# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4091-102` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4091-102 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成九年六月二〇日法律第一〇二号 suppl-4091-102 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4091-102/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-1 **第一項** この法律は、金融監督庁設置法（平成九年法律第百一号）の施行の日から施行する。 suppl-4091-102/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-1/par-1 This Act comes into effect on the date on which the Act for Establishment of the Financial Supervisory Agency (Act No. 101 of 1997) comes into effect. machine translation, not official ### 第二条（大蔵大臣等がした処分等に関する経過措置） — Transitional Measures on Dispositions, etc. Rendered by the Minister of Finance, etc. caption: machine translation, not official suppl-4091-102/art-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-2 **第一項** この法律による改正前の担保附社債信託法、信託業法、農林中央金庫法、無尽業法、銀行等の事務の簡素化に関する法律、金融機関の信託業務の兼営等に関する法律、私的独占の禁止及び公正取引の確保に関する法律、農業協同組合法、証券取引法、損害保険料率算出団体に関する法律、水産業協同組合法、中小企業等協同組合法、協同組合による金融事業に関する法律、船主相互保険組合法、証券投資信託法、信用金庫法、長期信用銀行法、貸付信託法、中小漁業融資保証法、信用保証協会法、労働金庫法、外国為替銀行法、自動車損害賠償保障法、農業信用保証保険法、金融機関の合併及び転換に関する法律、外国証券業者に関する法律、預金保険法、農村地域工業等導入促進法、農水産業協同組合貯金保険法、銀行法、貸金業の規制等に関する法律、有価証券に係る投資顧問業の規制等に関する法律、抵当証券業の規制等に関する法律、金融先物取引法、前払式証票の規制等に関する法律、商品投資に係る事業の規制に関する法律、国際的な協力の下に規制薬物に係る不正行為を助長する行為等の防止を図るための麻薬及び向精神薬取締法等の特例等に関する法律、特定債権等に係る事業の規制に関する法律、金融制度及び証券取引制度の改革のための関係法律の整備等に関する法律、協同組織金融機関の優先出資に関する法律、不動産特定共同事業法、保険業法、金融機関の更生手続の特例等に関する法律、農林中央金庫と信用農業協同組合連合会との合併等に関する法律、日本銀行法又は銀行持株会社の創設のための銀行等に係る合併手続の特例等に関する法律（以下「旧担保附社債信託法等」という。）の規定により大蔵大臣その他の国の機関がした免許、許可、認可、承認、指定その他の処分又は通知その他の行為は、この法律による改正後の担保附社債信託法、信託業法、農林中央金庫法、無尽業法、銀行等の事務の簡素化に関する法律、金融機関の信託業務の兼営等に関する法律、私的独占の禁止及び公正取引の確保に関する法律、農業協同組合法、証券取引法、損害保険料率算出団体に関する法律、水産業協同組合法、中小企業等協同組合法、協同組合による金融事業に関する法律、船主相互保険組合法、証券投資信託法、信用金庫法、長期信用銀行法、貸付信託法、中小漁業融資保証法、信用保証協会法、労働金庫法、外国為替銀行法、自動車損害賠償保障法、農業信用保証保険法、金融機関の合併及び転換に関する法律、外国証券業者に関する法律、預金保険法、農村地域工業等導入促進法、農水産業協同組合貯金保険法、銀行法、貸金業の規制等に関する法律、有価証券に係る投資顧問業の規制等に関する法律、抵当証券業の規制等に関する法律、金融先物取引法、前払式証票の規制等に関する法律、商品投資に係る事業の規制に関する法律、国際的な協力の下に規制薬物に係る不正行為を助長する行為等の防止を図るための麻薬及び向精神薬取締法等の特例等に関する法律、特定債権等に係る事業の規制に関する法律、金融制度及び証券取引制度の改革のための関係法律の整備等に関する法律、協同組織金融機関の優先出資に関する法律、不動産特定共同事業法、保険業法、金融機関の更生手続の特例等に関する法律、農林中央金庫と信用農業協同組合連合会との合併等に関する法律、日本銀行法又は銀行持株会社の創設のための銀行等に係る合併手続の特例等に関する法律（以下「新担保附社債信託法等」という。）の相当規定に基づいて、内閣総理大臣その他の相当の国の機関がした免許、許可、認可、承認、指定その他の処分又は通知その他の行為とみなす。 suppl-4091-102/art-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-2/par-1 Dispositions such as licenses, permissions, authorizations, approvals, and designations, and other dispositions, or notices and other acts that were made by the Minister of Finance or other national agencies pursuant to the provisions of the Secured Bond Trust Act, the Trust Business Act, the Norinchukin Bank Act, the Mujin Business Act, the Act on Simplification of Administrative Procedures of Banks, etc., the Act on Engagement in Trust Business by Financial Institutions, the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade, the Agricultural Co-operatives Act, the Securities and Exchange Act, the Act on Non-Life Insurance Rating Organization of Japan, the Fishery Industry Cooperative Act, the Small and Medium-Sized Enterprise Cooperatives Act, the Act on Financial Businesses by Cooperative, the Ship Owner's Mutual Insurance Union Act, the Securities Investment Trust Act, the Shinkin Bank Act, the Long Term Credit Bank Act, the Loan Trust Act, the Act on Loan Security for Small and Medium Sized Fishery Industry, the Credit Guarantee Association Act, the Labor Bank Act, the Foreign Exchange Bank Act, the Act on Securing Compensation for Automobile Accidents, the Agricultural Credit Guarantee Insurance Act, the Act on Financial Institutions' Merger and Conversion, the Act on Foreign Securities Firms, the Deposit Insurance Act, the Act on Promotion of Introduction of Industry, etc. into Rural Areas, the Agricultural and Fishery Cooperatives Savings Insurance Act, the Banking Act, the Act on Regulation of Money Lending Business, etc., the Act on Regulation of Investment Advisory Business Concerning Securities, etc., the Act on Regulation of Mortgage Securities Business, etc., the Financial Futures Trading Act, the Act on Regulation of Prepaid Cards, etc., the Act on Regulation of Commodity Investment, the