# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十六条 (Supplementary Provisions, Article 46)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四十六条 (Supplementary Provisions, Article 46) — address `suppl-4181-65/art-46`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-46
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-46
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第四十六条
<sup>suppl-4181-65/art-46 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-46 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-46</sup>

**第一項**  旧証券取引法第二十八条の登録を受けた証券会社が施行日前において解散し、若しくは証券業（旧証券取引法第二条第八項に規定する証券業をいう。）を廃止した場合又は旧証券取引法第五十六条第一項若しくは第五十六条の二第三項の規定により当該登録を取り消された場合において、施行日までに、旧有価証券の売買その他の取引並びに有価証券指数等先物取引等（旧証券取引法第四十二条第一項第十号に規定する有価証券指数等先物取引等をいう。以下同じ。）、有価証券オプション取引等（同号に規定する有価証券オプション取引等をいう。以下同じ。）、外国市場証券先物取引等（旧証券取引法第四十二条第二項に規定する外国市場証券先物取引等をいう。以下同じ。）及び有価証券店頭デリバティブ取引等（旧証券取引法第二条第八項第三号の二に規定する有価証券店頭デリバティブ取引等をいう。以下同じ。）を結了していないときは、旧証券取引法第五十八条第一項の規定は、施行日以後も、なおその効力を有する。
<sup>suppl-4181-65/art-46/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-46/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-46/par-1</sup>
In the case where a securities company that obtained the registration under Article 28 of the Former Securities and Exchange Act has dissolved or discontinued securities business (meaning securities business prescribed in Article 2, paragraph (8) of the Former Securities and Exchange Act) before the effective date, or in the case where that registration has been rescinded pursuant to Article 56, paragraph (1) or Article 56-2, paragraph (3) of the Former Securities and Exchange Act, if, by the effective date, it has not completed the sale and purchase and other transactions of former securities and the securities index futures transactions, etc. (meaning the securities index futures transactions, etc. prescribed in Article 42, paragraph (1), item (x) of the Former Securities and Exchange Act; the same applies hereinafter), securities option transactions, etc. (meaning the securities option transactions, etc. prescribed in that item; the same applies hereinafter), foreign market securities futures transactions, etc. (meaning the foreign market securities futures transactions, etc. prescribed in Article 42, paragraph (2) of the Former Securities and Exchange Act; the same applies hereinafter) and securities over-the-counter derivatives transactions, etc. (meaning the securities over-the-counter derivatives transactions, etc. prescribed in Article 2, paragraph (8), item (iii)-2 of the Former Securities and Exchange Act; the same applies hereinafter), the provisions of Article 58, paragraph (1) of the Former Securities and Exchange Act remain in force on and after the effective date.
<sup>machine translation, not official</sup>

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-052, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
