# 金融商品取引法 / Financial Instruments and Exchange Act — 第四節の二 (Chapter 3, Section 4-2)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四節の二 (Chapter 3, Section 4-2) — address `ch-3/sec-4-2`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3/sec-4-2
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/ch-3/sec-4-2
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
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## 第四節の二 特別金融商品取引業者等に関する特則 — Section 4-2 Special Provisions on Special Financial Instruments Business Operators
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-4-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3/sec-4-2 · https://japanlaw.org/l/323AC0000000025/ch-3/sec-4-2
## 第一款 特別金融商品取引業者 — Subsection 1 Special Financial Instruments Business Operators
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-4-2/subsec-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3/sec-4-2/subsec-1 · https://japanlaw.org/l/323AC0000000025/ch-3/sec-4-2/subsec-1
### 第五十七条の二（特別金融商品取引業者に係る届出等） — (Notifications for Special Financial Instruments Business Operators)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2 · https://japanlaw.org/l/323AC0000000025/art-57-2
**第一項** 金融商品取引業者（第一種金融商品取引業を行う者に限り、外国法人を除く。以下この款において同じ。）は、その総資産の額（内閣府令で定めるところにより算出される資産の合計金額をいう。以下この条において同じ。）が金融商品取引業者及びその子法人等の集団について業務の健全かつ適切な運営を確保することが必要となる総資産の規模を示す金額として政令で定める金額（以下この条において「総資産基準額」という。）を超えることとなつたときは、その日から二週間以内に、その旨並びに当該総資産の額及びその算出の基礎を内閣総理大臣に届け出なければならない。ただし、金融商品取引業者がこの項本文の規定による届出をした後にその総資産の額が総資産基準額以下となつた場合において、当該総資産基準額以下となつた日から起算して二年を経過するまでの間に再び当該金融商品取引業者の総資産の額が総資産基準額を超えることとなつたときは、その旨並びに当該総資産の額及びその算出の基礎の届出をすることを要しない。
art-57-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1
If the total asset value (meaning the total monetary value of assets calculated pursuant to the provisions of Cabinet Office Order; hereinafter the same applies in this Article) of a financial instruments business operator (limited to one engaged in type-I financial instruments business, excluding foreign corporations; hereinafter the same applies in this Subsection) exceeds the amount of money specified by Cabinet Order as representing the scope of all assets required for ensuring the sound and appropriate operation of the business of the group consisting of the financial instruments business operator and its subsidiary corporations, etc. (hereinafter referred to as the "total asset value threshold" in this Article), the financial instruments business operator must notify the Prime Minister of this, of the total asset value, and of the basis for its calculation within two weeks from the day on which that value is exceeded; provided, however, that if the total asset value comes to be equal to or lower than the total asset value threshold after the financial instruments business operator has made the notification under the main clause of this paragraph, but the total asset value of the financial instruments business operator again comes to exceed the total asset value threshold by the time that two years have elapsed counting from the day on which the total asset value came to be equal to or lower than the total asset value threshold, the financial instruments business operator is not required to submit notification of this or of the total asset value and the basis for its calculation.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 特別金融商品取引業者（前項の規定による届出をした金融商品取引業者をいい、当該届出をした後第六項第二号に該当することとなつた者を除く。以下この節において同じ。）につき、前項の規定による届出をした日（以下この款において「届出日」という。）において当該特別金融商品取引業者に親会社がある場合には、当該特別金融商品取引業者は、届出日から起算して政令で定める期間内に、次に掲げる書類を提出しなければならない。
art-57-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2
A special financial instruments business operator (meaning a financial instruments business operator that has made the notification under the provisions of the preceding paragraph, excluding one that comes to fall under paragraph (6), item (ii) after making that notification; hereinafter the same applies in this Section) must submit the following documents within the period specified by Cabinet Order counting from the day on which it makes the notification under the provisions of the preceding paragraph (hereinafter referred to as the "notification date" in this Subsection) if that special financial instruments business operator has a parent company as of the notification date:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該特別金融商品取引業者の親会社の商号又は名称その他内閣府令で定める事項を記載した書類
art-57-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-1
a document in which it states the trade name or name of the parent company of the special financial instruments business operator and other particulars specified by Cabinet Office Order;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該特別金融商品取引業者の親会社及びその子法人等の業務及び財産の状況を内閣府令で定めるところにより記載した書類
art-57-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-2
a document in which it describes the state of the business and assets of the parent company of the special financial instruments business operator and its subsidiary corporations, etc. pursuant to the provisions of Cabinet Office Order;
machine translation, not official
**三** 当該特別金融商品取引業者の親会社及びその子法人等の集団が、その業務の運営及び財産の状況について、他の法令に基づいて行政機関の監督を受けている場合（外国の法令に基づいて外国の行政機関その他これに準ずるものの監督を受けている場合を含む。）には、その旨を説明する書類
art-57-2/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-3
if the group consisting of the parent company of the special financial instruments business operator and its subsidiary corporations, etc. is under the supervision of an administrative organization based on other laws and regulations (including if the group is under the supervision of an administrative organization in a foreign country or any other equivalent organization based on foreign laws and regulations) with respect to the state of its business operations and assets, a document explaining this; and
machine translation, not official
**四** 当該特別金融商品取引業者の親会社が当該特別金融商品取引業者の経営管理を行つている場合又は当該特別金融商品取引業者の親会社若しくはその子法人等が当該特別金融商品取引業者に対して資金調達に関する支援を行つている場合には、当該経営管理又は支援の内容及び方法を内閣府令で定めるところにより記載した書類
art-57-2/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-4
if the parent company of the special financial instruments business operator manages business of the special financial instruments business operator or if the parent company of the special financial instruments business operator or its subsidiary corporation, etc. provides assistance related to fund procurement to the special financial instruments business operator, a document in which it states the content and method of the business management or assistance, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 特別金融商品取引業者は、届出日以後親会社があることとなつたときは、その日から起算して政令で定める期間内に、前項各号に掲げる書類を内閣総理大臣に提出しなければならない。
art-57-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3
If a special financial instruments business operator comes to have a parent company on or after the notification date, the special financial instruments business operator must submit the documents set forth in the items of the preceding paragraph to the Prime Minister within the period specified by Cabinet Order, as calculated beginning from the day on which it came to have that parent company.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 前二項の規定により第二項各号に掲げる書類を提出した特別金融商品取引業者（親会社がある者に限る。）は、同項第一号、第三号又は第四号に掲げる書類（第五十七条の十二第三項に規定する指定親会社又はその子法人等に関する書類であつて、内閣府令で定めるものを除く。）に記載した事項について変更があつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-57-2/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-4
If a particular stated in a document set forth in paragraph (2), item (i), (iii) or (iv) changes (excluding a document specified by Cabinet Office Order which concerns a designated parent company as prescribed in Article 57-12, paragraph (3) or its subsidiary corporation, etc.), the special financial instruments business operator (limited to one with a parent company) that has submitted the document set forth in the relevant item of paragraph (2) pursuant to the provisions of the preceding two paragraphs must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第二項又は第三項の規定により第二項各号に掲げる書類を提出した特別金融商品取引業者（親会社がある者に限る。）は、四半期ごとに、当該特別金融商品取引業者の親会社及びその子法人等の業務及び財産の状況を内閣府令で定めるところにより記載した書類（第五十七条の十二第三項に規定する最終指定親会社又はその子法人等に関する書類であつて、内閣府令で定めるものを除く。）を、当該四半期経過後政令で定める期間内に、内閣総理大臣に提出しなければならない。
art-57-2/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5
For each quarter, a special financial instruments business operator (limited to one with a parent company) that has submitted the documents set forth in the items of paragraph (2) pursuant to the provisions of paragraph (2) or (3), must submit documents in which it describes the state of the business and assets of the parent company of the special financial instruments business operator and its subsidiary corporations, etc. pursuant to the provisions of Cabinet Office Order (excluding documents specified by Cabinet Office Order which concern the highest designated parent company provided for in Article 57-12, paragraph (3) or its subsidiary corporations, etc.), to the Prime Minister within the period specified by Cabinet Order after the end of the quarter.
machine translation, not official
**第六項** 特別金融商品取引業者は、次の各号のいずれかに該当することとなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-57-2/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6
If a special financial instruments business operator comes to fall under any of the following items, it must notify the Prime Minister of this without delay:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 親会社がないこととなつたとき。
art-57-2/par-6/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6/item-1
it comes to no longer have a parent company; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** その総資産の額が総資産基準額以下となつた日から起算して総資産基準額を超えることなく二年を経過したとき。
art-57-2/par-6/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6/item-2
two years have elapsed counting from the day on which the total asset value came to be equal to or lower than the total asset value threshold, without the total asset value exceeding the total asset value threshold.
