# 金融商品取引法 / Financial Instruments and Exchange Act — 第一条 (Supplementary Provisions, Article 1) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第一条 (Supplementary Provisions, Article 1)（施行期日） — address `suppl-4161-97/art-1` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4161-97/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1 **第一項** この法律は、平成十七年四月一日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。 suppl-4161-97/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1 This Act comes into effect as of April 1, 2005 (hereinafter referred to as the "effective date"); provided, however, that the provisions set forth in the following items come into effect as of the day specified in each of those items: machine translation, not official **一** 第一条中証券取引法第三十三条の三、第六十四条の二第一項第二号及び第六十四条の七第五項の改正規定、同法第六十五条の二第五項の改正規定（「及び第七号」を「、第七号及び第十二号」に改める部分に限る。）並びに同法第百四十四条、第百六十三条第二項並びに第二百七条第一項第一号及び第二項の改正規定、第二条中外国証券業者に関する法律（以下この条において「外国証券業者法」という。）第三十六条第二項の改正規定、第四条中投資信託及び投資法人に関する法律（以下この条において「投資信託法」という。）第十条の五の改正規定、第六条中有価証券に係る投資顧問業の規制等に関する法律（以下この条において「投資顧問業法」という。）第二十九条の三の改正規定、第十一条及び第十二条の規定、第十三条中中小企業等協同組合法第九条の八第六項第一号に次のように加える改正規定並びに第十四条から第十九条までの規定　この法律の公布の日 suppl-4161-97/art-1/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-1 the provisions of Article 1 that amend Article 33-3, Article 64-2, paragraph (1), item (ii), and Article 64-7, paragraph (5) of the Securities and Exchange Act, the provisions that amend Article 65-2, paragraph (5) of that Act (limited to the part that amends the term "and (vii)" to ", (vii) and (xii)") and the provisions that amend Article 144, Article 163, paragraph (2) and Article 207, paragraph (1), item (i) and paragraph (2) of that Act; the provisions of Article 2 that amend Article 36, paragraph (2) of the Act on Foreign Securities Business Entities (hereinafter referred to as the "Foreign Securities Firms Act" in this Article); the provisions of Article 4 that amend Article 10-5 of the Act on Investment Trusts and Investment Corporations (hereinafter referred to as the "Investment Trust Act" in this Article); the provisions of Article 6 that amend Article 29-3 of the Act on Regulation of Securities Investment Advisory Business (hereinafter referred to as the "Securities Investment Advisory Business Act" in this Article); the provisions of Articles 11 and 12, the provisions of Article 13 that amend Article 9-8, paragraph (6), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act by making the following additions; and the provisions of Articles 14 through 19: the date of promulgation of this Act; machine translation, not official **二** 第一条中証券取引法第十五条第一項及び第二項の改正規定（「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分に限る。）並びに同法第三十三条の二第一項、第六十六条の十六、第百三条の二第一項及び第百六条の十五の改正規定、第四条中投資信託法第十条の四第一項の改正規定、第六条中投資顧問業法第二十九条の二第一項の改正規定並びに第七条中金融先物取引法第三十四条の二十の二第一項及び第三十四条の三十八の改正規定　公布の日から起算して一月を経過した日 suppl-4161-97/art-1/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-2 the provisions of Article 1 that amend Article 15, paragraphs (1) and (2) of the Securities and Exchange Act (limited to the part that replaces "or a registered financial institution" with ", a registered financial institution or a securities intermediary") and the provisions that amend Article 33-2, paragraph (1), Article 66-16, Article 103-2, paragraph (1) and Article 106-15 of that Act; the provisions of Article 4 that amend Article 10-4, paragraph (1) of the Investment Trust Act; the provisions of Article 6 that amend Article 29-2, paragraph (1) of the Securities Investment Advisory Business Act; and the provisions of Article 7 that amend Article 34-20-2, paragraph (1) and Article 34-38 of the Financial Futures Trading Act: the date on which one month has elapsed from the date of promulgation; machine translation, not official **三** 第一条中証券取引法目次の改正規定（「発行者である会社」を「発行者」に改める部分に限る。）