# 金融商品取引法 / Financial Instruments and Exchange Act — 第三条 (Supplementary Provisions, Article 3)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三条 (Supplementary Provisions, Article 3) — address `suppl-4231-49/art-3`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4231-49/art-3
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4231-49/art-3
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第三条
<sup>suppl-4231-49/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4231-49/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4231-49/art-3</sup>

**第一項**  新金融商品取引法第十三条第一項及び第十五条第二項（これらの規定を新金融商品取引法第二十七条において準用する場合を含む。）の規定は、施行日以後に開始する新株予約権証券の募集（新金融商品取引法第十三条第一項（新金融商品取引法第二十七条において準用する場合を含む。次条において同じ。）に規定する新株予約権証券の募集をいう。）について適用し、施行日前に開始した新株予約権証券の募集（旧金融商品取引法第十三条第一項（旧金融商品取引法第二十七条において準用する場合を含む。次条において同じ。）に規定する募集として行われる新株予約権証券の募集をいう。）については、なお従前の例による。
<sup>suppl-4231-49/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4231-49/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4231-49/art-3/par-1</sup>
The provisions of Article 13, paragraph (1) and Article 15, paragraph (2) of the New Financial Instruments and Exchange Act (including where these provisions are applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act) apply to a public offering of share option certificates commenced on or after the effective date (meaning a public offering of share option certificates prescribed in Article 13, paragraph (1) of the New Financial Instruments and Exchange Act (including where applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act; the same applies in the following Article)), and the provisions then in force continue to govern a public offering of share option certificates commenced before the effective date (meaning a public offering of share option certificates conducted as a public offering prescribed in Article 13, paragraph (1) of the Former Financial Instruments and Exchange Act (including where applied mutatis mutandis pursuant to Article 27 of the Former Financial Instruments and Exchange Act; the same applies in the following Article)).
<sup>machine translation, not official</sup>

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## Cites
- suppl-4231-49/art-3/par-1: 新金融商品取引法第十三条第一項 → 金融商品取引法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1
- suppl-4231-49/art-3/par-1: 第十五条第二項 → 金融商品取引法 第十五条第二項 (Article 15, paragraph (2)), art-15/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2
- suppl-4231-49/art-3/par-1: 新金融商品取引法第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- suppl-4231-49/art-3/par-1: 次条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4231-49/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4231-49/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4231-49/art-4

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-051, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
