# 金融商品取引法 / Financial Instruments and Exchange Act — 第十九条 (Supplementary Provisions, Article 19)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第十九条 (Supplementary Provisions, Article 19) — address `suppl-4201-65/art-19`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-19
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-19
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

---

### 第十九条
<sup>suppl-4201-65/art-19 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-19 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-19</sup>

**第一項**  新金融商品取引法第百八十五条の七第一項、第二項、第四項から第八項まで又は第十項から第十二項までの規定により決定をしなければならない場合において、同条第十三項の表の上欄に掲げる者が、同表の中欄に掲げる日からさかのぼり五年以内に、旧金融商品取引法第百八十五条の十五第一項に規定する課徴金納付命令を受けたことがあるとき（当該課徴金納付命令に係る旧金融商品取引法第百八十五条の十八第一項の訴えの提起があったときは、当該訴えに係る裁判が確定している場合に限る。）又は旧金融商品取引法第百八十五条の七第六項に規定する決定を受けたことがあるとき（同条第三項ただし書、第四項ただし書又は第五項ただし書に該当する場合に限る。）は、当該課徴金納付命令又は決定を新金融商品取引法第百八十五条の十五第一項に規定する課徴金納付命令であって当該課徴金納付命令に係る新金融商品取引法第百八十五条の十八第一項の訴えに係る裁判が確定しているものとみなして、新金融商品取引法第百八十五条の七第十三項の規定を適用する。
<sup>suppl-4201-65/art-19/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-19/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-19/par-1</sup>
In the case where a decision must be made under Article 185-7, paragraph (1), (2), (4) through (8), or (10) through (12) of the New Financial Instruments and Exchange Act, if a person set forth in the left-hand column of the table in paragraph (13) of that Article has, within five years going back from the day set forth in the middle column of that table, been subject to an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the Former Financial Instruments and Exchange Act (if an action under Article 185-18, paragraph (1) of the Former Financial Instruments and Exchange Act has been filed with regard to that administrative monetary penalty payment order, limited to where the judgment on that action has become final and binding) or been subject to a decision prescribed in Article 185-7, paragraph (6) of the Former Financial Instruments and Exchange Act (limited to where the case falls under the proviso to paragraph (3), the proviso to paragraph (4), or the proviso to paragraph (5) of that Article), Article 185-7, paragraph (13) of the New Financial Instruments and Exchange Act applies by deeming that administrative monetary penalty payment order or decision to be an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the New Financial Instruments and Exchange Act for which the judgment on the action under Article 185-18, paragraph (1) of the New Financial Instruments and Exchange Act pertaining to that administrative monetary penalty payment order has become final and binding.
<sup>machine translation, not official</sup>

---

## Cites
- suppl-4201-65/art-19/par-1: 新金融商品取引法第百八十五条の七第一項 → 金融商品取引法 第百八十五条の七第一項 (Article 185-7, paragraph (1)), art-185-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-1
- suppl-4201-65/art-19/par-1: 第二項 → 金融商品取引法 第百八十五条の七第二項 (Article 185-7, paragraph (2)), art-185-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-2
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第四項 (Article 185-7, paragraph (4)), art-185-7/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-4
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第五項 (Article 185-7, paragraph (5)), art-185-7/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-5 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-5
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第六項 (Article 185-7, paragraph (6)), art-185-7/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-6 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-6
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第七項 (Article 185-7, paragraph (7)), art-185-7/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-7 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-7
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第八項 (Article 185-7, paragraph (8)), art-185-7/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-8 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-8
- suppl-4201-65/art-19/par-1: 第十項から第十二項まで → 金融商品取引法 第百八十五条の七第十項 (Article 185-7, paragraph (10)), art-185-7/par-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-10 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-10
- suppl-4201-65/art-19/par-1: 第十項から第十二項まで → 金融商品取引法 第百八十五条の七第十一項 (Article 185-7, paragraph (11)), art-185-7/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-11 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-11
- suppl-4201-65/art-19/par-1: 第十項から第十二項まで → 金融商品取引法 第百八十五条の七第十二項 (Article 185-7, paragraph (12)), art-185-7/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-12 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-12
- suppl-4201-65/art-19/par-1: 同条第十三項 → 金融商品取引法 第百八十五条の七第十三項 (Article 185-7, paragraph (13)), art-185-7/par-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-7/par-13 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-13
- suppl-4201-65/art-19/par-1: 新金融商品取引法第百八十五条の十五第一項 → 金融商品取引法 第百八十五条の十五第一項 (Article 185-15, paragraph (1)), art-185-15/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-185-15/par-1
- suppl-4201-65/art-19/par-1: 新金融商品取引法第百八十五条の十八第一項 → 金融商品取引法 第百八十五条の十八第一項 (Article 185-18, paragraph (1)), art-185-18/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-185-18/par-1 · https://japanlaw.org/l/323AC0000000025/art-185-18/par-1

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 附則第四十一条第一項（政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4201-65/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-41/par-1

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-062, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
