# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十三条の九 (Article 63-9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十三条の九 (Article 63-9)（海外投資家等特例業務の届出等） — address `art-63-9` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-63-9 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十三条の九（海外投資家等特例業務の届出等） — (Notification of Specially Permitted Services for Foreign Investors) caption: Ministry of Justice translation — Japanese Law Translation Database System art-63-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9 · https://japanlaw.org/l/323AC0000000025/art-63-9 **第一項** 金融商品取引業者及び第三十三条第一項に規定する金融機関以外の者は、第二十九条の規定にかかわらず、あらかじめ、内閣府令で定めるところにより、次に掲げる事項を内閣総理大臣に届け出て、海外投資家等特例業務を行うことができる。ただし、次条第三項第二号に該当することとなつたときは、この限りでない。 art-63-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 Notwithstanding the provisions of Article 29, a person other than a financial instruments business operator and a financial institution prescribed in Article 33, paragraph (1) may engage in specially permitted services for foreign investors, etc. by notifying the Prime Minister of the following particulars pursuant to the provisions of Cabinet Office Order in advance; provided, however, that this does not apply if the person comes to fall under paragraph (3), item (ii) of the following Article: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号、名称又は氏名 art-63-9/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-1 the person's trade name or name; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人であるときは、資本金の額又は出資の総額 art-63-9/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-2 if the person is a corporation, the amount of stated capital or total amount of contributions; Ministry of Justice translation — Japanese Law Translation Database System **三** 法人であるときは、役員の氏名又は名称 art-63-9/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-3 if the person is a corporation, the names of its officers; Ministry of Justice translation — Japanese Law Translation Database System **四** 政令で定める使用人があるときは、その者の氏名 art-63-9/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-4 if the person has an employee specified by Cabinet Order, the name of that employee; Ministry of Justice translation — Japanese Law Translation Database System **五** 業務の種別（前条第一項各号に掲げる行為に係る業務の種別をいう。） art-63-9/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-5 the type of business (meaning the type of business related to the acts set forth in the items of paragraph (1) of the preceding Article); Ministry of Justice translation — Japanese Law Translation Database System **六** 主たる営業所又は事務所（外国法人にあつては、国内における主たる営業所又は事務所を含む。）の名称及び所在地 art-63-9/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-6 the name and location of the person's principal business office or office (if it is a foreign corporation, including the principal business office or office in Japan); Ministry of Justice translation — Japanese Law Translation Database System **七** 海外投資家等特例業務を行う営業所又は事務所の名称及び所在地 art-63-9/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-7 the name and location of the business office or office for conducting specially permitted services for foreign investors, etc.; Ministry of Justice translation — Japanese Law Translation Database System **八** 投資運用関係業務を委託する場合においては、その旨並びに委託先の商号、名称又は氏名及び当該委託先に委託する投資運用関係業務の内容その他内閣府令で定める事項 art-63-9/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-8 if it entrusts investment management-related services, that fact, the trade name, name, or personal name of the entrustee and the content of the investment management-related services entrusted to that entrustee, and other particulars specified by Cabinet Office Order; machine translation, not official **九** 他に事業を行つているときは、その事業の種類 art-63-9/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-9 if the person engages in other business, the business type; and machine translation, not official **十** その他内閣府令で定める事項 art-63-9/par-1/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1/item-10 other particulars specified by Cabinet Office Order. machine translation, not official **第二項** 前項の規定による届出には、次に掲げる書類を添付しなければならない。 art-63-9/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2 The following documents must be attached to the notification under the provisions of the preceding paragraph: Ministry of Justice translation — Japanese Law Translation Database System **一** 法人である場合においては、第六項第一号及び第二号（ニを除く。）に該当しないことを誓約する書面、定款（これに準ずるものを含む。）並びに法人の登記事項証明書（これに準ずるものを含む。） art-63-9/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-1 if the person is a corporation, a document pledging that the person does not fall under paragraph (6), item (i) or (ii) (excluding (d)), the articles of incorporation (including anything equivalent to this), and the corporation's certificate of registered information (including equivalent to this); Ministry of Justice translation — Japanese Law Translation Database System **二** 個人である場合においては、第六項第一号及び第三号に該当しないことを誓約する書面 art-63-9/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-2 if the person is an individual, a document pledging that the person does not fall under paragraph (6), item (i) or (iii); and Ministry of Justice translation — Japanese Law Translation Database System **三** その他内閣府令で定める書類 art-63-9/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-3 other documents specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項第一号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。 art-63-9/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-3 In attaching the documents set forth in item (i) of the preceding paragraph to a notification, if the articles of incorporation have been prepared as electronic or magnetic records, electronic or magnetic records (limited to those specified by Cabinet Office Order) may be attached to the notification in lieu of written documents. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 内閣総理大臣は、海外投資家等特例業務届出者（第一項の規定による届出をした者をいい、次条第三項第二号に該当する旨の同項の規定による届出をした者を除く。以下同じ。）に係る第一項各号に掲げる事項のうち内閣府令で定める事項を公衆の縦覧に供しなければならない。 art-63-9/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-4 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-4 The Prime Minister must make available for public inspection the particulars that are set forth in the items of paragraph (1) related to a notifier of specially permitted services for foreign investors, etc. (meaning a person that has made a notification under the provisions of paragraph (1) and excluding a person that has made a notification under the provisions of paragraph (3) of the following Article to the effect that they fall under item (ii) of that paragraph; the same applies hereinafter) which are specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 海外投資家等特例業務届出者は、第一項又は第七項の規定による届出をしたときは、遅滞なく、当該海外投資家等特例業務届出者に係る第一項各号に掲げる事項のうち内閣府令で定める事項を記載した書面を作成し、これを主たる営業所若しくは事務所及び海外投資家等特例業務を行う全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又は内閣府令で定めるところにより、インターネットの利用その他の方法により公表しなければならない。 