# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4221-32` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4221-32 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成二二年五月一九日法律第三二号 suppl-4221-32 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4221-32/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1 **第一項** この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。 suppl-4221-32/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1 This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items. machine translation, not official **一** 第一条中金融商品取引法第二条第二十八項の改正規定（「、デリバティブ取引その他」を「若しくはデリバティブ取引（取引の状況及び我が国の資本市場に与える影響その他の事情を勘案し、公益又は投資者保護のため支障を生ずることがないと認められるものとして政令で定める取引を除く。）又はこれらに付随し、若しくは関連する取引として」に改める部分に限る。）及び同法第二百五条の二の三第九号の改正規定、第四条の規定、第五条中信託業法第四十九条第一項及び第二項の改正規定並びに附則第十三条及び第十四条の規定　公布の日 suppl-4221-32/art-1/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-1 The provisions revising Article 2, paragraph (28) of the Financial Instruments and Exchange Act in Article 1 (limited to the part replacing ", derivatives transactions, and other" with "or derivatives transactions (excluding transactions specified by Cabinet Order as being found, in consideration of the transaction volume and other conditions of the transactions and their impact on Japan's capital market and other circumstances, not to cause any impediment to the public interest or investor protection), or as transactions incidental or related to these"), and the provisions revising Article 205-2-3, item (ix) of that Act, the provisions of Article 4, the provisions revising Article 49, paragraph (1) and paragraph (2) of the Trust Business Act in Article 5, and the provisions of Articles 13 and 14 of the Supplementary Provisions: the date of promulgation machine translation, not official **二** 第一条中金融商品取引法第百九十四条の七第七項及び第二百七条第一項第三号の改正規定　公布の日から起算して二十日を経過した日 suppl-4221-32/art-1/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-2 The provisions revising Article 194-7, paragraph (7) and Article 207, paragraph (1), item (iii) of the Financial Instruments and Exchange Act in Article 1: the day on which 20 days have elapsed from the date of promulgation machine translation, not official **三** 第三条及び附則第五条の規定　公布の日から起算して二年を超えない範囲内において政令で定める日 suppl-4221-32/art-1/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-3 The provisions of Article 3 and Article 5 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding two years from the date of promulgation machine translation, not official **四** 第二条の規定、附則第十条中住民基本台帳法（昭和四十二年法律第八十一号）別表第一の三の項の改正規定（「又は同法第百五十六条の二十八第三項の届出」を「、同法第百五十六条の二十八第三項の届出、同法第百五十六条の六十七第一項の指定又は同法第百五十六条の七十七第一項の届出」に改める部分に限る。）及び附則第十二条の規定　公布の日から起算して二年六月を超えない範囲内において政令で定める日 suppl-4221-32/art-1/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-4 The provisions of Article 2, the provisions revising row 3 of Appended Table 1 of the Residential Basic Book Act (Act No. 81 of 1967) in Article 10 of the Supplementary Provisions (limited to the part replacing "or the notification under Article 156-28, paragraph (3) of that Act" with ", the notification under Article 156-28, paragraph (3) of that Act, the designation under Article 156-67, paragraph (1) of that Act, or the notification under Article 156-77, paragraph (1) of that Act"), and the provisions of Article 12 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding two years and six months from the date of promulgation machine translation, not official ### 第二条（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying the Partial Amendment of the Financial Instruments and Exchange Act by the Provisions of Article 1 caption: machine translation, not official suppl-4221-32/art-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2 **第一項** この法律の施行の日（以下「施行日」という。）前に第一条の規定による改正前の金融商品取引法（以下この条において「旧金融商品取引法」という。）第三十二条第一項に規定する金融商品取引業者の主要株主となった者（当該金融商品取引業者の総株主等の議決権（同項に規定する総株主等の議決権をいう。次項において同じ。）の百分の五十を超える対象議決権（同条第一項に規定する対象議決権をいう。次項において同じ。）を保有することにより当該主要株主となった者を除く。）であって、この法律の施行の際現に第一条の規定による改正後の金融商品取引法（以下この条から附則第四条までにおいて「新金融商品取引法」という。）第三十二条第四項に規定する特定主要株主（以下この条において単に「特定主要株主」という。）に該当する者は、施行日において当該金融商品取引業者の特定主要株主以外の主要株主（新金融商品取引法第三十二条第一項に規定する主要株主をいう。）から当該金融商品取引業者の特定主要株主となったものとみなす。 