# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-3231-25` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-3231-25 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 suppl-3231-25 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25 ### 第一条 suppl-3231-25/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-1 **第一項** この法律は、その成立の日から三十日を経過した日からこれを施行する。但し、第二章の規定は、その施行の日から六十日、第六十五条の規定は、その施行の日から六箇月を経過した日から、これを施行する。 suppl-3231-25/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-1/par-1 This Act comes into effect as of the day on which 30 days have elapsed from the day of its enactment; provided, however, that the provisions of Chapter II come into effect as of the day on which 60 days have elapsed from the day of its enforcement, and the provisions of Article 65 as of the day on which six months have elapsed from the day of its enforcement. machine translation, not official ### 第二条 suppl-3231-25/art-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-2 **第一項** 有価証券業取締法、有価証券引受業法及び有価証券割賦販売業法は、これを廃止する。 suppl-3231-25/art-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-2/par-1 The Securities Business Regulation Act, the Securities Underwriting Business Act, and the Securities Installment Sales Business Act are repealed. machine translation, not official ### 第三条 suppl-3231-25/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3 **第一項** 旧有価証券業取締法、旧有価証券引受業法、旧有価証券割賦販売業法又は日本証券取引所法の規定により免許を取り消された者は、第二十八条の四の規定の適用については、これをこの法律の規定により証券会社の登録を取り消されたものとみなす。 suppl-3231-25/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3/par-1 A person whose license has been rescinded pursuant to the provisions of the former Securities Business Regulation Act, the former Securities Underwriting Business Act, the former Securities Installment Sales Business Act, or the Japan Securities Exchange Act is deemed, for the purpose of the application of the provisions of Article 28-4, to be a person whose registration as a securities company has been rescinded pursuant to the provisions of this Act. machine translation, not official ### 第三条の二 suppl-3231-25/art-3-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-2 **第一項** 公的年金制度の健全性及び信頼性の確保のための厚生年金保険法等の一部を改正する法律（平成二十五年法律第六十三号）附則第三条第十一号に規定する存続厚生年金基金（同法附則第五条第一項の規定によりなおその効力を有するものとされた同法第一条の規定による改正前の厚生年金保険法（昭和二十九年法律第百十五号）第百三十六条の三第四項に規定する年金給付等積立金の管理及び運用の体制が整備され、かつ、同法第百七十六条第二項の規定による届出がされているものを除く。）については、当分の間、第三十四条の三第一項（金融機関の信託業務の兼営等に関する法律第二条の二、農業協同組合法第十一条の五及び第十一条の二十七、水産業協同組合法第十一条の十一（同法第九十二条第一項、第九十六条第一項及び第百条第一項において準用する場合を含む。）、協同組合による金融事業に関する法律（昭和二十四年法律第百八十三号）第六条の五の十一、信用金庫法第八十九条の二、長期信用銀行法（昭和二十七年法律第百八十七号）第十七条の二、労働金庫法（昭和二十八年法律第二百二十七号）第九十四条の二、銀行法第十三条の四（株式会社日本政策投資銀行法（平成十九年法律第八十五号）第十条第一項において準用する場合を含む。）、第五十二条の二の五及び第五十二条の六十の十七、保険業法第三百条の二、金融サービスの提供及び利用環境の整備等に関する法律第三十一条第二項、農林中央金庫法第五十九条の三及び第五十九条の七、信託業法第二十四条の二（保険業法第九十九条第八項（同法第百九十九条において準用する場合を含む。）において準用する場合を含む。）、株式会社商工組合中央金庫法（平成十九年法律第七十四号）第二十九条並びに資金決済に関する法律第六十二条の十七第一項において準用する場合を含む。）の規定は、適用しない。 suppl-3231-25/art-3-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-2/par-1 With regard to surviving employees' pension funds prescribed in Article 3, item (xi) of the Supplementary Provisions of the Act Partially Amending the Employees' Pension Insurance Act, etc. for Ensuring the Soundness and Reliability of the Public Pension System (Act No. 63 of 2013) (excluding those for which a structure for the management and investment of reserve funds for pension benefits, etc. prescribed in Article 136-3, paragraph (4) of the Employees' Pension Insurance Act (Act No. 115 of 1954) prior to its amendment by the provisions of Article 1 of the Act Partially Amending the Employees' Pension Insurance Act, etc. for Ensuring the Soundness and Reliability of the Public Pension System, which is to remain in force pursuant to the provisions of Article 5, paragraph (1) of the Supplementary Provisions of that amending Act, has been established and for which the notification under the provisions of Article 176, paragraph (2) of the Employees' Pension Insurance Act prior to that amendment has been made), the provisions of Article 34-3, paragraph (1) (including where applied mutatis mutandis pursuant to Article 2-2 of the Act on Engagement in Trust Business by Financial Institutions, Articles 11-5 and 11-27 of the Agricultural Co-operatives Act, Article 11-11 of the Fishery Industry Cooperative Act (including where applied mutatis mutandis pursuant to Article 92, paragraph (1), Article 96, paragraph (1), and Article 100, paragraph (1) of that Act), Article 6-5-11 of the Act on Financial Businesses by Cooperative (Act No. 183 of 1949), Article 89-2 of the Shinkin Bank Act, Article 17-2 of the Long Term Credit Bank Act (Act No. 187 of 1952), Article 94-2 of the Labor Bank Act (Act No. 227 of 1953), Article 13-4 of the Banking Act (including where applied mutatis mutandis pursuant to Article 10, paragraph (1) of the Act on Development Bank of Japan Inc. (Act No. 85 of 2007)) and Articles 52-2-5 and 52-60-17 of the Banking Act, Article 300-2 of the Insurance Business Act, Article 31, paragraph (2) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, Articles 59-3 and 59-7 of the Norinchukin Bank Act, Article 24-2 of the Trust Business Act (including where applied mutatis mutandis pursuant to Article 99, paragraph (8) of the Insurance Business Act (including where applied mutatis mutandis pursuant to Article 199 of that Act)), Article 29 of the Shoko Chukin Bank Limited Act (Act No. 74 of 2007), and Article 62-17, paragraph (1) of the Payment Services Act) do not apply for the time being. machine translation, not official ### 第三条の三（移行期間特例業務に関する特例） — (Special Provisions on Specially Permitted Services for the Transitional Period) caption: Ministry of Justice translation — Japanese Law Translation Database System suppl-3231-25/art-3-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3 **第一項** 金融商品取引業者、第三十三条第一項に規定する金融機関、特例業務届出者及び海外投資家等特例業務届出者以外の者で、外国の法令に準拠し、外国において投資運用業（第二十八条第四項に規定する投資運用業をいう。以下この条において同じ。）を行う者（以下この条において「外国投資運用業者」という。）は、第二十九条及び第五十八条の二の規定にかかわらず、あらかじめ、内閣府令で定めるところにより、次に掲げる事項を内閣総理大臣に届け出て、移行期間特例業務を行うことができる。ただし、その届出の日から五年を経過したとき（当該期間が経過するまでの間に、金融商品取引業者等（投資運用業を行う者に限る。）、特例業務届出者又は海外投資家等特例業務届出者となつたときは、当該金融商品取引業者等、特例業務届出者又は海外投資家等特例業務届出者となつたとき）、又は第四項の規定により適用される第六十三条の十第三項第二号に該当することとなつたときは、この限りでない。 suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 Notwithstanding the provisions of Article 29 and Article 58-2, a person other than a financial instruments business operator, a financial institution prescribed in Article 33, paragraph (1), a notifier of specially permitted services, and a notifier of specially permitted services for foreign investors, etc. who engages in investment management business (meaning the investment management business prescribed in Article 28, paragraph (4); hereinafter the same applies in this Article) in a foreign country based on foreign laws and regulations (hereinafter referred to as a "foreign investment management business operator" in this Article) may engage in specially permitted services for the transitional period" by notifying the Prime Minister of the following particulars in advance pursuant to the provisions of Cabinet Office Order; provided, however, that this does not apply if a period of five years that starts on the date of notification (if the person has become a financial instruments business operator, etc. (limited to one that conducts investment management business), a notifier of specially permitted services, or a notifier of specially permitted services for foreign investors, etc. during the five-year period, at the time when the person has become the financial instruments business operator, etc., the notifier of specially permitted services, or the notifier of specially permitted services for foreign investors, etc.), or if the person comes to fall under Article 63-10, paragraph (3), item (ii) as applied pursuant to the provisions of paragraph (4). Ministry of Justice translation — Japanese Law Translation Database System **一** 商号、名称又は氏名 suppl-3231-25/art-3-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-1 the person's trade name or name; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人であるときは、資本金の額又は出資の総額 suppl-3231-25/art-3-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-2 the amount of stated capital or total amount of contributions, if it is a corporation; Ministry of Justice translation — Japanese Law Translation Database System **三** 法人であるときは、役員（外国法人にあつては、国内における代表者を含む。）の氏名又は名称 suppl-3231-25/art-3-3/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-3 the names of its officers, if it is a corporation (including the domestic representative, if it is a foreign corporation); Ministry of Justice translation — Japanese Law Translation Database System **四** 政令で定める使用人があるときは、その者の氏名 suppl-3231-25/art-3-3/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-4 if the person has an employee specified by Cabinet Order, the name of that employee; Ministry of Justice translation — Japanese Law Translation Database System **五** 業務の種別（第五項各号に掲げる行為に係る業務の種別をいう。） suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-5 the type of business (meaning the type of business related to the acts set forth in the items of paragraph (5)); Ministry of Justice translation — Japanese Law Translation Database System **六** 主たる営業所又は事務所（外国法人にあつては、国内における主たる営業所又は事務所を含む。）の名称及び所在地 suppl-3231-25/art-3-3/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-6 the name and location of the person's principal business office or office (if it is a foreign corporation, including the principal business office or office in Japan); Ministry of Justice translation — Japanese Law Translation Database System **七** 移行期間特例業務を行う営業所又は事務所の名称及び所在地 suppl-3231-25/art-3-3/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-7 the name and location of the business office or office for performing specially permitted services for the transitional period; Ministry of Justice translation — Japanese Law Translation Database System **八** 投資運用関係業務を委託する場合においては、その旨並びに委託先の商号、名称又は氏名及び当該委託先に委託する投資運用関係業務の内容その他内閣府令で定める事項 suppl-3231-25/art-3-3/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-8 if it entrusts investment management-related services, that fact, the trade name, name, or personal name of the entrustee and the content of the investment management-related services entrusted to that entrustee, and other particulars specified by Cabinet Office Order; machine translation, not official **九** 他に事業を行つているときは、その事業の種類 suppl-3231-25/art-3-3/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-9 if the person engages in other business, the business type; and machine translation, not official **十** その他内閣府令で定める事項 suppl-3231-25/art-3-3/par-1/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-10 other particulars specified by Cabinet Office Order. machine translation, not official **第二項** 前項の規定による届出は、新型コロナウイルス感染症等の影響による社会経済情勢の変化に対応して金融の機能の強化及び安定の確保を図るための銀行法等の一部を改正する法律（令和三年法律第四十六号）の施行の日から起算して五年を経過する日までにしなければならない。 suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-2 The notification under the provisions of the preceding paragraph must be made by the day on which a period of five years have elapsed starts to run from the day on which the Act Partially Amending the Banking Act and Other Acts for Ensuring Reinforcement and Stability of Financial Functions in Response to Socioeconomic Changes due to the Impact of the COVID-19 Infection (Act No. 46 of 2021) comes into effect. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の規定にかかわらず、次の各号のいずれかに該当する者は、移行期間特例業務を行つてはならない。 suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 Notwithstanding the provisions of paragraph (1), a person that falls under any of the following items must not perform specially permitted services for the transitional period: Ministry of Justice translation — Japanese Law Translation Database System **一** 次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1 a person falling under any of the following sub-items: Ministry of Justice translation — Japanese Law Translation Database System **イ** 外国（投資者の保護を図る上で我が国と同等の水準にあると認められる投資運用業を行う者に関する制度を有している国又は地域として内閣府令で定めるものに限る。ロ及び次号ニ並びに第五項第一号において同じ。）の法令の規定により当該外国において投資運用業を行うことにつき第二十九条の登録と同種類の登録（当該登録に類する許可その他の行政処分を含む。）を受けていない者 suppl-3231-25/art-3-3/par-3/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-1 a person that has not obtained the registration of the same kind as the registration referred to in Article 29 (including permission or any other administrative disposition similar to such a registration) for conducting investment management business in a foreign country (limited to a foreign country specified by Cabinet Office Order as a country or region that has a system concerning persons engaging in investment management business that is found to be at a level equivalent to that of Japan in protecting investors; the same applies in (b) of this item, (d) of the following item, and paragraph (5), item (i)) pursuant to the provisions of laws and regulations of that foreign country; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 外国の法令に準拠し、当該外国において投資運用業を開始してから政令で定める期間を経過するまでの者（政令で定める場合に該当する者を除く。） suppl-3231-25/art-3-3/par-3/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-2 a person for whom the period specified by Cabinet Order that starts to run from the time investment management business has been commenced in a foreign country based on foreign laws and regulations has not passed (excluding a person falling under a case specified by Cabinet Order); Ministry of Justice translation — Japanese Law Translation Database System **ハ** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-3 a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c); Ministry of Justice translation — Japanese Law Translation Database System **ニ** 次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-1/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-4 a person falling under any of the following: machine translation, not official **（１）** 暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、移行期間特例業務の信用を失墜させるおそれがあると認められる者 suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1 a person that is found likely to damage the credibility of specially permitted services for the transitional period in light of the person's relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or a member of an organized crime group prescribed in item (vi) of that Article, or other circumstances; machine translation, not official **（２）** その他移行期間特例業務を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者 suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-2 any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a sufficient personnel structure to perform specially permitted services for the transitional period in an appropriate manner; machine translation, not official **ホ** 移行期間特例業務を適確に遂行するための必要な体制が整備されていると認められない者として内閣府令で定める者 suppl-3231-25/art-3-3/par-3/item-1/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-5 a person specified by Cabinet Office Order as a person that is found not to have in place the necessary system for performing specially permitted services for the transitional period in an appropriate manner; or Ministry of Justice translation — Japanese Law Translation Database System **ヘ** 主として第二条第一項第九号に掲げる有価証券その他の政令で定める有価証券に対する投資として、運用対象財産（当該者が第四十二条第一項に規定する権利者のため運用を行う金銭その他の財産をいう。）の運用を行う者 suppl-3231-25/art-3-3/par-3/item-1/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-6 a person mainly engaged in investing property subject to investment (meaning money and other property invested by that person on behalf of a right holder prescribed in Article 42, paragraph (1)) as an investment in securities set forth in Article 2, paragraph (1), item (ix) and other securities specified by Cabinet Order; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人である場合においては、次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2 if the person is a corporation, a person that falls under any of the following sub-items: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第二号に該当する者 suppl-3231-25/art-3-3/par-3/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-1 a person that falls under Article 29-4, paragraph (1), item (ii); Ministry of Justice translation — Japanese Law Translation Database System **ロ** 国内に営業所又は事務所を有しない者 suppl-3231-25/art-3-3/par-3/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-2 a person that does not have a business office or office in Japan; Ministry of Justice translation — Japanese Law Translation Database System **ハ** 外国法人であつて国内における代表者を定めていない者 suppl-3231-25/art-3-3/par-3/item-2/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-3 a foreign corporation that has not designated a domestic representative; Ministry of Justice translation — Japanese Law Translation Database System **ニ** 外国法人であつてその主たる営業所若しくは事務所又は投資運用業を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者 suppl-3231-25/art-3-3/par-3/item-2/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-4 a foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments prescribed in paragraph (1) of that Article in a foreign country where its principal business office or office, or its business office or office for performing investment management business is located; Ministry of Justice translation — Japanese Law Translation Database System **ホ** 個人である主要株主（第二十九条の四第二項に規定する主要株主をいい、当該法人が持株会社の子会社（同条第四項に規定する子会社をいう。第七項において同じ。）であるときは、当該持株会社の主要株主を含む。ヘにおいて同じ。）のうちに同条第一項第五号ニ（１）又は（２）に該当する者のある者 suppl-3231-25/art-3-3/par-3/item-2/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-5 a person that has a person falling under Article 29-4, paragraph (1), item (v), (d) 1. or 2. among their major shareholders that is an individual (meaning the major shareholders prescribed in paragraph (2) of that Article; if the corporation is a subsidiary company of a holding company (meaning the subsidiary company prescribed in paragraph (4) of that Article; the same applies in paragraph (7)), including the major shareholders of the holding company; the same applies in (f)); or Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "a person that has a person falling under Article 29-4, paragraph (1), item (v), (d) 1. or 2. among their major shareholders that is an individual (meaning the major shareholders prescribed in paragraph (2) of that Article; if the corporation is a subsidiary company of a holding company (meaning the subsidiary company prescribed in paragraph (4) of that Article; the same applies in paragraph (7), including the major shareholders of the holding company; the same applies in (f)); or" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **ヘ** 法人である主要株主のうちに第二十九条の四第一項第五号ホ（１）から（３）までのいずれかに該当する者のある者 suppl-3231-25/art-3-3/par-3/item-2/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-6 a person that has a person falling under one of Article 29-4, paragraph (1), item (v), (e) 1. through 3. among their major shareholders that are corporations; or Ministry of Justice translation — Japanese Law Translation Database System **ト** 届出の対象となる移行期間特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員（相談役、顧問その他いかなる名称を有する者であるかを問わず、当該法人に対し取締役、執行役又はこれらに準ずる者と同等以上の支配力を有するものと認められる者を含む。トにおいて同じ。）又は使用人を確保していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する役員又は使用人を確保していれば足りるものとする。 suppl-3231-25/art-3-3/par-3/item-2/sub-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-7 a person that is found not to have secured, for each of the specially permitted services for the transitional period subject to the notification, officers (including a person that is found to have at least the same amount of authority as a director, executive officer, or person equivalent thereto over the corporation, irrespective of whether the person is an advisor, consultant, or holds any other title; the same applies in (g)) or employees who have the sufficient knowledge and experience necessary for its execution; provided, however, that with regard to investment management-related services in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to one that has been registered as referred to in Article 66-71 or has had a change registered as referred to in Article 66-75, paragraph (4) for conducting those investment management-related services), it is sufficient to have secured officers or employees who have the ability to appropriately supervise those services. machine translation, not official **三** 個人である場合においては、次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3 if the person is an individual, a person that falls under any of the following sub-items: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第三号ロに該当する者 suppl-3231-25/art-3-3/par-3/item-3/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3/sub-1 a person that falls under Article 29-4, paragraph (1), item (iii), (b); or machine translation, not official **ロ** 外国に住所を有する者 suppl-3231-25/art-3-3/par-3/item-3/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3/sub-2 a person that has an address in a foreign country. Ministry of Justice translation — Japanese Law Translation Database System **ハ** 届出の対象となる移行期間特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する者であることをもつて足りるものとする。 