# 金融商品取引法 / Financial Instruments and Exchange Act — 第二十一条 (Supplementary Provisions, Article 21) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第二十一条 (Supplementary Provisions, Article 21) — address `suppl-4041-87/art-21` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-87/art-21 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4041-87/art-21 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第二十一条 suppl-4041-87/art-21 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-87/art-21 · https://japanlaw.org/l/323AC0000000025/suppl-4041-87/art-21 **第一項** この法律の施行の際現に旧証券取引法第二十八条第二項第四号の免許を受けている証券会社は、新証券取引法第二条第八項第六号に掲げる私募の取扱いを営業として行おうとするときは、大蔵省令で定めるところにより、施行日から三月以内に業務の内容その他の事項を大蔵大臣に届け出ることができる。 suppl-4041-87/art-21/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-87/art-21/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-87/art-21/par-1 A securities company that actually holds the license under Article 28, paragraph (2), item (iv) of the Former Securities and Exchange Act at the time this Act comes into effect may, if it intends to carry on, as a business, dealings in a private placement listed in Article 2, paragraph (8), item (vi) of the New Securities and Exchange Act, notify the Minister of Finance of its business outline and other particulars within three months from the effective date, as provided by Ministry of Finance Order. machine translation, not official **第二項** 前項の規定による届出をした証券会社は、施行日において新証券取引法第二十八条第二項第四号の免許及び新証券取引法第三十三条の規定による同条第三号に係る認可を受けたものとみなす。 suppl-4041-87/art-21/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-87/art-21/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-87/art-21/par-2 A securities company that has made the notification under the provisions of the preceding paragraph is deemed to have obtained, on the effective date, the license under Article 28, paragraph (2), item (iv) of the New Securities and Exchange Act and the authorization under the provisions of Article 33 of the New Securities and Exchange Act pertaining to item (iii) of that Article. machine translation, not official --- ## Cites - suppl-4041-87/art-21/par-2: 前項 → 金融商品取引法 附則第二十一条第一項 (Supplementary Provisions, Article 21, paragraph (1)), suppl-4041-87/art-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-87/art-21/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-87/art-21/par-1 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第二十一条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-87/art-21/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-87/art-21/par-2 - 金融商品取引法 附則第三十三条第一項（その他の経過措置の政令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-87/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-87/art-33/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-025, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22