# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十二条 (Supplementary Provisions, Article 32) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十二条 (Supplementary Provisions, Article 32) — address `suppl-4101-107/art-32` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-32 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十二条 suppl-4101-107/art-32 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-32 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32 **第一項** この法律の施行の際現に旧証券取引法第六十二条第一項の規定によりみなし登録証券会社が登録を受けている外務員は、施行日において新証券取引法第六十四条第一項の規定により登録を受けたものとみなす。この場合において、同条第六項において準用する新証券取引法第六十二条第三項の規定は、適用しない。 suppl-4101-107/art-32/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-1 A sales representative for whom a deemed registered securities company has obtained registration under Article 62, paragraph (1) of the Former Securities and Exchange Act at the time this Act comes into effect is deemed to have been registered, on the effective date, under Article 64, paragraph (1) of the New Securities and Exchange Act. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 64, paragraph (6) of the New Securities and Exchange Act do not apply. machine translation, not official **第二項** みなし登録証券会社は、施行日から起算して一年を経過する日までの間は、新証券取引法第六十四条第二項の規定にかかわらず、その営業所で同条第一項の規定により登録を受けた外務員以外の者に外務員の職務を行わせることができる。その者につき当該期間内に同項の登録の申請をした場合において、当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。 suppl-4101-107/art-32/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-2 A deemed registered securities company may, until the day on which one year elapses counting from the effective date, notwithstanding Article 64, paragraph (2) of the New Securities and Exchange Act, have a person other than a sales representative registered under paragraph (1) of that Article perform the duties of a sales representative at its business office. The same applies, where an application for registration under that paragraph has been filed for that person within that period, until the day on which notice is received that registration will be made upon that application or the day on which, after the expiry of that period, notice is received that registration will not be made upon that application. machine translation, not official **第三項** この法律の施行の際現に存する旧証券取引法第六十二条第一項の規定による外務員登録原簿は、新証券取引法第六十四条第一項の規定による外務員登録原簿とみなす。 suppl-4101-107/art-32/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-3 The register of sales representatives under Article 62, paragraph (1) of the Former Securities and Exchange Act that exists at the time this Act comes into effect is deemed to be the sales representatives register under Article 64, paragraph (1) of the New Securities and Exchange Act. machine translation, not official ## Cited by 3 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第三十四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-34/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34/par-1 - 金融商品取引法 附則第三十四条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-34/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34/par-2 - 金融商品取引法 附則第三十六条第五項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22