suppl-4221-32/art-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-1 A person who became a major shareholder of a financial instruments business operator prescribed in Article 32, paragraph (1) of the Financial Instruments and Exchange Act prior to amendment by the provisions of Article 1 (hereinafter referred to in this Article as the "Former Financial Instruments and Exchange Act") before the date of enforcement of this Act (hereinafter referred to as "the effective date") (excluding a person who became that major shareholder by holding subject voting rights (meaning the subject voting rights prescribed in Article 32, paragraph (1) of the Former Financial Instruments and Exchange Act; the same applies in the following paragraph) exceeding 50 percent of the voting rights held by all the shareholders, etc. in that financial instruments business operator (meaning the voting rights held by all the shareholders, etc. prescribed in Article 32, paragraph (1) of the Former Financial Instruments and Exchange Act; the same applies in the following paragraph)), and who, at the time this Act comes into effect, falls under a specified major shareholder prescribed in Article 32, paragraph (4) of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to in this Article through Article 4 of the Supplementary Provisions as the "New Financial Instruments and Exchange Act") (hereinafter simply referred to in this Article as a "specified major shareholder"), is deemed, on the effective date, to have become a specified major shareholder of that financial instruments business operator from a major shareholder other than a specified major shareholder of that financial instruments business operator (meaning a major shareholder prescribed in Article 32, paragraph (1) of the New Financial Instruments and Exchange Act). machine translation, not official **第二項** 施行日前に旧金融商品取引法第三十二条第一項に規定する金融商品取引業者の主要株主となった者（当該金融商品取引業者の総株主等の議決権の百分の五十を超える対象議決権を保有することにより当該主要株主となった者に限る。）であって、この法律の施行の際現に特定主要株主以外の主要株主（新金融商品取引法第三十二条第一項に規定する主要株主をいう。以下この項において同じ。）に該当する者は、施行日において当該金融商品取引業者の特定主要株主から当該金融商品取引業者の特定主要株主以外の主要株主となったものとみなす。 suppl-4221-32/art-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-2 A person who became a major shareholder of a financial instruments business operator prescribed in Article 32, paragraph (1) of the Former Financial Instruments and Exchange Act before the effective date (limited to a person who became that major shareholder by holding subject voting rights exceeding 50 percent of the voting rights held by all the shareholders, etc. in that financial instruments business operator), and who, at the time this Act comes into effect, falls under a major shareholder other than a specified major shareholder (meaning a major shareholder prescribed in Article 32, paragraph (1) of the New Financial Instruments and Exchange Act; hereinafter the same applies in this paragraph), is deemed, on the effective date, to have become a major shareholder other than a specified major shareholder of that financial instruments business operator from a specified major shareholder of that financial instruments business operator. machine translation, not official ### 第三条 suppl-4221-32/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-3 **第一項** この法律の施行の際現にその総資産の額（新金融商品取引法第五十七条の二第一項に規定する総資産の額をいう。以下この条において同じ。）が総資産基準額（同項に規定する総資産基準額をいう。以下この条において同じ。）を超えている金融商品取引業者（同項に規定する金融商品取引業者をいう。）は、施行日においてその総資産の額が総資産基準額を超えることとなったものとみなす。 suppl-4221-32/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-3/par-1 A financial instruments business operator (meaning a financial instruments business operator prescribed in that paragraph) whose total asset value (meaning the total asset value prescribed in Article 57-2, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter in this Article) exceeds the total asset value threshold (meaning the total asset value threshold prescribed in that paragraph; the same applies hereinafter in this Article) at the time this Act comes into effect is deemed to have come to have a total asset value exceeding the total asset value threshold on the effective date. machine translation, not official ### 第四条 suppl-4221-32/art-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4 **第一項** この法律の施行の際現に金融商品取引清算機関（新金融商品取引法第二条第二十九項に規定する金融商品取引清算機関をいい、当該金融商品取引清算機関が同条第十六項に規定する金融商品取引所である場合を除く。以下この条において同じ。）の総株主の議決権の百分の五を超える対象議決権（新金融商品取引法第百五十六条の五の三第一項に規定する対象議決権をいう。以下この条において同じ。）を保有している者は、施行日において当該金融商品取引清算機関の対象議決権を保有することとなったものとみなす。 