# 金融商品取引法 / Financial Instruments and Exchange Act — 第十七条 (Supplementary Provisions, Article 17) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第十七条 (Supplementary Provisions, Article 17) — address `suppl-4181-65/art-17` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-17 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-17 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第十七条 suppl-4181-65/art-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-17 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-17 **第一項** この法律の施行の際現に新有価証券（新金融商品取引法第二条第一項各号に掲げる有価証券又は同条第二項の規定により有価証券とみなされる同項各号に掲げる権利（旧有価証券を除く。）をいう。以下同じ。）につき金融商品取引業（新金融商品取引法第二条第八項に規定する金融商品取引業をいう。以下同じ。）を行っている者（次条第一項並びに附則第百四十七条第一項、第百五十九条第一項及び第二百条第一項の規定並びに証券取引法等の一部を改正する法律の施行に伴う関係法律の整備等に関する法律（平成十八年法律第六十六号。以下「整備法」という。）第二条第一項、第三十七条第一項、第六十条第一項及び第百五十一条第一項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者、整備法第五十七条第一項に規定する旧抵当証券業者並びに銀行、協同組織金融機関（協同組織金融機関の優先出資に関する法律（平成五年法律第四十四号）第二条第一項に規定する協同組織金融機関をいう。以下同じ。）その他政令で定める金融機関を除く。）については、施行日から起算して六月間（当該期間内に新金融商品取引法第二十九条の四第一項の規定による登録の拒否の処分があったときは、当該処分があった日までの間）は、新金融商品取引法第二十九条の規定にかかわらず、引き続き金融商品取引業を行うことができる。その者が当該期間内に同条の登録の申請をした場合において当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。 suppl-4181-65/art-17/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-17/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-17/par-1 A person who, at the time this Act comes into effect, is actually engaged in financial instruments business (meaning financial instruments business prescribed in Article 2, paragraph (8) of the New Financial Instruments and Exchange Act; the same applies hereinafter) with respect to new securities (meaning securities set forth in the items of Article 2, paragraph (1) of the New Financial Instruments and Exchange Act, or rights set forth in the items of paragraph (2) of that Article that are deemed to be securities pursuant to the provisions of that paragraph (excluding former securities); the same applies hereinafter) (excluding a person deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of paragraph (1) of the following Article, Article 147, paragraph (1), Article 159, paragraph (1), and Article 200, paragraph (1) of the Supplementary Provisions, and Article 2, paragraph (1), Article 37, paragraph (1), Article 60, paragraph (1), and Article 151, paragraph (1) of the Act on the Arrangement of Relevant Acts Incident to the Enforcement of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 66 of 2006; hereinafter referred to as the "Arrangement Act"), a former mortgage securities dealer prescribed in Article 57, paragraph (1) of the Arrangement Act, and a bank, a cooperative financial institution (meaning a cooperative financial institution prescribed in Article 2, paragraph (1) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institution (Act No. 44 of 1993); the same applies hereinafter), or any other financial institution specified by Cabinet Order) may, for six months from the effective date (or, if a disposition of refusal of registration under Article 29-4, paragraph (1) of the New Financial Instruments and Exchange Act is made within that period, until the day on which that disposition is made), notwithstanding the provisions of Article 29 of the New Financial Instruments and Exchange Act, continue to engage in financial instruments business. The same applies until the day on which, in the case where that person has filed an application for registration under Article 29 of the New Financial Instruments and Exchange Act within that period, the person receives a notice that registration will be granted for that application, or receives a notice, after the lapse of that period, that registration will not be granted for that application. machine translation, not official **第二項** この法律の施行の際現に新有価証券につき登録金融機関業務（新金融商品取引法第三十三条の五第一項第三号に規定する登録金融機関業務をいう。以下同じ。）を行っている銀行、協同組織金融機関その他政令で定める金融機関（附則第五十四条第一項、第百四十八条第一項及び第二百一条第一項並びに整備法第六十一条第一項の規定により新金融商品取引法第三十三条の二の登録を受けたものとみなされる者を除く。）については、施行日から起算して六月間（当該期間内に新金融商品取引法第三十三条の五第一項の規定による登録の拒否の処分があったときは、当該処分があった日までの間）は、新金融商品取引法第三十三条の二の規定にかかわらず、引き続き登録金融機関業務を行うことができる。その者が当該期間内に同条の登録の申請をした場合において当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。 