# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十六条の十一 (Article 66-11)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第六十六条の十一 (Article 66-11)（商号等の明示） — address `art-66-11`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-11
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-66-11
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第六十六条の十一（商号等の明示） — (Clear Indication of Trade Name)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-66-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-11 · https://japanlaw.org/l/323AC0000000025/art-66-11</sup>

  **第一項**  金融商品仲介業者は、第二条第十一項各号に掲げる行為（以下この章において「金融商品仲介行為」という。）を行おうとするときは、あらかじめ、顧客に対し次に掲げる事項を明らかにしなければならない。
  <sup>art-66-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-11/par-1</sup>
  If a financial instruments intermediary service provider seeks to perform an act set forth in any of the items of Article 2, paragraph (11) (hereinafter referred to as the "intermediation for financial instruments" in this Chapter), it must clearly indicate the following particulars to customers in advance:
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **一**  所属金融商品取引業者等の商号又は名称
    <sup>art-66-11/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-11/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-11/par-1/item-1</sup>
    the trade name or the name of the entrusting financial instruments business operator, etc.;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **二**  所属金融商品取引業者等の代理権がない旨
    <sup>art-66-11/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-11/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-11/par-1/item-2</sup>
    that the financial instruments intermediary service provider does not have authority of representation in respect of the entrusting financial instruments business operator, etc.;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **三**  第六十六条の十三の規定の趣旨
    <sup>art-66-11/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-11/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-11/par-1/item-3</sup>
    the import of the provisions of Article 66-13; and
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **四**  その他内閣府令で定める事項
    <sup>art-66-11/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-11/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-66-11/par-1/item-4</sup>
    other matters specified by Cabinet Office Order.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-66-11/par-1: 第二条第十一項 → 金融商品取引法 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-11
- art-66-11/par-1/item-3: 第六十六条の十三 → 金融商品取引法 第六十六条の十三 (Article 66-13), art-66-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-13 · https://japanlaw.org/l/323AC0000000025/art-66-13

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 第六十六条の二十六第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-26/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22