# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附　則 (Supplementary Provisions) — address `suppl-4131-117`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4131-117
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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## 附　則 平成一三年一一月九日法律第一一七号
<sup>suppl-4131-117 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117</sup>

### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-4131-117/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-1</sup>

**第一項**  この法律は、公布の日から起算して六月を超えない範囲内において政令で定める日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
<sup>suppl-4131-117/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-1/par-1</sup>
This Act comes into effect on the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation (hereinafter referred to as "the effective date"); provided, however, that the provisions listed in the following items come into effect on the dates specified in the respective items:
<sup>machine translation, not official</sup>

  **一**  第一条中銀行法第十七条の二を削る改正規定及び第四十七条第二項の改正規定（「、第十七条の二」を削る部分に限る。）、第三条中保険業法第百十二条の二を削る改正規定及び第二百七十条の六第二項第一号の改正規定、第四条中第五十五条の三を削る改正規定、第八条、第九条、第十三条並びに第十四条の規定並びに次条、附則第九条及び第十三条から第十六条までの規定　公布の日から起算して一月を経過した日
  <sup>suppl-4131-117/art-1/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-1/par-1/item-1</sup>
  the provisions of Article 1 amending the Banking Act by deleting Article 17-2 and amending Article 47, paragraph (2) of that Act (limited to the part deleting ", Article 17-2"), the provisions of Article 3 amending the Insurance Business Act by deleting Article 112-2 and amending Article 270-6, paragraph (2), item (i) of that Act, the provisions of Article 4 deleting Article 55-3, the provisions of Articles 8, 9, 13 and 14, and the provisions of the following Article, Article 9 and Articles 13 through 16 of the Supplementary Provisions: the day on which one month has elapsed from the date of promulgation;
  <sup>machine translation, not official</sup>

### 第十四条（処分等の効力） — Effect of Dispositions
<sup>caption: machine translation, not official</sup>
<sup>suppl-4131-117/art-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-14</sup>

**第一項**  この法律の各改正規定の施行前に改正前のそれぞれの法律（これに基づく命令を含む。以下この条において同じ。）の規定によってした処分、手続その他の行為であって、改正後のそれぞれの法律の規定に相当の規定があるものは、この附則に別段の定めがあるものを除き、改正後のそれぞれの法律の相当の規定によってしたものとみなす。
<sup>suppl-4131-117/art-14/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-14/par-1</sup>
Dispositions, procedures, or other acts carried out pursuant to the provisions of the respective Acts prior to amendment (including orders based on them; the same applies hereinafter in this Article) before the respective amending provisions of this Act come into effect, for which the respective Acts after amendment contain equivalent provisions, are deemed to have been carried out pursuant to the equivalent provisions of the respective Acts after amendment, except as otherwise provided for in these Supplementary Provisions.
<sup>machine translation, not official</sup>

### 第十五条（罰則に関する経過措置） — Transitional Measures Concerning Penal Provisions
<sup>caption: machine translation, not official</sup>
<sup>suppl-4131-117/art-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-15</sup>

**第一項**  この法律の各改正規定の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる事項に係る各改正規定の施行後にした行為に対する罰則の適用については、それぞれなお従前の例による。
<sup>suppl-4131-117/art-15/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-15/par-1</sup>
The provisions then in force continue to govern, respectively, the application of penal provisions to conduct engaged in before the respective amending provisions of this Act come into effect and to conduct engaged in after the respective amending provisions come into effect with regard to matters for which the provisions then in force are to continue to govern pursuant to the provisions of these Supplementary Provisions.
<sup>machine translation, not official</sup>

### 第十六条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order
<sup>caption: machine translation, not official</sup>
<sup>suppl-4131-117/art-16 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-16 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-16</sup>

**第一項**  附則第二条から前条までに定めるもののほか、この法律の施行に関し必要な経過措置（罰則に係る経過措置を含む。）は、政令で定める。
<sup>suppl-4131-117/art-16/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-16/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-16/par-1</sup>
Beyond what is provided for in Article 2 through the preceding Article of the Supplementary Provisions, transitional measures necessary in connection with the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4131-117/art-1/par-1/item-1: 第十三条から第十六条まで → 金融商品取引法 附則第十四条 (Supplementary Provisions, Article 14), suppl-4131-117/art-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-14
- suppl-4131-117/art-1/par-1/item-1: 第十三条から第十六条まで → 金融商品取引法 附則第十五条 (Supplementary Provisions, Article 15), suppl-4131-117/art-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-15
- suppl-4131-117/art-1/par-1/item-1: 第十三条から第十六条まで → 金融商品取引法 附則第十六条 (Supplementary Provisions, Article 16), suppl-4131-117/art-16 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-16 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-16
- suppl-4131-117/art-14/par-1: この条 → 金融商品取引法 附則第十四条 (Supplementary Provisions, Article 14), suppl-4131-117/art-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-14
- suppl-4131-117/art-16/par-1: 附則第二条から前条まで → 金融商品取引法 附則第十四条 (Supplementary Provisions, Article 14), suppl-4131-117/art-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-14
- suppl-4131-117/art-16/par-1: 附則第二条から前条まで → 金融商品取引法 附則第十五条 (Supplementary Provisions, Article 15), suppl-4131-117/art-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-15

## Cited by

3 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-1/par-1/item-1
- 金融商品取引法 附則第十四条第一項（処分等の効力） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-14/par-1
- 金融商品取引法 附則第十六条第一項（その他の経過措置の政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4131-117/art-16/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4131-117/art-16/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-034, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