suppl-4181-65/art-17/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-17/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-17/par-2 A bank, cooperative financial institution, or other financial institution specified by Cabinet Order that, at the time this Act comes into effect, is actually engaged in registered financial institution business (meaning registered financial institution business prescribed in Article 33-5, paragraph (1), item (iii) of the New Financial Instruments and Exchange Act; the same applies hereinafter) with respect to new securities (excluding a person deemed to have received registration under Article 33-2 of the New Financial Instruments and Exchange Act pursuant to the provisions of Article 54, paragraph (1), Article 148, paragraph (1), and Article 201, paragraph (1) of the Supplementary Provisions and Article 61, paragraph (1) of the Arrangement Act) may, for six months from the effective date (or, if a disposition of refusal of registration under Article 33-5, paragraph (1) of the New Financial Instruments and Exchange Act is made within that period, until the day on which that disposition is made), notwithstanding the provisions of Article 33-2 of the New Financial Instruments and Exchange Act, continue to engage in registered financial institution business. The same applies until the day on which, in the case where that person has filed an application for registration under Article 33-2 of the New Financial Instruments and Exchange Act within that period, the person receives a notice that registration will be granted for that application, or receives a notice, after the lapse of that period, that registration will not be granted for that application. machine translation, not official --- ## Cites - suppl-4181-65/art-17/par-1: 新金融商品取引法第二条第一項 → 金融商品取引法 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-1 - suppl-4181-65/art-17/par-1: 同条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-2 - suppl-4181-65/art-17/par-1: 新金融商品取引法第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-2/par-8 - suppl-4181-65/art-17/par-1: 次条第一項 → 金融商品取引法 附則第十八条第一項 (Supplementary Provisions, Article 18, paragraph (1)), suppl-4181-65/art-18/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-18/par-1 - suppl-4181-65/art-17/par-1: 附則第百四十七条第一項 → 金融商品取引法 附則第百四十七条第一項 (Supplementary Provisions, Article 147, paragraph (1)), suppl-4181-65/art-147/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-147/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-147/par-1 - suppl-4181-65/art-17/par-1: 新金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-4181-65/art-17/par-1: 協同組織金融機関の優先出資に関する法律（平成五年法律第四十四号）第二条第一項 → e-Gov law 405AC0000000044, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection - suppl-4181-65/art-17/par-1: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1 - suppl-4181-65/art-17/par-2: 新金融商品取引法第三十三条の五第一項第三号 → 金融商品取引法 第三十三条の五第一項第三号 (Article 33-5, paragraph (1), item (iii)), art-33-5/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1/item-3 - suppl-4181-65/art-17/par-2: 附則第五十四条第一項 → 金融商品取引法 附則第五十四条第一項 (Supplementary Provisions, Article 54, paragraph (1)), suppl-4181-65/art-54/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-54/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-54/par-1 - suppl-4181-65/art-17/par-2: 第百四十八条第一項 → 金融商品取引法 附則第百四十八条第一項 (Supplementary Provisions, Article 148, paragraph (1)), suppl-4181-65/art-148/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-148/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-148/par-1 - suppl-4181-65/art-17/par-2: 新金融商品取引法第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2 - suppl-4181-65/art-17/par-2: 新金融商品取引法第三十三条の五第一項 → 金融商品取引法 第三十三条の五第一項 (Article 33-5, paragraph (1)), art-33-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1 ## Cited by 1 provision cites this one. No official source publishes this direction. - 金融商品取引法 附則第二十八条第五項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-28/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-28/par-5 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-040, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22