# 金融商品取引法 / Financial Instruments and Exchange Act — 第十一条 (Supplementary Provisions, Article 11) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第十一条 (Supplementary Provisions, Article 11) — address `suppl-4101-107/art-11` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-11 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第十一条 suppl-4101-107/art-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11 **第一項** この法律の施行の際現に新有価証券につき新証券取引法第二条第八項に規定する証券業を営んでいる者については、施行日から起算して三月間（当該期間内に新証券取引法第二十八条の四の規定又は第三条の規定による改正後の外国証券業者に関する法律（以下「新外国証券業者法」という。）第六条第一項の規定による登録の拒否の処分があったときは、当該処分のあった日までの間）は、新証券取引法第二十八条の規定にかかわらず、引き続き当該証券業を営むことができる。その者が当該期間内に同条又は新外国証券業者法第三条第一項の登録の申請をした場合において当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。 suppl-4101-107/art-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-1 A person who, at the time this Act comes into effect, is actually engaged in the securities business prescribed in Article 2, paragraph (8) of the New Securities and Exchange Act with regard to new securities may continue to engage in that securities business, notwithstanding the provisions of Article 28 of the New Securities and Exchange Act, for three months from the effective date (or, if a disposition of refusal of registration is made within that period pursuant to the provisions of Article 28-4 of the New Securities and Exchange Act or Article 6, paragraph (1) of the Act on Foreign Securities Firms as amended by the provisions of Article 3 (hereinafter referred to as the "New Foreign Securities Firms Act"), until the date of that disposition). The same applies, where that person has filed within that period an application for the registration referred to in Article 28 of the New Securities and Exchange Act or Article 3, paragraph (1) of the New Foreign Securities Firms Act, during the period until the day on which notice is received that registration will be made upon that application or the day on which notice is received, after the lapse of that period, that registration will not be made upon that application. machine translation, not official **第二項** 前項に規定する者のうち、この法律の施行の際現に新有価証券につき新証券取引法第二十九条第一項各号に掲げる業務を営んでいるものについては、施行日から起算して三月間（当該期間内に同項又は新外国証券業者法第七条第一項の認可に係る拒否の処分があったときは、当該処分のあった日までの間）は、新証券取引法第二十九条第一項の規定にかかわらず、引き続き当該業務を営むことができる。その者がその期間内に同条又は新外国証券業者法第七条第一項の認可を申請した場合において、その申請について認可をする旨の通知を受ける日又はその申請についてその期間の経過後認可をしない旨の通知を受ける日までの間も、同様とする。 suppl-4101-107/art-11/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-2 Among the persons prescribed in the preceding paragraph, a person who, at the time this Act comes into effect, is actually engaged with regard to new securities in the business set forth in the items of Article 29, paragraph (1) of the New Securities and Exchange Act may continue to engage in that business, notwithstanding the provisions of Article 29, paragraph (1) of the New Securities and Exchange Act, for three months from the effective date (or, if a disposition of refusal concerning the authorization referred to in that paragraph or Article 7, paragraph (1) of the New Foreign Securities Firms Act is made within that period, until the date of that disposition). The same applies, where that person has applied within that period for the authorization referred to in Article 29 of the New Securities and Exchange Act or Article 7, paragraph (1) of the New Foreign Securities Firms Act, during the period until the day on which notice is received that authorization will be granted upon that application or the day on which notice is received, after the lapse of that period, that authorization will not be granted upon that application. machine translation, not official --- ## Cites - suppl-4101-107/art-11/par-2: 前項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-4101-107/art-11/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-1 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第二条第一項（証券取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-2/par-1 - 金融商品取引法 附則第十一条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22