# 金融商品取引法 / Financial Instruments and Exchange Act — 第五条 (Supplementary Provisions, Article 5) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五条 (Supplementary Provisions, Article 5) — address `suppl-4101-107/art-5` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五条 suppl-4101-107/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5 **第一項** 新証券取引法第五条第一項の規定は、次の各号に掲げる者が当該各号に定める日以後に提出する同項の規定による届出書について適用し、次の各号に掲げる者が当該各号に定める日前に提出する届出書については、なお従前の例による。 suppl-4101-107/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1 The provisions of Article 5, paragraph (1) of the New Securities and Exchange Act apply to a securities registration statement under that paragraph that is submitted by a person set forth in the following items on or after the day specified in the relevant item, and the provisions then in force continue to govern a securities registration statement submitted by a person set forth in the following items before the day specified in the relevant item: machine translation, not official **一** 平成十一年四月一日において既に旧証券取引法第二十四条第一項（同条第四項において準用する場合を含む。次条において同じ。）の規定による有価証券報告書を提出している者　次条第一項の規定を適用することにより新証券取引法第二十四条第一項（同条第五項において準用する場合を含む。次条において同じ。）の規定による有価証券報告書を提出することとなる日又は次条第二項の規定により新証券取引法第二十四条第一項の規定による有価証券報告書を提出した日 suppl-4101-107/art-5/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-1 a person who, as of April 1, 1999, has already submitted an annual securities report under Article 24, paragraph (1) of the Former Securities and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (4) of that Article; the same applies in the following Article): the day on which, by applying the provisions of paragraph (1) of the following Article, that person is to submit an annual securities report under Article 24, paragraph (1) of the New Securities and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (5) of that Article; the same applies in the following Article), or the day on which that person has submitted an annual securities report under Article 24, paragraph (1) of the New Securities and Exchange Act pursuant to the provisions of paragraph (2) of the following Article; machine translation, not official **二** 前号に掲げる者以外の者　平成十二年七月一日 suppl-4101-107/art-5/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-2 a person other than the persons set forth in the preceding item: July 1, 2000. machine translation, not official **第二項** 前項の規定により旧証券取引法第五条第一項の規定による届出書を提出しなければならない者は、平成十一年四月一日以後、前項各号に定める日前においても同条第一項の規定による届出書に代えて、新証券取引法第五条第一項の規定による届出書を提出することができる。 suppl-4101-107/art-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-2 A person who is required to submit a securities registration statement under Article 5, paragraph (1) of the Former Securities and Exchange Act pursuant to the provisions of the preceding paragraph may, on or after April 1, 1999, even before the day specified in the items of the preceding paragraph, submit a securities registration statement under Article 5, paragraph (1) of the New Securities and Exchange Act in lieu of the securities registration statement under Article 5, paragraph (1) of the Former Securities and Exchange Act. machine translation, not official --- ## Cites - suppl-4101-107/art-5/par-1/item-1: 次条 → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4101-107/art-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6 - suppl-4101-107/art-5/par-1/item-1: 次条第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4101-107/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-1 - suppl-4101-107/art-5/par-1/item-1: 次条第二項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-4101-107/art-6/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-2 - suppl-4101-107/art-5/par-1/item-2: 前号 → 金融商品取引法 附則第五条第一項第一号 (Supplementary Provisions, Article 5, paragraph (1), item (i)), suppl-4101-107/art-5/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-1 - suppl-4101-107/art-5/par-2: 前項 → 金融商品取引法 附則第五条第一項 (Supplementary Provisions, Article 5, paragraph (1)), suppl-4101-107/art-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1 ## Cited by 3 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第二号（施行期日） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-2 - 金融商品取引法 附則第五条第一項第二号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-2 - 金融商品取引法 附則第五条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22