suppl-4221-32/art-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-1 A person who, at the time this Act comes into effect, holds subject voting rights (meaning the subject voting rights prescribed in Article 156-5-3, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter in this Article) exceeding 5 percent of all shareholders' voting rights in a financial instruments clearing organization (meaning a financial instruments clearing organization prescribed in Article 2, paragraph (29) of the New Financial Instruments and Exchange Act, excluding the case where that financial instruments clearing organization is a financial instruments exchange prescribed in paragraph (16) of that Article; the same applies hereinafter in this Article) is deemed to have come to hold subject voting rights in that financial instruments clearing organization on the effective date. machine translation, not official **第二項** この法律の施行の際現に金融商品取引清算機関の総株主の議決権の保有基準割合（新金融商品取引法第百五十六条の五の五第一項に規定する保有基準割合をいう。）以上の数の対象議決権を保有している者は、施行日において同項に規定する者となったものとみなす。この場合において、同項中「あらかじめ」とあるのは、「金融商品取引法等の一部を改正する法律（平成二十二年法律第三十二号）の施行の日から三月以内に」と読み替えるものとする。 suppl-4221-32/art-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-2 A person who, at the time this Act comes into effect, holds subject voting rights in a number equal to or greater than the threshold holding ratio of all shareholders' voting rights in a financial instruments clearing organization (meaning the threshold holding ratio prescribed in Article 156-5-5, paragraph (1) of the New Financial Instruments and Exchange Act) is deemed to have become a person prescribed in that paragraph on the effective date. In this case, the phrase "before doing so" in that paragraph is deemed to be replaced with "within three months from the date of enforcement of the Act Partially Amending the Financial Instruments and Exchange Act, etc. (Act No. 32 of 2010)". machine translation, not official **第三項** 新金融商品取引法第百五十六条の五の三第二項の規定は、前二項の規定を適用する場合について準用する。 suppl-4221-32/art-4/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-3 The provisions of Article 156-5-3, paragraph (2) of the New Financial Instruments and Exchange Act apply mutatis mutandis where the provisions of the preceding two paragraphs are applied. machine translation, not official ### 第五条（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying the Partial Amendment of the Financial Instruments and Exchange Act by the Provisions of Article 2 caption: machine translation, not official suppl-4221-32/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5 **第一項** 第二条の規定による改正後の金融商品取引法（以下この条において「新金融商品取引法」という。）第百五十六条の六十七第一項の規定による指定を受けようとする者は、附則第一条第四号に掲げる規定の施行の日（以下この条において「第四号施行日」という。）前においても、新金融商品取引法第百五十六条の六十八の規定の例により、その申請を行うことができる。 suppl-4221-32/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 A person who seeks to receive designation under Article 156-67, paragraph (1) of the Financial Instruments and Exchange Act as amended by the provisions of Article 2 (hereinafter referred to in this Article as the "New Financial Instruments and Exchange Act") may submit the application therefor, even before the date of enforcement of the provisions set forth in Article 1, item (iv) of the Supplementary Provisions (hereinafter referred to in this Article as the "item (iv) effective date"), in accordance with the provisions of Article 156-68 of the New Financial Instruments and Exchange Act. machine translation, not official **第二項** 内閣総理大臣は、前項の規定により申請があった場合には、第四号施行日前においても、新金融商品取引法第百五十六条の六十七第一項の規定の例により、指定をすることができる。この場合において、当該指定は、第四号施行日において同項の規定によりされたものとみなす。 suppl-4221-32/art-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 When an application has been made pursuant to the provisions of the preceding paragraph, the Prime Minister may make the designation even before the item (iv) effective date, in accordance with the provisions of Article 156-67, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the designation is deemed to have been made on the item (iv) effective date pursuant to the provisions of that paragraph. machine translation, not official **第三項** 前項の規定により新金融商品取引法第百五十六条の六十七第一項の規定の例による指定を受けた者は、第四号施行日前においても、新金融商品取引法第百五十六条の七十四第一項の規定の例により、内閣総理大臣の認可を受けることができる。この場合において、当該認可は、第四号施行日において同項の規定によりされたものとみなす。 suppl-4221-32/art-5/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-3 A person who has received designation in accordance with the provisions of Article 156-67, paragraph (1) of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph may obtain the authorization of the Prime Minister even before the item (iv) effective date, in accordance with the provisions of Article 156-74, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the authorization is deemed to have been given on the item (iv) effective date pursuant to the provisions of that paragraph. machine translation, not official **第四項** 内閣総理大臣は、前二項の規定による権限（政令で定めるものを除く。）