、同法第二条第二項第三号の改正規定、同号を同項第五号とし、同項第二号の次に二号を加える改正規定、同条第十項及び同法第十三条第一項から第五項までの改正規定、同条第六項を削る改正規定、同法第十五条第一項及び第二項の改正規定（「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分を除く。）、同条第三項の改正規定、同条第二項の次に三項を加える改正規定、同法第十七条、第十八条第二項、第二十条及び第二十一条第三項の改正規定、同条の次に二条を加える改正規定、同法第二十二条、第二十三条の二並びに第二十三条の十二第二項から第五項まで及び第九項の改正規定、同条第六項から第八項までを削る改正規定、同法第二十四条の四、第二十四条の五第五項並びに第二十四条の六第一項及び第三項の改正規定、同法第二章の二第一節の節名の改正規定、同法第二十七条の二第一項、第七項第二号及び第八項、第二十七条の三第四項、第二十七条の五、第二十七条の十第一項から第三項まで、第二十七条の十一第一項及び第四項、第二十七条の十二、第二十七条の十三第三項及び第五項並びに第二十七条の十五第二項の改正規定、同法第二章の二第二節の節名の改正規定、同法第二十七条の二十二の二第一項から第三項まで、第十一項及び第十二項並びに第二十七条の三十の九第一項及び第三項の改正規定、同条第二項を削る改正規定、同法第二十七条の三十の十一第一項及び第三項、第二十八条の二第三項、第二十八条の四第一項第七号並びに第六十五条第二項の改正規定、同項第六号及び第七号を削り、同項第八号を同項第六号とする改正規定、同法第六十五条の二第三項の改正規定、同条第五項の改正規定（「及び第四十四条第一号」を「、第四十四条（第二号を除く。）及び第四十五条」に改める部分及び後段を加える部分に限る。）、同法第六十五条の二第七項から第九項まで及び第十一項並びに第七十九条の五の改正規定、同法第七十九条の五十七第一項に一号を加える改正規定並びに同法第百七条の二第一項第二号、第百七条の三第一項第二号、第百五十五条第一項第二号、第百九十四条の六第二項第二号、第二百条第三号及び第二百五条第一号の改正規定、第二条中外国証券業者法第二条第三号の改正規定、第四条中投資信託法第二条第五項及び第三十三条第一項の改正規定、第六条中投資顧問業法第二条第五項の改正規定、第十三条中中小企業等協同組合法第八条第六項第三号の改正規定並びに次条から附則第七条まで並びに附則第十三条、第十四条及び第十七条から第十九条までの規定　平成十六年十二月一日 suppl-4161-97/art-1/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-3 the provisions of Article 1 that amend the table of contents of the Securities and Exchange Act (limited to the part that replaces "a company that is an issuer" with "an issuer"), the provisions that amend Article 2, paragraph (2), item (iii) of that Act, the provisions that redesignate that item as item (v) of that paragraph and add two items after item (ii) of that paragraph, the provisions that amend paragraph (10) of that Article and Article 13, paragraphs (1) through (5) of that Act, the provisions that delete paragraph (6) of that Article, the provisions that amend Article 15, paragraphs (1) and (2) of that Act (excluding the part that replaces "or a registered financial institution" with ", a registered financial institution or a securities intermediary"), the provisions that amend paragraph (3) of that Article, the provisions that add three paragraphs after paragraph (2) of that Article, the provisions that amend Article 17, Article 18, paragraph (2), Article 20 and Article 21, paragraph (3) of that Act, the provisions that add two Articles after that Article, the provisions that amend Article 22, Article 23-2, and Article 23-12, paragraphs (2) through (5) and paragraph (9) of that Act, the provisions that delete paragraphs (6) through (8) of that Article, the provisions that amend Article 24-4, Article 24-5, paragraph (5), and Article 24-6, paragraphs (1) and (3) of that Act, the provisions that amend the name of Section 1 of Chapter II-2 of that Act, the provisions that amend Article 27-2, paragraph (1), paragraph (7), item (ii) and paragraph (8), Article 27-3, paragraph (4), Article 27-5, Article 27-10, paragraphs (1) through (3), Article 27-11, paragraphs (1) and (4), Article 27-12, Article 27-13, paragraphs (3) and (5), and Article 27-15, paragraph (2) of that Act, the provisions that amend the name of Section 2 of Chapter II-2 of that Act, the provisions that amend Article 27-22-2, paragraphs (1) through (3), (11) and (12), and Article 27-30-9, paragraphs (1) and (3) of that Act, the provisions that delete paragraph (2) of that Article, the provisions that amend Article 27-30-11, paragraphs (1) and (3), Article 28-2, paragraph (3), Article 28-4, paragraph (1), item (vii), and Article 65, paragraph (2) of that Act, the provisions that delete items (vi) and (vii) of that paragraph and redesignate item (viii) of that