# 金融商品取引法 / Financial Instruments and Exchange Act — 第十八条 (Supplementary Provisions, Article 18) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第十八条 (Supplementary Provisions, Article 18) — address `suppl-4181-65/art-18` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第十八条 suppl-4181-65/art-18 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18 **第一項** この法律の施行の際現に旧証券取引法第二十八条の登録を受けている者は、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされる金融商品取引業者（新金融商品取引法第二条第九項に規定する金融商品取引業者をいう。以下同じ。）が新金融商品取引法第二十八条第一項第一号、第二号及び第三号ハに掲げる行為に係る業務、有価証券等管理業務（同条第五項に規定する有価証券等管理業務をいう。）並びに第二種金融商品取引業（同条第二項に規定する第二種金融商品取引業をいう。以下同じ。）を行うものに限る。）を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。 suppl-4181-65/art-18/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-1 A person who, at the time this Act comes into effect, has received registration under Article 28 of the Former Securities and Exchange Act is deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act on the effective date (limited to registration in which the financial instruments business operator (meaning a financial instruments business operator prescribed in Article 2, paragraph (9) of the New Financial Instruments and Exchange Act; the same applies hereinafter) deemed to have received that registration conducts business pertaining to the acts set forth in Article 28, paragraph (1), items (i) and (ii) and item (iii), (c) of the New Financial Instruments and Exchange Act, securities, etc. management (meaning securities, etc. management prescribed in paragraph (5) of that Article), and type-II financial instruments business (meaning type-II financial instruments business prescribed in paragraph (2) of that Article; the same applies hereinafter)). In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply. machine translation, not official **第二項** 前項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者（以下「みなし登録第一種業者」という。）は、施行日から起算して三月以内に新金融商品取引法第二十九条の二第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。 suppl-4181-65/art-18/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-2 A person deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph (hereinafter referred to as a "deemed registered type-I financial instruments business operator") must submit to the Prime Minister, within three months from the effective date, a document stating the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article. machine translation, not official **第三項** 内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第二十九条の二第一項各号に掲げる事項及び新金融商品取引法第二十九条の三第一項第二号に掲げる事項を金融商品取引業者登録簿に登録するものとする。 suppl-4181-65/art-18/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-3 When the documents have been submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register in the financial instruments business operators register the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 29-3, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents. machine translation, not official --- ## Cites - suppl-4181-65/art-18/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-4181-65/art-18/par-1: 新金融商品取引法第二条第九項 → 金融商品取引法 第二条第九項 (Article 2, paragraph (9)), art-2/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-2/par-9 - suppl-4181-65/art-18/par-1: 新金融商品取引法第二十八条第一項第一号 → 金融商品取引法 第二十八条第一項第一号 (Article 28, paragraph (1), item (i)), art-28/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-28/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-28/par-1/item-1 - suppl-4181-65/art-18/par-1: 第二号 → 金融商品取引法 第二十八条第一項第二号 (Article 28, paragraph (1), item (ii)), art-28/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-28/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-28/par-1/item-2 - suppl-4181-65/art-18/par-1: 第三号 → 金融商品取引法 第二十八条第一項第三号 (Article 28, paragraph (1), item (iii)), art-28/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-28/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-28/par-1/item-3 - suppl-4181-65/art-18/par-1: 同条第五項 → 金融商品取引法 第二十八条第五項 (Article 28, paragraph (5)), art-28/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-28/par-5 · https://japanlaw.org/l/323AC0000000025/art-28/par-5 - suppl-4181-65/art-18/par-1: 同条第二項 → 金融商品取引法 第二十八条第二項 (Article 28, paragraph (2)), art-28/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-28/par-2 · https://japanlaw.org/l/323AC0000000025/art-28/par-2 - suppl-4181-65/art-18/par-1: 新金融商品取引法第五十七条第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57/par-3 · https://japanlaw.org/l/323AC0000000025/art-57/par-3 - suppl-4181-65/art-18/par-1: 第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1 - suppl-4181-65/art-18/par-2: 前項 → 金融商品取引法 附則第十八条第一項 (Supplementary Provisions, Article 18, paragraph (1)), suppl-4181-65/art-18/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-1 - suppl-4181-65/art-18/par-2: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-4181-65/art-18/par-2: 新金融商品取引法第二十九条の二第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1 - suppl-4181-65/art-18/par-2: 同条第二項 → 金融商品取引法 第二十九条の二第二項 (Article 29-2, paragraph (2)), art-29-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-2 - suppl-4181-65/art-18/par-3: 前項 → 金融商品取引法 附則第十八条第二項 (Supplementary Provisions, Article 18, paragraph (2)), suppl-4181-65/art-18/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-2 - suppl-4181-65/art-18/par-3: 新金融商品取引法第二十九条の二第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1 - suppl-4181-65/art-18/par-3: 新金融商品取引法第二十九条の三第一項第二号 → 金融商品取引法 第二十九条の三第一項第二号 (Article 29-3, paragraph (1), item (ii)), art-29-3/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-3/par-1/item-2 ## Cited by 5 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第十七条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-17/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-17/par-1 - 金融商品取引法 附則第十八条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-2 - 金融商品取引法 附則第十八条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-3 - 金融商品取引法 附則第二十四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-24/par-1 - 金融商品取引法 附則第四十五条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-45/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-45/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-040, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22