# 金融商品取引法 / Financial Instruments and Exchange Act — 第十七条 (Supplementary Provisions, Article 17)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第十七条 (Supplementary Provisions, Article 17) — address `suppl-4101-107/art-17`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-17
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-17
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

---

### 第十七条
<sup>suppl-4101-107/art-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-17 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-17</sup>

**第一項**  みなし登録証券会社で、この法律の施行の際現に旧証券取引法第四十三条ただし書の承認を受けて新証券取引法第三十四条第二項各号に掲げる業務を営んでいる者は、施行日において当該業務につき同条第三項の届出をしたものとみなす。
<sup>suppl-4101-107/art-17/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-17/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-17/par-1</sup>
A deemed registered securities company that, at the time this Act comes into effect, is actually engaged in a business set forth in the items of Article 34, paragraph (2) of the New Securities and Exchange Act with the approval referred to in the proviso to Article 43 of the Former Securities and Exchange Act is deemed to have made, on the effective date, the notification referred to in Article 34, paragraph (3) of the New Securities and Exchange Act for that business.
<sup>machine translation, not official</sup>

**第二項**  みなし登録証券会社で、この法律の施行の際現に旧証券取引法第四十三条ただし書の承認を受けて新証券取引法第三十四条第一項に規定する業務及び同条第二項各号に掲げる業務のいずれにも該当しない業務を営んでいる者は、施行日において当該業務につき同条第四項の承認を受けたものとみなす。この場合において、新証券取引法第六十二条第三項の規定は、適用しない。
<sup>suppl-4101-107/art-17/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-17/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-17/par-2</sup>
A deemed registered securities company that, at the time this Act comes into effect, is actually engaged, with the approval referred to in the proviso to Article 43 of the Former Securities and Exchange Act, in a business that falls under neither the business prescribed in Article 34, paragraph (1) of the New Securities and Exchange Act nor the businesses set forth in the items of paragraph (2) of that Article is deemed to have received, on the effective date, the approval referred to in paragraph (4) of that Article for that business. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act do not apply.
<sup>machine translation, not official</sup>

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
