# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十八条の二 (Article 68-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十八条の二 (Article 68-2)（協会員に対する処分等） — address `art-68-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-68-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-68-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十八条の二（協会員に対する処分等） — (Dispositions against Association Members) caption: Ministry of Justice translation — Japanese Law Translation Database System art-68-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-68-2 · https://japanlaw.org/l/323AC0000000025/art-68-2 **第一項** 認可協会は、その定款において、協会員又は当該協会員を所属金融商品取引業者等とする金融商品仲介業者が、法令、法令に基づく行政官庁の処分若しくは当該認可協会の定款その他の規則に違反し、又は取引の信義則に背反した場合に、当該協会員に対し、過怠金を課し、定款の定める協会員の権利の停止若しくは制限を命じ、又は除名する旨を定めなければならない。 art-68-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-68-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-68-2/par-1 An authorized association must stipulate in its articles of incorporation that, if an association member or a financial instruments intermediary service provider whose entrusting financial instruments business operator, etc. is an association member violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or the authorized association's articles of incorporation or other rules, or if it violates the principle of good faith in transactions, the authorized association will impose an administrative monetary penalty on the association member, order the suspension or restriction of its rights as an association member as provided in the articles of incorporation, or expel it from the authorized association. Ministry of Justice translation — Japanese Law Translation Database System ## Cited by 1 provision cites this one. No official source publishes this direction. - 金融商品取引法 第七十七条の七第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-77-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-77-7/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22