# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十三条 (Supplementary Provisions, Article 43) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十三条 (Supplementary Provisions, Article 43) — address `suppl-4181-65/art-43` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-43 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-43 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十三条 suppl-4181-65/art-43 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-43 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-43 **第一項** みなし登録第一種業者又はその役員が施行日前にした旧証券取引法第五十六条第一項第三号又は第五号に該当する行為は、金融商品取引法第五十二条第一項第七号又は第十一号に該当する行為とみなして、同項及び同条第二項の規定を適用する。 suppl-4181-65/art-43/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-43/par-1 An act of a deemed registered type-I financial instruments business operator or its officer committed before the effective date that falls under Article 56, paragraph (1), item (iii) or (v) of the Former Securities and Exchange Act is deemed to be an act falling under Article 52, paragraph (1), item (vii) or (xi) of the Financial Instruments and Exchange Act, and that paragraph and paragraph (2) of that Article apply. machine translation, not official **第二項** 新金融商品取引法第五十二条第二項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし登録第一種業者の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。 suppl-4181-65/art-43/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-43/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-43/par-2 The provisions of Article 52, paragraph (2) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years elapse from the effective date, to the case where a person who is an officer of a deemed registered type-I financial instruments business operator and who, at the time of enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act. machine translation, not official **第三項** 施行日前にされた旧証券取引法第五十六条第一項又は第二項の規定による処分は、新金融商品取引法第五十二条第一項又は第二項の規定による処分とみなす。 suppl-4181-65/art-43/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-43/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-43/par-3 A disposition made before the effective date pursuant to the provisions of Article 56, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 52, paragraph (1) or (2) of the New Financial Instruments and Exchange Act. machine translation, not official --- ## Cites - suppl-4181-65/art-43/par-1: 金融商品取引法第五十二条第一項第七号 → 金融商品取引法 第五十二条第一項第七号 (Article 52, paragraph (1), item (vii)), art-52/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-52/par-1/item-7 - suppl-4181-65/art-43/par-1: 第十一号 → 金融商品取引法 第五十二条第一項第十一号 (Article 52, paragraph (1), item (xi)), art-52/par-1/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-52/par-1/item-11 - suppl-4181-65/art-43/par-1: 同項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-4181-65/art-43/par-1: 同条第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-2 · https://japanlaw.org/l/323AC0000000025/art-52/par-2 - suppl-4181-65/art-43/par-2: 新金融商品取引法第五十二条第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-2 · https://japanlaw.org/l/323AC0000000025/art-52/par-2 - suppl-4181-65/art-43/par-2: 新金融商品取引法第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - suppl-4181-65/art-43/par-3: 新金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-4181-65/art-43/par-3: 第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-2 · https://japanlaw.org/l/323AC0000000025/art-52/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-052, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-052, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22