# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十六条の十五 (Article 66-15)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第六十六条の十五 (Article 66-15)（損失補塡等の禁止等に関する金融商品取引業者等に係る規定の準用） — address `art-66-15`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-15
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-66-15
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

---

### 第六十六条の十五（損失補塡等の禁止等に関する金融商品取引業者等に係る規定の準用） — (Application Mutatis Mutandis of Provisions on Financial Instruments Business Operators in Relation to the Prohibition of Compensation for Losses)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-66-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-15 · https://japanlaw.org/l/323AC0000000025/art-66-15</sup>

  **第一項**  第三十八条の二、第三十九条第一項、第三項、第四項及び第七項、第四十条並びに第四十三条の六の規定は金融商品仲介業者について、第三十九条第二項、第五項及び第六項の規定は金融商品仲介業者の顧客について、それぞれ準用する。この場合において、同条第三項中「当該金融商品取引業者等が」とあるのは、「当該金融商品仲介業者の所属金融商品取引業者等が」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
  <sup>art-66-15/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-15/par-1</sup>
  The provisions of Article 38-2, Article 39, paragraphs (1), (3), (4), and (7), Article 40, and Article 43-6 apply mutatis mutandis to a financial instruments intermediary service provider, and Article 39, paragraphs (2), (5), and (6) apply mutatis mutandis to the customer of a financial instruments intermediary service provider. In this case, in Article 39, paragraph (3), the phrase "if the financial instruments business operator, etc. receives" is deemed to be replaced with "if the entrusting financial instruments business operator, etc. of the financial instruments intermediary service provider receives", and any other necessary technical replacement of terms is specified by Cabinet Order.
  <sup>Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "The provisions of Article 38-2, Article 39, paragraphs (1), (3), (4), and (7), Article 40, and article 43-6 apply mutatis mutandis to a financial instruments intermediary service provider, and Article 39, paragraphs (2), (5), and (6) apply mutatis mutandis to the customer of a financial instruments intermediary service provider. In this case, in Article 39, paragraph (3), the phrase "if the financial instruments business operator, etc. receives" is deemed to be replaced with "if the entrusting financial instruments business operator, etc. of the financial instruments intermediary service provider receives", and any other necessary technical replacement of terms is specified by Cabinet Order." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb</sup>

---

## Cites
- art-66-15/par-1: 第三十八条の二 → 金融商品取引法 第三十八条の二 (Article 38-2), art-38-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38-2 · https://japanlaw.org/l/323AC0000000025/art-38-2
- art-66-15/par-1: 第三十九条第一項 → 金融商品取引法 第三十九条第一項 (Article 39, paragraph (1)), art-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-1 · https://japanlaw.org/l/323AC0000000025/art-39/par-1
- art-66-15/par-1: 第三項 → 金融商品取引法 第三十九条第三項 (Article 39, paragraph (3)), art-39/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-3 · https://japanlaw.org/l/323AC0000000025/art-39/par-3
- art-66-15/par-1: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-4 · https://japanlaw.org/l/323AC0000000025/art-39/par-4
- art-66-15/par-1: 第七項 → 金融商品取引法 第三十九条第七項 (Article 39, paragraph (7)), art-39/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-7 · https://japanlaw.org/l/323AC0000000025/art-39/par-7
- art-66-15/par-1: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40 · https://japanlaw.org/l/323AC0000000025/art-40
- art-66-15/par-1: 第四十三条の六 → 金融商品取引法 第四十三条の六 (Article 43-6), art-43-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-43-6 · https://japanlaw.org/l/323AC0000000025/art-43-6
- art-66-15/par-1: 第三十九条第二項 → 金融商品取引法 第三十九条第二項 (Article 39, paragraph (2)), art-39/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-2 · https://japanlaw.org/l/323AC0000000025/art-39/par-2
- art-66-15/par-1: 第五項 → 金融商品取引法 第三十九条第五項 (Article 39, paragraph (5)), art-39/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-5 · https://japanlaw.org/l/323AC0000000025/art-39/par-5
- art-66-15/par-1: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-6 · https://japanlaw.org/l/323AC0000000025/art-39/par-6

## Cited by

6 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第六十六条の二十六第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-26/par-1
- 金融商品取引法 第百九十八条の三第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-198-3/par-1
- 金融商品取引法 第百九十八条の六第一項第二号の二 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-2-2 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-2-2
- 金融商品取引法 第二百条第一項第十四号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-200/par-1/item-14 · https://japanlaw.org/l/323AC0000000025/art-200/par-1/item-14
- 金融商品取引法 第二百条第一項第十五号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-200/par-1/item-15 · https://japanlaw.org/l/323AC0000000025/art-200/par-1/item-15
- 金融商品取引法 附則第七十二条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-72/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-72/par-1

---

## Sources

- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 66-15, paragraph (1) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