Act Concerning Special Provisions for the Narcotics and Psychotropics Control Act, etc. and Other Matters for the Prevention of Activities Encouraging Illicit Conducts and Other Activities Involving Controlled Substances through International Cooperation, the Act on Regulation of Business Pertaining to Specified Claims, etc., the Act on Preparation of Relevant Acts for Reform of the Financial System and Securities Transaction System, etc., the Act on Preferred Equity Investment by Cooperative Structured Financial Institution, the Act on Specified Joint Real Estate Ventures, the Insurance Business Act, the Act on Special Provisions for Reorganization Procedures of Financial Institutions, etc., the Act on Merger of the Norinchukin Bank and Federations of Credit Agricultural Cooperatives, etc., the Bank of Japan Act, or the Act on Special Provisions for Merger Procedures Pertaining to Banks, etc. for Establishment of Bank Holding Companies, etc. prior to amendment by this Act (hereinafter referred to as the "former Secured Bond Trust Act and other former Acts") are deemed to be licenses, permissions, authorizations, approvals, designations, and other dispositions, or notices and other acts made by the Prime Minister or other corresponding national agencies on the basis of the corresponding provisions of the Secured Bond Trust Act, the Trust Business Act, the Norinchukin Bank Act, the Mujin Business Act, the Act on Simplification of Administrative Procedures of Banks, etc., the Act on Engagement in Trust Business by Financial Institutions, the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade, the Agricultural Co-operatives Act, the Securities and Exchange Act, the Act on Non-Life Insurance Rating Organization of Japan, the Fishery Industry Cooperative Act, the Small and Medium-Sized Enterprise Cooperatives Act, the Act on Financial Businesses by Cooperative, the Ship Owner's Mutual Insurance Union Act, the Securities Investment Trust Act, the Shinkin Bank Act, the Long Term Credit Bank Act, the Loan Trust Act, the Act on Loan Security for Small and Medium Sized Fishery Industry, the Credit Guarantee Association Act, the Labor Bank Act, the Foreign Exchange Bank Act, the Act on Securing Compensation for Automobile Accidents, the Agricultural Credit Guarantee Insurance Act, the Act on Financial Institutions' Merger and Conversion, the Act on Foreign Securities Firms, the Deposit Insurance Act, the Act on Promotion of Introduction of Industry, etc. into Rural Areas, the Agricultural and Fishery Cooperatives Savings Insurance Act, the Banking Act, the Act on Regulation of Money Lending Business, etc., the Act on Regulation of Investment Advisory Business Concerning Securities, etc., the Act on Regulation of Mortgage Securities Business, etc., the Financial Futures Trading Act, the Act on Regulation of Prepaid Cards, etc., the Act on Regulation of Commodity Investment, the Act Concerning Special Provisions for the Narcotics and Psychotropics Control Act, etc. and Other Matters for the Prevention of Activities Encouraging Illicit Conducts and Other Activities Involving Controlled Substances through International Cooperation, the Act on Regulation of Business Pertaining to Specified Claims, etc., the Act on Preparation of Relevant Acts for Reform of the Financial System and Securities Transaction System, etc., the Act on Preferred Equity Investment by Cooperative Structured Financial Institution, the Act on Specified Joint Real Estate Ventures, the Insurance Business Act, the Act on Special Provisions for Reorganization Procedures of Financial Institutions, etc., the Act on Merger of the Norinchukin Bank and Federations of Credit Agricultural Cooperatives, etc., the Bank of Japan Act, or the Act on Special Provisions for Merger Procedures Pertaining to Banks, etc. for Establishment of Bank Holding Companies, etc. as amended by this Act (hereinafter referred to as the "new Secured Bond Trust Act and other new Acts"). machine translation, not official **第二項** この法律の施行の際現に旧担保附社債信託法等の規定により大蔵大臣その他の国の機関に対してされている申請、届出その他の行為は、新担保附社債信託法等の相当規定に基づいて、内閣総理大臣その他の相当の国の機関に対してされた申請、届出その他の行為とみなす。 