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** 内閣総理大臣は、第一項の規定による届出を受理したときは、当該届出をした金融商品取引業者が特別金融商品取引業者である旨を当該金融商品取引業者の登録に付記しなければならない。
art-57-2/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-7 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-7
If the Prime Minister accepts a notification under paragraph (1), the Prime Minister must note that the financial instruments business operator that has made such notification is a special financial instruments business operator in that financial instruments business operator's registration.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 第二項から第六項までの「親会社」とは、他の会社を子会社（第二十九条の四第四項に規定する子会社をいう。次項において同じ。）とする会社をいう。
art-57-2/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-8
The term "parent company" as used in paragraphs (2) through (6) means a first company that has a second company as its subsidiary company (meaning a subsidiary company as prescribed in Article 29-4, paragraph (4); hereinafter the same applies in the following paragraph).
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 第一項、第二項、第四項及び第五項の「子法人等」とは、他の会社の子会社その他の当該他の会社と密接な関係を有する法人その他の団体として政令で定める要件に該当する者をいう。
art-57-2/par-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-9
The term "subsidiary corporation, etc." as used in paragraphs (1), (2), (4), and (5) means the subsidiary company of another company or any other person that falls under the requirements specified by Cabinet Order as a corporation or other organization that is closely related to that other company.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の三（事業報告書の提出等） — (Submission of Business Reports)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3 · https://japanlaw.org/l/323AC0000000025/art-57-3
**第一項** 特別金融商品取引業者（子法人等（前条第九項に規定する子法人等をいう。以下この節において同じ。）を有する者に限る。以下この款において同じ。）は、届出日から起算して政令で定める期間が経過した日の属する事業年度以降、内閣府令で定めるところにより、当該特別金融商品取引業者及びその子法人等の業務及び財産の状況を連結して記載した事業報告書を作成し、毎事業年度経過後三月以内に、これを内閣総理大臣に提出しなければならない。
art-57-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-3/par-1
In and after the business year that includes the day on which the period specified by Cabinet Order elapses counting from the notification date, pursuant to the provisions of Cabinet Office Order, a special financial instruments business operator (limited to a special financial instruments business operator with a subsidiary corporation, etc. (meaning a subsidiary corporation, etc. as prescribed in paragraph (9) of the preceding Article; hereinafter the same applies in this Subsection)) must prepare a business report on a consolidated basis describing the state of the business and assets of the special financial instruments business operator and its subsidiary corporation, etc., and submit that business report to the Prime Minister within three months after the end of each business year.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 特別金融商品取引業者は、前項の規定により事業報告書を提出するほか、内閣府令で定めるところにより、当該特別金融商品取引業者及びその子法人等の業務又は財産の状況を内閣総理大臣に報告しなければならない。
art-57-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-3/par-2
Beyond submitting a business report pursuant to the provisions of the preceding paragraph, a special financial instruments business operator must report the state of the business and assets of the special financial instruments business operator and its subsidiary corporations, etc. to the Prime Minister pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、特別金融商品取引業者に対し、政令で定めるところにより、第一項の事業報告書の全部又は一部の公告を命ずることができる。
art-57-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-3/par-3
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a special financial instruments business operator to make public notice of all or part of the business report referred to in paragraph (1), pursuant to the provisions of Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の四（説明書類の縦覧） — (Public Inspections of Explanatory Documents)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-4 · https://japanlaw.org/l/323AC0000000025/art-57-4
**第一項** 特別金融商品取引業者は、届出日から起算して政令で定める期間が経過した日の属する事業年度以降、当該特別金融商品取引業者及びその子法人等の業務及び財産の状況に関する事項として内閣府令で定めるものを当該特別金融商品取引業者及びその子法人等につき連結して記載した説明書類を作成し、毎事業年度経過後政令で定める期間を経過した日から一年間、これを全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又は内閣府令で定めるところにより、インターネットの利用その他の方法により公表しなければならない。
art-57-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-4/par-1
In and after the business year that includes the day on which the period specified by Cabinet Order elapses counting from the notification date, a special financial instruments business operator must prepare explanatory documents on a consolidated basis for the special financial instruments business operator and its subsidiary corporations, etc., stating the particulars specified by Cabinet Office Order as pertinent to the state of the business and assets of the special financial instruments business operator and its subsidiary corporations, etc., and must keep those explanatory documents at all of its business offices and offices and make them available for public inspection, or disclose them using the internet or through other means pursuant to the provisions of Cabinet Office Order, during the one-year period beginning from the day on which the period specified by Cabinet Order elapses following the end of each business year.
machine translation, not official
### 第五十七条の五（経営の健全性の状況を記載した書面の届出等） — (Written Notification Stating the Soundness of Management)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-5 · https://japanlaw.org/l/323AC0000000025/art-57-5
**第一項** 内閣総理大臣は、特別金融商品取引業者の業務の健全かつ適切な運営に資するため、特別金融商品取引業者がその経営の健全性を判断するための基準として、当該特別金融商品取引業者及びその子法人等の保有する資産等に照らし当該特別金融商品取引業者及びその子法人等の自己資本の充実の状況が適当であるかどうかの基準その他の当該特別金融商品取引業者及びその子法人等における経営の健全性の状況を表示する基準を定めなければならない。
art-57-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-5/par-1
In order to contribute to the sound and appropriate operation of the business of a special financial instruments business operator, the Prime Minister must establish criteria for whether the capital adequacy of the special financial instruments business operator and its subsidiary corporations, etc. is appropriate in light of the assets, etc. held by the special financial instruments business operator and its subsidiary corporations, etc. and other criteria that indicate soundness in the management of the special financial instruments business operator and its subsidiary corporation, etc., as criteria by which the special financial instruments business operator is to judge the soundness of its management.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 特別金融商品取引業者は、届出日から起算して政令で定める期間が経過した日の属する四半期以降、四半期ごとに、内閣府令で定めるところにより、当該四半期の末日における前項に規定する基準を用いて表示される経営の健全性の状況（次項及び次条において単に「経営の健全性の状況」という。）を記載した書面を内閣総理大臣に届け出なければならない。
art-57-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-5/par-2
For each quarter in and after the quarter that includes the day on which the period specified by Cabinet Order elapses counting from the notification date, a special financial instruments business operator must submit a document to the Prime Minister in which it describes the soundness of its management as of the last day of the quarter, as indicated by the criteria prescribed in the preceding paragraph (hereinafter simply referred to as the "integrity of management" in the following paragraph and the following Article), pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 特別金融商品取引業者は、届出日から起算して政令で定める期間が経過した日の属する四半期以降、四半期ごとに、当該四半期の末日から起算して政令で定める期間を経過した日から三月間、内閣府令で定めるところにより、経営の健全性の状況を記載した書面をすべての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。
art-57-5/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-5/par-3
For each quarter in and after the quarter that includes the day on which the period specified by Cabinet Order elapses counting from the notification date and pursuant to the provisions of Cabinet Office Order, a special financial instruments business operator must keep a document in which it describes the integrity of management at all of its business offices and offices and make this document available for public inspection during the three-month period beginning from the day on which the period specified by Cabinet Order elapses counting from the end of the quarter.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の六（経営の健全性の状況に応じた監督処分） — (Supervisory Dispositions Corresponding with the Soundness of Management)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6 · https://japanlaw.org/l/323AC0000000025/art-57-6
**第一項** 内閣総理大臣は、特別金融商品取引業者及びその子法人等の経営の健全性の状況に照らして公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該特別金融商品取引業者に対し、三月以内の期間を定めて業務の全部若しくは一部の停止を命じ、又は業務の方法の変更、財産の供託その他監督上必要な事項を命ずることができる。
art-57-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in light of the integrity of management of a special financial instruments business operator and its subsidiary corporations, etc., the Prime Minister may, to the extent necessary, order a special financial instruments business operator to suspend all or part of the business during a fixed period of no longer than three months, order it to change business methods or to deposit assets, and issue orders in respect of other particulars that are necessary from a supervisory perspective.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定による命令は、特別金融商品取引業者及びその子法人等の経営の健全性の状況に係る区分に応じて行うものとし、内閣総理大臣は、当該区分及びこれに応じた命令の内容をあらかじめ定め、これを公示しなければならない。
art-57-6/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-2
An order under the provisions of the preceding paragraph is to be given so as to correspond with the classification of the integrity of management of a special financial instruments business operator and its subsidiary corporations, etc., and the Prime Minister must determine such classifications and the nature of the corresponding orders in advance and issue public notice of the same.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の規定により特別金融商品取引業者に対しその業務の全部又は一部の停止を命じた場合において、その日から三月を経過した日において当該特別金融商品取引業者及びその子法人等の経営の健全性の状況が改善せず、かつ、改善する見込みがないと認められるときは、当該特別金融商品取引業者の第二十九条の登録を取り消すことができる。
art-57-6/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
If the Prime Minister orders a special financial instruments business operator to suspend all or part of the business pursuant to the provisions of paragraph (1), and the integrity of management of the special financial instruments business operator and its subsidiary corporation, etc. does not improve and is found to have no prospect of improving as of the day on which three months have elapsed since the day of the order, the Prime Minister may rescind the Article 29 registration of the special financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の七（監督処分の公告） — (Public Notice of Supervisory Dispositions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-7 · https://japanlaw.org/l/323AC0000000025/art-57-7
