# 金融商品取引法 / Financial Instruments and Exchange Act — 第七条 (Supplementary Provisions, Article 7) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第七条 (Supplementary Provisions, Article 7) — address `suppl-4041-73/art-7` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-73/art-7 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-7 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第七条 suppl-4041-73/art-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-73/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-7 **第一項** 新証券取引法第七十九条の十三の規定は、証券業協会の施行日以後にした同条の法令等に違反する行為及び協会員又は新証券取引法第七十六条に規定する店頭売買有価証券の発行者が施行日以後に当該法令等に違反し、又は証券業協会の定款その他の規則に定める取引の信義則に背反する行為をした場合における当該証券業協会の新証券取引法第七十九条の十三の怠る行為について適用する。 suppl-4041-73/art-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-73/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-7/par-1 The provisions of Article 79-13 of the New Securities and Exchange Act apply to acts committed by a securities dealers association on or after the effective date that violate the laws and regulations, etc. referred to in that Article, and to the omission by that securities dealers association referred to in Article 79-13 of the New Securities and Exchange Act in the case where an association member or an issuer of over-the-counter traded securities prescribed in Article 76 of the New Securities and Exchange Act has, on or after the effective date, violated those laws and regulations, etc. or acted contrary to the principle of good faith in transactions provided for in the articles of incorporation or other rules of the securities dealers association. machine translation, not official **第二項** 旧協会又はその協会員若しくは役員が施行日前に旧証券取引法第七十五条各号に該当することとなった場合については、同条の規定（登録の取消しに係る部分を除く。）は、なおその効力を有する。この場合において、新証券取引法の規定による証券業協会は、旧協会とみなす。 suppl-4041-73/art-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4041-73/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-7/par-2 In the case where a former association, or its association member or officer, has come to fall under any item of Article 75 of the Former Securities and Exchange Act before the effective date, the provisions of that Article (excluding the part pertaining to rescission of registration) remain in force. In this case, a securities dealers association under the provisions of the New Securities and Exchange Act is deemed to be the former association. machine translation, not official --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-032, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22