# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附　則 (Supplementary Provisions) — address `suppl-4061-70`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4061-70
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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## 附　則 平成六年六月二九日法律第七〇号
<sup>suppl-4061-70 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70</sup>

### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-4061-70/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-1</sup>

**第一項**  この法律は、公布の日から起算して六月を超えない範囲内において政令で定める日から施行する。ただし、第四十八条の改正規定及び第六十二条第四項の改正規定並びに次条の規定及び附則第三条の規定（第四十八条の改正規定及び第六十二条第四項の改正規定に係る部分に限る。）は、公布の日から施行する。
<sup>suppl-4061-70/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-1/par-1</sup>
This Act comes into effect as of the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation; provided, however, that the provisions amending Article 48 and the provisions amending Article 62, paragraph (4), the provisions of the following Article, and the provisions of Article 3 of the Supplementary Provisions (limited to the portions pertaining to the provisions amending Article 48 and the provisions amending Article 62, paragraph (4)) come into effect as of the date of promulgation.
<sup>machine translation, not official</sup>

### 第二条（経過措置） — Transitional Measures
<sup>caption: machine translation, not official</sup>
<sup>suppl-4061-70/art-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-2</sup>

**第一項**  改正後の証券取引法第四十八条ただし書の規定は、前条ただし書の規定による施行の日（以下この条において「一部施行日」という。）以後に成立した有価証券の売買、有価証券指数等先物取引、有価証券オプション取引又は外国市場証券先物取引（以下この条において「有価証券の売買取引等」という。）について適用し、一部施行日前に成立した有価証券の売買取引等については、なお従前の例による。
<sup>suppl-4061-70/art-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-2/par-1</sup>
The provisions of the proviso to Article 48 of the Securities and Exchange Act as amended apply to the purchase and sale of securities, securities index, etc. futures transactions, securities option transactions, or foreign market securities futures transactions (hereinafter in this Article referred to as "securities trade, etc.") concluded on or after the day on which enforcement takes place under the proviso to the preceding Article (hereinafter in this Article referred to as the "Partial Effective Date"), and the provisions then in force continue to govern securities trade, etc. concluded before the Partial Effective Date.
<sup>machine translation, not official</sup>

### 第三条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions
<sup>caption: machine translation, not official</sup>
<sup>suppl-4061-70/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-3</sup>

**第一項**  この法律の施行（第四十八条の改正規定及び第六十二条第四項の改正規定にあっては、附則第一条ただし書の規定による施行をいう。以下同じ。）前にした行為及びこの附則の規定によりなお従前の例によることとされる事項に係るこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。
<sup>suppl-4061-70/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-3/par-1</sup>
With regard to the application of penal provisions to acts committed before the enforcement of this Act (in the case of the provisions amending Article 48 and the provisions amending Article 62, paragraph (4), meaning enforcement pursuant to the proviso to Article 1 of the Supplementary Provisions; the same applies hereinafter) and to acts committed after the enforcement of this Act that relate to matters for which the provisions then in force are to continue to govern pursuant to the provisions of these Supplementary Provisions, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第四条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order
<sup>caption: machine translation, not official</sup>
<sup>suppl-4061-70/art-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-4</sup>

**第一項**  この附則に規定するもののほか、この法律の施行に伴い必要な経過措置は、政令で定める。
<sup>suppl-4061-70/art-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-4/par-1</sup>
Beyond what is provided for in these Supplementary Provisions, transitional measures necessary incidental to the enforcement of this Act are specified by Cabinet Order.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4061-70/art-1/par-1: 次条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4061-70/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-2
- suppl-4061-70/art-1/par-1: 附則第三条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4061-70/art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-3
- suppl-4061-70/art-2/par-1: 前条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4061-70/art-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-1
- suppl-4061-70/art-2/par-1: この条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4061-70/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-2
- suppl-4061-70/art-3/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4061-70/art-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-1

## Cited by

3 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第一条第一項（施行期日） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-1/par-1
- 金融商品取引法 附則第二条第一項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-2/par-1
- 金融商品取引法 附則第三条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4061-70/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4061-70/art-3/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-027, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