**第一項** 内閣総理大臣は、次に掲げる場合には、内閣府令で定めるところにより、その旨を公告しなければならない。
art-57-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-7/par-1
In the following cases, the Prime Minister must make a public notice indicating as follows, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項の規定により業務の全部又は一部の停止を命じたとき。
art-57-7/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-7/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-7/par-1/item-1
the Prime Minister orders the suspension of all or part of the business pursuant to the provisions of paragraph (1) of the preceding Article; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 前条第三項の規定により第二十九条の登録を取り消したとき。
art-57-7/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-7/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-7/par-1/item-2
the Prime Minister rescinds an Article 29 registration pursuant to the provisions of paragraph (3) of the preceding Article.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の八（登録等の抹消） — (Deletion of Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-8 · https://japanlaw.org/l/323AC0000000025/art-57-8
**第一項** 内閣総理大臣は、第五十七条の六第三項の規定により第二十九条の登録を取り消したときは、当該登録を抹消しなければならない。
art-57-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-8/par-1
If the Prime Minister rescinds an Article 29 registration pursuant to the provisions of Article 57-6, paragraph (3), the Prime Minister must delete that registration.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第五十七条の二第六項第二号の規定による届出を受理したときは、同条第七項に規定する特別金融商品取引業者である旨の付記を抹消しなければならない。
art-57-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-8/par-2
If the Prime Minister accepts a notification under the provisions of Article 57-2, paragraph (6), item (ii), the Prime Minister must delete the supplementary note indicating that the person is a special financial instruments business operator as prescribed in paragraph (7) of that Article.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の九（残務の結了） — (Completion of Remaining Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-9 · https://japanlaw.org/l/323AC0000000025/art-57-9
**第一項** 第五十条の二第八項の規定は、特別金融商品取引業者が第五十七条の六第三項の規定により第二十九条の登録を取り消された場合における当該特別金融商品取引業者であつた者について準用する。この場合において、当該特別金融商品取引業者であつた者は、顧客取引を結了する目的の範囲内において、なお金融商品取引業者とみなす。
art-57-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-9/par-1
The provisions of Article 50-2, paragraph (8) apply mutatis mutandis to a person that was a special financial instruments business operator if the special financial instruments business operator has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 57-6, paragraph (3). In such a case, the person that was the special financial instruments business operator is deemed to still be a financial instruments business operator inasmuch as the task of completing customer transactions is concerned.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の十（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-10 · https://japanlaw.org/l/323AC0000000025/art-57-10
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、特別金融商品取引業者の子会社等に対し当該特別金融商品取引業者の財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該子会社等の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該特別金融商品取引業者の財産に関し必要な検査に限る。）をさせることができる。
art-57-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-10/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the subsidiary company, etc. of a special financial instruments business operator to submit reports or materials that should serve as a reference in connection with the assets of the special financial instruments business operator, and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of such a subsidiary company, etc. (but only as is necessary in connection with the property of the special financial instruments business operator).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の「子会社等」とは、親会社等（他の会社等（会社、組合その他これらに準ずる事業体をいい、外国におけるこれらに相当するものを含む。以下この項において同じ。）の財務及び営業又は事業の方針を決定する機関（株主総会その他これに準ずる機関をいう。以下この項において「意思決定機関」という。）を支配している会社等として内閣府令で定めるものをいう。）によりその意思決定機関を支配されている他の会社等をいう。この場合において、親会社等及び子会社等又は子会社等が他の会社等の意思決定機関を支配している場合における当該他の会社等は、その親会社等の子会社等とみなす。
art-57-10/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-10/par-2
The term "subsidiary company, etc." as used in the preceding paragraph means a second company, etc. with a parent company, etc. (meaning a company, etc. (meaning a company, partnership, or other equivalent business entity, including anything that is equivalent to these in a foreign country; hereinafter the same applies in this paragraph) specified by Cabinet Office Order as a first company, etc. that controls the mechanism that decides the financial and operational or business policies of a second company, etc. (meaning the shareholders or other equivalent body; hereinafter referred to as the "decision-making body" in this paragraph)) that controls its decision-making body. In such a case, a second company, etc. whose decision-making body is controlled by a parent company, etc. and its subsidiary company, etc. or whose decision-making body is controlled by the subsidiary company, etc. of such a parent company, etc. is deemed to be a subsidiary company, etc. of that parent company, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の十一（聴聞等） — (Hearings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-11 · https://japanlaw.org/l/323AC0000000025/art-57-11
**第一項** 内閣総理大臣は、第五十七条の六第一項又は第三項の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-57-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-11/par-1
Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition based on the provisions of Article 57-6, paragraph (1) or (3), the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第五十七条の六第一項又は第三項の規定に基づいて処分をすることとしたときは、書面により、その旨を特別金融商品取引業者に通知しなければならない。
art-57-11/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-11/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-11/par-2
If the Prime Minister decides to issue a disposition based on the provisions of Article 57-6, paragraph (1) or (3), the Prime Minister must notify the special financial instruments business operator of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二款 指定親会社 — Subsection 2 Designated Parent Companies
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-4-2/subsec-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3/sec-4-2/subsec-2 · https://japanlaw.org/l/323AC0000000025/ch-3/sec-4-2/subsec-2
### 第五十七条の十二（指定等） — (Designation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12 · https://japanlaw.org/l/323AC0000000025/art-57-12
**第一項** 内閣総理大臣は、特別金融商品取引業者の親会社（第五十七条の二第八項に規定する親会社をいう。以下この節において同じ。）又はその子法人等が次に掲げる要件のいずれかに該当する場合において、当該親会社及びその子法人等の業務の健全かつ適切な運営を確保することが公益又は投資者保護のため特に必要であると認められるときは、当該親会社をこの款の規定の適用を受ける者として指定するものとする。
art-57-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1
If the parent company (meaning a parent company as prescribed in Article 57-2, paragraph (8); hereinafter the same applies in this Section) of a special financial instruments business operator or its subsidiary corporation, etc. satisfies any of the following requirements, and the Prime Minister finds that ensuring the sound and appropriate operation of the business of the parent company and its subsidiary corporations, etc. is particularly necessary in the public interest or for the protection of investors, the Prime Minister is to designate the parent company as a person that is subject to the application of the provisions of this Subsection:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該親会社が当該特別金融商品取引業者の経営管理を事業として行つていること。
art-57-12/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1/item-1
the parent company conducts business management of the special financial instruments business operator as business; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該親会社又はその子法人等が当該特別金融商品取引業者に対し、その業務の運営のために必要な資金の貸付け、債務の保証その他これらに類する資金調達に関する支援であつて、その停止が当該特別金融商品取引業者の業務の健全かつ適切な運営に著しい支障を及ぼすおそれがあると認められるものを行つていること。
art-57-12/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1/item-2
the parent company or its subsidiary corporation, etc. lends funds to, guarantees obligations for, or provides other similar assistance with fund procurement to the special financial instruments business operator for the purpose of its business operations, and it is found that the suspension of such assistance would be likely to substantially compromise the sound and appropriate operation of the business of the special financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、特別金融商品取引業者の親会社及びその子法人等の集団が、その業務の運営及び財産の状況について、他の法令に基づいて行政機関の適切な監督を受けていると認められる場合（外国の法令に基づいて外国の行政機関その他これに準ずるものの適切な監督を受けていると認められる場合を含む。）には、前項の規定による指定をしないことができる。
art-57-12/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-2
If the group consisting of the parent company of a special financial instruments business operator and its subsidiary corporations, etc. is found to be under appropriate supervision by an administrative organization based on other laws and regulations (including if the group is found to be under appropriate supervision by a foreign administrative organization or any other equivalent organization based on foreign laws and regulations) with respect to the state of its business operations and assets, the Prime Minister may choose not to make the designation under the provisions of the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の規定による指定をしたときは、書面により、その旨並びに当該指定に係る特別金融商品取引業者（以下「対象特別金融商品取引業者」という。）の商号及び当該指定を受けた者（以下「指定親会社」という。）が最終指定親会社（指定親会社であつて、その親会社のうちに当該指定親会社と同一の対象特別金融商品取引業者に係る指定親会社である会社がないものをいう。以下この款において同じ。）であるか否かの別を当該指定親会社に通知しなければならない。これらの事項に変更があつたときも、同様とする。
art-57-12/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-3
Upon effecting a designation under the provisions of paragraph (1), the Prime Minister must notify the person subject to the designation (hereinafter referred to as "designated parent company") in writing of this, as well as notifying it of the trade name of the special financial instruments business operator connected with that designation (hereinafter referred to as "subject special financial instruments business operator"), and whether or not it, as the designated parent company, is the highest designated parent company (meaning a designated parent company that does not have a parent company which is the designated parent company of the same subject special financial instruments business operator as itself; hereinafter the same applies in this Subsection). The same applies if these matters change.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、第一項の規定による指定をしたときは、指定親会社の商号又は名称及び本店又は主たる事務所（外国会社にあつては、国内に事務所があるときは、国内における主たる事務所を含む。次条第一項第四号において同じ。）の所在地並びに対象特別金融商品取引業者の商号を官報で公示しなければならない。これらの事項に変更があつたときも、同様とする。