suppl-4091-102/art-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-2/par-2 The filing of an application or notification, or other actions already undertaken with the Minister of Finance or other national agencies pursuant to the provisions of the former Secured Bond Trust Act and other former Acts at the time this Act comes into effect, are deemed to be the filing of an application or notification, or other actions undertaken with the Prime Minister or corresponding national agencies pursuant to the corresponding provisions of the new Secured Bond Trust Act and other new Acts. machine translation, not official **第三項** 旧担保附社債信託法等の規定により大蔵大臣その他の国の機関に対し報告、届出、提出その他の手続をしなければならない事項で、この法律の施行の日前にその手続がされていないものについては、これを、新担保附社債信託法等の相当規定により内閣総理大臣その他の相当の国の機関に対して報告、届出、提出その他の手続をしなければならない事項についてその手続がされていないものとみなして、新担保附社債信託法等の規定を適用する。 suppl-4091-102/art-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-2/par-3 A matter for which reporting, notification, submission, or other procedures must be carried out with the Minister of Finance or other national agencies pursuant to the provisions of the former Secured Bond Trust Act and other former Acts, and for which those procedures have not been carried out before the day on which this Act comes into effect, is deemed to be a matter for which reporting, notification, submission, or other procedures must be carried out with the Prime Minister or corresponding national agencies pursuant to the corresponding provisions of the new Secured Bond Trust Act and other new Acts, and for which those procedures have not been carried out, and the provisions of the new Secured Bond Trust Act and other new Acts apply. machine translation, not official ### 第三条（大蔵省令等に関する経過措置） — Transitional Measures on Ministry of Finance Orders, etc. caption: machine translation, not official suppl-4091-102/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-3 **第一項** この法律の施行の際現に効力を有する旧担保附社債信託法等の規定に基づく命令は、新担保附社債信託法等の相当規定に基づく命令としての効力を有するものとする。 suppl-4091-102/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-3/par-1 An order based on the provisions of the former Secured Bond Trust Act and other former Acts which is in force at the time this Act comes into effect remains in force as an order based on the corresponding provisions of the new Secured Bond Trust Act and other new Acts. machine translation, not official ### 第五条（罰則に関する経過措置） — Transitional Measures Concerning Penal Provisions caption: machine translation, not official suppl-4091-102/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-5 **第一項** この法律の施行前にした行為に対する罰則の適用については、なお従前の例による。 suppl-4091-102/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-5/par-1 With regard to the application of penal provisions to acts committed before this Act comes into effect, the provisions then in force continue to govern. machine translation, not official ### 第六条（政令への委任） — Delegation to Cabinet Order caption: machine translation, not official suppl-4091-102/art-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-6 **第一項** 附則第二条から前条までに定めるもののほか、この法律の施行に関し必要な経過措置は、政令で定める。 suppl-4091-102/art-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-6/par-1 Beyond what is provided for in Article 2 through the preceding Article of the Supplementary Provisions, the transitional measures necessary for the enforcement of this Act are specified by Cabinet Order. machine translation, not official --- ## Cites - suppl-4091-102/art-6/par-1: 附則第二条から前条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4091-102/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-2 - suppl-4091-102/art-6/par-1: 附則第二条から前条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4091-102/art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-3 - suppl-4091-102/art-6/par-1: 附則第二条から前条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4091-102/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-5 ## Cited by 1 provision cites this one. No official source publishes this direction. - 金融商品取引法 附則第六条第一項（政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4091-102/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4091-102/art-6/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-027, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-027, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-028, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-028, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22