# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十四条の五 (Article 64-5)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第六十四条の五 (Article 64-5)（外務員に対する監督上の処分） — address `art-64-5`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-64-5
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第六十四条の五（外務員に対する監督上の処分） — (Supervisory Dispositions for Sales Representatives)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-64-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5 · https://japanlaw.org/l/323AC0000000025/art-64-5</sup>

  **第一項**  内閣総理大臣は、登録を受けている外務員が次の各号のいずれかに該当する場合においては、その登録を取り消し、又は二年以内の期間を定めてその職務の停止を命ずることができる。
  <sup>art-64-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1</sup>
  If a registered sales representative falls under any of the following items, the Prime Minister may rescind the registration or order the sales representative to suspend their duties during a fixed period of no longer than two years:
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **一**  第二十九条の四第一項第二号イからリまでのいずれかに該当することとなつたとき、又は登録の当時既に第六十四条の二第一項各号のいずれかに該当していたことが判明したとき。
    <sup>art-64-5/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1/item-1</sup>
    the person comes to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (i), or is discovered to have fallen under any of the items of Article 64-2, paragraph (1) at the time of registration;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **二**  金融商品取引業（登録金融機関にあつては、登録金融機関業務）のうち第六十四条第一項各号に掲げる行為を行う業務又はこれに付随する業務に関し法令に違反したとき、その他外務員の職務に関して著しく不適当な行為をしたと認められるとき。
    <sup>art-64-5/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1/item-2</sup>
    the person violates a law or regulation in connection with business involving the undertaking of any act set forth in the items of Article 64, paragraph (1) (or in connection with the services of a registered financial institution, if it is a registered financial institution) or services incidental thereto within the financial instruments business, or the person is otherwise found to have committed an extremely inappropriate act in the course of duties as a sales representative; or
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **三**  過去五年間に次条第三号の規定により登録を抹消された場合において、当該登録を受けていた間の行為（当該過去五年間の行為に限る。）が前号に該当していたことが判明したとき。
    <sup>art-64-5/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1/item-3</sup>
    the person has had a registration rescinded pursuant to the provisions of item (iii) of the following Article during the last five years, and an act that the person performed during the period while the registration was in effect (limited to acts during the last five years) is discovered to have fallen under the preceding item.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第二項**  内閣総理大臣は、前項の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
  <sup>art-64-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-2</sup>
  Irrespective of the category of procedures for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition bassed on the provisions of the preceding paragraph, the Prime Minister must conduct a hearing.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第三項**  内閣総理大臣は、第一項の規定に基づいて処分をすることとしたときは、書面により、その旨を登録申請者に通知しなければならない。
  <sup>art-64-5/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-3</sup>
  If the Prime Minister decides to issue a disposition based on the provisions of paragraph (1), the Prime Minister must notify the applicant for registration of this in writing.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-64-5/par-1/item-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2
- art-64-5/par-1/item-1: 第六十四条の二第一項 → 金融商品取引法 第六十四条の二第一項 (Article 64-2, paragraph (1)), art-64-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1
- art-64-5/par-1/item-2: 第六十四条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-64/par-1
- art-64-5/par-1/item-3: 次条第三号 → 金融商品取引法 第六十四条の六第一項第三号 (Article 64-6, paragraph (1), item (iii)), art-64-6/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-6/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-64-6/par-1/item-3
- art-64-5/par-1/item-3: 前号 → 金融商品取引法 第六十四条の五第一項第二号 (Article 64-5, paragraph (1), item (ii)), art-64-5/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1/item-2
- art-64-5/par-2: 前項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1
- art-64-5/par-2: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-64-5/par-3: 第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1

## Cited by

20 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第六十四条の二第一項第二号（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1/item-2
- 金融商品取引法 第六十四条の五第一項第三号（外務員に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1/item-3
- 金融商品取引法 第六十四条の五第二項（外務員に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-2
- 金融商品取引法 第六十四条の五第三項（外務員に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-3
- 金融商品取引法 第六十四条の六第一項第一号（登録の抹消） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-6/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-64-6/par-1/item-1
- 金融商品取引法 第六十四条の七第一項（登録事務の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-7/par-1
- 金融商品取引法 第六十四条の七第二項（登録事務の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-64-7/par-2
- 金融商品取引法 第六十四条の七第五項（登録事務の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-7/par-5 · https://japanlaw.org/l/323AC0000000025/art-64-7/par-5
- 金融商品取引法 第六十四条の七第七項（登録事務の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-7/par-7 · https://japanlaw.org/l/323AC0000000025/art-64-7/par-7
- 金融商品取引法 第六十四条の九第一項（登録事務についての審査請求） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-9/par-1
- 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1
- 金融商品取引法 第六十六条の二十五第一項（準用） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-25/par-1
- 金融商品取引法 附則第五十一条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-51/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-51/par-1
- 金融商品取引法 附則第五十二条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-52/par-1
- 金融商品取引法 附則第五十二条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-52/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-52/par-2
- 金融商品取引法 附則第五十二条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-52/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-52/par-3
- 金融商品取引法 附則第六十七条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-67/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-67/par-1
- 金融商品取引法 附則第六十八条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-68/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-68/par-1
- 金融商品取引法 附則第六十八条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-68/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-68/par-2
- 金融商品取引法 附則第六十八条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-68/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-68/par-3

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22