# 金融商品取引法 / Financial Instruments and Exchange Act — 第三条 (Supplementary Provisions, Article 3)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三条 (Supplementary Provisions, Article 3) — address `suppl-4261-44/art-3`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

---

### 第三条
<sup>suppl-4261-44/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3</sup>

**第一項**  新金融商品取引法第二十七条の二十三の規定は、施行日以後に同条第一項に規定する大量保有者となった場合における同項に規定する大量保有報告書の提出について適用し、施行日前に旧金融商品取引法第二十七条の二十三第一項に規定する大量保有者となった場合における同項に規定する大量保有報告書の提出については、なお従前の例による。
<sup>suppl-4261-44/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3/par-1</sup>
The provisions of Article 27-23 of the New Financial Instruments and Exchange Act apply to the submission of the statement of large-volume holdings prescribed in paragraph (1) of that Article in the case where a person becomes a large-volume holder prescribed in that paragraph on or after the effective date, and the provisions then in force continue to govern the submission of the statement of large-volume holdings prescribed in that paragraph in the case where a person became a large-volume holder prescribed in Article 27-23, paragraph (1) of the Former Financial Instruments and Exchange Act before the effective date.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第二十七条の二十五の規定は、施行日以後に同条第一項に規定する大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあった場合における同項に規定する変更報告書の提出について適用し、施行日前に旧金融商品取引法第二十七条の二十五第一項に規定する大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあった場合及び同条第三項に規定する新たに変更報告書を提出しなければならない事由が生じた場合における同条第一項に規定する変更報告書の提出については、なお従前の例による。
<sup>suppl-4261-44/art-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3/par-2</sup>
The provisions of Article 27-25 of the New Financial Instruments and Exchange Act apply to the submission of the statement of changes prescribed in paragraph (1) of that Article in the case where, on or after the effective date, there has been a change specified by Cabinet Order as a change in an important matter to be stated in the statement of large-volume holdings prescribed in that paragraph, and the provisions then in force continue to govern the submission of the statement of changes prescribed in paragraph (1) of that Article in the case where, before the effective date, there was a change specified by Cabinet Order as a change in an important matter to be stated in the statement of large-volume holdings prescribed in Article 27-25, paragraph (1) of the Former Financial Instruments and Exchange Act and in the case where a ground arose, as prescribed in paragraph (3) of that Article, for newly submitting a statement of changes.
<sup>machine translation, not official</sup>

**第三項**  新金融商品取引法第二十七条の二十六第一項の規定は、施行日以後の同条第三項に規定する基準日において新金融商品取引法第二十七条の二十五第一項に規定する株券等保有割合が初めて百分の五を超えることとなった場合における新金融商品取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書の提出について適用し、施行日前の旧金融商品取引法第二十七条の二十六第三項に規定する基準日において旧金融商品取引法第二十七条の二十五第一項に規定する株券等保有割合が初めて百分の五を超えることとなった場合における旧金融商品取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書の提出については、新金融商品取引法第二十七条の二十三第四項の規定にかかわらず、なお従前の例による。
<sup>suppl-4261-44/art-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3/par-3</sup>
The provisions of Article 27-26, paragraph (1) of the New Financial Instruments and Exchange Act apply to the submission of a statement of large-volume holdings concerning share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the New Financial Instruments and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the New Financial Instruments and Exchange Act first exceeds 5 percent on the reference date prescribed in Article 27-26, paragraph (3) of the New Financial Instruments and Exchange Act that falls on or after the effective date, and, notwithstanding the provisions of Article 27-23, paragraph (4) of the New Financial Instruments and Exchange Act, the provisions then in force continue to govern the submission of a statement of large-volume holdings concerning share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Financial Instruments and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the Former Financial Instruments and Exchange Act first exceeded 5 percent on the reference date prescribed in Article 27-26, paragraph (3) of the Former Financial Instruments and Exchange Act that fell before the effective date.
<sup>machine translation, not official</sup>

