# 金融商品取引法 / Financial Instruments and Exchange Act — 第四条 (Supplementary Provisions, Article 4)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四条 (Supplementary Provisions, Article 4) — address `suppl-4121-96/art-4`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4121-96/art-4
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第四条
<sup>suppl-4121-96/art-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4121-96/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4</sup>

**第一項**  新証券取引法の施行前に証券取引所（旧証券取引法第二条第十一項に規定する証券取引所をいう。）について旧証券取引法第百三十八条から第百四十四条までの規定により証券取引所登記簿に登記された事項は、施行日において新証券取引法第八十九条の三から第八十九条の七まで、第百条の三、第百条の四又は第百四十三条の規定により証券会員制法人登記簿に登記されたものとみなす。
<sup>suppl-4121-96/art-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4121-96/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4/par-1</sup>
Particulars registered in the securities exchange register, pursuant to the provisions of Articles 138 through 144 of the Former Securities and Exchange Act, with regard to a securities exchange (meaning a securities exchange prescribed in Article 2, paragraph (11) of the Former Securities and Exchange Act) before the New Securities and Exchange Act comes into effect are deemed to have been registered in the securities membership corporation register on the effective date pursuant to the provisions of Articles 89-3 through 89-7, Article 100-3, Article 100-4 or Article 143 of the New Securities and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に旧証券取引法第九十七条第一項の規定により預託されている会員信認金は、新証券取引法第百七条の四の規定による信認金とみなす。
<sup>suppl-4121-96/art-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4121-96/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4/par-2</sup>
Member guarantee funds that, at the time this Act comes into effect, are actually deposited pursuant to the provisions of Article 97, paragraph (1) of the Former Securities and Exchange Act are deemed to be guarantee funds under the provisions of Article 107-4 of the New Securities and Exchange Act.
<sup>machine translation, not official</sup>

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 附則第二条第一項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4121-96/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-2/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-042, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
