# 金融商品取引法 / Financial Instruments and Exchange Act — 第五条 (Supplementary Provisions, Article 5)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第五条 (Supplementary Provisions, Article 5) — address `suppl-4201-65/art-5`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-5
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-5
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第五条
<sup>suppl-4201-65/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-5</sup>

**第一項**  新金融商品取引法第百七十二条第一項の規定は施行日以後に開始する同項に規定する有価証券の募集若しくは売出し又は新金融商品取引法第四条第二項に規定する適格機関投資家取得有価証券一般勧誘について、新金融商品取引法第百七十二条第二項（同条第四項において準用する場合を含む。）の規定は施行日以後に開始する同条第二項に規定する募集又は売出しにより有価証券を取得させ、又は売り付ける行為について、同条第三項の規定は施行日以後に開始する同項に規定する売出しにより有価証券を売り付ける行為について、それぞれ適用する。
<sup>suppl-4201-65/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-5/par-1</sup>
The provisions of Article 172, paragraph (1) of the New Financial Instruments and Exchange Act apply to a public offering or secondary distribution of securities prescribed in that paragraph that begins on or after the effective date or to general solicitation involving securities acquired by a qualified institutional investor prescribed in Article 4, paragraph (2) of the New Financial Instruments and Exchange Act; the provisions of Article 172, paragraph (2) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (4) of that Article) apply to the act of causing a person to acquire or selling securities by a public offering or secondary distribution prescribed in paragraph (2) of that Article that begins on or after the effective date; and the provisions of paragraph (3) of that Article apply to the act of selling securities by a secondary distribution prescribed in that paragraph that begins on or after the effective date, respectively.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4201-65/art-5/par-1: 新金融商品取引法第百七十二条第一項 → 金融商品取引法 第百七十二条第一項 (Article 172, paragraph (1)), art-172/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-172/par-1 · https://japanlaw.org/l/323AC0000000025/art-172/par-1
- suppl-4201-65/art-5/par-1: 新金融商品取引法第四条第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2
- suppl-4201-65/art-5/par-1: 新金融商品取引法第百七十二条第二項 → 金融商品取引法 第百七十二条第二項 (Article 172, paragraph (2)), art-172/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-172/par-2 · https://japanlaw.org/l/323AC0000000025/art-172/par-2
- suppl-4201-65/art-5/par-1: 同条第四項 → 金融商品取引法 第百七十二条第四項 (Article 172, paragraph (4)), art-172/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-172/par-4 · https://japanlaw.org/l/323AC0000000025/art-172/par-4
- suppl-4201-65/art-5/par-1: 同条第三項 → 金融商品取引法 第百七十二条第三項 (Article 172, paragraph (3)), art-172/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-172/par-3 · https://japanlaw.org/l/323AC0000000025/art-172/par-3

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 附則第四十一条第一項（政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-41/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-049, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22