# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十六条の十九 (Article 66-19) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十六条の十九 (Article 66-19)（廃業等の届出等） — address `art-66-19` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-66-19 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十六条の十九（廃業等の届出等） — (Notification of Discontinuing Business) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-19 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19 · https://japanlaw.org/l/323AC0000000025/art-66-19 **第一項** 金融商品仲介業者が次の各号のいずれかに該当することとなつたときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。 art-66-19/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1 If a financial instruments intermediary service provider comes to fall under any of the following items, the person specified in the relevant item must notify the Prime Minister of this within 30 days from the day in question: Ministry of Justice translation — Japanese Law Translation Database System **一** 金融商品仲介業を廃止したとき（分割により事業（金融商品仲介業に係るものに限る。以下この号において同じ。）の全部を承継させたとき、又は事業の全部を譲渡したときを含む。）　その金融商品仲介業を廃止し、又は承継をさせ、若しくは譲渡をした個人又は法人 art-66-19/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-1 the financial instruments intermediary service provider discontinues financial instruments intermediary service (including if the financial instruments intermediary service provider has the whole of its business (limited to business involved in financial instruments intermediary service; hereinafter the same applies in this item) succeeded to in a company split or transfers the whole of business):the individual or the corporation that discontinues or transfers the financial instruments intermediary services, or has the financial instruments intermediary services succeeded to; Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "the financial instruments intermediary service provider discontinues financial instruments intermediary service (including if the financial instruments intermediary service provider has the whole of its business (limited to business involved in financial instruments intermediary service; hereinafter the same applies in this item) succeeded to in a company split or transfers the whole of business)):the individual or the corporation that discontinues or transfers the financial instruments intermediary services, or has the financial instruments intermediary services succeeded to;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **二** 金融商品仲介業者である個人が死亡したとき　その相続人 art-66-19/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-2 when an individual who is a financial instruments intermediary service provider dies:their heir; Ministry of Justice translation — Japanese Law Translation Database System **三** 金融商品仲介業者である法人が合併により消滅したとき　その法人を代表する役員であつた者 art-66-19/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-3 when a corporation that is a financial instruments intermediary service provider disappears in a merger:the officer that has represented the corporation; Ministry of Justice translation — Japanese Law Translation Database System **四** 金融商品仲介業者である法人について破産手続開始の決定があつたとき　その破産管財人 art-66-19/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-4 when a corporation that is a financial instruments intermediary service provider becomes subject to an order of commencement of bankruptcy proceedings:the bankruptcy trustee; Ministry of Justice translation — Japanese Law Translation Database System **五** 金融商品仲介業者である法人が合併及び破産手続開始の決定以外の理由により解散したとき　その清算人 art-66-19/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-5 when a corporation that is a financial instruments intermediary service provider is dissolved for reasons other than a merger or an order of commencement of bankruptcy proceedings:the liquidator; and Ministry of Justice translation — Japanese Law Translation Database System **六** 金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）又は同法第十六条第一項の変更登録（有価証券等仲介業務の種別の追加に係るものに限る。）を受けたとき　当該登録又は変更登録を受けた者 art-66-19/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-6 when a financial instruments intermediary service provider has obtained the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) or the registration of change referred to in Article 16, paragraph (1) of that Act (limited to the registration related to the addition of the type of securities, etc. intermediary business operations):the financial instruments intermediary service provider that has obtained the registration or the registration of change. machine translation, not official **第二項** 金融商品仲介業者が前項各号のいずれかに該当することとなつたとき、所属金融商品取引業者等がなくなつたとき、又は第二十九条の登録（当該登録を受けた金融商品取引業者が第一種金融商品取引業を行うものに限る。）を受けたときは、当該金融商品仲介業者の第六十六条の登録は、その効力を失う。 art-66-19/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-2 If a financial instruments intermediary service provider comes to fall under any of the items of the preceding paragraph, if it no longer has an entrusting financial instruments business operator, etc., or if it becomes registered as referred to in Article 29 (but only if the registered financial instruments business operator engages in type-I financial instruments business), its Article 66 registration ceases to be effective. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-66-19/par-1/item-1: この号 → 金融商品取引法 第六十六条の十九第一項第一号 (Article 66-19, paragraph (1), item (i)), art-66-19/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-1 - art-66-19/par-1/item-6: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection - art-66-19/par-1/item-6: 同法第十六条第一項 → e-Gov law 412AC0000000101, 第十六条第一項 (Article 16, paragraph (1)), art-16/par-1 — not held in this collection - art-66-19/par-2: 前項 → 金融商品取引法 第六十六条の十九第一項 (Article 66-19, paragraph (1)), art-66-19/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1 - art-66-19/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-66-19/par-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66 · https://japanlaw.org/l/323AC0000000025/art-66 ## Cited by 8 provisions cite this one. No official source publishes this direction. - 住民基本台帳法 別表第一 — https://japanlaw.org/en/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（８）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-8 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-8 - 金融商品取引法 第二十九条の四第一項第二号ヘ（８）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-8 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-8 - 金融商品取引法 第六十六条の十九第一項第一号（廃業等の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-1/item-1 - 金融商品取引法 第六十六条の十九第二項（廃業等の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-19/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-19/par-2 - 金融商品取引法 第六十六条の二十一第一項（登録の抹消） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-21/par-1 - 金融商品取引法 第六十六条の二十六第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-26/par-1 - 金融商品取引法 第二百五条の二の三第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-1 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 66-19, paragraph (1), item (i) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-012, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22