# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十六条の二十 (Article 66-20) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十六条の二十 (Article 66-20)（監督上の処分） — address `art-66-20` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-66-20 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十六条の二十（監督上の処分） — (Supervisory Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-20 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20 · https://japanlaw.org/l/323AC0000000025/art-66-20 **第一項** 内閣総理大臣は、金融商品仲介業者が次の各号のいずれかに該当する場合においては、当該金融商品仲介業者の第六十六条の登録を取り消し、六月以内の期間を定めて業務の全部又は一部の停止を命じ、業務の方法の変更を命じ、その他監督上必要な事項を命ずることができる。 art-66-20/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1 If a financial instruments intermediary service provider falls under any of the following items, the Prime Minister may rescind its Article 66 registration, order the suspension of all or part of the business during a fixed period of no longer than six months, order a change of business methods, or issue orders with respect to matters that are otherwise necessary from a supervisory perspective: Ministry of Justice translation — Japanese Law Translation Database System **一** 第六十六条の四各号（第二号ロを除く。）のいずれかに該当することとなつたとき。 art-66-20/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1/item-1 the financial instruments intermediary service provider comes to fall under any of the categories in the items of Article 66-4 (excluding item (ii), (b)); Ministry of Justice translation — Japanese Law Translation Database System **二** 不正の手段により第六十六条の登録を受けたとき。 art-66-20/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1/item-2 the financial instruments intermediary service provider receives its Article 66 registration by wrongful means; or Ministry of Justice translation — Japanese Law Translation Database System **三** 金融商品仲介業に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。 art-66-20/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1/item-3 the financial instruments intermediary service provider violates a law or regulation or a disposition made by a government agency which is based on a law or regulation, in connection with financial instruments intermediary services. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、金融商品仲介業者の役員が、第二十九条の四第一項第二号イからリまでのいずれかに該当することとなつたとき、又は前項第三号に該当する行為をしたときは、当該金融商品仲介業者に対して、当該役員の解任を命ずることができる。 art-66-20/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-2 If the officer of a financial instruments intermediary service provider comes to fall under any of the categories in Article 29-4, paragraph (1), item (ii), (a) through (i), or engages in an act that falls under item (iii) of the preceding paragraph, the Prime Minister may order the financial instruments intermediary service provider to dismiss that officer. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-66-20/par-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66 · https://japanlaw.org/l/323AC0000000025/art-66 - art-66-20/par-1/item-1: 第六十六条の四 → 金融商品取引法 第六十六条の四 (Article 66-4), art-66-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-4 · https://japanlaw.org/l/323AC0000000025/art-66-4 - art-66-20/par-1/item-1: 第二号 → 金融商品取引法 第六十六条の四第一項第二号 (Article 66-4, paragraph (1), item (ii)), art-66-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-4/par-1/item-2 - art-66-20/par-1/item-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66 · https://japanlaw.org/l/323AC0000000025/art-66 - art-66-20/par-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-66-20/par-2: 前項第三号 → 金融商品取引法 第六十六条の二十第一項第三号 (Article 66-20, paragraph (1), item (iii)), art-66-20/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1/item-3 ## Cited by 25 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十九条の四第一項第一号イ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（８）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-8 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-8 - 金融商品取引法 第二十九条の四第一項第二号ニ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-4 - 金融商品取引法 第二十九条の四第一項第二号ホ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-5 - 金融商品取引法 第二十九条の四第一項第二号ヘ（８）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-8 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-8 - 金融商品取引法 第二十九条の四第一項第二号チ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-8 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-8 - 金融商品取引法 第三十三条の五第一項第一号（金融機関の登録の拒否等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1/item-1 - 金融商品取引法 第五十九条の四第一項第一号（引受業務の一部の許可の拒否要件） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-1 - 金融商品取引法 第六十条の三第一項第一号ト（取引所取引業務の許可の拒否要件） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-7 - 金融商品取引法 第六十六条の二十第二項（監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-2 - 金融商品取引法 第六十六条の二十一第一項（登録の抹消） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-21/par-1 - 金融商品取引法 第六十六条の二十六第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-26/par-1 - 金融商品取引法 第八十二条第二項第二号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-82/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-2 - 金融商品取引法 第百六条の十二第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-12/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-106-12/par-2/item-3 - 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3 - 金融商品取引法 第百五十六条の四第二項第三号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の四第二項第三号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の十八第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-3 - 金融商品取引法 第百五十六条の二十五第二項第四号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-25/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-156-25/par-2/item-4 - 金融商品取引法 第百九十八条の五第一項第二号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-198-5/par-1/item-2 - 金融商品取引法 第二百八条第一項第五号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-208/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-5 - 金融商品取引法 附則第七十一条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-71/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-71/par-1 - 金融商品取引法 附則第七十五条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-75/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-75/par-1 - 金融商品取引法 附則第七十五条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-75/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-75/par-2 - 金融商品取引法 附則第七十五条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-75/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-75/par-3 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22