suppl-3231-25/art-3-3/par-3/item-3/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3/sub-3 a person that is found not to have the sufficient knowledge and experience necessary for the execution of each of the specially permitted services for the transitional period subject to the notification; provided, however, that with regard to investment management-related services in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to one that has been registered as referred to in Article 66-71 or has had a change registered as referred to in Article 66-75, paragraph (4) for conducting those investment management-related services), it is sufficient to be a person who has the ability to appropriately supervise those services. machine translation, not official **第四項** 第一項の規定により外国投資運用業者が移行期間特例業務を行う場合においては、同項の規定による届出を第六十三条の九第一項の規定による届出と、当該移行期間特例業務を第六十三条の八第一項に規定する海外投資家等特例業務とみなして、この法律（第二十九条の四第一項第一号ロ（７）及び第二号ヘ（７）、第六十三条の九第一項及び第六項並びに第六十三条の十一を除く。）並びに住民基本台帳法（昭和四十二年法律第八十一号）、金融サービスの提供及び利用環境の整備等に関する法律及び犯罪による収益の移転防止に関する法律（平成十九年法律第二十二号）の規定（これらの規定に基づく命令の規定を含む。）を適用する。この場合において、第二条第四十三項中「同項第一号」とあるのは「附則第三条の三第五項第一号」と、第六十三条の九第二項第一号及び第二号中「第六項第一号」とあるのは「附則第三条の三第三項第一号」と、同条第八項中「第三十九条」とあるのは「第三十八条の二、第三十九条」と、「第四十二条の七」とあるのは「第四十二条の七、第四十二条の八」と、同条第九項中「海外投資家等特例業務として開始した前条第一項第一号に掲げる行為に係る第二条第二項第五号若しくは第六号に掲げる権利が前条第一項第一号」とあるのは「移行期間特例業務として開始した附則第三条の三第五項第一号イに掲げる行為に係る投資一任契約が同号イに規定する投資一任契約に該当しなくなつたとき、同号ロに掲げる行為に係る外国投資信託の受益証券に表示される権利が同号ロに規定する外国投資信託の受益証券に表示される権利に該当しなくなつたとき、又は同号ハに掲げる行為に係る第二条第二項第六号に掲げる権利が附則第三条の三第五項第一号ハ」と、「とき、又は当該権利を有する海外投資家等（同条第二項に規定する海外投資家等をいう。）から出資され、若しくは拠出された金銭が主として非居住者から出資若しくは拠出を受けた金銭に該当しなくなつたときは」とあるのは「ときは」と、第六十三条の十三第二項第一号中「又は」とあるのは「（外国の法令を含む。）又は当該」と、第百九十四条の七第二項第二号の三中「第六十三条の八第一項各号」とあるのは「附則第三条の三第五項各号」とするほか、必要な技術的読替えは、政令で定める。 suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 If a foreign investment management business operator performs specially permitted services for the transitional period pursuant to the provisions of paragraph (1), the provisions of this Act (excluding Article 29-4, paragraph (1), item (i), (b), (7) and item (ii), (f), (7), Article 63-9, paragraphs (1) and (6), and Article 63-11), the Residential Basic Book Act (Act No. 81 of 1967), the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, and the Act on Prevention of Transfer of Criminal Proceeds (Act No. 22 of 2007) (including provisions of orders based on those provisions) apply by deeming the notification under the provisions of that paragraph to be a notification under the provisions of Article 63-9, paragraph (1) and deeming those specially permitted services for the transitional period to be specially permitted services for foreign investors, etc. prescribed in Article 63-8, paragraph (1). In this case, in Article 2, paragraph (43), the phrase "item (i) of that paragraph" is deemed to be replaced with "Article 3-3, paragraph (5), item (i) of the Supplementary Provisions"; in Article 63-9, paragraph (2), items (i) and (ii), the phrase "paragraph (6), item (i)" is deemed to be replaced with "Article 3-3, paragraph (3), item (i) of the Supplementary Provisions"; in paragraph (8) of that Article, the phrase "Article 39" is deemed to be replaced with "Article 38-2, Article 39" and the phrase "Article 42-7" is deemed to be replaced with "Article 42-7, Article 42-8"; in paragraph (9) of that Article, the phrase "the right set forth in Article 2, paragraph (2), item (v) or (vi) connected with an act set forth in paragraph (1), item (i) of the preceding Article which a notifier of specially permitted services for foreign investors, etc. has commenced as specially permitted services for foreign investors, etc. no longer falls under the right prescribed in paragraph (1), item (i) of the preceding Article, or the money invested or contributed by foreign investors, etc. (meaning the foreign investors, etc. prescribed in paragraph (2) of the preceding Article) that hold that right no longer falls under the money that has been mainly invested or contributed by non-residents" is deemed to be replaced with "the discretionary investment contract connected with an act set forth in Article 3-3, paragraph (5), item (i), (a) of the Supplementary Provisions which a notifier of specially permitted services for foreign investors, etc. has commenced as specially permitted services for the transitional period no longer falls under the discretionary investment contract prescribed in (a) of that item, the right represented in beneficiary certificates of foreign investment trusts connected with an act set forth in (b) of that item no longer falls under the right represented in beneficiary certificates of foreign investment trusts prescribed in (b) of that item, or the right set forth in Article 2, paragraph (2), item (vi) connected with an act set forth in (c) of that item no longer falls under the right prescribed in Article 3-3, paragraph (5), item (i), (c) of the Supplementary Provisions"; in Article 63-13, paragraph (2), item (i), the phrase "or a disposition made by a government agency which is based on a law or regulation" is deemed to be replaced with "(including foreign laws and regulations) or a disposition made by a government agency which is based on that law or regulation"; in Article 194-7, paragraph (2), item (ii)-3, the phrase "the items of Article 63-8, paragraph (1)" is deemed to be replaced with "the items of Article 3-3, paragraph (5) of the Supplementary Provisions"; and any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official **第五項** 第一項及び前二項の「移行期間特例業務」とは、外国投資運用業者が国内に設ける営業所又は事務所において次に掲げる行為のいずれかを業として行うことをいう。 suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 The term "specially permitted services for the transitional period" as used in paragraph (1) and the preceding two paragraphs means the performance of any of the following acts on a regular basis by a foreign investment management business operator at its business office or office established in Japan: Ministry of Justice translation — Japanese Law Translation Database System **一** 外国の法令に準拠し、当該外国において行う投資運用業に係る次に掲げる行為 suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 the following acts connected with the investment management business conducted in a foreign country based on foreign laws and regulations: Ministry of Justice translation — Japanese Law Translation Database System **イ** 投資一任契約（その相手方が海外投資家等（次のいずれにも該当しないものに限る。）のみであるものに限る。）に基づき行う第二条第八項第十二号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1 the act set forth in Article 2, paragraph (8), item (xii) performed based on a discretionary investment contract (limited to those concluded only with foreign investors, etc. (limited to those that do not fall under any of the following persons)) (excluding acts specified by Cabinet Office Order as those likely to compromise the protection of investors): Ministry of Justice translation — Japanese Law Translation Database System **（１）** その発行する資産対応証券（資産の流動化に関する法律第二条第十一項に規定する資産対応証券をいう。）を海外投資家等以外の者が取得している特定目的会社（同条第三項に規定する特定目的会社をいう。） suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1 a special purpose company (meaning a special purpose company prescribed in Article 2, paragraph (3) of the Act on the Securitization of Assets) that issues asset backed securities (meaning asset backed securities prescribed in paragraph (11) of that Article) which have been acquired by persons other than foreign investors, etc.; machine translation, not official **（２）** 第二条第二項第五号又は第六号に掲げる権利に対する投資事業に係る匿名組合契約（商法第五百三十五条に規定する匿名組合契約をいう。）で、海外投資家等以外の者を匿名組合員とするものの営業者又は営業者になろうとする者 suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2 the business operator or a person seeking to become a business operator in a silent partnership agreement (meaning a silent partnership agreement prescribed in Article 535 of the Commercial Code) that concerns the rights set forth in Article 2, paragraph (2), item (v) or (vi) and that has a person other than a foreign investor, etc. as a silent partner; and machine translation, not official **（３）** （１）又は（２）に掲げる者に準ずる者として内閣府令で定める者 suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-3 a person specified by Cabinet Office Order as a person equivalent to the persons set forth in (1) or (2); machine translation, not official **ロ** 第二条第一項第十号に規定する外国投資信託の受益証券に表示される権利（当該権利を有する者が海外投資家等（イ（１）から（３）までのいずれにも該当しないものに限る。以下この項において同じ。）のみであるものに限る。）を有する海外投資家等から拠出を受けた金銭の運用を行う同条第八項第十四号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-2 the act set forth in Article 2, paragraph (8), item (xiv), which is to invest money contributed by a foreign investor, etc. that holds rights indicated on the beneficiary certificates of a foreign investment trust prescribed in paragraph (1), item (x) of that Article (limited to rights held only by foreign investors, etc. (limited to those that do not fall under any of sub-item (a) 1. through 3.; hereinafter the same applies in this paragraph)) (excluding acts specified by Cabinet Office Order as those likely to compromise the protection of investors); Ministry of Justice translation — Japanese Law Translation Database System **ハ** 第二条第二項第六号に掲げる権利（同一の出資対象事業（同項第五号に規定する出資対象事業をいう。）に係る当該権利を有する者が海外投資家等のみであるものに限る。）を有する海外投資家等から出資され、又は拠出された金銭（これに類するものとして政令で定めるものを含む。）