# 金融商品取引法 / Financial Instruments and Exchange Act — 第九条 (Supplementary Provisions, Article 9)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第九条 (Supplementary Provisions, Article 9) — address `suppl-3231-25/art-9`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第九条
<sup>suppl-3231-25/art-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9</sup>

**第一項**  基金は、基金の成立の日を含む事業年度から、清算勘定が設けられた場合にあつては次条の規定により清算勘定を廃止した日の属する事業年度まで、清算勘定が設けられなかつた場合にあつては附則第七条第一項に規定する政令で定める日の属する事業年度までの各事業年度においては、第七十九条の六十九の規定にかかわらず、当該事業年度の開始前に（基金の成立の日を含む事業年度にあつては、成立後遅滞なく）、同条の規定により作成する当該事業年度の予算及び資金計画について、内閣総理大臣及び財務大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。
<sup>suppl-3231-25/art-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-1</sup>
In each business year from the business year that includes the day of establishment of the fund until the business year that includes the day on which the liquidation account was abolished pursuant to the provisions of the following Article, in the case where a liquidation account has been established, or until the business year that includes the date specified by Cabinet Order prescribed in Article 7, paragraph (1) of the Supplementary Provisions, in the case where a liquidation account has not been established, the fund must, notwithstanding the provisions of Article 79-69, obtain the authorization of the Prime Minister and the Minister of Finance for the budget and financial plan for that business year prepared pursuant to the provisions of that Article, before the commencement of that business year (with regard to a business year that includes the day of establishment of the fund, without delay after the establishment of the fund). The same applies if the fund seeks to change them.
<sup>machine translation, not official</sup>

**第二項**  前項の規定は、基金の発起人が、基金のために、基金の成立の日を含む事業年度の開始前に、第七十九条の二十九第六項の規定により創立総会の議決を経て決定された当該事業年度の予算及び資金計画について、前項の規定による内閣総理大臣及び財務大臣の認可を申請し、当該認可を受けることを妨げない。
<sup>suppl-3231-25/art-9/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-2</sup>
The provisions of the preceding paragraph do not preclude the founders of the fund, on behalf of the fund, before the commencement of the business year that includes the day of establishment of the fund, from applying for the authorization of the Prime Minister and the Minister of Finance under the provisions of the preceding paragraph for the budget and financial plan for that business year determined by an organizational meeting resolution pursuant to the provisions of Article 79-29, paragraph (6), and obtaining that authorization.
<sup>machine translation, not official</sup>

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## Cites
- suppl-3231-25/art-9/par-1: 次条 → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-3231-25/art-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-10
- suppl-3231-25/art-9/par-1: 附則第七条第一項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-3231-25/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1
- suppl-3231-25/art-9/par-1: 第七十九条の六十九 → 金融商品取引法 第七十九条の六十九 (Article 79-69), art-79-69 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-69 · https://japanlaw.org/l/323AC0000000025/art-79-69
- suppl-3231-25/art-9/par-2: 前項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-3231-25/art-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-1
- suppl-3231-25/art-9/par-2: 第七十九条の二十九第六項 → 金融商品取引法 第七十九条の二十九第六項 (Article 79-29, paragraph (6)), art-79-29/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-29/par-6 · https://japanlaw.org/l/323AC0000000025/art-79-29/par-6

## Cited by

2 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第九条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-2
- 金融商品取引法 附則第十二条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-12/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-021, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