art-57-12/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-4
Upon making a designation under the provisions of paragraph (1), the Prime Minister must make public notice of the trade name or name and the location of the head office or principal office of the designated parent company (for a foreign company that has an office in Japan, this includes the location of its principal office in Japan; hereinafter the same applies in paragraph (1), item (iv) of the following Article), and the trade name of the subject special financial instruments business operator in the Official Gazette. The same applies if any of these particulars changes.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣は、指定親会社について第一項の規定による指定を受けるべき事由が消滅したと認めるときは、当該指定を解除するとともに、書面により、その旨を当該指定を解除されることとなる指定親会社に通知しなければならない。
art-57-12/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-5
If the Prime Minister finds that the grounds for a designated parent company becoming subject to a designation under the provisions of paragraph (1) have ceased to exist, the Prime Minister, in addition to cancelling that designation, must give written notice of this to the designated parent company whose designation is being cancelled.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 内閣総理大臣は、前項の規定により指定を解除したときは、その旨を官報で公示しなければならない。
art-57-12/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-6 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-6
If the Prime Minister cancels a designation pursuant to the provisions of the preceding paragraph, the Prime Minister must issue public notice of this in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の十三（指定親会社による書類の届出等） — (Notification by a Designated Parent Company)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13 · https://japanlaw.org/l/323AC0000000025/art-57-13
**第一項** 指定親会社は、前条第一項の規定による指定を受けた日から起算して政令で定める期間を経過する日までに、次に掲げる事項を記載した書類を内閣総理大臣に届け出なければならない。ただし、当該指定親会社が当該日までに対象特別金融商品取引業者の親会社でなくなつた場合は、この限りでない。
art-57-13/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1
A designated parent company must submit a document to the Prime Minister in which it states the following particulars, by the day on which the period specified by Cabinet Order has elapsed since the day it became subject to the designation under the provisions of paragraph (1) of the preceding Article; provided, however, that this does not apply if the designated parent company is no longer the parent company of the subject special financial instruments business operator by such day:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号又は名称
art-57-13/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-1
its trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 資本金の額又は出資の総額
art-57-13/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-2
the amount of stated capital or the total amount of contributions;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 役員の氏名又は名称
art-57-13/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-3
the names of its officers;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 本店又は主たる事務所の名称及び所在地
art-57-13/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-4
the name and location of its head office or principal office;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 当該指定親会社及びその子法人等の集団が、その業務の運営及び財産の状況について、他の法令に基づいて行政機関の監督を受けている場合（外国の法令に基づいて外国の行政機関その他これに準ずるものの監督を受けている場合を含む。）には、その旨
art-57-13/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-5
if applicable, an indication that the group consisting of the designated parent company and its subsidiary corporations, etc. is under the supervision of an administrative organization based on other laws and regulations (including if the group is under the supervision of a foreign administrative organization or any other equivalent organization based on foreign laws and regulations) with respect to the state of its business operations and assets;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 当該指定親会社による対象特別金融商品取引業者の経営管理又は当該指定親会社若しくはその子法人等による対象特別金融商品取引業者に対する資金調達に関する支援の内容及び方法として内閣府令で定める事項
art-57-13/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-6
the particulars specified by Cabinet Office Order as the business outline and business method of the management of the subject special financial instruments business operator's business by the designated parent company or assistance with fund procurement for the subject special financial instruments business operator by the designated parent company or its subsidiary corporation, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** その他内閣府令で定める事項
art-57-13/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-7
other particulars specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の書類には、次に掲げる書類を添付しなければならない。
art-57-13/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-2
The following documents must accompany the document referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第五十七条の二十第一項第一号及び第四号（外国会社にあつては、同項第一号）のいずれにも該当しないことを誓約する書面
art-57-13/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-2/item-1
a document pledging that the designated parent company does not fall under the purview of Article 57-20, paragraph (1), item (i) or (iv) (in the case of a foreign company, item (i) of that paragraph); and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 定款、登記事項証明書その他内閣府令で定める書類
art-57-13/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-2/item-2
its articles of incorporation, its certificate of registered information, and other documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項第二号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-57-13/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-3
As concerns the documents set forth in item (ii) of the preceding paragraph accompanying the document under paragraph (1), if the articles of incorporation have been prepared as electronic or magnetic records, such electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany that document in lieu of written documents.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の十四（変更の届出） — (Notification of a Change)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-14 · https://japanlaw.org/l/323AC0000000025/art-57-14
**第一項** 指定親会社は、前条第一項各号に掲げる事項について変更があつたときは、その日から二週間以内に、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-57-14/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-14/par-1
If the particulars set forth in the items of paragraph (1) of the preceding Article changes, the designated parent company must notify the Prime Minister of this within two weeks from the day of the change, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の十五（事業報告書の提出等） — (Submission of Business Reports)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-15 · https://japanlaw.org/l/323AC0000000025/art-57-15
**第一項** 最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する事業年度以降、内閣府令で定めるところにより、当該最終指定親会社及びその子法人等の業務及び財産の状況を連結して記載した事業報告書を作成し、毎事業年度経過後三月以内に、これを内閣総理大臣に提出しなければならない。
art-57-15/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-15/par-1
In and after the business year that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company and pursuant to the provisions of Cabinet Office Order, the highest designated parent company must prepare a business report on a consolidated basis, in which it describes the state of the business and assets of the highest designated parent company and its subsidiary corporations, etc., and submit this business report to the Prime Minister within three months after the end of each business year.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 最終指定親会社は、前項の規定により事業報告書を提出するほか、内閣府令で定めるところにより、当該最終指定親会社及びその子法人等の業務又は財産の状況を内閣総理大臣に報告しなければならない。
art-57-15/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-15/par-2
Beyond submitting a business report pursuant to the provisions of the preceding paragraph, the highest designated parent company must report the state of the business and assets of the highest designated parent company and its subsidiary corporations, etc. to the Prime Minister pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、最終指定親会社に対し、政令で定めるところにより、第一項の事業報告書の全部又は一部の公告を命ずることができる。
art-57-15/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-15/par-3
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister, pursuant to the provisions of Cabinet Order, may order the highest designated parent company to make public notice of all or part of the business report referred to in paragraph (1).
machine translation, not official
### 第五十七条の十六（説明書類の縦覧） — (Public Inspection of Explanatory Documents)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-16 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-16 · https://japanlaw.org/l/323AC0000000025/art-57-16
**第一項** 最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する事業年度以降、当該最終指定親会社及びその子法人等の業務及び財産の状況に関する事項として内閣府令で定めるものを当該最終指定親会社及びその子法人等につき連結して記載した説明書類を作成し、毎事業年度経過後政令で定める期間を経過した日から一年間、これを対象特別金融商品取引業者の全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又は内閣府令で定めるところにより、インターネットの利用その他の方法により公表しなければならない。
art-57-16/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-16/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-16/par-1
In and after the business year that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company, the highest designated parent company must prepare explanatory documents on a consolidated basis for the highest designated parent company and its subsidiary corporations, etc., stating the particulars specified by Cabinet Office Order as pertinent to the state of the business and assets of the highest designated parent company and its subsidiary corporations, etc., and must keep these explanatory documents at all of the business offices and offices of the subject special financial instruments business operator and make them available for public inspection, or disclose them using the internet or through other means pursuant to the provisions of Cabinet Office Order, during the one-year period beginning from the day on which the period specified by Cabinet Order elapses following the end of each business year.