の運用を行う同条第八項第十五号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-3 the act set forth in Article 2, paragraph (8), item (xv), which is to invest money (including things specified by Cabinet Order as being similar to money) that has been invested or contributed by a foreign investor, etc. that holds rights set forth in Article 2, paragraph (2), item (vi) (limited to rights related to the same business subject to investment (meaning a business subject to investment provided for in item (v) of that paragraph) in which foreign investors, etc. are the only holders of those rights) (excluding the acts specified by Cabinet Office Order as those likely to compromise the protection of investors); or Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "the act set forth in Article 2, paragraph (8), item (xv), which is to invest money (including things specified by Cabinet Order as being similar to money) that has been invested or contributed by a foreign investor, etc. that holds rights set forth in Article 2, paragraph (2), item (vi) (limited to rights related to the same business subject to investment (meaning an business subject to investment provided for in item (v) of that paragraph) in which foreign investors, etc. are the only holders of those rights (excluding the acts specified by Cabinet Office Order as those likely to compromise the protection of investors); or" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **二** 前号に掲げる行為に関する次に掲げる行為 suppl-3231-25/art-3-3/par-5/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2 the following acts connected with the acts set forth in the preceding item: Ministry of Justice translation — Japanese Law Translation Database System **イ** その行う前号イに掲げる行為に関して海外投資家等を相手方として行う第二条第一項第十号に規定する外国投資信託の受益証券、同項第十一号に規定する外国投資証券又は同条第二項第六号に掲げる権利に係る募集の取扱い又は私募の取扱い（海外投資家等以外の者がこれらの有価証券を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-1 the handling of public offering or handling of private placement related to beneficiary certificates of a foreign investment trust prescribed in Article 2, paragraph (1), item (x), foreign investment securities prescribed in item (xi) of that paragraph, or rights set forth in paragraph (2), item (vi) of that Article, which is carried out with foreign investors, etc. in connection with an act set forth in (a) of the preceding item performed by a person (limited to handling of public offering or handling of private placement specified by Cabinet Order as having little likelihood of persons that are not foreign investors, etc. to acquire those securities and excluding handling specified by Cabinet Office Order as that likely to compromise the protection of investors); Ministry of Justice translation — Japanese Law Translation Database System **ロ** その行う前号ロに掲げる行為に関して海外投資家等を相手方として行う第二条第一項第十号に規定する外国投資信託の受益証券に係る募集又は私募（海外投資家等以外の者が当該受益証券を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-2 the public offering or private placement of beneficiary certificates of a foreign investment trust prescribed in Article 2, paragraph (1), item (x), which is carried out with foreign investors, etc. in connection with an act set forth in (b) of the preceding item performed by a person (limited to public offering or private placement specified by Cabinet Order as having little likelihood of allowing persons that are not foreign investors, etc. to acquire the beneficiary certificates and excluding offering or placement specified by Cabinet Office Order as that likely to compromise the protection of investors); and Ministry of Justice translation — Japanese Law Translation Database System **ハ** その行う前号ハに掲げる行為に関して海外投資家等を相手方として行う第二条第二項第六号に掲げる権利に係る募集又は私募（海外投資家等以外の者が当該権利を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-2/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-3 the public offering or private placement of rights set forth in Article 2, paragraph (2), item (vi), which is carried out with foreign investors, etc. in connection with an act set forth in (c) of the preceding item performed by a person (limited to public offering or private placement specified by Cabinet Order as having little likelihood of allowing persons that are not foreign investors, etc. to acquire the rights and excluding those specified by Cabinet Office Order as being likely to compromise the protection of investors). Ministry of Justice translation — Japanese Law Translation Database System **第六項** 前項の「海外投資家等」とは、次に掲げる者をいう。 suppl-3231-25/art-3-3/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6 The term "foreign investor, etc." as used in the preceding paragraph means one of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **一** 外国法人又は外国に住所を有する個人 suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-1 a foreign corporation or an individual that has an address in a foreign country; Ministry of Justice translation — Japanese Law Translation Database System **二** 前号に掲げる者のほか、外国投資運用業者と密接な関係を有する者として政令で定める者 suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-2 in addition to the persons set forth in the preceding item, a person specified by Cabinet Order as being closely related to a foreign investment management business operator; and Ministry of Justice translation — Japanese Law Translation Database System **三** 前二号に掲げる者に準ずる者として内閣府令で定める者 suppl-3231-25/art-3-3/par-6/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-3 a person that is specified by Cabinet Office Order as a person equivalent to the persons set forth in the preceding two items. Ministry of Justice translation — Japanese Law Translation Database System **第七項** 第一項、第二項、第三項（第一号イ及びロ並びに第三号を除く。）及び第四項の規定は、外国投資運用業者（第三項第一号又は第二号（ロ及びハを除く。）に該当する者を除く。）の子会社が国内に設ける営業所又は事務所において投資一任契約（その相手方が当該外国投資運用業者のみであるものに限る。）に基づき第二条第八項第十二号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。）を業として行う場合について準用する。この場合において、これらの規定中「移行期間特例業務」とあるのは「第七項に規定する行為に係る業務」と、第一項第五号中「第五項各号に掲げる行為に係る業務の種別」とあるのは「第七項に規定する行為に係る業務」と、第四項中「同項の」とあるのは「第一項の」と、「同項第一号」とあるのは「海外投資家等特例業務（第六十三条の八第一項に規定する海外投資家等特例業務をいい、同項第一号に掲げる行為を行うものに限る。）」と、「附則第三条の三第五項第一号」」とあるのは「附則第三条の三第七項に規定する行為に係る業務」」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 The provisions of paragraphs (1), (2), (3) (excluding (a) and (b) of item (i), and item (iii)), and (4) apply mutatis mutandis to the case where a subsidiary company of a foreign investment management business operator (excluding a person that falls under paragraph (3), item (i) or item (ii) (excluding (b) and (c))) engages, as a business, in the act set forth in Article 2, paragraph (8), item (xii) (excluding those specified by Cabinet Office Order as being likely to impede the protection of investors) at a business office or office it establishes in Japan, based on a discretionary investment contract (limited to those whose counterparty is only that foreign investment management business operator). In this case, in these provisions, the phrase "specially permitted services for the transitional period" is deemed to be replaced with "services related to the act prescribed in paragraph (7)"; in paragraph (1), item (v), the phrase "the type of business related to the acts set forth in the items of paragraph (5)" is deemed to be replaced with "the business related to the act prescribed in paragraph (7)"; in paragraph (4), the phrase "that paragraph" is deemed to be replaced with "paragraph (1)", the phrase "item (i) of that paragraph" is deemed to be replaced with "specially permitted services for foreign investors, etc. (meaning the specially permitted services for foreign investors, etc. prescribed in Article 63-8, paragraph (1), limited to those that perform the act set forth in item (i) of that paragraph)", and the phrase "Article 3-3, paragraph (5), item (i) of the Supplementary Provisions" is deemed to be replaced with "services related to the act prescribed in Article 3-3, paragraph (7) of the Supplementary Provisions"; and any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official ### 第四条 suppl-3231-25/art-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-4 **第一項** 平成十三年三月三十一日までに基金が受けた第七十九条の五十三第一項又は第三項から第五項までの規定による通知に係る証券会社（以下「特例適用会社」という。）に関して、基金が第七十九条の五十六第一項及び第七十九条の五十七第一項の規定により支払をすべき金額については、同条第三項の規定は、適用しない。 suppl-3231-25/art-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-4/par-1 With regard to a securities company for which the fund received a notice by March 31, 2001 under the provisions of Article 79-53, paragraph (1) or paragraphs (3) through (5) (hereinafter referred to as a "company subject to the special rule"), the provisions of Article 79-57, paragraph (3) do not apply to the amount that the fund is to pay pursuant to the provisions of Article 79-56, paragraph (1) and Article 79-57, paragraph (1). machine translation, not official ### 第五条 suppl-3231-25/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-5 **第一項** 基金の成立の日を含む事業年度から附則第七条第一項に規定する政令で定める日の属する基金の事業年度までの各事業年度においては、第七十九条の六十四第一項に規定する負担金の額は、会員である証券会社の納付すべき負担金を算定する基礎として基金が業務規程で定める額（以下「算定基礎額」という。）に、投資者保護資金に係る業務に要する費用の予想額及び当該証券会社の財務の状況を勘案して内閣総理大臣及び財務大臣が定める負担金率を乗じて得た額を下回つてはならないものとする。この場合において、基金が定める算定基礎額は、特定の証券会社に対し差別的なものであつてはならない。 suppl-3231-25/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-5/par-1 In each business year from the business year that includes the day of establishment of the fund through the business year of the fund that includes the day specified by Cabinet Order prescribed in Article 7, paragraph (1) of the Supplementary Provisions, the amount of burden charges prescribed in Article 79-64, paragraph (1) must not be less than the amount obtained by multiplying the amount that the fund specifies in its operational rules as the basis for calculating the burden charges to be paid by securities companies that are members (hereinafter referred to as the "calculation base amount") by the burden charge rate that the Prime Minister and the Minister of Finance specify in consideration of the estimated amount of costs required for services linked to funds for investor protection and the financial condition of the relevant securities company. In this case, the calculation base amount that the fund specifies must not be discriminatory against any specific securities company. machine translation, not official ### 第六条 suppl-3231-25/art-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6 **第一項** 基金が、特例適用会社に係る第七十九条の四十九第一号から第四号まで及び第六号に掲げる業務（金融システム改革のための関係法律の整備等に関する法律（平成十年法律第百七号）附則第四十二条第七項又は同法附則第四十三条第五項の規定により第七十九条の四十九第一号又は第二号に掲げる業務とみなされるものを含む。次条において同じ。）を行う場合における第七十九条の七十二の規定の適用については、同条中「金融機関等（銀行、証券会社その他内閣府令・財務省令で定めるものをいう。）」とあるのは、「金融機関等（銀行、証券会社その他内閣府令・財務省令で定めるものをいう。）又は日本銀行」とする。 