paragraph as item (vi), the provisions that amend Article 65-2, paragraph (3) of that Act, the provisions that amend paragraph (5) of that Article (limited to the part that replaces "and Article 44, item (i)" with ", Article 44 (excluding item (ii)) and Article 45" and the part that adds the latter sentence), the provisions that amend Article 65-2, paragraphs (7) through (9) and paragraph (11), and Article 79-5 of that Act, the provisions that add one item to Article 79-57, paragraph (1) of that Act, and the provisions that amend Article 107-2, paragraph (1), item (ii), Article 107-3, paragraph (1), item (ii), Article 155, paragraph (1), item (ii), Article 194-6, paragraph (2), item (ii), Article 200, item (iii) and Article 205, item (i) of that Act; the provisions of Article 2 that amend Article 2, item (iii) of the Foreign Securities Firms Act; the provisions of Article 4 that amend Article 2, paragraph (5) and Article 33, paragraph (1) of the Investment Trust Act; the provisions of Article 6 that amend Article 2, paragraph (5) of the Securities Investment Advisory Business Act; the provisions of Article 13 that amend Article 8, paragraph (6), item (iii) of the Small and Medium-Sized Enterprise Cooperatives Act; and the provisions of the following Article through Article 7 of the Supplementary Provisions, Articles 13 and 14 of the Supplementary Provisions, and Articles 17 through 19 of the Supplementary Provisions: December 1, 2004; machine translation, not official **四** 第一条中証券取引法第百九十四条の六第三項及び第四項の改正規定、同条第二項の次に二項を加える改正規定並びに同法第百九十四条の七の改正規定、第二条中外国証券業者法第四十二条の見出しの改正規定、同条第五項を同条第七項とする改正規定、同条第四項の改正規定、同項を同条第六項とする改正規定、同条第三項の改正規定、同項を同条第五項とする改正規定、同条第二項の次に二項を加える改正規定及び外国証券業者法第四十三条の改正規定、第三条の規定、第四条中投資信託法第二百二十五条の見出し及び同条第二項の改正規定、同条に五項を加える改正規定並びに同条の次に一条を加える改正規定、第五条の規定、第六条中投資顧問業法第五十一条の二の見出し及び同条第二項の改正規定、同条に五項を加える改正規定並びに同条の次に一条を加える改正規定、第七条中金融先物取引法第九十二条の見出しの改正規定、同条第五項を同条第七項とする改正規定、同条第四項の改正規定、同項を同条第六項とする改正規定、同条第三項の改正規定、同項を同条第五項とする改正規定、同条第二項の次に二項を加える改正規定及び同法第九十二条の二の改正規定、第八条中資産の流動化に関する法律第二百二十九条の見出し及び同条第二項の改正規定、同条に五項を加える改正規定並びに同条の次に一条を加える改正規定、第九条、第十条及び第二十条の規定、第二十一条の規定（同条中金融庁設置法目次の改正規定、同法第四条第二十二号の次に一号を加える改正規定及び同法本則に一条を加える改正規定を除く。）並びに附則第二十条及び第二十一条の規定　平成十七年七月一日 suppl-4161-97/art-1/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-4 the provisions of Article 1 that amend Article 194-6, paragraphs (3) and (4) of the Securities and Exchange Act, the provisions that add two paragraphs after paragraph (2) of that Article, and the provisions that amend Article 194-7 of that Act; the provisions of Article 2 that amend the heading of Article 42 of the Foreign Securities Firms Act, the provisions that redesignate paragraph (5) of that Article as paragraph (7), the provisions that amend paragraph (4) of that Article, the provisions that redesignate that paragraph as paragraph (6) of that Article, the provisions that amend paragraph (3) of that Article, the provisions that redesignate that paragraph as paragraph (5) of that Article, the provisions that add two paragraphs after paragraph (2) of that Article, and the provisions that amend Article 43 of the Foreign Securities Firms Act; the provisions of Article 3; the provisions of Article 4 that amend the heading of Article 225 of the Investment Trust Act and paragraph (2) of that Article, the provisions that add five paragraphs to that Article, and the provisions that add one Article after that Article; the provisions of Article 5; the provisions of Article 6 that amend the heading of Article 51-2 of the Securities Investment Advisory Business Act and paragraph (2) of that Article, the provisions that add five paragraphs to that Article, and the provisions that add one Article after that