# 金融商品取引法 / Financial Instruments and Exchange Act — 第十二条 (Supplementary Provisions, Article 12) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第十二条 (Supplementary Provisions, Article 12) — address `suppl-4101-107/art-12` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第十二条 suppl-4101-107/art-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12 **第一項** この法律の施行の際現に旧証券取引法第二十八条の免許を受けている者は、施行日において新証券取引法第二十八条の登録を受けたものとみなす。この場合において、新証券取引法第六十二条第三項及び第百九十四条の四第一項の規定は、適用しない。 suppl-4101-107/art-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-1 A person who, at the time this Act comes into effect, actually holds a license under Article 28 of the Former Securities and Exchange Act is deemed to have received the registration under Article 28 of the New Securities and Exchange Act on the effective date. In this case, the provisions of Article 62, paragraph (3) and Article 194-4, paragraph (1) of the New Securities and Exchange Act do not apply. machine translation, not official **第二項** 前項の規定により新証券取引法第二十八条の登録を受けたものとみなされる者（以下「みなし登録証券会社」という。）は、施行日から起算して二月以内に新証券取引法第二十八条の二第一項各号に掲げる事項を記載した書類及び同条第二項第二号から第四号までに掲げる書類を金融再生委員会に提出しなければならない。 suppl-4101-107/art-12/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2 A person who is deemed, pursuant to the provisions of the preceding paragraph, to have received the registration under Article 28 of the New Securities and Exchange Act (hereinafter referred to as a "deemed registered securities company") must, within two months from the effective date, submit to the Financial Reconstruction Commission a document stating the particulars set forth in the items of Article 28-2, paragraph (1) of the New Securities and Exchange Act and the documents set forth in Article 28-2, paragraph (2), items (ii) through (iv) of that Act. machine translation, not official **第三項** 金融再生委員会は、前項に規定する書類の提出があったときは、当該書類に記載された新証券取引法第二十八条の二第一項各号に掲げる事項及び新証券取引法第二十八条の三第一項第二号に掲げる事項を証券会社登録簿に登録するものとする。 suppl-4101-107/art-12/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-3 When the documents prescribed in the preceding paragraph are submitted, the Financial Reconstruction Commission is to register in the securities company register the particulars set forth in the items of Article 28-2, paragraph (1) of the New Securities and Exchange Act and the particulars set forth in Article 28-3, paragraph (1), item (ii) of the New Securities and Exchange Act that are stated in those documents. machine translation, not official --- ## Cites - suppl-4101-107/art-12/par-2: 前項 → 金融商品取引法 附則第十二条第一項 (Supplementary Provisions, Article 12, paragraph (1)), suppl-4101-107/art-12/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-1 - suppl-4101-107/art-12/par-3: 前項 → 金融商品取引法 附則第十二条第二項 (Supplementary Provisions, Article 12, paragraph (2)), suppl-4101-107/art-12/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第十二条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2 - 金融商品取引法 附則第十二条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-3 - 金融商品取引法 附則第十五条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-1 - 金融商品取引法 附則第三十六条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22