suppl-3231-25/art-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1 With regard to the application of the provisions of Article 79-72 where the fund performs the services set forth in Article 79-49, items (i) through (iv) and item (vi) relating to a company subject to the special rule (including services deemed to be the services set forth in Article 79-49, item (i) or (ii) pursuant to Article 42, paragraph (7) or Article 43, paragraph (5) of the Supplementary Provisions of the Act on the Development of Related Acts, etc. for Financial System Reform (Act No. 107 of 1998); the same applies in the following Article), the phrase "financial institutions, etc. (meaning banks, securities companies, and others specified by Cabinet Office Order and Ministry of Finance Order)" in that Article is deemed to be replaced with "financial institutions, etc. (meaning banks, securities companies, and others specified by Cabinet Office Order and Ministry of Finance Order) or the Bank of Japan". machine translation, not official **第二項** 前項の規定の適用がある場合には、日本銀行は、日本銀行法（平成九年法律第八十九号）第四十三条第一項の規定にかかわらず、基金に対し、資金の貸付けをすることができる。 suppl-3231-25/art-6/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-2 In the case where the provisions of the preceding paragraph apply, the Bank of Japan may carry out the lending of funds to the fund, notwithstanding the provisions of Article 43, paragraph (1) of the Bank of Japan Act (Act No. 89 of 1997). machine translation, not official **第三項** 政府は、基金が第一項の規定により読み替えられた第七十九条の七十二の規定により借入れをする場合において、必要があると認めるときは、法人に対する政府の財政援助の制限に関する法律（昭和二十一年法律第二十四号）第三条の規定にかかわらず、国会の議決を経た金額の範囲内において、当該借入れに係る基金の債務の保証をすることができる。 suppl-3231-25/art-6/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-3 If the fund borrows under the provisions of Article 79-72 as the terms are replaced pursuant to the provisions of paragraph (1), the government may, if it finds it necessary, notwithstanding the provisions of Article 3 of the Act on Restrictions on Financial Assistance by the Government to Corporations (Act No. 24 of 1946), guarantee the obligations of the fund pertaining to that borrowing within the limits of the amount approved by a resolution of the Diet. machine translation, not official ### 第七条 suppl-3231-25/art-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7 **第一項** 基金は、特例適用会社に係る第七十九条の四十九第一号から第四号まで及び第六号に掲げる業務を終了した日として政令で定める日の属する事業年度終了の日において、前条第三項の規定による政府の保証に係る借入金の残額があるときは、当該借入金に係る債務の弁済に関する経理については、他の経理と区分し、特別の勘定（以下「清算勘定」という。）を設けて整理しなければならない。 suppl-3231-25/art-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1 If, on the last day of the business year that includes the date specified by Cabinet Order as the date on which the fund ended the services listed in Article 79-49, items (i) through (iv) and item (vi) pertaining to a company subject to the special rule, there is a remaining balance of borrowings guaranteed by the government under the provisions of paragraph (3) of the preceding Article, the fund must, with regard to the accounting for the performance of the obligations pertaining to those borrowings, keep it separate from other accounting and settle it by establishing a special account (hereinafter referred to as the "liquidation account"). machine translation, not official **第二項** 基金は、前項に規定する事業年度終了の日において、同項の借入金に係る債務及び負担金債権（第七十九条の二十八第四項又は第七十九条の六十四第一項の規定による負担金について未納のものがある場合におけるその負担金に係る債権をいう。以下この項において同じ。）並びに同日における準備金（第七十九条の七十一第一項に規定する準備金をいう。以下この項において同じ。）を清算勘定に帰属させるとともに、投資者保護資金から同日におけるその残高に相当する金額を、当該借入金の残高から当該負担金債権の額及び当該準備金の額を控除した額に相当する金額に限り、清算勘定に繰り入れるものとする。 suppl-3231-25/art-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-2 On the last day of the business year prescribed in the preceding paragraph, the fund is to cause the obligations pertaining to the borrowings referred to in that paragraph, the claims for burden charges (meaning, where there are unpaid burden charges under the provisions of Article 79-28, paragraph (4) or Article 79-64, paragraph (1), the claims pertaining to those burden charges; hereinafter the same applies in this paragraph), and the reserve as of that day (meaning the reserve prescribed in Article 79-71, paragraph (1); hereinafter the same applies in this paragraph) to vest in the liquidation account, and is to transfer to the liquidation account from the funds for investor protection an amount equivalent to their balance as of that day, only up to the amount equivalent to the amount obtained by deducting the amount of the claims for burden charges and the amount of the reserve from the balance of those borrowings. machine translation, not official ### 第八条 suppl-3231-25/art-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8 **第一項** 証券会社は、前条第一項に規定する事業年度の翌事業年度から附則第十条の規定によりその所属する基金の清算勘定が廃止される日の属する事業年度までの各事業年度においては、前条第二項の規定により清算勘定に帰属することとなつた借入金に係る債務の額が清算勘定に属する資産の額を上回るときは、第七十九条の六十四第一項の規定による負担金のほか、当該基金が当該債務の弁済に充てるための資金として、業務規程の定めるところにより、当該基金に対し、負担金を納付しなければならない。 suppl-3231-25/art-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-1 In each business year from the business year following the business year prescribed in paragraph (1) of the preceding Article to the business year that includes the day on which the liquidation account of the fund to which a securities company belongs is abolished pursuant to the provisions of Article 10 of the Supplementary Provisions, if the amount of the obligations pertaining to the borrowings that have come to vest in the liquidation account pursuant to the provisions of paragraph (2) of the preceding Article exceeds the amount of the assets belonging to the liquidation account, the securities company must, in addition to the burden charges under the provisions of Article 79-64, paragraph (1), pay burden charges to the fund as funds for the fund to apply to the performance of those obligations, as provided by the operational rules. machine translation, not official **第二項** 第七十九条の六十四第二項、第七十九条の六十五第一項及び第七十九条の六十六の規定は、前項の負担金について準用する。 suppl-3231-25/art-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-2 The provisions of Article 79-64, paragraph (2), Article 79-65, paragraph (1), and Article 79-66 apply mutatis mutandis to the burden charges set forth in the preceding paragraph. machine translation, not official **第三項** 第一項の規定による負担金の額は、算定基礎額に、前条第二項の規定により清算勘定に帰属することとなつた借入金に係る債務の弁済に要する額を勘案して内閣総理大臣及び財務大臣が定める負担金率を乗じて得た額を下回つてはならないものとする。 suppl-3231-25/art-8/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-3 The amount of the burden charges under the provisions of paragraph (1) is not to be less than the amount obtained by multiplying the calculation base amount by the burden charge rate that the Prime Minister and the Minister of Finance specify in consideration of the amount required for the performance of the obligations pertaining to the borrowings that have come to vest in the liquidation account pursuant to the provisions of paragraph (2) of the preceding Article. machine translation, not official ### 第九条 suppl-3231-25/art-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9 **第一項** 基金は、基金の成立の日を含む事業年度から、清算勘定が設けられた場合にあつては次条の規定により清算勘定を廃止した日の属する事業年度まで、清算勘定が設けられなかつた場合にあつては附則第七条第一項に規定する政令で定める日の属する事業年度までの各事業年度においては、第七十九条の六十九の規定にかかわらず、当該事業年度の開始前に（基金の成立の日を含む事業年度にあつては、成立後遅滞なく）、同条の規定により作成する当該事業年度の予算及び資金計画について、内閣総理大臣及び財務大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。 suppl-3231-25/art-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-1 In each business year from the business year that includes the day of establishment of the fund until the business year that includes the day on which the liquidation account was abolished pursuant to the provisions of the following Article, in the case where a liquidation account has been established, or until the business year that includes the date specified by Cabinet Order prescribed in Article 7, paragraph (1) of the Supplementary Provisions, in the case where a liquidation account has not been established, the fund must, notwithstanding the provisions of Article 79-69, obtain the authorization of the Prime Minister and the Minister of Finance for the budget and financial plan for that business year prepared pursuant to the provisions of that Article, before the commencement of that business year (with regard to a business year that includes the day of establishment of the fund, without delay after the establishment of the fund). The same applies if the fund seeks to change them. machine translation, not official **第二項** 前項の規定は、基金の発起人が、基金のために、基金の成立の日を含む事業年度の開始前に、第七十九条の二十九第六項の規定により創立総会の議決を経て決定された当該事業年度の予算及び資金計画について、前項の規定による内閣総理大臣及び財務大臣の認可を申請し、当該認可を受けることを妨げない。 suppl-3231-25/art-9/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-2 The provisions of the preceding paragraph do not preclude the founders of the fund, on behalf of the fund, before the commencement of the business year that includes the day of establishment of the fund, from applying for the authorization of the Prime Minister and the Minister of Finance under the provisions of the preceding paragraph for the budget and financial plan for that business year determined by an organizational meeting resolution pursuant to the provisions of Article 79-29, paragraph (6), and obtaining that authorization. machine translation, not official ### 第十条 suppl-3231-25/art-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-10 **第一項** 基金は、附則第七条第二項の規定により清算勘定に帰属することとなつた借入金に係る債務の弁済が完了した日において、清算勘定を廃止するものとする。 suppl-3231-25/art-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-10/par-1 The fund is to abolish the liquidation account on the day on which the performance of the obligations pertaining to the borrowings that have come to vest in the liquidation account pursuant to the provisions of Article 7, paragraph (2) of the Supplementary Provisions is completed. machine translation, not official ### 第十一条 suppl-3231-25/art-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-11 **第一項** 附則第七条第一項の規定により基金に清算勘定が設けられている場合における第七十九条の四十九第五号の規定の適用については、同号中「負担金（第七十九条の二十八第四項及び第七十九条の六十四第一項に規定する負担金をいう。第七十九条の五十一第一項において同じ。）」とあるのは、「負担金（第七十九条の二十八第四項、第七十九条の六十四第一項及び附則第八条第一項に規定する負担金をいう。第七十九条の五十一第一項において同じ。）」とする。 