# 金融商品取引法 / Financial Instruments and Exchange Act — 第七十九条の三 (Article 79-3)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第七十九条の三 (Article 79-3)（業務規程） — address `art-79-3`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-3
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-79-3
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第七十九条の三（業務規程） — (Operational Rules)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-79-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-3 · https://japanlaw.org/l/323AC0000000025/art-79-3</sup>

    **第一項**  認定協会は、次に掲げる事項に関する規程を定め、内閣総理大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。
    <sup>art-79-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-3/par-1</sup>
    A certified association must establish rules concerning the following particulars and must obtain the authorization of the Prime Minister for the same. The same applies if the certified association seeks to change the rules:
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **一**  第七十八条第二項に規定する業務に関する事項
      <sup>art-79-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-3/par-1/item-1</sup>
      the particulars of the services prescribed in Article 78, paragraph (2); and
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **二**  売買その他の取引の勧誘を行うことが禁じられない株券、新株予約権付社債券その他内閣府令で定める有価証券（金融商品取引所に上場されている有価証券及び店頭売買有価証券を除く。）の種類に関する事項
      <sup>art-79-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-3/par-1/item-2</sup>
      the particulars of the classes of share certificates, corporate bond certificates with share options, or securities specified by Cabinet Office Order (excluding securities listed on a financial instruments exchange and over-the-counter traded securities) with no prohibition on solicitation being carried out in respect of purchase and sales and other transactions.
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **第二項**  認定協会は、当該認定協会の役員又は会員に異動があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
    <sup>art-79-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-3/par-2</sup>
    A certified association must notify the Prime Minister of any change in its officers or members without delay.
    <sup>machine translation, not official</sup>

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## Cites
- art-79-3/par-1/item-1: 第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-78/par-2 · https://japanlaw.org/l/323AC0000000025/art-78/par-2

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 第二百五条の二の三第一項第八号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-8

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-012, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
