# 金融商品取引法 / Financial Instruments and Exchange Act — 第七条 (Supplementary Provisions, Article 7)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第七条 (Supplementary Provisions, Article 7) — address `suppl-3631-75/art-7`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3631-75/art-7
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-3631-75/art-7
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第七条
<sup>suppl-3631-75/art-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3631-75/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-3631-75/art-7</sup>

**第一項**  この法律の施行の際現に旧法第二十八条第二項第一号又は第二号の免許を受けている証券会社は、この法律の施行の際新法第二十八条第二項第一号又は第二号の免許を受けたものとみなす。この場合において、旧法第二十八条第二項第一号又は第二号の免許に係る旧法第二十九条第一項の条件は、新法第二十八条第二項第一号又は第二号の免許に係る新法第二十九条第一項の条件とみなす。
<sup>suppl-3631-75/art-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3631-75/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3631-75/art-7/par-1</sup>
A securities company that actually holds a license under Article 28, paragraph (2), item (i) or (ii) of the Former Act at the time this Act comes into effect is deemed to have obtained a license under Article 28, paragraph (2), item (i) or (ii) of the New Act at that time. In this case, the conditions under Article 29, paragraph (1) of the Former Act pertaining to the license under Article 28, paragraph (2), item (i) or (ii) of the Former Act are deemed to be the conditions under Article 29, paragraph (1) of the New Act pertaining to the license under Article 28, paragraph (2), item (i) or (ii) of the New Act.
<sup>machine translation, not official</sup>

**第二項**  この法律の施行の際現に旧法第六十五条の二第一項の規定により同条第二項において準用する旧法第二十八条第二項第一号又は第二号の認可を受けている金融機関は、この法律の施行の際新法第六十五条の二第一項の規定により同条第二項において準用する新法第二十八条第二項第一号又は第二号の認可を受けたものとみなす。この場合において、旧法第六十五条の二第一項の規定による同条第二項において準用する旧法第二十八条第二項第一号又は第二号の認可に係る旧法第六十五条の二第二項において準用する旧法第二十九条第一項の条件は、新法第六十五条の二第一項の規定による同条第二項において準用する新法第二十八条第二項第一号又は第二号の認可に係る新法第六十五条の二第二項において準用する新法第二十九条第一項の条件とみなす。
<sup>suppl-3631-75/art-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3631-75/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3631-75/art-7/par-2</sup>
A financial institution that actually holds, at the time this Act comes into effect, the authorization referred to in Article 28, paragraph (2), item (i) or (ii) of the Former Act as applied mutatis mutandis in paragraph (2) of Article 65-2 of the Former Act pursuant to the provisions of paragraph (1) of that Article is deemed to have obtained, at the time this Act comes into effect, the authorization referred to in Article 28, paragraph (2), item (i) or (ii) of the New Act as applied mutatis mutandis in paragraph (2) of Article 65-2 of the New Act pursuant to the provisions of paragraph (1) of that Article. In this case, the conditions referred to in Article 29, paragraph (1) of the Former Act as applied mutatis mutandis in Article 65-2, paragraph (2) of the Former Act, pertaining to the authorization under Article 28, paragraph (2), item (i) or (ii) of the Former Act as applied mutatis mutandis in paragraph (2) of Article 65-2 of the Former Act pursuant to the provisions of paragraph (1) of that Article, are deemed to be the conditions referred to in Article 29, paragraph (1) of the New Act as applied mutatis mutandis in Article 65-2, paragraph (2) of the New Act, pertaining to the authorization under Article 28, paragraph (2), item (i) or (ii) of the New Act as applied mutatis mutandis in paragraph (2) of Article 65-2 of the New Act pursuant to the provisions of paragraph (1) of that Article.
<sup>machine translation, not official</sup>

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-024, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
