art-2/par-3: 第六項 → 金融商品取引法 第六十三条第六項 (Article 63, paragraph (6)), art-63/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-6 · https://japanlaw.org/l/323AC0000000025/art-63/par-6 - suppl-4271-32/art-2/par-3: 第八項 → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-8 - suppl-4271-32/art-2/par-3: 第十二項 → 金融商品取引法 第六十三条第十二項 (Article 63, paragraph (12)), art-63/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-12 · https://japanlaw.org/l/323AC0000000025/art-63/par-12 - suppl-4271-32/art-2/par-3: 第十三項 → 金融商品取引法 第六十三条第十三項 (Article 63, paragraph (13)), art-63/par-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-13 · https://japanlaw.org/l/323AC0000000025/art-63/par-13 - suppl-4271-32/art-2/par-3: 第六十三条の二第三項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3 - suppl-4271-32/art-2/par-3: 第六十三条の四から第六十三条の六まで → 金融商品取引法 第六十三条の四 (Article 63-4), art-63-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-4 · https://japanlaw.org/l/323AC0000000025/art-63-4 - suppl-4271-32/art-2/par-3: 第六十三条の四から第六十三条の六まで → 金融商品取引法 第六十三条の五 (Article 63-5), art-63-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5 · https://japanlaw.org/l/323AC0000000025/art-63-5 - suppl-4271-32/art-2/par-3: 第六十三条の四から第六十三条の六まで → 金融商品取引法 第六十三条の六 (Article 63-6), art-63-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-6 · https://japanlaw.org/l/323AC0000000025/art-63-6 - suppl-4271-32/art-2/par-3: 新法第六十三条の三第三項 → 金融商品取引法 第六十三条の三第三項 (Article 63-3, paragraph (3)), art-63-3/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3 - suppl-4271-32/art-2/par-3: 第二号 → 金融商品取引法 第六十三条の三第三項第二号 (Article 63-3, paragraph (3), item (ii)), art-63-3/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3/item-2 - suppl-4271-32/art-2/par-3: 第六十三条の七 → 金融商品取引法 第六十三条の七 (Article 63-7), art-63-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-7 · https://japanlaw.org/l/323AC0000000025/art-63-7 - suppl-4271-32/art-2/par-3: 第六十五条の二 → 金融商品取引法 第六十五条の二 (Article 65-2), art-65-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-2 · https://japanlaw.org/l/323AC0000000025/art-65-2 - suppl-4271-32/art-2/par-3: 第六十五条の四 → 金融商品取引法 第六十五条の四 (Article 65-4), art-65-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4 · https://japanlaw.org/l/323AC0000000025/art-65-4 - suppl-4271-32/art-2/par-3: 第百八十八条 → 金融商品取引法 第百八十八条 (Article 188), art-188 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-188 · https://japanlaw.org/l/323AC0000000025/art-188 - suppl-4271-32/art-2/par-3: 第百九十四条の七第二項 → 金融商品取引法 第百九十四条の七第二項 (Article 194-7, paragraph (2)), art-194-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-2 - suppl-4271-32/art-2/par-3: 第三項 → 金融商品取引法 第百九十四条の七第三項 (Article 194-7, paragraph (3)), art-194-7/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-3 - suppl-4271-32/art-2/par-3: 第六十三条の四第三項 → 金融商品取引法 第六十三条の四第三項 (Article 63-4, paragraph (3)), art-63-4/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-4/par-3 - suppl-4271-32/art-2/par-3: 第六十三条の五第二項 → 金融商品取引法 第六十三条の五第二項 (Article 63-5, paragraph (2)), art-63-5/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-5/par-2 - suppl-4271-32/art-2/par-3: 第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-5/par-3 - suppl-4271-32/art-2/par-3: 第六項 → 金融商品取引法 第六十三条の五第六項 (Article 63-5, paragraph (6)), art-63-5/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-5/par-6 - suppl-4271-32/art-3/par-1: 次項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4271-32/art-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - suppl-4271-32/art-3/par-1: 附則第五条 → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4271-32/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5 - suppl-4271-32/art-3/par-1: 旧平成十八年証券取引法改正法附則第四十八条第四項 → 金融商品取引法 附則第四十八条第四項 (Supplementary Provisions, Article 48, paragraph (4)), suppl-4181-65/art-48/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-4 - suppl-4271-32/art-3/par-1: 新法第六十三条第二項第七号 → 金融商品取引法 第六十三条第二項第七号 (Article 63, paragraph (2), item (vii)), art-63/par-2/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-7 - suppl-4271-32/art-3/par-2: 前項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4271-32/art-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 - suppl-4271-32/art-3/par-2: 新法第六十三条第三項 → 金融商品取引法 第六十三条第三項 (Article 63, paragraph (3)), art-63/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-3 - suppl-4271-32/art-3/par-2: 同項第一号 → 金融商品取引法 第六十三条第三項第一号 (Article 63, paragraph (3), item (i)), art-63/par-3/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-1 - suppl-4271-32/art-3/par-2: 第二号 → 金融商品取引法 第六十三条第三項第二号 (Article 63, paragraph (3), item (ii)), art-63/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-2 - suppl-4271-32/art-3/par-3: 前項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4271-32/art-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - suppl-4271-32/art-3/par-3: 新法第六十三条第三項第一号 → 金融商品取引法 第六十三条第三項第一号 (Article 63, paragraph (3), item (i)), art-63/par-3/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-1 - suppl-4271-32/art-3/par-3: この項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4271-32/art-3/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 - suppl-4271-32/art-3/par-3: 附則第八条第一項 → 金融商品取引法 附則第八条第一項 (Supplementary Provisions, Article 8, paragraph (1)), suppl-4271-32/art-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-1 - suppl-4271-32/art-3/par-3: 新法第六十三条第四項 → 金融商品取引法 第六十三条第四項 (Article 63, paragraph (4)), art-63/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-4 · https://japanlaw.org/l/323AC0000000025/art-63/par-4 - suppl-4271-32/art-4/par-1: 新法第六十三条第五項 → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-5 - suppl-4271-32/art-4/par-1: 新法第六十三条の三第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - suppl-4271-32/art-5/par-1: 新法第六十三条第七項 → 金融商品取引法 第六十三条第七項 (Article 63, paragraph (7)), art-63/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-7 - suppl-4271-32/art-5/par-1: 同項第一号 → 金融商品取引法 第六十三条第七項第一号 (Article 63, paragraph (7), item (i)), art-63/par-7/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1 - suppl-4271-32/art-5/par-1: 第二号 → 金融商品取引法 第六十三条第七項第二号 (Article 63, paragraph (7), item (ii)), art-63/par-7/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2 - suppl-4271-32/art-5/par-2: 新法第六十三条第七項 → 金融商品取引法 第六十三条第七項 (Article 63, paragraph (7)), art-63/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-7 - suppl-4271-32/art-5/par-2: 同項第一号 → 金融商品取引法 第六十三条第七項第一号 (Article 63, paragraph (7), item (i)), art-63/par-7/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1 - suppl-4271-32/art-5/par-2: 第二号 → 金融商品取引法 第六十三条第七項第二号 (Article 63, paragraph (7), item (ii)), art-63/par-7/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2 - suppl-4271-32/art-5/par-3: 新法第六十三条第七項 → 金融商品取引法 第六十三条第七項 (Article 63, paragraph (7)), art-63/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-7 - suppl-4271-32/art-5/par-3: 同項第一号 → 金融商品取引法 第六十三条第七項第一号 (Article 63, paragraph (7), item (i)), art-63/par-7/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1 - suppl-4271-32/art-5/par-3: 第二号 → 金融商品取引法 第六十三条第七項第二号 (Article 63, paragraph (7), item (ii)), art-63/par-7/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-7/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2 - suppl-4271-32/art-6/par-1: 新法第六十三条の四第二項 → 金融商品取引法 第六十三条の四第二項 (Article 63-4, paragraph (2)), art-63-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-4/par-2 - suppl-4271-32/art-6/par-1: 新法第六十三条の三第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - suppl-4271-32/art-6/par-1: この項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4271-32/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-1 - suppl-4271-32/art-6/par-2: 新法第六十三条の四第三項 → 金融商品取引法 第六十三条の四第三項 (Article 63-4, paragraph (3)), art-63-4/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-4/par-3 - suppl-4271-32/art-6/par-2: 新法第六十三条の三第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - suppl-4271-32/art-6/par-2: この項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-4271-32/art-6/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-2 - suppl-4271-32/art-7/par-2: 前項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-4271-32/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-7/par-1 - suppl-4271-32/art-8/par-1: 附則第三条第一項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4271-32/art-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 - suppl-4271-32/art-8/par-1: 同条第二項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4271-32/art-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - suppl-4271-32/art-8/par-1: 第三項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4271-32/art-3/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 - suppl-4271-32/art-8/par-2: 前項 → 金融商品取引法 附則第八条第一項 (Supplementary Provisions, Article 8, paragraph (1)), suppl-4271-32/art-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-1 - suppl-4271-32/art-13/par-1: 附則第二条から第八条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4271-32/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2 - suppl-4271-32/art-13/par-1: 附則第二条から第八条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4271-32/art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3 - suppl-4271-32/art-13/par-1: 附則第二条から第八条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4271-32/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-4 - suppl-4271-32/art-13/par-1: 附則第二条から第八条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4271-32/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5 - suppl-4271-32/art-13/par-1: 附則第二条から第八条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4271-32/art-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6 - suppl-4271-32/art-13/par-1: 附則第二条から第八条まで → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4271-32/art-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-7 - suppl-4271-32/art-13/par-1: 附則第二条から第八条まで → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-4271-32/art-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8 - suppl-4271-32/art-13/par-1: 前条 → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-4271-32/art-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-12 ## Cited by 12 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第二条第一項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-1 - 金融商品取引法 附則第二条第二項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-2 - 金融商品取引法 附則第二条第三項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-3 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 - 金融商品取引法 附則第三条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - 金融商品取引法 附則第三条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-1 - 金融商品取引法 附則第六条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-2 - 金融商品取引法 附則第七条第二項（権限の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-7/par-2 - 金融商品取引法 附則第八条第一項（罰則） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-1 - 金融商品取引法 附則第八条第二項（罰則） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-2 - 金融商品取引法 附則第十三条第一項（その他の経過措置の政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-13/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-055, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-055, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-056, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22