machine translation, not official
### 第五十七条の十七（経営の健全性の状況を記載した書面の届出等） — (Written Notification Stating the Integrity of Management)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17 · https://japanlaw.org/l/323AC0000000025/art-57-17
**第一項** 内閣総理大臣は、対象特別金融商品取引業者の業務の健全かつ適切な運営に資するため、最終指定親会社が当該最終指定親会社及びその子法人等の経営の健全性を判断するための基準として、当該最終指定親会社及びその子法人等の保有する資産等に照らし当該最終指定親会社及びその子法人等の自己資本の充実の状況が適当であるかどうかの基準その他の最終指定親会社及びその子法人等の経営の健全性の状況を表示する基準を定めなければならない。
art-57-17/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-1
In order to contribute to the sound and appropriate operation of the business of a subject special financial instruments business operator, the Prime Minister must establish criteria for whether the capital adequacy of the highest designated parent company and its subsidiary corporations, etc. is appropriate in light of the assets, etc. held by the highest designated parent company and its subsidiary corporations, etc. and other criteria that indicate soundness in the management of the highest designated parent company and its subsidiary corporations, etc., as criteria by which the highest designated parent company is to judge the soundness in the management of the highest designated parent company and its subsidiary corporations, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する最終指定親会社四半期（一月から三月まで、四月から六月まで、七月から九月まで及び十月から十二月までの各区分による期間をいう。以下この条において同じ。）以降、最終指定親会社四半期ごとに、内閣府令で定めるところにより、当該最終指定親会社四半期の末日における前項に規定する基準を用いて表示される経営の健全性の状況（次項及び第五十七条の二十一第一項から第三項までにおいて単に「経営の健全性の状況」という。）を記載した書面を内閣総理大臣に届け出なければならない。
art-57-17/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-2
For each highest designated parent company quarter (meaning each of the periods categorized into January to March, April to June, July to September, and October to December; hereinafter the same applies in this Article) in and after the highest designated parent company quarter that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company, the highest designated parent company must submit a document to the Prime Minister in which it describes the soundness of its management as of the last day of the highest designated parent company quarter, as indicated by the criteria prescribed in the preceding paragraph (hereinafter simply referred to as "integrity of management" in the following paragraph and Article 57-21, paragraphs (1) through (3)), pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する最終指定親会社四半期以降、最終指定親会社四半期ごとに、当該最終指定親会社四半期の末日から起算して政令で定める期間を経過した日から三月間、内閣府令で定めるところにより、経営の健全性の状況を記載した書面を対象特別金融商品取引業者の全ての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。
art-57-17/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-3
For each highest designated parent company quarter in and after the highest designated parent company quarter that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company, the highest designated parent company must keep a document in which it describes the integrity of management at all of the business offices or offices of the subject special financial instruments business operator and make this document available for public inspection during the three-month period beginning from the day on which the period specified by Cabinet Order elapses counting from the end of the highest designated parent company quarter, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の十八（届出等） — (Notifications)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-18 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18 · https://japanlaw.org/l/323AC0000000025/art-57-18
**第一項** 指定親会社は、次の各号のいずれかに該当することとなつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-57-18/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-1
If a designated parent company comes to fall under any of the following items, it must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 他の法人と合併したとき（当該指定親会社が合併により消滅したときを除く。）。
art-57-18/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-1/item-1
it merges with another corporation (unless the designated parent company disappears in the merger);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 破産手続開始、再生手続開始又は更生手続開始の申立てを行つたとき。
art-57-18/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-1/item-2
it files a petition to commence bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** その他内閣府令で定める場合に該当するとき。
art-57-18/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-1/item-3
it falls under any other case specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 指定親会社が次の各号のいずれかに該当することとなつたときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。
art-57-18/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-2
If a designated parent company comes to fall under any of the following items, the person specified in that item must notify the Prime Minister of this within 30 days from the day in question:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 対象特別金融商品取引業者の親会社でなくなつたとき 当該指定親会社であつた会社
art-57-18/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-2/item-1
it comes to no longer be the parent company of the subject special financial instruments business operator:the company that used to be the designated parent company;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 合併により消滅したとき 当該指定親会社を代表する役員であつた者
art-57-18/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-2/item-2
it disappears in a merger:the officer that represented the designated parent company;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 破産手続開始の決定により解散したとき その破産管財人
art-57-18/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-2/item-3
it dissolves as a result of an order to commence bankruptcy proceedings:the bankruptcy trustee; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 合併及び破産手続開始の決定以外の理由により解散したとき その清算人
art-57-18/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-2/item-4
it dissolves for reasons other than a merger or an order to commence bankruptcy proceedings:the liquidator.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 指定親会社が前項各号のいずれかに該当することとなつたときは、第五十七条の十二第一項の規定による指定は、その効力を失う。
art-57-18/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-3
If a designated parent company comes to fall under any of the items of the preceding paragraph, the designation under the provisions of Article 57-12, paragraph (1) ceases to be effective.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、第二項の規定による届出があつたときは、前項の規定により指定が効力を失つた旨を官報で公示しなければならない。
art-57-18/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-4
If there has been a notification under the provisions of paragraph (2), the Prime Minister must issue public notice that the designation has lost its validity pursuant to the provisions of the preceding paragraph in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の十九（指定親会社等に対する業務改善命令） — (Issuing a Business Improvement Order to a Designated Parent Company)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-19 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-19 · https://japanlaw.org/l/323AC0000000025/art-57-19
**第一項** 内閣総理大臣は、指定親会社の業務又は当該指定親会社及びその子法人等の財産の状況に照らして公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該指定親会社に対し、対象特別金融商品取引業者の業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
art-57-19/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-19/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-19/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in light of the state of the business of a designated parent company or the state of the assets of a designated parent company and its subsidiary corporations, etc., the Prime Minister may, to the extent necessary, order the designated parent company to take measures that are necessary for improving the state of the business operations or the assets of the subject special financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、指定親会社に対し前項の規定による命令をした場合において、当該命令に係る措置の実施の状況に照らして特に必要があると認めるときは、対象特別金融商品取引業者に対し、その業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
art-57-19/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-19/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-19/par-2
If the Prime Minister issues an order under the provisions of the preceding paragraph to a designated parent company and finds it to be particularly necessary in light of the implementation status of measures under that order, the Prime Minister may order the subject special financial instruments business operator to take measures that are necessary for improving its business operations or the state of its assets.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の二十（指定親会社等に対する措置命令等） — (Order for Measures to Be Taken by a Designated Parent Company)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-20 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20 · https://japanlaw.org/l/323AC0000000025/art-57-20
**第一項** 内閣総理大臣は、指定親会社が次の各号のいずれかに該当する場合においては、当該指定親会社に対し三月以内の期間を定めて対象特別金融商品取引業者の親会社でなくなるための措置その他必要な措置をとるべきことを命ずることができる。
art-57-20/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1
If a designated parent company falls under any of the following items, the Prime Minister may order the designated parent company to take measures so that it will cease to be the parent company of a subject special financial instruments business operator or to take other necessary measures within a fixed period of no longer than three months:
machine translation, not official
**一** 役員のうちに第二十九条の四第一項第二号イからリまでのいずれかに該当する者があるとき。
art-57-20/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-1
it has a person falling under any of the provisions of Article 29-4, paragraph (1), item (ii), (a) through (i) as an officer;
Ministry of Justice translation — Japanese Law Translation Database System
**二** その行う事業が公益に反すると認められるとき。
art-57-20/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-2
its business is found to be contrary to the public interest;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 指定親会社の人的構成に照らして、対象特別金融商品取引業者の業務の健全かつ適切な運営を損なうおそれがあるとき。
art-57-20/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-3
in light of the personnel structure of the designated parent company, the sound and appropriate operation of the business of the subject special financial instruments business operator is likely to be impaired; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 内国会社である場合においては、株式会社（次に掲げる機関を置くものに限る。）でないとき。
art-57-20/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-4
it is a domestic company, but is not a stock company (meaning a stock company that has in place the following organs):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 取締役会
art-57-20/par-1/item-4/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-4/sub-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-4/sub-1
a board of directors; and
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 監査役、監査等委員会又は指名委員会等
art-57-20/par-1/item-4/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-4/sub-2 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-4/sub-2
a company auditor, supervisory committee, or nominating committee, etc.;
machine translation, not official
**第二項** 内閣総理大臣は、指定親会社が次の各号のいずれかに該当する場合においては、当該指定親会社に対し三月以内の期間を定めて対象特別金融商品取引業者の親会社でなくなるための措置その他必要な措置をとるべきことを命じ、又は対象特別金融商品取引業者に対し六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
art-57-20/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-2
If a designated parent company falls under any of the following items, the Prime Minister may order the designated parent company to take measures so that it will cease to be the parent company of a subject special financial instruments business operator or to take other necessary measures within a fixed period of no longer than three months, or may order the subject special financial instruments business operator to suspend all or part of the business during a fixed period of no longer than six months:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 法令又は法令に基づいてする内閣総理大臣の処分に違反したとき。
art-57-20/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-2/item-1
it violates a law or regulation or a disposition by the Prime Minister based on a law or regulation; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 業務又は財産の状況に照らし支払不能に陥るおそれがあるとき。
art-57-20/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-2/item-2
