# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十六条 (Supplementary Provisions, Article 36)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三十六条 (Supplementary Provisions, Article 36) — address `suppl-4101-107/art-36`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第三十六条
<sup>suppl-4101-107/art-36 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36</sup>

**第一項**  この法律の施行の際現に旧証券取引法第六十五条の二第一項の認可を受けている銀行、信託会社その他政令で定める金融機関は、施行日において新証券取引法第六十五条の二第一項の登録を受けたものとみなす。この場合において、同条第二項において準用する新証券取引法第六十二条第三項の規定は、適用しない。
<sup>suppl-4101-107/art-36/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-1</sup>
A bank, trust company, or other financial institution specified by Cabinet Order that, at the time this Act comes into effect, has received the authorization under Article 65-2, paragraph (1) of the Former Securities and Exchange Act is deemed to have received, on the effective date, the registration under Article 65-2, paragraph (1) of the New Securities and Exchange Act. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (2) of the New Securities and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第二項**  附則第十二条第二項及び第三項の規定は、前項の登録について準用する。
<sup>suppl-4101-107/art-36/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-2</sup>
The provisions of Article 12, paragraphs (2) and (3) of the Supplementary Provisions apply mutatis mutandis to the registration referred to in the preceding paragraph.
<sup>machine translation, not official</sup>

**第三項**  この法律の施行の際現に旧証券取引法第六十五条の二第一項の規定により同条第二項において準用する旧証券取引法第二十八条第二項第三号の認可を受けている銀行、信託会社その他政令で定める金融機関は、施行日において新証券取引法第六十五条の二第三項の規定による有価証券の元引受け業務に係る認可を受けたものとみなす。この場合において、同条第四項において準用する新証券取引法第六十二条第三項の規定は、適用しない。
<sup>suppl-4101-107/art-36/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-3</sup>
A bank, trust company, or other financial institution specified by Cabinet Order that, at the time this Act comes into effect, has received, pursuant to Article 65-2, paragraph (1) of the Former Securities and Exchange Act, the authorization under Article 28, paragraph (2), item (iii) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (2) of the Former Securities and Exchange Act is deemed to have received, on the effective date, the authorization for the business of wholesale underwriting of securities under Article 65-2, paragraph (3) of the New Securities and Exchange Act. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (4) of the New Securities and Exchange Act do not apply.
<sup>machine translation, not official</sup>

**第四項**  附則第十四条第二項及び第三項の規定は、前項の認可について準用する。
<sup>suppl-4101-107/art-36/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-4</sup>
The provisions of Article 14, paragraphs (2) and (3) of the Supplementary Provisions apply mutatis mutandis to the authorization referred to in the preceding paragraph.
<sup>machine translation, not official</sup>

**第五項**  附則第十五条、第十八条、第二十条、第二十一条、第二十六条、第二十七条、第二十九条第一項及び第三十二条から前条までの規定は、第一項の規定により新証券取引法第六十五条の二第一項の登録を受けたものとみなされる銀行、信託会社その他政令で定める金融機関（第七項において「みなし登録金融機関」という。）について準用する。
<sup>suppl-4101-107/art-36/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5</sup>
The provisions of Articles 15, 18, 20, 21, 26, and 27, Article 29, paragraph (1), and Articles 32 through the preceding Article of the Supplementary Provisions apply mutatis mutandis to a bank, trust company, or other financial institution specified by Cabinet Order that is deemed to have received the registration under Article 65-2, paragraph (1) of the New Securities and Exchange Act pursuant to the provisions of paragraph (1) (referred to as a "deemed registered financial institution" in paragraph (7)).
<sup>machine translation, not official</sup>

