# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-3301-120` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3301-120 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-3301-120 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 昭和三〇年八月一日法律第一二〇号 suppl-3301-120 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3301-120 · https://japanlaw.org/l/323AC0000000025/suppl-3301-120 **第一項** この法律は、公布の日から施行する。 suppl-3301-120/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3301-120/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3301-120/par-1 This Act comes into effect on the date of promulgation. machine translation, not official **第二項** 改正前の証券取引法（以下「旧法」という。）第四十一条第三項の規定により証券業者の本店の所在地を管轄する法務局又は地方法務局のうちもよりの供託所に該当しないものに供託した営業保証金については、なお従前の例による。 suppl-3301-120/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3301-120/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3301-120/par-2 With regard to a business security deposit deposited, pursuant to the provisions of Article 41, paragraph (3) of the Securities and Exchange Act before the amendment (hereinafter referred to as the "Former Act"), with a deposit office that is not the deposit office nearest among those of the legal affairs bureaus or district legal affairs bureaus that have jurisdiction over the location of the head office of the securities dealer, the provisions then in force continue to govern. machine translation, not official **第三項** この法律の施行の際現に証券業者が顧客から預託を受けた有価証券又はその計算において自己が占有する有価証券で担保に供し、又は他人に貸し付けているものがあるときは、当該有価証券については、改正後の証券取引法（以下「新法」という。）第五十一条第一項の規定を適用せず、なお従前の例による。 suppl-3301-120/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3301-120/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3301-120/par-3 If, at the time this Act comes into effect, there are securities that a securities dealer has received on deposit from a customer, or that it possesses for the customer's account, and that are provided as security or lent to another person, the provisions of Article 51, paragraph (1) of the Securities and Exchange Act after the amendment (hereinafter referred to as the "New Act") do not apply to those securities, and the provisions then in force continue to govern. machine translation, not official **第四項** この法律の施行の際現に旧法第六十六条に定める制限の範囲内において同条に規定する営業をしている者は、新法第六十六条の規定による大蔵大臣の承認を受けたものとみなす。 suppl-3301-120/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3301-120/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3301-120/par-4 A person who, at the time this Act comes into effect, is actually engaged in the business prescribed in Article 66 of the Former Act within the limits provided for in that Article is deemed to have obtained the approval of the Minister of Finance under the provisions of Article 66 of the New Act. machine translation, not official **第六項** この法律の施行前にした行為に対する罰則の適用については、なお従前の例による。 suppl-3301-120/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3301-120/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-3301-120/par-6 With regard to the application of penal provisions to acts committed before this Act comes into effect, the provisions then in force continue to govern. machine translation, not official --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-022, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22