in light of the state of its business or assets, it is likely to become insolvent.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、指定親会社の役員（外国会社にあつては、国内における事務所に駐在する役員に限る。以下この項において同じ。）が、第二十九条の四第一項第二号イからリまでのいずれかに該当することとなつたとき、又は前項第一号に該当することとなつたときは、当該指定親会社に対して、当該役員の解任を命ずることができる。
art-57-20/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-3
If the officer of a designated parent company (for a foreign company, this is limited to an officer stationed at its domestic offices; hereinafter the same applies in this paragraph) comes to fall under any of the categories in Article 29-4, paragraph (1), item (ii); (a) through (i), or comes to fall under item (i) of the preceding paragraph, the Prime Minister may order the designated parent company to dismiss that officer.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の二十一（経営の健全性の状況に応じた監督処分） — (Supervisory Dispositions Corresponding with the Soundness of Management)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-21 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21 · https://japanlaw.org/l/323AC0000000025/art-57-21
**第一項** 内閣総理大臣は、最終指定親会社及びその子法人等における経営の健全性の状況に照らして公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該最終指定親会社に対し、監督上必要な事項を命ずることができる。
art-57-21/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in light of the soundness of management of a highest designated parent company and its subsidiary corporations, etc., the Prime Minister may, to the extent necessary, issue orders to the highest designated parent company with regard to particulars that are necessary from a supervisor perspective.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、最終指定親会社に対し前項の規定による命令をした場合において、その日から三月を経過した日において当該最終指定親会社及びその子法人等の経営の健全性の状況が改善せず、かつ、改善する見込みがないと認められるときは、当該最終指定親会社に対し三月以内の期間を定めて対象特別金融商品取引業者の親会社でなくなるための措置その他必要な措置をとるべきことを命ずることができる。
art-57-21/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2
If the Prime Minister issues an order under the provisions of the preceding paragraph to a highest designated parent company, and the integrity of management of the highest designated parent company and its subsidiary corporation, etc. does not improve and is found to have no prospect of improving as of the day on which three months have elapsed since the day of the order, the Prime Minister may order the highest designated parent company to take measures so that it will cease to be the parent company of the subject special financial instruments business operator or to take other necessary measures, within a fixed period of no longer than three months.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前二項の規定による命令は、最終指定親会社及びその子法人等の経営の健全性の状況に係る区分に応じて行うものとし、内閣総理大臣は、当該区分及びこれに応じた命令の内容をあらかじめ定め、これを公示しなければならない。
art-57-21/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-3
An order under the provisions of the preceding two paragraphs is to be given so as to correspond with the classification of the integrity of management of the highest designated parent company and its subsidiary corporations, etc., and the Prime Minister must determine the relevant classifications and the nature of the corresponding orders in advance and make public notice of the same.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、最終指定親会社に対し第一項の規定による命令をした場合において、当該命令に係る措置の実施の状況に照らして特に必要があると認めるときは、対象特別金融商品取引業者に対し、監督上必要な措置をとるべきことを命ずることができる。
art-57-21/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-4
If the Prime Minister issues an order under the provisions of paragraph (1) to a highest designated parent company and finds it to be particularly necessary in light of the execution status of measures under that order, the Prime Minister may order the subject special financial instruments business operator to take any measures that are necessary from a supervisory perspective.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の二十二（監督処分の公告） — (Public Notice of Supervisory Dispositions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-22 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-22 · https://japanlaw.org/l/323AC0000000025/art-57-22
**第一項** 内閣総理大臣は、次に掲げる場合には、内閣府令で定めるところにより、その旨を公告しなければならない。
art-57-22/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-22/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-22/par-1
In the cases set forth as follows, the Prime Minister must make a public notice indicating as follows, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第五十七条の二十第一項の規定により措置をとるべきことを命じたとき。
art-57-22/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-22/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-22/par-1/item-1
the Prime Minister orders measures to be taken pursuant to the provisions of Article 57-20, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第五十七条の二十第二項の規定により措置をとるべきことを命じ、又は業務の全部若しくは一部の停止を命じたとき。
art-57-22/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-22/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-22/par-1/item-2
the Prime Minister orders measures to be taken pursuant to the provisions of Article 57-20, paragraph (2), or orders the suspension of all or part of the business; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前条第二項の規定により措置をとるべきことを命じたとき。
art-57-22/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-22/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-22/par-1/item-3
the Prime Minister orders measures to be taken pursuant to the provisions of paragraph (2) of the preceding Article.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の二十三（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-23 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-23 · https://japanlaw.org/l/323AC0000000025/art-57-23
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、指定親会社、これと取引をする者、当該指定親会社の子会社等（第五十七条の十第二項に規定する子会社等をいう。以下この条において同じ。）若しくは当該指定親会社から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し対象特別金融商品取引業者若しくは当該指定親会社の業務若しくは財産に関し参考となるべき報告若しくは資料（当該子会社等にあつては、当該対象特別金融商品取引業者又は当該指定親会社の財産に関し参考となるべき報告又は資料に限る。）の提出を命じ、又は当該職員に当該指定親会社、当該子会社等若しくは当該指定親会社から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該子会社等にあつては当該対象特別金融商品取引業者又は当該指定親会社の財産に関し必要な検査に、当該指定親会社から業務の委託を受けた者にあつては当該対象特別金融商品取引業者又は当該指定親会社の業務又は財産に関し必要な検査に限る。）をさせることができる。
art-57-23/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-23/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-23/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a designated parent company, a person that conducts transactions with a designated parent company, the subsidiary company, etc. of a designated parent company (meaning a subsidiary company, etc. provided for in Article 57-10, paragraph (2); hereinafter the same applies in this Article), or the person that a designated parent company has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article), to submit reports or materials that should serve as a reference with regard to the business or assets of the subject special financial instruments business operator or the designated parent company (but may only order a subsidiary company, etc. to submit reports or materials that should serve as a reference in connection with the assets of the subject special financial instruments business operator or the designated parent company), and may have the relevant officials inspect the state of the business or assets, books, documents, and any other articles of a designated parent company, a subsidiary company, etc., or the person that a designated parent company has entrusted with its business (but may only have the relevant officials inspect a subsidiary company, etc. as is necessary in connection with the assets of the subject special financial instruments business operator or the designated parent company, and may only have the relevant officials inspect the person that a designated parent company has entrusted with its business as is necessary in connection with the business or assets of the subject special financial instruments business operator or the designated parent company).
machine translation, not official
### 第五十七条の二十四（聴聞等） — (Hearings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-24 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-24 · https://japanlaw.org/l/323AC0000000025/art-57-24
**第一項** 内閣総理大臣は、第五十七条の十九、第五十七条の二十第一項若しくは第二項又は第五十七条の二十一第一項、第二項若しくは第四項の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-57-24/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-24/par-1
Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition based on the provisions of Article 57-19, Article 57-20, paragraph (1) or (2) or Article 57-21, paragraph (1), (2) or (4), the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第五十七条の十九、第五十七条の二十又は第五十七条の二十一第一項、第二項若しくは第四項の規定に基づいて処分をすることとしたときは、書面により、その旨を指定親会社又は対象特別金融商品取引業者に通知しなければならない。
art-57-24/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-24/par-2
If the Prime Minister decides to issue a disposition based on the provisions of Article 57-19; Article 57-20; or Article 57-21, paragraph (1), (2), or (4), the Prime Minister must notify the designated parent company or the subject special financial instruments business operator of this in writing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の二十五（適用除外） — (Exclusion from Application)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-25 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-25 · https://japanlaw.org/l/323AC0000000025/art-57-25
**第一項** 第五十七条の三から第五十七条の七まで、第五十七条の八第一項、第五十七条の九及び第五十七条の十一の規定は、対象特別金融商品取引業者については、適用しない。
art-57-25/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-25/par-1
The provisions of Articles 57-3 through 57-7; Article 57-8, paragraph (1); Article 57-9; and Article 57-11 do not apply to a subject special financial instruments business operator.
machine translation, not official
## 第三款 雑則 — Subsection 3 Miscellaneous Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-4-2/subsec-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3/sec-4-2/subsec-3 · https://japanlaw.org/l/323AC0000000025/ch-3/sec-4-2/subsec-3
### 第五十七条の二十六（指定親会社の主要株主に関する措置） — (Measures Concerning the Major Shareholders of a Designated Parent Company)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-26 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-26 · https://japanlaw.org/l/323AC0000000025/art-57-26
**第一項** 第三十二条第一項及び第二項、第三十二条の二第一項並びに第三十二条の三第一項の規定は、指定親会社の株主又は出資者について準用する。
art-57-26/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-26/par-1
The provisions of Article 32, paragraphs (1) and (2); Article 32-2, paragraph (1); and Article 32-3, paragraph (1) apply mutatis mutandis to the shareholders and equity holders of a designated parent company.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、指定親会社の主要株主（第二十九条の四第二項に規定する主要株主をいう。以下この項において同じ。）に対し前項において準用する第三十二条第一項若しくは第二項、第三十二条の二第一項若しくは第三十二条の三第一項の届出若しくは措置若しくは対象特別金融商品取引業者若しくは当該指定親会社の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該主要株主の書類その他の物件の検査（前項において準用する第三十二条第一項若しくは第二項、第三十二条の二第一項若しくは第三十二条の三第一項の届出若しくは措置又は当該対象特別金融商品取引業者若しくは当該指定親会社の業務若しくは財産に関し必要な検査に限る。）をさせることができる。
art-57-26/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-26/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-26/par-2
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder of a designated parent company (meaning a major shareholder as prescribed in Article 29-4, paragraph (2); hereinafter the same applies in this paragraph) to submit reports or materials that should serve as reference with regard to a notification or measures under Article 32, paragraph (1) or (2); Article 32-2, paragraph (1); or Article 32-3, paragraph (1) as applied mutatis mutandis pursuant to the provisions of the preceding paragraph, or with regard to the business or assets of the subject special financial instruments business operator or the designated parent company, or may have the relevant officials inspect documents or other articles of such a major shareholder (but only as is necessary in connection with the notification or measures under Article 32, paragraph (1) or (2); Article 32-2, paragraph (1); or Article 32-3, paragraph (1) as applied mutatis mutandis pursuant to the provisions of the preceding paragraph or in connection with the business or assets of the subject special financial instruments business operator or the designated parent company).
