# 金融商品取引法 / Financial Instruments and Exchange Act — 第七十九条の五十五 (Article 79-55)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第七十九条の五十五 (Article 79-55)（認定の公告） — address `art-79-55`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-79-55
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第七十九条の五十五（認定の公告） — (Public Notice of Findings)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-79-55 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55 · https://japanlaw.org/l/323AC0000000025/art-79-55</sup>

  **第一項**  基金は、通知金融商品取引業者につき、前条の規定により、顧客資産の返還に係る債務の円滑な履行が困難であるとの認定を行つた場合には、速やかに、次条第一項の請求の届出期間、届出場所その他政令で定める事項を定め、これを公告しなければならない。
  <sup>art-79-55/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-1</sup>
  If a fund, pursuant to the provisions of the preceding Article, reaches the finding that it is difficult for a financial instruments business operator that is the subject of a notice to smoothly perform its obligations in connection with the refunding of customer assets, it must promptly specify the period and place of notification set forth in paragraph (1) of the following Article and other matters specified by Cabinet Order and issue public notice of the same.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第二項**  基金は、前項の規定により公告した後に、同項の認定に係る金融商品取引業者（以下「認定金融商品取引業者」という。）について破産法第百九十七条第一項（同法第二百九条第三項において準用する場合を含む。）の規定による公告、第五項の規定による通知その他の政令で定める事由が生じたときは、前項の規定により公告した届出期間を変更することができる。
  <sup>art-79-55/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-2</sup>
  If a public notice under the provisions of Article 197, paragraph (1) of the Bankruptcy Act (including as applied mutatis mutandis pursuant to Article 209, paragraph (3) of that Act) or a notice under the provisions of paragraph (5) is issued or if any other cause specified by Cabinet Order occurs with regard to a financial instruments business operator that is subject to the finding referred to in the preceding paragraph (hereinafter referred to as a "distressed financial instruments business operator") after the fund has issued public notice pursuant to the provisions of the preceding paragraph, the fund may change the period of notification with regard to which it has issued the public notice pursuant to the provisions of that paragraph.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第三項**  基金は、前項の規定により届出期間を変更したときは、遅滞なく、その変更に係る事項を公告しなければならない。
  <sup>art-79-55/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-3</sup>
  If a fund changes the period of notification pursuant to the provisions of the preceding paragraph, it must issue public notice of the particulars of the change without delay.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第四項**  基金は、第一項に規定する事項を定めた場合又は第二項の規定により届出期間を変更した場合には、直ちに、その旨を内閣総理大臣及び財務大臣に報告しなければならない。
  <sup>art-79-55/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-4</sup>
  When a fund specifies the matters prescribed in paragraph (1) or if it changes the period of notification pursuant to the provisions of paragraph (2), it must immediately report this to the Prime Minister and the Minister of Finance.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第五項**  認定金融商品取引業者の破産手続において、破産法第百九十七条第一項（同法第二百九条第三項において準用する場合を含む。）若しくは第二百四条第二項の規定による通知をしたとき、又は同法第二百八条第一項の規定による許可を受けたときは、破産管財人は、その旨を基金に通知しなければならない。
  <sup>art-79-55/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-5</sup>
  The bankruptcy trustee must notify the fund upon providing the notice under the provisions of Article 197, paragraph (1) (including as applied mutatis mutandis pursuant to Article 209, paragraph (3) of the Bankruptcy Act) or Article 204, paragraph (2) of the Bankruptcy Act or upon receipt of permission under the provisions of Article 208, paragraph (1) of that Act in connection with the bankruptcy proceedings of the distressed financial instruments business operator.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-79-55/par-1: 前条 → 金融商品取引法 第七十九条の五十四 (Article 79-54), art-79-54 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-54 · https://japanlaw.org/l/323AC0000000025/art-79-54
- art-79-55/par-1: 次条第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-56/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-56/par-1
- art-79-55/par-2: 前項 → 金融商品取引法 第七十九条の五十五第一項 (Article 79-55, paragraph (1)), art-79-55/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-1
- art-79-55/par-2: 破産法第百九十七条第一項 → 破産法 第百九十七条第一項 (Article 197, paragraph (1)), art-197/par-1 — https://japanlaw.org/en/bankruptcy-act/art-197/par-1 · https://japanlaw.org/l/416AC0000000075/art-197/par-1
- art-79-55/par-2: 同法第二百九条第三項 → 破産法 第二百九条第三項 (Article 209, paragraph (3)), art-209/par-3 — https://japanlaw.org/en/bankruptcy-act/art-209/par-3 · https://japanlaw.org/l/416AC0000000075/art-209/par-3
- art-79-55/par-2: 第五項 → 金融商品取引法 第七十九条の五十五第五項 (Article 79-55, paragraph (5)), art-79-55/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-5
- art-79-55/par-3: 前項 → 金融商品取引法 第七十九条の五十五第二項 (Article 79-55, paragraph (2)), art-79-55/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-2
- art-79-55/par-4: 第一項 → 金融商品取引法 第七十九条の五十五第一項 (Article 79-55, paragraph (1)), art-79-55/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-1
- art-79-55/par-4: 第二項 → 金融商品取引法 第七十九条の五十五第二項 (Article 79-55, paragraph (2)), art-79-55/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-2
- art-79-55/par-5: 破産法第百九十七条第一項 → 破産法 第百九十七条第一項 (Article 197, paragraph (1)), art-197/par-1 — https://japanlaw.org/en/bankruptcy-act/art-197/par-1 · https://japanlaw.org/l/416AC0000000075/art-197/par-1
- art-79-55/par-5: 同法第二百九条第三項 → 破産法 第二百九条第三項 (Article 209, paragraph (3)), art-209/par-3 — https://japanlaw.org/en/bankruptcy-act/art-209/par-3 · https://japanlaw.org/l/416AC0000000075/art-209/par-3
- art-79-55/par-5: 第二百四条第二項 → 破産法 第二百四条第二項 (Article 204, paragraph (2)), art-204/par-2 — https://japanlaw.org/en/bankruptcy-act/art-204/par-2 · https://japanlaw.org/l/416AC0000000075/art-204/par-2
- art-79-55/par-5: 同法第二百八条第一項 → 破産法 第二百八条第一項 (Article 208, paragraph (1)), art-208/par-1 — https://japanlaw.org/en/bankruptcy-act/art-208/par-1 · https://japanlaw.org/l/416AC0000000075/art-208/par-1

## Cited by

10 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第七十九条の二十八第二項（脱退等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-28/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-2
- 金融商品取引法 第七十九条の四十五第二項第二号（運営審議会） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-45/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-45/par-2/item-2
- 金融商品取引法 第七十九条の五十五第二項（認定の公告） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-2
- 金融商品取引法 第七十九条の五十五第三項（認定の公告） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-3
- 金融商品取引法 第七十九条の五十五第四項（認定の公告） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-55/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-55/par-4
- 金融商品取引法 第七十九条の五十六第一項（補償対象債権の支払） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-56/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-56/par-1
- 金融商品取引法 第七十九条の五十六第三項（補償対象債権の支払） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-56/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-56/par-3
- 金融商品取引法 第二百六条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-206/par-2 · https://japanlaw.org/l/323AC0000000025/art-206/par-2
- 金融商品取引法 附則第九十三条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-93/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-93/par-1
- 金融商品取引法 附則第四条第一項（委託者保護基金に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