を金融庁長官に委任する。 suppl-4221-32/art-5/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-4 The Prime Minister is to delegate the authority under the provisions of the preceding two paragraphs (excluding the authority specified by Cabinet Order) to the Commissioner of the Financial Services Agency. machine translation, not official **第五項** 第一項の規定による申請に係る申請書又はこれに添付すべき書類若しくは電磁的記録に虚偽の記載又は記録をしてこれを提出した者は、一年以下の懲役若しくは三百万円以下の罰金に処し、又はこれを併科する。 suppl-4221-32/art-5/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 A person who submits the written application pertaining to the application under paragraph (1), or the documents or electronic or magnetic records to be attached thereto, containing a false statement or record is punished by imprisonment with work for one year or less or a fine of 3,000,000 yen or less, or both. machine translation, not official **第六項** 法人（法人でない団体で代表者又は管理人の定めのあるものを含む。以下この項において同じ。）の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又は人の業務又は財産に関し、前項の違反行為をしたときは、その行為者を罰するほか、その法人に対して二億円以下の罰金刑を、その人に対して同項の罰金刑を科する。 suppl-4221-32/art-5/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 If the representative of a corporation (including an organization that is not a corporation but whose representative or administrator has been designated; hereinafter the same applies in this paragraph) or the agent, employee, or other worker of a corporation or individual commits the violation set forth in the preceding paragraph in connection with the business or property of that corporation or individual, in addition to the offender being subject to punishment, the corporation is subject to punishment by a fine of 200,000,000 yen or less, and the individual is subject to punishment by the fine referred to in that paragraph. machine translation, not official **第七項** 前項の規定により法人でない団体を処罰する場合には、その代表者又は管理人がその訴訟行為につきその団体を代表するほか、法人を被告人又は被疑者とする場合の刑事訴訟に関する法律の規定を準用する。 suppl-4221-32/art-5/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-7 If an organization that is not a corporation is to be punished pursuant to the provisions of the preceding paragraph, in addition to its representative or administrator to represent the organization in procedural acts, the provisions of laws concerning criminal proceedings that have a corporation as the defendant or a suspect apply mutatis mutandis. machine translation, not official **第八項** 第五項又は第六項の規定により刑に処せられた者は、新金融商品取引法の規定に違反し、刑に処せられた者とみなす。 suppl-4221-32/art-5/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-8 A person sentenced pursuant to the provisions of paragraph (5) or (6) is deemed to be a person sentenced for violating the provisions of the New Financial Instruments and Exchange Act. machine translation, not official ### 第十三条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions caption: machine translation, not official suppl-4221-32/art-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-13 **第一項** この法律（附則第一条各号に掲げる規定にあっては、当該規定）の施行前にした行為に対する罰則の適用については、なお従前の例による。 suppl-4221-32/art-13/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-13/par-1 With regard to the application of penal provisions to acts committed before this Act (or, for the provisions set forth in the items of Article 1 of the Supplementary Provisions, each of those provisions) comes into effect, the provisions then in force continue to govern. machine translation, not official ### 第十四条（政令への委任） — Delegation to Cabinet Order caption: machine translation, not official suppl-4221-32/art-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-14 **第一項** 附則第二条から第五条まで及び前条に定めるもののほか、この法律の施行に関し必要な経過措置（罰則に関する経過措置を含む。）は、政令で定める。 suppl-4221-32/art-14/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-14/par-1 Beyond what is provided for in Articles 2 through 5 and the preceding Article of the Supplementary Provisions, the transitional measures necessary in connection with the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order. machine translation, not official ### 第十五条（検討） — Review caption: machine translation, not official suppl-4221-32/art-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-15 **第一項** 政府は、この法律の施行後五年以内に、この法律による改正後の規定の実施状況について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。 