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条の二十七（外国会社に対するこの法律の規定の適用に当たつての技術的読替え等） — (Technical Replacement of Terms for the Application of the Provisions of This Act to a Foreign Company)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57-27 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-27 · https://japanlaw.org/l/323AC0000000025/art-57-27
**第一項** 特別金融商品取引業者の親会社が外国会社である場合において、この法律の規定の適用に当たつての技術的読替えその他当該外国会社に対するこの法律の規定の適用に関し必要な事項は、政令で定める。
art-57-27/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-27/par-1
The technical replacement of the terms for the application of the provisions of this Act to the parent company of a special financial instruments business operator that is a foreign company and necessary particulars otherwise relevant to the application of the provisions of this Act to such a foreign company are specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
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## Cites
- art-57-2/par-1: この条 → 金融商品取引法 第五十七条の二 (Article 57-2), art-57-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2 · https://japanlaw.org/l/323AC0000000025/art-57-2
- art-57-2/par-1: この項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1
- art-57-2/par-2: 前項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1
- art-57-2/par-2: 第六項第二号 → 金融商品取引法 第五十七条の二第六項第二号 (Article 57-2, paragraph (6), item (ii)), art-57-2/par-6/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6/item-2
- art-57-2/par-3: 前項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2
- art-57-2/par-4: 前二項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2
- art-57-2/par-4: 前二項 → 金融商品取引法 第五十七条の二第三項 (Article 57-2, paragraph (3)), art-57-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3
- art-57-2/par-4: 同項第一号 → 金融商品取引法 第五十七条の二第二項第一号 (Article 57-2, paragraph (2), item (i)), art-57-2/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-1
- art-57-2/par-4: 第三号 → 金融商品取引法 第五十七条の二第二項第三号 (Article 57-2, paragraph (2), item (iii)), art-57-2/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-3
- art-57-2/par-4: 第四号 → 金融商品取引法 第五十七条の二第二項第四号 (Article 57-2, paragraph (2), item (iv)), art-57-2/par-2/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-4
- art-57-2/par-4: 第五十七条の十二第三項 → 金融商品取引法 第五十七条の十二第三項 (Article 57-12, paragraph (3)), art-57-12/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-3
- art-57-2/par-5: 第二項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2
- art-57-2/par-5: 第三項 → 金融商品取引法 第五十七条の二第三項 (Article 57-2, paragraph (3)), art-57-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3
- art-57-2/par-5: 第五十七条の十二第三項 → 金融商品取引法 第五十七条の十二第三項 (Article 57-12, paragraph (3)), art-57-12/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-3
- art-57-2/par-7: 第一項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1
- art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2
- art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第三項 (Article 57-2, paragraph (3)), art-57-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3
- art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第四項 (Article 57-2, paragraph (4)), art-57-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-4
- art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第五項 (Article 57-2, paragraph (5)), art-57-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5
- art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第六項 (Article 57-2, paragraph (6)), art-57-2/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6
- art-57-2/par-8: 第二十九条の四第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-4
- art-57-2/par-8: 次項 → 金融商品取引法 第五十七条の二第九項 (Article 57-2, paragraph (9)), art-57-2/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-9
- art-57-2/par-9: 第一項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1
- art-57-2/par-9: 第二項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2
- art-57-2/par-9: 第四項 → 金融商品取引法 第五十七条の二第四項 (Article 57-2, paragraph (4)), art-57-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-4
- art-57-2/par-9: 第五項 → 金融商品取引法 第五十七条の二第五項 (Article 57-2, paragraph (5)), art-57-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5
- art-57-3/par-1: 前条第九項 → 金融商品取引法 第五十七条の二第九項 (Article 57-2, paragraph (9)), art-57-2/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-9
- art-57-3/par-2: 前項 → 金融商品取引法 第五十七条の三第一項 (Article 57-3, paragraph (1)), art-57-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-3/par-1
- art-57-3/par-3: 第一項 → 金融商品取引法 第五十七条の三第一項 (Article 57-3, paragraph (1)), art-57-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-3/par-1
- art-57-5/par-2: 前項 → 金融商品取引法 第五十七条の五第一項 (Article 57-5, paragraph (1)), art-57-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-5/par-1
- art-57-5/par-2: 次項 → 金融商品取引法 第五十七条の五第三項 (Article 57-5, paragraph (3)), art-57-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-5/par-3
- art-57-5/par-2: 次条 → 金融商品取引法 第五十七条の六 (Article 57-6), art-57-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6 · https://japanlaw.org/l/323AC0000000025/art-57-6
- art-57-6/par-2: 前項 → 金融商品取引法 第五十七条の六第一項 (Article 57-6, paragraph (1)), art-57-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-1
- art-57-6/par-3: 第一項 → 金融商品取引法 第五十七条の六第一項 (Article 57-6, paragraph (1)), art-57-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-1
- art-57-6/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29
- art-57-7/par-1/item-1: 前条第一項 → 金融商品取引法 第五十七条の六第一項 (Article 57-6, paragraph (1)), art-57-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-1
- art-57-7/par-1/item-2: 前条第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
- art-57-7/par-1/item-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29
- art-57-8/par-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
- art-57-8/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29
- art-57-8/par-2: 第五十七条の二第六項第二号 → 金融商品取引法 第五十七条の二第六項第二号 (Article 57-2, paragraph (6), item (ii)), art-57-2/par-6/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6/item-2
- art-57-8/par-2: 同条第七項 → 金融商品取引法 第五十七条の二第七項 (Article 57-2, paragraph (7)), art-57-2/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-7 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-7
- art-57-9/par-1: 第五十条の二第八項 → 金融商品取引法 第五十条の二第八項 (Article 50-2, paragraph (8)), art-50-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-50-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-8
- art-57-9/par-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
- art-57-9/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29
- art-57-10/par-2: 前項 → 金融商品取引法 第五十七条の十第一項 (Article 57-10, paragraph (1)), art-57-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-10/par-1
- art-57-10/par-2: この項 → 金融商品取引法 第五十七条の十第二項 (Article 57-10, paragraph (2)), art-57-10/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-10/par-2
- art-57-11/par-1: 第五十七条の六第一項 → 金融商品取引法 第五十七条の六第一項 (Article 57-6, paragraph (1)), art-57-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-1
- art-57-11/par-1: 第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
- art-57-11/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-57-11/par-2: 第五十七条の六第一項 → 金融商品取引法 第五十七条の六第一項 (Article 57-6, paragraph (1)), art-57-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-1
- art-57-11/par-2: 第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
- art-57-12/par-1: 第五十七条の二第八項 → 金融商品取引法 第五十七条の二第八項 (Article 57-2, paragraph (8)), art-57-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-8
- art-57-12/par-2: 前項 → 金融商品取引法 第五十七条の十二第一項 (Article 57-12, paragraph (1)), art-57-12/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1
- art-57-12/par-3: 第一項 → 金融商品取引法 第五十七条の十二第一項 (Article 57-12, paragraph (1)), art-57-12/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1
- art-57-12/par-4: 第一項 → 金融商品取引法 第五十七条の十二第一項 (Article 57-12, paragraph (1)), art-57-12/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1
- art-57-12/par-4: 次条第一項第四号 → 金融商品取引法 第五十七条の十三第一項第四号 (Article 57-13, paragraph (1), item (iv)), art-57-13/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1/item-4
- art-57-12/par-5: 第一項 → 金融商品取引法 第五十七条の十二第一項 (Article 57-12, paragraph (1)), art-57-12/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1
- art-57-12/par-6: 前項 → 金融商品取引法 第五十七条の十二第五項 (Article 57-12, paragraph (5)), art-57-12/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-5
- art-57-13/par-1: 前条第一項 → 金融商品取引法 第五十七条の十二第一項 (Article 57-12, paragraph (1)), art-57-12/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1
- art-57-13/par-2: 前項 → 金融商品取引法 第五十七条の十三第一項 (Article 57-13, paragraph (1)), art-57-13/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1
- art-57-13/par-2/item-1: 第五十七条の二十第一項第一号 → 金融商品取引法 第五十七条の二十第一項第一号 (Article 57-20, paragraph (1), item (i)), art-57-20/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-1