Article; the provisions of Article 7 that amend the heading of Article 92 of the Financial Futures Trading Act, the provisions that redesignate paragraph (5) of that Article as paragraph (7), the provisions that amend paragraph (4) of that Article, the provisions that redesignate that paragraph as paragraph (6) of that Article, the provisions that amend paragraph (3) of that Article, the provisions that redesignate that paragraph as paragraph (5) of that Article, the provisions that add two paragraphs after paragraph (2) of that Article, and the provisions that amend Article 92-2 of that Act; the provisions of Article 8 that amend the heading of Article 229 of the Act on the Securitization of Assets and paragraph (2) of that Article, the provisions that add five paragraphs to that Article, and the provisions that add one Article after that Article; the provisions of Articles 9, 10 and 20; the provisions of Article 21 (excluding the provisions of that Article that amend the table of contents of the Act for Establishment of the Financial Services Agency, the provisions that add one item after Article 4, item (xxii) of that Act, and the provisions that add one Article to the main provisions of that Act); and the provisions of Articles 20 and 21 of the Supplementary Provisions: July 1, 2005; machine translation, not official **五** 第一条中証券取引法第百五十六条の六第一項の改正規定、同法第百五十六条の十一の次に一条を加える改正規定及び同法第百五十六条の二十一第一項の改正規定（「（第二条第三十項に規定する対象取引をいう。）」を削る部分に限る。）、第七条中金融先物取引法第二条第十四項及び第九十条の六第一項の改正規定並びに同法第九十条の十一の次に一条を加える改正規定並びに附則第九条及び第十二条の規定　破産法（平成十六年法律第七十五号）の施行の日 suppl-4161-97/art-1/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-5 the provisions of Article 1 that amend Article 156-6, paragraph (1) of the Securities and Exchange Act, the provisions that add one Article after Article 156-11 of that Act, and the provisions that amend Article 156-21, paragraph (1) of that Act (limited to the part that deletes "(meaning the subject transactions prescribed in Article 2, paragraph (30))"); the provisions of Article 7 that amend Article 2, paragraph (14) and Article 90-6, paragraph (1) of the Financial Futures Trading Act and the provisions that add one Article after Article 90-11 of that Act; and the provisions of Articles 9 and 12 of the Supplementary Provisions: the date of enforcement of the Bankruptcy Act (Act No. 75 of 2004). machine translation, not official --- ## Cites - suppl-4161-97/art-1/par-1/item-1: この条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4161-97/art-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4161-97/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4161-97/art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-3 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4161-97/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-4 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4161-97/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-5 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4161-97/art-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-6 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4161-97/art-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-7 - suppl-4161-97/art-1/par-1/item-5: 附則第九条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4161-97/art-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-9 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-1 - 金融商品取引法 附則第二十二条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4161-97/art-22/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-22/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-047, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-047, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22