suppl-4221-32/art-15/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-15/par-1 Within five years after this Act comes into effect, the government is to review the implementation status of the provisions amended by this Act, and take the required measures based on the results of the review if it finds this to be necessary. machine translation, not official --- ## Cites - suppl-4221-32/art-1/par-1/item-1: 附則第十三条 → 金融商品取引法 附則第十三条 (Supplementary Provisions, Article 13), suppl-4221-32/art-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-13 - suppl-4221-32/art-1/par-1/item-1: 第十四条 → 金融商品取引法 附則第十四条 (Supplementary Provisions, Article 14), suppl-4221-32/art-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-14 - suppl-4221-32/art-1/par-1/item-3: 附則第五条 → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4221-32/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5 - suppl-4221-32/art-2/par-1: この条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4221-32/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2 - suppl-4221-32/art-2/par-1: 次項 → 金融商品取引法 附則第二条第二項 (Supplementary Provisions, Article 2, paragraph (2)), suppl-4221-32/art-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-2 - suppl-4221-32/art-2/par-1: 附則第四条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4221-32/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4 - suppl-4221-32/art-2/par-1: 第三十二条第四項 → 金融商品取引法 第三十二条第四項 (Article 32, paragraph (4)), art-32/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-4 · https://japanlaw.org/l/323AC0000000025/art-32/par-4 - suppl-4221-32/art-2/par-1: 新金融商品取引法第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-32/par-1 - suppl-4221-32/art-2/par-2: 新金融商品取引法第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-32/par-1 - suppl-4221-32/art-2/par-2: この項 → 金融商品取引法 附則第二条第二項 (Supplementary Provisions, Article 2, paragraph (2)), suppl-4221-32/art-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-2 - suppl-4221-32/art-3/par-1: 新金融商品取引法第五十七条の二第一項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1 - suppl-4221-32/art-3/par-1: この条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4221-32/art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-3 - suppl-4221-32/art-4/par-1: 新金融商品取引法第二条第二十九項 → 金融商品取引法 第二条第二十九項 (Article 2, paragraph (29)), art-2/par-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-29 · https://japanlaw.org/l/323AC0000000025/art-2/par-29 - suppl-4221-32/art-4/par-1: 同条第十六項 → 金融商品取引法 第二条第十六項 (Article 2, paragraph (16)), art-2/par-16 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-16 · https://japanlaw.org/l/323AC0000000025/art-2/par-16 - suppl-4221-32/art-4/par-1: この条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4221-32/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4 - suppl-4221-32/art-4/par-1: 新金融商品取引法第百五十六条の五の三第一項 → 金融商品取引法 第百五十六条の五の三第一項 (Article 156-5-3, paragraph (1)), art-156-5-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-3/par-1 - suppl-4221-32/art-4/par-2: 新金融商品取引法第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-5/par-1 - suppl-4221-32/art-4/par-3: 新金融商品取引法第百五十六条の五の三第二項 → 金融商品取引法 第百五十六条の五の三第二項 (Article 156-5-3, paragraph (2)), art-156-5-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-5-3/par-2 - suppl-4221-32/art-4/par-3: 前二項 → 金融商品取引法 附則第四条第一項 (Supplementary Provisions, Article 4, paragraph (1)), suppl-4221-32/art-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-1 - suppl-4221-32/art-4/par-3: 前二項 → 金融商品取引法 附則第四条第二項 (Supplementary Provisions, Article 4, paragraph (2)), suppl-4221-32/art-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-2 - suppl-4221-32/art-5/par-1: この条 → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4221-32/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5 - suppl-4221-32/art-5/par-1: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-67/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-67/par-1 - suppl-4221-32/art-5/par-1: 附則第一条第四号 → 金融商品取引法 附則第一条第一項第四号 (Supplementary Provisions, Article 1, paragraph (1), item (iv)), suppl-4221-32/art-1/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-4 - suppl-4221-32/art-5/par-1: 新金融商品取引法第百五十六条の六十八 → 金融商品取引法 第百五十六条の六十八 (Article 156-68), art-156-68 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-68 · https://japanlaw.org/l/323AC0000000025/art-156-68 - suppl-4221-32/art-5/par-2: 前項 → 金融商品取引法 附則第五条第一項 (Supplementary Provisions, Article 5, paragraph (1)), suppl-4221-32/art-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 - suppl-4221-32/art-5/par-2: 新金融商品取引法第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-67/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-67/par-1 - suppl-4221-32/art-5/par-3: 前項 → 金融商品取引法 附則第五条第二項 (Supplementary Provisions, Article 5, paragraph (2)), suppl-4221-32/art-5/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 - suppl-4221-32/art-5/par-3: 新金融商品取引法第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-67/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-67/par-1 - suppl-4221-32/art-5/par-3: 新金融商品取引法第百五十六条の七十四第一項 → 金融商品取引法 第百五十六条の七十四第一項 (Article 156-74, paragraph (1)), art-156-74/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-74/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-74/par-1 - suppl-4221-32/art-5/par-4: 前二項 → 金融商品取引法 附則第五条第二項 (Supplementary Provisions, Article 5, paragraph (2)), suppl-4221-32/art-5/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 - suppl-4221-32/art-5/par-4: 前二項 → 金融商品取引法 附則第五条第三項 (Supplementary Provisions, Article 5, paragraph (3)), suppl-4221-32/art-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-3 - suppl-4221-32/art-5/par-5: 第一項 → 金融商品取引法 附則第五条第一項 (Supplementary Provisions, Article 5, paragraph (1)), suppl-4221-32/art-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 - suppl-4221-32/art-5/par-6: この項 → 金融商品取引法 附則第五条第六項 (Supplementary Provisions, Article 5, paragraph (6)), suppl-4221-32/art-5/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 - suppl-4221-32/art-5/par-6: 前項 → 金融商品取引法 附則第五条第五項 (Supplementary Provisions, Article 5, paragraph (5)), suppl-4221-32/art-5/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 - suppl-4221-32/art-5/par-7: 前項 → 金融商品取引法 附則第五条第六項 (Supplementary Provisions, Article 5, paragraph (6)), suppl-4221-32/art-5/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 - suppl-4221-32/art-5/par-8: 第五項 → 金融商品取引法 附則第五条第五項 (Supplementary Provisions, Article 5, paragraph (5)), suppl-4221-32/art-5/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 - suppl-4221-32/art-5/par-8: 第六項 → 金融商品取引法 附則第五条第六項 (Supplementary Provisions, Article 5, paragraph (6)), suppl-4221-32/art-5/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 - suppl-4221-32/art-13/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4221-32/art-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1 - suppl-4221-32/art-14/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4221-32/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2 - suppl-4221-32/art-14/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4221-32/art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-3 - suppl-4221-32/art-14/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4221-32/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4 - suppl-4221-32/art-14/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4221-32/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5 - suppl-4221-32/art-14/par-1: 前条 → 金融商品取引法 附則第十三条 (Supplementary Provisions, Article 13), suppl-4221-32/art-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-13 ## Cited by 17 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-1 - 金融商品取引法 附則第一条第一項第三号（施行期日） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-3 - 金融商品取引法 附則第二条第一項（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-1 - 金融商品取引法 附則第二条第二項（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-2 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-3/par-1 - 金融商品取引法 附則第四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-1 - 金融商品取引法 附則第四条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-3 - 金融商品取引法 附則第五条第一項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 - 金融商品取引法 附則第五条第二項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 - 金融商品取引法 附則第五条第三項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-3 - 金融商品取引法 附則第五条第四項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-4 - 金融商品取引法 附則第五条第五項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 - 金融商品取引法 附則第五条第六項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 - 金融商品取引法 附則第五条第七項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-7 - 金融商品取引法 附則第五条第八項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-8 - 金融商品取引法 附則第十三条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-13/par-1 - 金融商品取引法 附則第十四条第一項（政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-14/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-050, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22