- art-57-13/par-2/item-1: 第四号 → 金融商品取引法 第五十七条の二十第一項第四号 (Article 57-20, paragraph (1), item (iv)), art-57-20/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1/item-4
- art-57-13/par-3: 前項第二号 → 金融商品取引法 第五十七条の十三第二項第二号 (Article 57-13, paragraph (2), item (ii)), art-57-13/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-2/item-2
- art-57-14/par-1: 前条第一項 → 金融商品取引法 第五十七条の十三第一項 (Article 57-13, paragraph (1)), art-57-13/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-13/par-1
- art-57-15/par-2: 前項 → 金融商品取引法 第五十七条の十五第一項 (Article 57-15, paragraph (1)), art-57-15/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-15/par-1
- art-57-15/par-3: 第一項 → 金融商品取引法 第五十七条の十五第一項 (Article 57-15, paragraph (1)), art-57-15/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-15/par-1
- art-57-17/par-2: この条 → 金融商品取引法 第五十七条の十七 (Article 57-17), art-57-17 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17 · https://japanlaw.org/l/323AC0000000025/art-57-17
- art-57-17/par-2: 前項 → 金融商品取引法 第五十七条の十七第一項 (Article 57-17, paragraph (1)), art-57-17/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-1
- art-57-17/par-2: 次項 → 金融商品取引法 第五十七条の十七第三項 (Article 57-17, paragraph (3)), art-57-17/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-3
- art-57-17/par-2: 第五十七条の二十一第一項から第三項まで → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1
- art-57-17/par-2: 第五十七条の二十一第一項から第三項まで → 金融商品取引法 第五十七条の二十一第二項 (Article 57-21, paragraph (2)), art-57-21/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2
- art-57-17/par-2: 第五十七条の二十一第一項から第三項まで → 金融商品取引法 第五十七条の二十一第三項 (Article 57-21, paragraph (3)), art-57-21/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-3
- art-57-18/par-3: 前項 → 金融商品取引法 第五十七条の十八第二項 (Article 57-18, paragraph (2)), art-57-18/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-2
- art-57-18/par-3: 第五十七条の十二第一項 → 金融商品取引法 第五十七条の十二第一項 (Article 57-12, paragraph (1)), art-57-12/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1
- art-57-18/par-4: 第二項 → 金融商品取引法 第五十七条の十八第二項 (Article 57-18, paragraph (2)), art-57-18/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-2
- art-57-18/par-4: 前項 → 金融商品取引法 第五十七条の十八第三項 (Article 57-18, paragraph (3)), art-57-18/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-18/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-18/par-3
- art-57-19/par-2: 前項 → 金融商品取引法 第五十七条の十九第一項 (Article 57-19, paragraph (1)), art-57-19/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-19/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-19/par-1
- art-57-20/par-1/item-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2
- art-57-20/par-3: この項 → 金融商品取引法 第五十七条の二十第三項 (Article 57-20, paragraph (3)), art-57-20/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-3
- art-57-20/par-3: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2
- art-57-20/par-3: 前項第一号 → 金融商品取引法 第五十七条の二十第二項第一号 (Article 57-20, paragraph (2), item (i)), art-57-20/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-2/item-1
- art-57-21/par-2: 前項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1
- art-57-21/par-3: 前二項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1
- art-57-21/par-3: 前二項 → 金融商品取引法 第五十七条の二十一第二項 (Article 57-21, paragraph (2)), art-57-21/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2
- art-57-21/par-4: 第一項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1
- art-57-22/par-1/item-1: 第五十七条の二十第一項 → 金融商品取引法 第五十七条の二十第一項 (Article 57-20, paragraph (1)), art-57-20/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1
- art-57-22/par-1/item-2: 第五十七条の二十第二項 → 金融商品取引法 第五十七条の二十第二項 (Article 57-20, paragraph (2)), art-57-20/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-2
- art-57-22/par-1/item-3: 前条第二項 → 金融商品取引法 第五十七条の二十一第二項 (Article 57-21, paragraph (2)), art-57-21/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2
- art-57-23/par-1: 第五十七条の十第二項 → 金融商品取引法 第五十七条の十第二項 (Article 57-10, paragraph (2)), art-57-10/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-10/par-2
- art-57-23/par-1: この条 → 金融商品取引法 第五十七条の二十三 (Article 57-23), art-57-23 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-23 · https://japanlaw.org/l/323AC0000000025/art-57-23
- art-57-24/par-1: 第五十七条の十九 → 金融商品取引法 第五十七条の十九 (Article 57-19), art-57-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-19 · https://japanlaw.org/l/323AC0000000025/art-57-19
- art-57-24/par-1: 第五十七条の二十第一項 → 金融商品取引法 第五十七条の二十第一項 (Article 57-20, paragraph (1)), art-57-20/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-1
- art-57-24/par-1: 第二項 → 金融商品取引法 第五十七条の二十第二項 (Article 57-20, paragraph (2)), art-57-20/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-20/par-2
- art-57-24/par-1: 第五十七条の二十一第一項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1
- art-57-24/par-1: 第二項 → 金融商品取引法 第五十七条の二十一第二項 (Article 57-21, paragraph (2)), art-57-21/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2
- art-57-24/par-1: 第四項 → 金融商品取引法 第五十七条の二十一第四項 (Article 57-21, paragraph (4)), art-57-21/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-4
- art-57-24/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-57-24/par-2: 第五十七条の十九 → 金融商品取引法 第五十七条の十九 (Article 57-19), art-57-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-19 · https://japanlaw.org/l/323AC0000000025/art-57-19
- art-57-24/par-2: 第五十七条の二十 → 金融商品取引法 第五十七条の二十 (Article 57-20), art-57-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-20 · https://japanlaw.org/l/323AC0000000025/art-57-20
- art-57-24/par-2: 第五十七条の二十一第一項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1
- art-57-24/par-2: 第二項 → 金融商品取引法 第五十七条の二十一第二項 (Article 57-21, paragraph (2)), art-57-21/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2
- art-57-24/par-2: 第四項 → 金融商品取引法 第五十七条の二十一第四項 (Article 57-21, paragraph (4)), art-57-21/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-4
- art-57-25/par-1: 第五十七条の三から第五十七条の七まで → 金融商品取引法 第五十七条の三 (Article 57-3), art-57-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3 · https://japanlaw.org/l/323AC0000000025/art-57-3
- art-57-25/par-1: 第五十七条の三から第五十七条の七まで → 金融商品取引法 第五十七条の四 (Article 57-4), art-57-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-4 · https://japanlaw.org/l/323AC0000000025/art-57-4
- art-57-25/par-1: 第五十七条の三から第五十七条の七まで → 金融商品取引法 第五十七条の五 (Article 57-5), art-57-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-5 · https://japanlaw.org/l/323AC0000000025/art-57-5
- art-57-25/par-1: 第五十七条の三から第五十七条の七まで → 金融商品取引法 第五十七条の六 (Article 57-6), art-57-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-6 · https://japanlaw.org/l/323AC0000000025/art-57-6
- art-57-25/par-1: 第五十七条の三から第五十七条の七まで → 金融商品取引法 第五十七条の七 (Article 57-7), art-57-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-7 · https://japanlaw.org/l/323AC0000000025/art-57-7
- art-57-25/par-1: 第五十七条の八第一項 → 金融商品取引法 第五十七条の八第一項 (Article 57-8, paragraph (1)), art-57-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-8/par-1
- art-57-25/par-1: 第五十七条の九 → 金融商品取引法 第五十七条の九 (Article 57-9), art-57-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-9 · https://japanlaw.org/l/323AC0000000025/art-57-9
- art-57-25/par-1: 第五十七条の十一 → 金融商品取引法 第五十七条の十一 (Article 57-11), art-57-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-11 · https://japanlaw.org/l/323AC0000000025/art-57-11
- art-57-26/par-1: 第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-32/par-1
- art-57-26/par-1: 第二項 → 金融商品取引法 第三十二条第二項 (Article 32, paragraph (2)), art-32/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-2 · https://japanlaw.org/l/323AC0000000025/art-32/par-2
- art-57-26/par-1: 第三十二条の二第一項 → 金融商品取引法 第三十二条の二第一項 (Article 32-2, paragraph (1)), art-32-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-32-2/par-1
- art-57-26/par-1: 第三十二条の三第一項 → 金融商品取引法 第三十二条の三第一項 (Article 32-3, paragraph (1)), art-32-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-32-3/par-1
- art-57-26/par-2: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-2
- art-57-26/par-2: この項 → 金融商品取引法 第五十七条の二十六第二項 (Article 57-26, paragraph (2)), art-57-26/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-26/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-26/par-2
- art-57-26/par-2: 前項 → 金融商品取引法 第五十七条の二十六第一項 (Article 57-26, paragraph (1)), art-57-26/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-26/par-1
- art-57-26/par-2: 第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-32/par-1
- art-57-26/par-2: 第二項 → 金融商品取引法 第三十二条第二項 (Article 32, paragraph (2)), art-32/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-2 · https://japanlaw.org/l/323AC0000000025/art-32/par-2
- art-57-26/par-2: 第三十二条の二第一項 → 金融商品取引法 第三十二条の二第一項 (Article 32-2, paragraph (1)), art-32-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-32-2/par-1
- art-57-26/par-2: 第三十二条の三第一項 → 金融商品取引法 第三十二条の三第一項 (Article 32-3, paragraph (1)), art-32-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-32-3/par-1
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## Sources
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22