suppl-3231-25/art-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-11/par-1 In applying the provisions of Article 79-49, item (v) in the case where a liquidation account has been established in the fund pursuant to the provisions of Article 7, paragraph (1) of the Supplementary Provisions, the phrase "burden charges (meaning the burden charges prescribed in Article 79-28, paragraph (4) and Article 79-64, paragraph (1); the same applies in Article 79-51, paragraph (1))" in that item is deemed to be replaced with "burden charges (meaning the burden charges prescribed in Article 79-28, paragraph (4), Article 79-64, paragraph (1) and Article 8, paragraph (1) of the Supplementary Provisions; the same applies in Article 79-51, paragraph (1))". machine translation, not official ### 第十二条 suppl-3231-25/art-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-12 **第一項** 附則第九条第一項の規定に違反して、内閣総理大臣及び財務大臣の認可を受けなかつた場合においては、その行為をした基金の役員（仮理事及び仮監事を含む。）は、三十万円以下の過料に処する。 suppl-3231-25/art-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-12/par-1 If the fund fails to obtain the authorization of the Prime Minister and the Minister of Finance in violation of the provisions of Article 9, paragraph (1) of the Supplementary Provisions, the officer of the fund (including a provisional board member and provisional inspector) who committed the act is sentenced to a civil fine of 300,000 yen or less. machine translation, not official --- ## Cites - suppl-3231-25/art-1/par-1: 第六十五条 → 金融商品取引法 第六十五条 (Article 65), art-65 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65 · https://japanlaw.org/l/323AC0000000025/art-65 - suppl-3231-25/art-3-2/par-1: 第三十四条の三第一項 → 金融商品取引法 第三十四条の三第一項 (Article 34-3, paragraph (1)), art-34-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-1 - suppl-3231-25/art-3-2/par-1: 金融機関の信託業務の兼営等に関する法律第二条の二 → e-Gov law 318AC0000000043, 第二条の二 (Article 2-2), art-2-2 — not held in this collection - suppl-3231-25/art-3-2/par-1: 農業協同組合法第十一条の五 → e-Gov law 322AC0000000132, 第十一条の五 (Article 11-5), art-11-5 — not held in this collection - suppl-3231-25/art-3-2/par-1: 第十一条の二十七 → e-Gov law 322AC0000000132, 第十一条の二十七 (Article 11-27), art-11-27 — not held in this collection - suppl-3231-25/art-3-2/par-1: 水産業協同組合法第十一条の十一 → e-Gov law 323AC0000000242, 第十一条の十一 (Article 11-11), art-11-11 — not held in this collection - suppl-3231-25/art-3-2/par-1: 同法第九十二条第一項 → e-Gov law 323AC0000000242, 第九十二条第一項 (Article 92, paragraph (1)), art-92/par-1 — not held in this collection - suppl-3231-25/art-3-2/par-1: 第九十六条第一項 → e-Gov law 323AC0000000242, 第九十六条第一項 (Article 96, paragraph (1)), art-96/par-1 — not held in this collection - suppl-3231-25/art-3-2/par-1: 第百条第一項 → e-Gov law 323AC0000000242, 第百条第一項 (Article 100, paragraph (1)), art-100/par-1 — not held in this collection - suppl-3231-25/art-3-2/par-1: 協同組合による金融事業に関する法律（昭和二十四年法律第百八十三号）第六条の五の十一 → e-Gov law 324AC0000000183, 第六条の五の十一 (Article 6-5-11), art-6-5-11 — not held in this collection - suppl-3231-25/art-3-2/par-1: 信用金庫法第八十九条の二 → e-Gov law 326AC1000000238, 第八十九条の二 (Article 89-2), art-89-2 — not held in this collection - suppl-3231-25/art-3-2/par-1: 長期信用銀行法（昭和二十七年法律第百八十七号）第十七条の二 → e-Gov law 327AC0000000187, 第十七条の二 (Article 17-2), art-17-2 — not held in this collection - suppl-3231-25/art-3-2/par-1: 労働金庫法（昭和二十八年法律第二百二十七号）第九十四条の二 → e-Gov law 328AC0100000227, 第九十四条の二 (Article 94-2), art-94-2 — not held in this collection - suppl-3231-25/art-3-2/par-1: 銀行法第十三条の四 → 銀行法 第十三条の四 (Article 13-4), art-13-4 — https://japanlaw.org/en/banking-act/art-13-4 · https://japanlaw.org/l/356AC0000000059/art-13-4 - suppl-3231-25/art-3-2/par-1: 株式会社日本政策投資銀行法（平成十九年法律第八十五号）第十条第一項 → e-Gov law 419AC0000000085, 第十条第一項 (Article 10, paragraph (1)), art-10/par-1 — not held in this collection - suppl-3231-25/art-3-2/par-1: 第五十二条の二の五 → 銀行法 第五十二条の二の五 (Article 52-2-5), art-52-2-5 — https://japanlaw.org/en/banking-act/art-52-2-5 · https://japanlaw.org/l/356AC0000000059/art-52-2-5 - suppl-3231-25/art-3-2/par-1: 第五十二条の六十の十七 → 銀行法 第五十二条の六十の十七 (Article 52-60-17), art-52-60-17 — https://japanlaw.org/en/banking-act/art-52-60-17 · https://japanlaw.org/l/356AC0000000059/art-52-60-17 - suppl-3231-25/art-3-2/par-1: 保険業法第三百条の二 → e-Gov law 407AC0000000105, 第三百条の二 (Article 300-2), art-300-2 — not held in this collection - suppl-3231-25/art-3-2/par-1: 金融サービスの提供及び利用環境の整備等に関する法律第三十一条第二項 → e-Gov law 412AC0000000101, 第三十一条第二項 (Article 31, paragraph (2)), art-31/par-2 — not held in this collection - suppl-3231-25/art-3-2/par-1: 農林中央金庫法第五十九条の三 → e-Gov law 413AC0000000093, 第五十九条の三 (Article 59-3), art-59-3 — not held in this collection - suppl-3231-25/art-3-2/par-1: 第五十九条の七 → e-Gov law 413AC0000000093, 第五十九条の七 (Article 59-7), art-59-7 — not held in this collection - suppl-3231-25/art-3-2/par-1: 信託業法第二十四条の二 → e-Gov law 416AC0000000154, 第二十四条の二 (Article 24-2), art-24-2 — not held in this collection - suppl-3231-25/art-3-2/par-1: 保険業法第九十九条第八項 → e-Gov law 407AC0000000105, 第九十九条第八項 (Article 99, paragraph (8)), art-99/par-8 — not held in this collection - suppl-3231-25/art-3-2/par-1: 同法第百九十九条 → e-Gov law 407AC0000000105, 第百九十九条 (Article 199), art-199 — not held in this collection - suppl-3231-25/art-3-2/par-1: 株式会社商工組合中央金庫法（平成十九年法律第七十四号）第二十九条 → e-Gov law 419AC0000000074, 第二十九条 (Article 29), art-29 — not held in this collection - suppl-3231-25/art-3-2/par-1: 資金決済に関する法律第六十二条の十七第一項 → 資金決済に関する法律 第六十二条の十七第一項 (Article 62-17, paragraph (1)), art-62-17/par-1 — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - suppl-3231-25/art-3-3/par-1: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1 - suppl-3231-25/art-3-3/par-1: 第二十八条第四項 → 金融商品取引法 第二十八条第四項 (Article 28, paragraph (4)), art-28/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-28/par-4 · https://japanlaw.org/l/323AC0000000025/art-28/par-4 - suppl-3231-25/art-3-3/par-1: この条 → 金融商品取引法 附則第三条の三 (Supplementary Provisions, Article 3-3), suppl-3231-25/art-3-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3 - suppl-3231-25/art-3-3/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-3231-25/art-3-3/par-1: 第五十八条の二 → 金融商品取引法 第五十八条の二 (Article 58-2), art-58-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-58-2 · https://japanlaw.org/l/323AC0000000025/art-58-2 - suppl-3231-25/art-3-3/par-1: 第四項 → 金融商品取引法 附則第三条の三第四項 (Supplementary Provisions, Article 3-3, paragraph (4)), suppl-3231-25/art-3-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - suppl-3231-25/art-3-3/par-1: 第六十三条の十第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-10/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-10/par-3/item-2 - suppl-3231-25/art-3-3/par-1/item-5: 第五項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-2: 前項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-3: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-3/item-1/sub-1: 次号 → 金融商品取引法 附則第三条の三第三項第二号 (Supplementary Provisions, Article 3-3, paragraph (3), item (ii)), suppl-3231-25/art-3-3/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2 - suppl-3231-25/art-3-3/par-3/item-1/sub-1: 第五項第一号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-3/item-1/sub-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-3231-25/art-3-3/par-3/item-1/sub-3: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1: 暴力団員による不当な行為の防止等に関する法律第二条第二号 → e-Gov law 403AC0000000077, 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — not held in this collection - suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1: 同条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection - suppl-3231-25/art-3-3/par-3/item-1/sub-6: 第二条第一項第九号 → 金融商品取引法 第二条第一項第九号 (Article 2, paragraph (1), item (ix)), art-2/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-9 - suppl-3231-25/art-3-3/par-3/item-1/sub-6: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/art-42/par-1 - suppl-3231-25/art-3-3/par-3/item-2/sub-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - suppl-3231-25/art-3-3/par-3/item-2/sub-4: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - suppl-3231-25/art-3-3/par-3/item-2/sub-4: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-2 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 同条第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-4 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 第七項 → 金融商品取引法 附則第三条の三第七項 (Supplementary Provisions, Article 3-3, paragraph (7)), suppl-3231-25/art-3-3/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 同条第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5 - suppl-3231-25/art-3-3/par-3/item-2/sub-6: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5 - suppl-3231-25/art-3-3/par-3/item-2/sub-7: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - suppl-3231-25/art-3-3/par-3/item-2/sub-7: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - suppl-3231-25/art-3-3/par-3/item-3/sub-1: 第二十九条の四第一項第三号 → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-3 - suppl-3231-25/art-3-3/par-3/item-3/sub-3: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - suppl-3231-25/art-3-3/par-3/item-3/sub-3: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - suppl-3231-25/art-3-3/par-4: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-4: 第六十三条の九第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 - suppl-3231-25/art-3-3/par-4: 第六十三条の八第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1 - suppl-3231-25/art-3-3/par-4: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - suppl-3231-25/art-3-3/par-4: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - suppl-3231-25/art-3-3/par-4: 第六項 → 金融商品取引法 第六十三条の九第六項 (Article 63-9, paragraph (6)), art-63-9/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6 - suppl-3231-25/art-3-3/par-4: 第六十三条の十一 → 金融商品取引法 第六十三条の十一 (Article 63-11), art-63-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-11 · https://japanlaw.org/l/323AC0000000025/art-63-11 - suppl-3231-25/art-3-3/par-4: 第二条第四十三項 → 金融商品取引法 第二条第四十三項 (Article 2, paragraph (43)), art-2/par-43 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-43 · https://japanlaw.org/l/323AC0000000025/art-2/par-43 - suppl-3231-25/art-3-3/par-4: 附則第三条の三第五項第一号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-4: 第六十三条の九第二項第一号 → 金融商品取引法 第六十三条の九第二項第一号 (Article 63-9, paragraph (2), item (i)), art-63-9/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-1 - suppl-3231-25/art-3-3/par-4: 第二号 → 金融商品取引法 第六十三条の九第二項第二号 (Article 63-9, paragraph (2), item (ii)), art-63-9/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-2 - suppl-3231-25/art-3-3/par-4: 第六項第一号 → 金融商品取引法 第六十三条の九第六項第一号 (Article 63-9, paragraph (6), item (i)), art-63-9/par-6/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1 - suppl-3231-25/art-3-3/par-4: 附則第三条の三第三項第一号 → 金融商品取引法 附則第三条の三第三項第一号 (Supplementary Provisions, Article 3-3, paragraph (3), item (i)), suppl-3231-25/art-3-3/par-3/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1 - suppl-3231-25/art-3-3/par-4: 同条第八項 → 金融商品取引法 第六十三条の九第八項 (Article 63-9, paragraph (8)), art-63-9/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-8 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-8 - suppl-3231-25/art-3-3/par-4: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39 · https://japanlaw.org/l/323AC0000000025/art-39 - suppl-3231-25/art-3-3/par-4: 第三十八条の二 → 金融商品取引法 第三十八条の二 (Article 38-2), art-38-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38-2 · https://japanlaw.org/l/323AC0000000025/art-38-2 - suppl-3231-25/art-3-3/par-4: 第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-7 · https://japanlaw.org/l/323AC0000000025/art-42-7 - suppl-3231-25/art-3-3/par-4: 第四十二条の八 → 金融商品取引法 第四十二条の八 (Article 42-8), art-42-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-8 · https://japanlaw.org/l/323AC0000000025/art-42-8 - suppl-3231-25/art-3-3/par-4: 同条第九項 → 金融商品取引法 第六十三条の九第九項 (Article 63-9, paragraph (9)), art-63-9/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-9 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-9 - suppl-3231-25/art-3-3/par-4: 前条第一項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1/item-1 - suppl-3231-25/art-3-3/par-4: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - suppl-3231-25/art-3-3/par-4: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-4: 同条第二項 → 金融商品取引法 第六十三条の八第二項 (Article 63-8, paragraph (2)), art-63-8/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-2 - suppl-3231-25/art-3-3/par-4: 第六十三条の十三第二項第一号 → 金融商品取引法 第六十三条の十三第二項第一号 (Article 63-13, paragraph (2), item (i)), art-63-13/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2/item-1 - suppl-3231-25/art-3-3/par-4: 第百九十四条の七第二項第二号の三 → 金融商品取引法 第百九十四条の七第二項第二号の三 (Article 194-7, paragraph (2), item (ii-3)), art-194-7/par-2/item-2-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-2/item-2-3 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-2/item-2-3 - suppl-3231-25/art-3-3/par-4: 附則第三条の三第五項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-5: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-5: 前二項 → 金融商品取引法 附則第三条の三第三項 (Supplementary Provisions, Article 3-3, paragraph (3)), suppl-3231-25/art-3-3/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 - suppl-3231-25/art-3-3/par-5: 前二項 → 金融商品取引法 附則第三条の三第四項 (Supplementary Provisions, Article 3-3, paragraph (4)), suppl-3231-25/art-3-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - suppl-3231-25/art-3-3/par-5/item-1/sub-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-12 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-12 - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1: 資産の流動化に関する法律第二条第十一項 → e-Gov law 410AC0000000105, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1: 同条第三項 → e-Gov law 410AC0000000105, 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — not held in this collection - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2: 商法第五百三十五条 → e-Gov law 132AC0000000048, 第五百三十五条 (Article 535), art-535 — not held in this collection - suppl-3231-25/art-3-3/par-5/item-1/sub-2: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-10 - suppl-3231-25/art-3-3/par-5/item-1/sub-2: この項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-5/item-1/sub-2: 同条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-14 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-14 - suppl-3231-25/art-3-3/par-5/item-1/sub-3: 第二条第二項第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-5/item-1/sub-3: 同項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - suppl-3231-25/art-3-3/par-5/item-1/sub-3: 同条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-15 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-15 - suppl-3231-25/art-3-3/par-5/item-2: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-10 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 同項第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-11 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 同条第二項第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-5/item-2/sub-2: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-2: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-10 - suppl-3231-25/art-3-3/par-5/item-2/sub-3: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-3: 第二条第二項第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-6: 前項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-6/item-2: 前号 → 金融商品取引法 附則第三条の三第六項第一号 (Supplementary Provisions, Article 3-3, paragraph (6), item (i)), suppl-3231-25/art-3-3/par-6/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-1 - suppl-3231-25/art-3-3/par-6/item-3: 前二号 → 金融商品取引法 附則第三条の三第六項第一号 (Supplementary Provisions, Article 3-3, paragraph (6), item (i)), suppl-3231-25/art-3-3/par-6/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-1 - suppl-3231-25/art-3-3/par-6/item-3: 前二号 → 金融商品取引法 附則第三条の三第六項第二号 (Supplementary Provisions, Article 3-3, paragraph (6), item (ii)), suppl-3231-25/art-3-3/par-6/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-2 - suppl-3231-25/art-3-3/par-7: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-7: 第二項 → 金融商品取引法 附則第三条の三第二項 (Supplementary Provisions, Article 3-3, paragraph (2)), suppl-3231-25/art-3-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-2 - suppl-3231-25/art-3-3/par-7: 第三項 → 金融商品取引法 附則第三条の三第三項 (Supplementary Provisions, Article 3-3, paragraph (3)), suppl-3231-25/art-3-3/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 - suppl-3231-25/art-3-3/par-7: 第一号 → 金融商品取引法 附則第三条の三第三項第一号 (Supplementary Provisions, Article 3-3, paragraph (3), item (i)), suppl-3231-25/art-3-3/par-3/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1 - suppl-3231-25/art-3-3/par-7: 第三号 → 金融商品取引法 附則第三条の三第三項第三号 (Supplementary Provisions, Article 3-3, paragraph (3), item (iii)), suppl-3231-25/art-3-3/par-3/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3 - suppl-3231-25/art-3-3/par-7: 第四項 → 金融商品取引法 附則第三条の三第四項 (Supplementary Provisions, Article 3-3, paragraph (4)), suppl-3231-25/art-3-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - suppl-3231-25/art-3-3/par-7: 第二号 → 金融商品取引法 附則第三条の三第三項第二号 (Supplementary Provisions, Article 3-3, paragraph (3), item (ii)), suppl-3231-25/art-3-3/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2 - suppl-3231-25/art-3-3/par-7: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-12 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-12 - suppl-3231-25/art-3-3/par-7: 第七項 → 金融商品取引法 附則第三条の三第七項 (Supplementary Provisions, Article 3-3, paragraph (7)), suppl-3231-25/art-3-3/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 - suppl-3231-25/art-3-3/par-7: 第一項第五号 → 金融商品取引法 附則第三条の三第一項第五号 (Supplementary Provisions, Article 3-3, paragraph (1), item (v)), suppl-3231-25/art-3-3/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-5 - suppl-3231-25/art-3-3/par-7: 第五項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-7: 第六十三条の八第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1 - suppl-3231-25/art-3-3/par-7: 同項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1/item-1 - suppl-3231-25/art-3-3/par-7: 附則第三条の三第五項第一号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-4/par-1: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1 - suppl-3231-25/art-4/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第三項 (Article 79-53, paragraph (3)), art-79-53/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-53/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-3 - suppl-3231-25/art-4/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第四項 (Article 79-53, paragraph (4)), art-79-53/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-53/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-4 - suppl-3231-25/art-4/par-1: 第三項から第五項まで → 金融商品取引法 第七十九条の五十三第五項 (Article 79-53, paragraph (5)), art-79-53/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-53/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-5 - suppl-3231-25/art-4/par-1: 第七十九条の五十六第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-56/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-56/par-1 - suppl-3231-25/art-4/par-1: 第七十九条の五十七第一項 → 金融商品取引法 第七十九条の五十七第一項 (Article 79-57, paragraph (1)), art-79-57/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-57/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-57/par-1 - suppl-3231-25/art-4/par-1: 同条第三項 → 金融商品取引法 第七十九条の五十七第三項 (Article 79-57, paragraph (3)), art-79-57/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-57/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-57/par-3 - suppl-3231-25/art-5/par-1: 附則第七条第一項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-3231-25/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1 - suppl-3231-25/art-5/par-1: 第七十九条の六十四第一項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-64/par-1 - suppl-3231-25/art-6/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第一号 (Article 79-49, paragraph (1), item (i)), art-79-49/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-1 - suppl-3231-25/art-6/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第二号 (Article 79-49, paragraph (1), item (ii)), art-79-49/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-2 - suppl-3231-25/art-6/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第三号 (Article 79-49, paragraph (1), item (iii)), art-79-49/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-3 - suppl-3231-25/art-6/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第四号 (Article 79-49, paragraph (1), item (iv)), art-79-49/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-4 - suppl-3231-25/art-6/par-1: 第六号 → 金融商品取引法 第七十九条の四十九第一項第六号 (Article 79-49, paragraph (1), item (vi)), art-79-49/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-6 - suppl-3231-25/art-6/par-1: 金融システム改革のための関係法律の整備等に関する法律（平成十年法律第百七号）附則第四十二条第七項 → 金融商品取引法 附則第四十二条第七項 (Supplementary Provisions, Article 42, paragraph (7)), suppl-4101-107/art-42/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-7 - suppl-3231-25/art-6/par-1: 同法附則第四十三条第五項 → 金融商品取引法 附則第四十三条第五項 (Supplementary Provisions, Article 43, paragraph (5)), suppl-4101-107/art-43/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-5 - suppl-3231-25/art-6/par-1: 次条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-3231-25/art-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7 - suppl-3231-25/art-6/par-1: 第七十九条の七十二 → 金融商品取引法 第七十九条の七十二 (Article 79-72), art-79-72 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-72 · https://japanlaw.org/l/323AC0000000025/art-79-72 - suppl-3231-25/art-6/par-2: 前項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-3231-25/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1 - suppl-3231-25/art-6/par-2: 日本銀行法（平成九年法律第八十九号）第四十三条第一項 → e-Gov law 409AC0000000089, 第四十三条第一項 (Article 43, paragraph (1)), art-43/par-1 — not held in this collection - suppl-3231-25/art-6/par-3: 第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-3231-25/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1 - suppl-3231-25/art-6/par-3: 第七十九条の七十二 → 金融商品取引法 第七十九条の七十二 (Article 79-72), art-79-72 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-72 · https://japanlaw.org/l/323AC0000000025/art-79-72 - suppl-3231-25/art-6/par-3: 法人に対する政府の財政援助の制限に関する法律（昭和二十一年法律第二十四号）第三条 → e-Gov law 321AC0000000024, 第三条 (Article 3), art-3 — not held in this collection - suppl-3231-25/art-7/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第一号 (Article 79-49, paragraph (1), item (i)), art-79-49/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-1 - suppl-3231-25/art-7/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第二号 (Article 79-49, paragraph (1), item (ii)), art-79-49/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-2 - suppl-3231-25/art-7/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第三号 (Article 79-49, paragraph (1), item (iii)), art-79-49/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-3 - suppl-3231-25/art-7/par-1: 第七十九条の四十九第一号から第四号まで → 金融商品取引法 第七十九条の四十九第一項第四号 (Article 79-49, paragraph (1), item (iv)), art-79-49/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-4 - suppl-3231-25/art-7/par-1: 第六号 → 金融商品取引法 第七十九条の四十九第一項第六号 (Article 79-49, paragraph (1), item (vi)), art-79-49/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-6 - suppl-3231-25/art-7/par-1: 前条第三項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-3231-25/art-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-3 - suppl-3231-25/art-7/par-2: 前項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-3231-25/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1 - suppl-3231-25/art-7/par-2: 第七十九条の二十八第四項 → 金融商品取引法 第七十九条の二十八第四項 (Article 79-28, paragraph (4)), art-79-28/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-28/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-4 - suppl-3231-25/art-7/par-2: 第七十九条の六十四第一項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-64/par-1 - suppl-3231-25/art-7/par-2: この項 → 金融商品取引法 附則第七条第二項 (Supplementary Provisions, Article 7, paragraph (2)), suppl-3231-25/art-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-2 - suppl-3231-25/art-7/par-2: 第七十九条の七十一第一項 → 金融商品取引法 第七十九条の七十一第一項 (Article 79-71, paragraph (1)), art-79-71/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-71/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-71/par-1 - suppl-3231-25/art-8/par-1: 前条第一項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-3231-25/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1 - suppl-3231-25/art-8/par-1: 附則第十条 → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-3231-25/art-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-10 - suppl-3231-25/art-8/par-1: 前条第二項 → 金融商品取引法 附則第七条第二項 (Supplementary Provisions, Article 7, paragraph (2)), suppl-3231-25/art-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-2 - suppl-3231-25/art-8/par-1: 第七十九条の六十四第一項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-64/par-1 - suppl-3231-25/art-8/par-2: 第七十九条の六十四第二項 → 金融商品取引法 第七十九条の六十四第二項 (Article 79-64, paragraph (2)), art-79-64/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-64/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-64/par-2 - suppl-3231-25/art-8/par-2: 第七十九条の六十五第一項 → 金融商品取引法 第七十九条の六十五第一項 (Article 79-65, paragraph (1)), art-79-65/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-65/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-65/par-1 - suppl-3231-25/art-8/par-2: 第七十九条の六十六 → 金融商品取引法 第七十九条の六十六 (Article 79-66), art-79-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-66 · https://japanlaw.org/l/323AC0000000025/art-79-66 - suppl-3231-25/art-8/par-2: 前項 → 金融商品取引法 附則第八条第一項 (Supplementary Provisions, Article 8, paragraph (1)), suppl-3231-25/art-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-1 - suppl-3231-25/art-8/par-3: 第一項 → 金融商品取引法 附則第八条第一項 (Supplementary Provisions, Article 8, paragraph (1)), suppl-3231-25/art-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-1 - suppl-3231-25/art-8/par-3: 前条第二項 → 金融商品取引法 附則第七条第二項 (Supplementary Provisions, Article 7, paragraph (2)), suppl-3231-25/art-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-2 - suppl-3231-25/art-9/par-1: 次条 → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-3231-25/art-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-10 - suppl-3231-25/art-9/par-1: 附則第七条第一項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-3231-25/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1 - suppl-3231-25/art-9/par-1: 第七十九条の六十九 → 金融商品取引法 第七十九条の六十九 (Article 79-69), art-79-69 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-69 · https://japanlaw.org/l/323AC0000000025/art-79-69 - suppl-3231-25/art-9/par-2: 前項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-3231-25/art-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-1 - suppl-3231-25/art-9/par-2: 第七十九条の二十九第六項 → 金融商品取引法 第七十九条の二十九第六項 (Article 79-29, paragraph (6)), art-79-29/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-29/par-6 · https://japanlaw.org/l/323AC0000000025/art-79-29/par-6 - suppl-3231-25/art-10/par-1: 附則第七条第二項 → 金融商品取引法 附則第七条第二項 (Supplementary Provisions, Article 7, paragraph (2)), suppl-3231-25/art-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-2 - suppl-3231-25/art-11/par-1: 附則第七条第一項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-3231-25/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1 - suppl-3231-25/art-11/par-1: 第七十九条の四十九第五号 → 金融商品取引法 第七十九条の四十九第一項第五号 (Article 79-49, paragraph (1), item (v)), art-79-49/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-49/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-5 - suppl-3231-25/art-11/par-1: 第七十九条の二十八第四項 → 金融商品取引法 第七十九条の二十八第四項 (Article 79-28, paragraph (4)), art-79-28/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-28/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-4 - suppl-3231-25/art-11/par-1: 第七十九条の六十四第一項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-64/par-1 - suppl-3231-25/art-11/par-1: 第七十九条の五十一第一項 → 金融商品取引法 第七十九条の五十一第一項 (Article 79-51, paragraph (1)), art-79-51/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-51/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-51/par-1 - suppl-3231-25/art-11/par-1: 附則第八条第一項 → 金融商品取引法 附則第八条第一項 (Supplementary Provisions, Article 8, paragraph (1)), suppl-3231-25/art-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-1 - suppl-3231-25/art-12/par-1: 附則第九条第一項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-3231-25/art-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-1 ## Cited by 33 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第三条の三第一項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - 金融商品取引法 附則第三条の三第一項第五号（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-5 - 金融商品取引法 附則第三条の三第二項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-2 - 金融商品取引法 附則第三条の三第三項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 - 金融商品取引法 附則第三条の三第三項第一号イ（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-1 - 金融商品取引法 附則第三条の三第三項第二号ホ（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-5 - 金融商品取引法 附則第三条の三第四項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - 金融商品取引法 附則第三条の三第五項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - 金融商品取引法 附則第三条の三第五項第一号ロ（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-2 - 金融商品取引法 附則第三条の三第五項第二号（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2 - 金融商品取引法 附則第三条の三第五項第二号イ（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-1 - 金融商品取引法 附則第三条の三第五項第二号ロ（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-2 - 金融商品取引法 附則第三条の三第五項第二号ハ（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-3 - 金融商品取引法 附則第三条の三第六項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6 - 金融商品取引法 附則第三条の三第六項第二号（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-2 - 金融商品取引法 附則第三条の三第六項第三号（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-3 - 金融商品取引法 附則第三条の三第七項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 - 金融商品取引法 附則第五条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-5/par-1 - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1 - 金融商品取引法 附則第六条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-2 - 金融商品取引法 附則第六条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-3 - 金融商品取引法 附則第七条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1 - 金融商品取引法 附則第七条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-2 - 金融商品取引法 附則第八条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-1 - 金融商品取引法 附則第八条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-2 - 金融商品取引法 附則第八条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-8/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-8/par-3 - 金融商品取引法 附則第九条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-1 - 金融商品取引法 附則第九条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-2 - 金融商品取引法 附則第十条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-10/par-1 - 金融商品取引法 附則第十一条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-11/par-1 - 金融商品取引法 附則第十二条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-12/par-1 - 金融商品取引法 附則第三十五条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-35/par-1 - 金融商品取引法 附則第八条第四項（投資運用関係業務に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5061-32/art-8/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5061-32/art-8/par-4 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Supplementary Provisions, Article 3-3, paragraph (3), item (ii), (e) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Supplementary Provisions, Article 3-3, paragraph (5), item (i), (c) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-027, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-027, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-021, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22