**第四項**  新金融商品取引法第二十七条の二十六第二項の規定は、施行日以後に同項各号に掲げる場合に該当することとなった場合における同項に規定する特例対象株券等に係る変更報告書の提出について適用し、施行日前に旧金融商品取引法第二十七条の二十六第二項各号に掲げる場合に該当することとなった場合における同項に規定する特例対象株券等に係る変更報告書の提出については、新金融商品取引法第二十七条の二十三第四項の規定にかかわらず、なお従前の例による。
<sup>suppl-4261-44/art-3/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3/par-4</sup>
The provisions of Article 27-26, paragraph (2) of the New Financial Instruments and Exchange Act apply to the submission of a statement of changes concerning share certificates, etc. subject to special provisions prescribed in that paragraph in the case where a person comes to fall under any of the cases set forth in the items of that paragraph on or after the effective date, and, notwithstanding the provisions of Article 27-23, paragraph (4) of the New Financial Instruments and Exchange Act, the provisions then in force continue to govern the submission of a statement of changes concerning share certificates, etc. subject to special provisions prescribed in that paragraph in the case where a person came to fall under any of the cases set forth in the items of Article 27-26, paragraph (2) of the Former Financial Instruments and Exchange Act before the effective date.
<sup>machine translation, not official</sup>

**第五項**  新金融商品取引法第二十七条の二十六第四項の規定は、同項に規定する百分の五を超えることとなった日が施行日以後である場合における同条第一項に規定する特例対象株券等に係る大量保有報告書の提出について適用し、旧金融商品取引法第二十七条の二十六第四項に規定する百分の五を超えることとなった日が施行日前である場合における同条第一項に規定する特例対象株券等に係る大量保有報告書の提出については、新金融商品取引法第二十七条の二十三第四項の規定にかかわらず、なお従前の例による。
<sup>suppl-4261-44/art-3/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3/par-5</sup>
The provisions of Article 27-26, paragraph (4) of the New Financial Instruments and Exchange Act apply to the submission of a statement of large-volume holdings concerning share certificates, etc. subject to special provisions prescribed in paragraph (1) of that Article in the case where the day on which the holding ratio came to exceed 5 percent, as prescribed in Article 27-26, paragraph (4) of the New Financial Instruments and Exchange Act, is on or after the effective date, and, notwithstanding the provisions of Article 27-23, paragraph (4) of the New Financial Instruments and Exchange Act, the provisions then in force continue to govern the submission of a statement of large-volume holdings concerning share certificates, etc. subject to special provisions prescribed in paragraph (1) of that Article in the case where the day on which the holding ratio came to exceed 5 percent, as prescribed in Article 27-26, paragraph (4) of the Former Financial Instruments and Exchange Act, is before the effective date.
<sup>machine translation, not official</sup>

**第六項**  新金融商品取引法第二十七条の二十六第五項の規定は、同項に規定する当該増加した日が施行日以後である場合における同条第二項に規定する特例対象株券等に係る変更報告書の提出について適用し、旧金融商品取引法第二十七条の二十六第五項に規定する当該増加した日が施行日前である場合における同条第二項に規定する特例対象株券等に係る変更報告書の提出については、新金融商品取引法第二十七条の二十三第四項の規定にかかわらず、なお従前の例による。
<sup>suppl-4261-44/art-3/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-3/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-3/par-6</sup>
The provisions of Article 27-26, paragraph (5) of the New Financial Instruments and Exchange Act apply to the submission of a statement of changes concerning share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article in the case where the day of the increase as prescribed in Article 27-26, paragraph (5) of the New Financial Instruments and Exchange Act is on or after the effective date, and, notwithstanding the provisions of Article 27-23, paragraph (4) of the New Financial Instruments and Exchange Act, the provisions then in force continue to govern the submission of a statement of changes concerning share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article in the case where the day of the increase as prescribed in Article 27-26, paragraph (5) of the Former Financial Instruments and Exchange Act is before the effective date.
<sup>machine translation, not official</sup>

