# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十条 (Supplementary Provisions, Article 30)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三十条 (Supplementary Provisions, Article 30) — address `suppl-4101-107/art-30`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-30
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-30
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第三十条
<sup>suppl-4101-107/art-30 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-30 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-30</sup>

**第一項**  旧証券取引法第二十八条の免許を受けた証券会社が施行日前において解散し又はすべての証券業を廃止した場合において、施行日までに、有価証券の売買その他の取引並びに有価証券指数等先物取引（旧証券取引法第二条第十四項に規定する有価証券指数等先物取引をいう。附則第七十七条において同じ。）並びにこれに係る旧証券取引法第二条第八項第二号及び第三号に掲げる行為、有価証券オプション取引（旧証券取引法第二条第十五項に規定する有価証券オプション取引をいう。附則第七十七条において同じ。）並びにこれに係る旧証券取引法第二条第八項第二号及び第三号に掲げる行為並びに外国市場証券先物取引（旧証券取引法第二条第十六項に規定する外国市場証券先物取引をいう。附則第七十七条において同じ。）並びにこれに係る旧証券取引法第二条第八項第二号及び第三号に掲げる行為を結了していないときは、旧証券取引法第三十八条の規定は、施行日以後も、なおその効力を有する。
<sup>suppl-4101-107/art-30/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-30/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-30/par-1</sup>
If a securities company that has received the license under Article 28 of the Former Securities and Exchange Act is dissolved or abolishes all securities business before the effective date, and by the effective date has not completed the purchase and sale of securities and other transactions, securities index, etc. futures transactions (meaning securities index, etc. futures transactions prescribed in Article 2, paragraph (14) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, securities option transactions (meaning securities option transactions prescribed in Article 2, paragraph (15) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, and foreign market securities futures transactions (meaning foreign market securities futures transactions prescribed in Article 2, paragraph (16) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, the provisions of Article 38 of the Former Securities and Exchange Act remain in force after the effective date.
<sup>machine translation, not official</sup>

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 附則第三十六条第八項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-8

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