**第六項**  旧証券取引法第六十五条の二第三項において準用する旧証券取引法第三十五条第一項（第二号に限る。）の規定によりすべての種類の認可を取り消された者は、その処分を受けた日において、新証券取引法第六十五条の二第五項において準用する新証券取引法第五十六条第一項の規定により新証券取引法第六十五条の二第一項の登録を取り消されたものとみなす。
<sup>suppl-4101-107/art-36/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-6</sup>
A person whose authorizations of all types have been rescinded pursuant to Article 35, paragraph (1) (limited to item (ii)) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (3) of the Former Securities and Exchange Act is deemed, on the day on which that disposition was received, to have had the registration under Article 65-2, paragraph (1) of the New Securities and Exchange Act rescinded pursuant to Article 56, paragraph (1) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the New Securities and Exchange Act.
<sup>machine translation, not official</sup>

**第七項**  附則第二十三条の規定は、みなし登録金融機関が、新証券取引法第六十五条第二項第一号に規定する国債証券等の有価証券先物取引に係る新証券取引法第二条第八項第二号若しくは第三号に掲げる行為、新証券取引法第六十五条第二項第六号に掲げる取引に係る新証券取引法第二条第八項第二号若しくは第三号に掲げる行為又は新証券取引法第六十五条第二項第七号に掲げる取引について同号に定める行為を行う場合について準用する。
<sup>suppl-4101-107/art-36/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-7</sup>
The provisions of Article 23 of the Supplementary Provisions apply mutatis mutandis where a deemed registered financial institution performs an act set forth in Article 2, paragraph (8), item (ii) or (iii) of the New Securities and Exchange Act pertaining to securities futures transactions in government bond securities, etc. prescribed in Article 65, paragraph (2), item (i) of the New Securities and Exchange Act, an act set forth in Article 2, paragraph (8), item (ii) or (iii) of the New Securities and Exchange Act pertaining to the transactions set forth in Article 65, paragraph (2), item (vi) of the New Securities and Exchange Act, or the act specified in item (vii) of that paragraph with regard to the transactions set forth in that item.
<sup>machine translation, not official</sup>

**第八項**  附則第三十条の規定は、旧証券取引法第六十五条の二第一項の認可を受けた銀行、信託会社その他政令で定める金融機関が施行日前に解散し又は当該認可に係る業務を廃止した場合について準用する。
<sup>suppl-4101-107/art-36/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-8</sup>
The provisions of Article 30 of the Supplementary Provisions apply mutatis mutandis where a bank, trust company, or other financial institution specified by Cabinet Order that has received the authorization under Article 65-2, paragraph (1) of the Former Securities and Exchange Act is dissolved or abolishes the business pertaining to that authorization before the effective date.
<sup>machine translation, not official</sup>