---

## Cites
- suppl-4261-44/art-3/par-1: 新金融商品取引法第二十七条の二十三 → 金融商品取引法 第二十七条の二十三 (Article 27-23), art-27-23 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-23 · https://japanlaw.org/l/323AC0000000025/art-27-23
- suppl-4261-44/art-3/par-1: 同条第一項 → 金融商品取引法 第二十七条の二十三第一項 (Article 27-23, paragraph (1)), art-27-23/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-23/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-23/par-1
- suppl-4261-44/art-3/par-2: 新金融商品取引法第二十七条の二十五 → 金融商品取引法 第二十七条の二十五 (Article 27-25), art-27-25 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-25 · https://japanlaw.org/l/323AC0000000025/art-27-25
- suppl-4261-44/art-3/par-2: 同条第一項 → 金融商品取引法 第二十七条の二十五第一項 (Article 27-25, paragraph (1)), art-27-25/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-25/par-1
- suppl-4261-44/art-3/par-3: 新金融商品取引法第二十七条の二十六第一項 → 金融商品取引法 第二十七条の二十六第一項 (Article 27-26, paragraph (1)), art-27-26/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-26/par-1
- suppl-4261-44/art-3/par-3: 同条第三項 → 金融商品取引法 第二十七条の二十六第三項 (Article 27-26, paragraph (3)), art-27-26/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-26/par-3 · https://japanlaw.org/l/323AC0000000025/art-27-26/par-3
- suppl-4261-44/art-3/par-3: 新金融商品取引法第二十七条の二十五第一項 → 金融商品取引法 第二十七条の二十五第一項 (Article 27-25, paragraph (1)), art-27-25/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-25/par-1
- suppl-4261-44/art-3/par-3: 新金融商品取引法第二十七条の二十三第四項 → 金融商品取引法 第二十七条の二十三第四項 (Article 27-23, paragraph (4)), art-27-23/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-23/par-4 · https://japanlaw.org/l/323AC0000000025/art-27-23/par-4
- suppl-4261-44/art-3/par-4: 新金融商品取引法第二十七条の二十六第二項 → 金融商品取引法 第二十七条の二十六第二項 (Article 27-26, paragraph (2)), art-27-26/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-26/par-2 · https://japanlaw.org/l/323AC0000000025/art-27-26/par-2
- suppl-4261-44/art-3/par-4: 新金融商品取引法第二十七条の二十三第四項 → 金融商品取引法 第二十七条の二十三第四項 (Article 27-23, paragraph (4)), art-27-23/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-23/par-4 · https://japanlaw.org/l/323AC0000000025/art-27-23/par-4
- suppl-4261-44/art-3/par-5: 新金融商品取引法第二十七条の二十六第四項 → 金融商品取引法 第二十七条の二十六第四項 (Article 27-26, paragraph (4)), art-27-26/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-26/par-4 · https://japanlaw.org/l/323AC0000000025/art-27-26/par-4
- suppl-4261-44/art-3/par-5: 同条第一項 → 金融商品取引法 第二十七条の二十六第一項 (Article 27-26, paragraph (1)), art-27-26/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-26/par-1
- suppl-4261-44/art-3/par-5: 新金融商品取引法第二十七条の二十三第四項 → 金融商品取引法 第二十七条の二十三第四項 (Article 27-23, paragraph (4)), art-27-23/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-23/par-4 · https://japanlaw.org/l/323AC0000000025/art-27-23/par-4
- suppl-4261-44/art-3/par-6: 新金融商品取引法第二十七条の二十六第五項 → 金融商品取引法 第二十七条の二十六第五項 (Article 27-26, paragraph (5)), art-27-26/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-26/par-5 · https://japanlaw.org/l/323AC0000000025/art-27-26/par-5
- suppl-4261-44/art-3/par-6: 同条第二項 → 金融商品取引法 第二十七条の二十六第二項 (Article 27-26, paragraph (2)), art-27-26/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-26/par-2 · https://japanlaw.org/l/323AC0000000025/art-27-26/par-2
- suppl-4261-44/art-3/par-6: 新金融商品取引法第二十七条の二十三第四項 → 金融商品取引法 第二十七条の二十三第四項 (Article 27-23, paragraph (4)), art-27-23/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-23/par-4 · https://japanlaw.org/l/323AC0000000025/art-27-23/par-4

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 附則第十八条第一項（政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4261-44/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-18/par-1

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-054, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
