# 金融商品取引法 / Financial Instruments and Exchange Act — 第五条 (Supplementary Provisions, Article 5) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五条 (Supplementary Provisions, Article 5) — address `suppl-4251-45/art-5` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-5 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五条 suppl-4251-45/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5 **第一項** 新金融商品取引法第百六十六条（第六項第七号に係る部分を除く。）の規定は、施行日以後に生じた同条第一項に規定する業務等に関する重要事実（同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第十一号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同号に規定する直近の予想値又は前営業期間の実績値に比較して生じたものに限るものとし、同条第二項第十二号に規定する上場会社等の資産運用会社の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた旧金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実を知った者又はこれらの事実の伝達を受けた者の金融商品取引法第百六十六条の売買等については、なお従前の例による。 suppl-4251-45/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5/par-1 The provisions of Article 166 of the New Financial Instruments and Exchange Act (excluding the part pertaining to paragraph (6), item (vii)) apply to purchase and sale, etc. under that Article by a person who came to know a material fact concerning business or other particulars prescribed in paragraph (1) of that Article that arose on or after the effective date (limited, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the effective date, limited, in the case of the fact set forth in item (xi) of that paragraph, to one that arose in comparison with the last disclosed forecasts or the actual figures for the preceding business period prescribed in that item for which the announcement under paragraph (4) of that Article was made on or after the effective date, and limited, in the case of a decision not to carry out the matter set forth in Article 166, paragraph (2), item (xii) of the New Financial Instruments and Exchange Act made by the organ of the asset management company of a listed company, etc. prescribed in that item which is responsible for making decisions on the execution of operations, to cases where the decision of that organ to carry out that matter was made on or after the effective date) or by a person who received communication of such facts, and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the Financial Instruments and Exchange Act by a person who came to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act that arose before the effective date or by a person who received communication of such facts. machine translation, not official **第二項** 新金融商品取引法第百六十七条の二第一項の規定（新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実のうち同条第二項第九号から第十四号までに規定するものに係る部分に限る。）は、新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実（同条第二項第九号から第十四号までに規定するものに限る。）であって施行日以後に生じたもの（同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第十一号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同号に規定する直近の予想値又は前営業期間の実績値に比較して生じたものに限るものとし、同条第二項第十二号に規定する上場会社等の資産運用会社の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限る。）を知った場合における新金融商品取引法第百六十七条の二第一項の伝達をし、又は同項の売買等をすることを勧める行為について適用する。 suppl-4251-45/art-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5/par-2 The provisions of Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to those prescribed in Article 166, paragraph (2), items (ix) through (xiv) of the New Financial Instruments and Exchange Act among the material facts concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act) apply to the act of making the communication under Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act or recommending the purchase and sale, etc. under that paragraph, in the case of coming to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act (limited to those prescribed in paragraph (2), items (ix) through (xiv) of that Article) that arose on or after the effective date (limited, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the effective date, limited, in the case of the fact set forth in item (xi) of that paragraph, to one that arose in comparison with the last disclosed forecasts or the actual figures for the preceding business period prescribed in that item for which the announcement under paragraph (4) of that Article was made on or after the effective date, and limited, in the case of a decision not to carry out the matter set forth in Article 166, paragraph (2), item (xii) of the New Financial Instruments and Exchange Act made by the organ of the asset management company of a listed company, etc. prescribed in that item which is responsible for making decisions on the execution of operations, to cases where the decision of that organ to carry out that matter was made on or after the effective date). machine translation, not official --- ## Cites - suppl-4251-45/art-5/par-1: 新金融商品取引法第百六十六条 → 金融商品取引法 第百六十六条 (Article 166), art-166 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166 · https://japanlaw.org/l/323AC0000000025/art-166 - suppl-4251-45/art-5/par-1: 第六項第七号 → 金融商品取引法 第百六十六条第六項第七号 (Article 166, paragraph (6), item (vii)), art-166/par-6/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-6/item-7 · https://japanlaw.org/l/323AC0000000025/art-166/par-6/item-7 - suppl-4251-45/art-5/par-1: 同条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1 - suppl-4251-45/art-5/par-1: 同条第二項第九号 → 金融商品取引法 第百六十六条第二項第九号 (Article 166, paragraph (2), item (ix)), art-166/par-2/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-9 - suppl-4251-45/art-5/par-1: 同項第十一号 → 金融商品取引法 第百六十六条第二項第十一号 (Article 166, paragraph (2), item (xi)), art-166/par-2/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-11 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-11 - suppl-4251-45/art-5/par-1: 同条第四項 → 金融商品取引法 第百六十六条第四項 (Article 166, paragraph (4)), art-166/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-4 · https://japanlaw.org/l/323AC0000000025/art-166/par-4 - suppl-4251-45/art-5/par-1: 同条第二項第十二号 → 金融商品取引法 第百六十六条第二項第十二号 (Article 166, paragraph (2), item (xii)), art-166/par-2/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-12 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-12 - suppl-4251-45/art-5/par-2: 新金融商品取引法第百六十七条の二第一項 → 金融商品取引法 第百六十七条の二第一項 (Article 167-2, paragraph (1)), art-167-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-167-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-167-2/par-1 - suppl-4251-45/art-5/par-2: 新金融商品取引法第百六十六条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十号 (Article 166, paragraph (2), item (x)), art-166/par-2/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-10 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-10 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十一号 (Article 166, paragraph (2), item (xi)), art-166/par-2/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-11 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-11 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十二号 (Article 166, paragraph (2), item (xii)), art-166/par-2/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-12 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-12 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十三号 (Article 166, paragraph (2), item (xiii)), art-166/par-2/item-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-13 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-13 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十四号 (Article 166, paragraph (2), item (xiv)), art-166/par-2/item-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-14 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-14 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第九号 (Article 166, paragraph (2), item (ix)), art-166/par-2/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-9 - suppl-4251-45/art-5/par-2: 同条第四項 → 金融商品取引法 第百六十六条第四項 (Article 166, paragraph (4)), art-166/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166/par-4 · https://japanlaw.org/l/323AC0000000025/art-166/par-4 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第二条第一項（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-2/par-1 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-3/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-053, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22