**第九項**  第二項、第四項、第五項、第七項及び前項の場合において必要な技術的読替えは、政令で定める。
<sup>suppl-4101-107/art-36/par-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-9 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-9</sup>
The technical replacement of terms necessary in the cases referred to in paragraphs (2), (4), (5), (7), and the preceding paragraph is specified by Cabinet Order.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4101-107/art-36/par-2: 附則第十二条第二項 → 金融商品取引法 附則第十二条第二項 (Supplementary Provisions, Article 12, paragraph (2)), suppl-4101-107/art-12/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2
- suppl-4101-107/art-36/par-2: 第三項 → 金融商品取引法 附則第十二条第三項 (Supplementary Provisions, Article 12, paragraph (3)), suppl-4101-107/art-12/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-3
- suppl-4101-107/art-36/par-2: 前項 → 金融商品取引法 附則第三十六条第一項 (Supplementary Provisions, Article 36, paragraph (1)), suppl-4101-107/art-36/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-1
- suppl-4101-107/art-36/par-4: 附則第十四条第二項 → 金融商品取引法 附則第十四条第二項 (Supplementary Provisions, Article 14, paragraph (2)), suppl-4101-107/art-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2
- suppl-4101-107/art-36/par-4: 第三項 → 金融商品取引法 附則第十四条第三項 (Supplementary Provisions, Article 14, paragraph (3)), suppl-4101-107/art-14/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-3
- suppl-4101-107/art-36/par-4: 前項 → 金融商品取引法 附則第三十六条第三項 (Supplementary Provisions, Article 36, paragraph (3)), suppl-4101-107/art-36/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-3
- suppl-4101-107/art-36/par-5: 附則第十五条 → 金融商品取引法 附則第十五条 (Supplementary Provisions, Article 15), suppl-4101-107/art-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15
- suppl-4101-107/art-36/par-5: 第十八条 → 金融商品取引法 附則第十八条 (Supplementary Provisions, Article 18), suppl-4101-107/art-18 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-18 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-18
- suppl-4101-107/art-36/par-5: 第二十条 → 金融商品取引法 附則第二十条 (Supplementary Provisions, Article 20), suppl-4101-107/art-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-20 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-20
- suppl-4101-107/art-36/par-5: 第二十一条 → 金融商品取引法 附則第二十一条 (Supplementary Provisions, Article 21), suppl-4101-107/art-21 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-21 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-21
- suppl-4101-107/art-36/par-5: 第二十六条 → 金融商品取引法 附則第二十六条 (Supplementary Provisions, Article 26), suppl-4101-107/art-26 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-26 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-26
- suppl-4101-107/art-36/par-5: 第二十七条 → 金融商品取引法 附則第二十七条 (Supplementary Provisions, Article 27), suppl-4101-107/art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-27 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-27
- suppl-4101-107/art-36/par-5: 第二十九条第一項 → 金融商品取引法 附則第二十九条第一項 (Supplementary Provisions, Article 29, paragraph (1)), suppl-4101-107/art-29/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-29/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-29/par-1
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十二条 (Supplementary Provisions, Article 32), suppl-4101-107/art-32 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-32 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十三条 (Supplementary Provisions, Article 33), suppl-4101-107/art-33 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-33 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-33
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十四条 (Supplementary Provisions, Article 34), suppl-4101-107/art-34 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-34 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十五条 (Supplementary Provisions, Article 35), suppl-4101-107/art-35 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-35 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-35
- suppl-4101-107/art-36/par-5: 第一項 → 金融商品取引法 附則第三十六条第一項 (Supplementary Provisions, Article 36, paragraph (1)), suppl-4101-107/art-36/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-1
- suppl-4101-107/art-36/par-5: 第七項 → 金融商品取引法 附則第三十六条第七項 (Supplementary Provisions, Article 36, paragraph (7)), suppl-4101-107/art-36/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-7
- suppl-4101-107/art-36/par-7: 附則第二十三条 → 金融商品取引法 附則第二十三条 (Supplementary Provisions, Article 23), suppl-4101-107/art-23 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-23 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23
- suppl-4101-107/art-36/par-8: 附則第三十条 → 金融商品取引法 附則第三十条 (Supplementary Provisions, Article 30), suppl-4101-107/art-30 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-30 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-30
- suppl-4101-107/art-36/par-9: 第二項 → 金融商品取引法 附則第三十六条第二項 (Supplementary Provisions, Article 36, paragraph (2)), suppl-4101-107/art-36/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-2
- suppl-4101-107/art-36/par-9: 第四項 → 金融商品取引法 附則第三十六条第四項 (Supplementary Provisions, Article 36, paragraph (4)), suppl-4101-107/art-36/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-4
- suppl-4101-107/art-36/par-9: 第五項 → 金融商品取引法 附則第三十六条第五項 (Supplementary Provisions, Article 36, paragraph (5)), suppl-4101-107/art-36/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5
- suppl-4101-107/art-36/par-9: 第七項 → 金融商品取引法 附則第三十六条第七項 (Supplementary Provisions, Article 36, paragraph (7)), suppl-4101-107/art-36/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-7
- suppl-4101-107/art-36/par-9: 前項 → 金融商品取引法 附則第三十六条第八項 (Supplementary Provisions, Article 36, paragraph (8)), suppl-4101-107/art-36/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-8

## Cited by

4 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第三十六条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-2
- 金融商品取引法 附則第三十六条第四項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-4
- 金融商品取引法 附則第三十六条第五項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5
- 金融商品取引法 附則第三十六条第九項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-9 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-9

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-030, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-030, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22