art-63-9/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-5 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-5 A notifier of specially permitted services for foreign investors, etc. that has made a notification under the provisions of paragraph (1) or (7) must, without delay, prepare a document stating the particulars that are set forth in the items of paragraph (1) related to the notifier of specially permitted services for foreign investors, etc. which are specified by Cabinet Office Order, and keep the notification at the principal business office or office and all of the business offices or offices for conducting specially permitted services for foreign investors, etc. and make it available for public inspection, or publicize it using the internet or through other means, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第六項** 第一項の規定にかかわらず、次の各号のいずれかに該当する者（金融商品取引業者等を除く。）は、海外投資家等特例業務（特例業務届出者が適格機関投資家等特例業務として行うものを除く。）を行つてはならない。 art-63-9/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6 Notwithstanding the provisions of paragraph (1), a person that falls under any of the following items (excluding a financial instruments business operator, etc.) must not conduct specially permitted services for foreign investors, etc. (excluding the services conducted by a notifier of specially permitted services as specially permitted services for qualified institutional investors, etc.): Ministry of Justice translation — Japanese Law Translation Database System **一** 次のいずれかに該当する者 art-63-9/par-6/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1 a person that falls under any of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者 art-63-9/par-6/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1/sub-1 a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c); Ministry of Justice translation — Japanese Law Translation Database System **ロ** 次のいずれかに該当する者 art-63-9/par-6/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1/sub-2 a person falling under any of the following: machine translation, not official **（１）** 暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、海外投資家等特例業務の信用を失墜させるおそれがあると認められる者 art-63-9/par-6/item-1/sub-2/sub2-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1/sub-2/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1/sub-2/sub2-1 a person found likely to cause specially permitted services for foreign investors, etc. to lose credibility, in light of the person's relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or an organized crime group member prescribed in item (vi) of that Article, and other circumstances; machine translation, not official **（２）** その他海外投資家等特例業務を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者 art-63-9/par-6/item-1/sub-2/sub2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1/sub-2/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1/sub-2/sub2-2 any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a personnel structure sufficient to conduct specially permitted services for foreign investors, etc. in an appropriate manner; or machine translation, not official **ハ** 海外投資家等特例業務を適確に遂行するための必要な体制が整備されていると認められない者として内閣府令で定める者 art-63-9/par-6/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1/sub-3 a person specified by Cabinet Office Order as a person that is found not to have in place the necessary system for performing specially permitted services for foreign investors, etc. in an appropriate manner; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人である場合においては、次のいずれかに該当する者 art-63-9/par-6/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2 if the person is a corporation, a person that falls under any of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第二号に該当する者 art-63-9/par-6/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-1 a person that falls under Article 29-4, paragraph (1), item (ii); Ministry of Justice translation — Japanese Law Translation Database System **ロ** 国内に営業所又は事務所を有しない者 art-63-9/par-6/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-2 a person that does not have a business office or office in Japan; Ministry of Justice translation — Japanese Law Translation Database System **ハ** 外国法人であつて国内における代表者を定めていない者 art-63-9/par-6/item-2/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-3 a foreign corporation that has not designated a domestic representative; Ministry of Justice translation — Japanese Law Translation Database System **ニ** 外国法人であつてその主たる営業所若しくは事務所又は海外投資家等特例業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者 art-63-9/par-6/item-2/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-4 a foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments prescribed in paragraph (1) of that Article in a foreign country where its principal business office or office, or its business office or office for conducting specially permitted services for foreign investors, etc. is located; Ministry of Justice translation — Japanese Law Translation Database System **ホ** 個人である主要株主（第二十九条の四第二項に規定する主要株主をいい、当該法人が持株会社の子会社（同条第四項に規定する子会社をいう。）であるときは、当該持株会社の主要株主を含む。ヘにおいて同じ。）のうちに同条第一項第五号ニ（１）又は（２）に該当する者のある者 art-63-9/par-6/item-2/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-5 a corporation that has a person falling under Article 29-4, paragraph (1), item (v), (d) 1. or 2. among its major shareholders that are individuals (meaning the major shareholders prescribed in paragraph (2) of that Article; if the corporation is a subsidiary company (meaning the subsidiary company prescribed in paragraph (4) of that Article) of a holding company, including the major shareholders of the holding company; the same applies in (f)); Ministry of Justice translation — Japanese Law Translation Database System **ヘ** 法人である主要株主のうちに第二十九条の四第一項第五号ホ（１）から（３）までのいずれかに該当する者のある者 art-63-9/par-6/item-2/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-6 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-6 a corporation that has a person falling under any of Article 29-4, paragraph (1), item (v), (e) 1. through 3. among its major shareholders that are corporations; or Ministry of Justice translation — Japanese Law Translation Database System **ト** 届出の対象となる海外投資家等特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員又は使用人を確保していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する役員又は使用人を確保していれば足りるものとする。 art-63-9/par-6/item-2/sub-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-7 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-7 a person found not to have secured, for each of the specially permitted services for foreign investors, etc. subject to the notification, officers or employees who have sufficient knowledge and experience necessary for its execution; provided, however, that with regard to investment management-related services, in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to a person that has obtained the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) for performing those investment management-related services), it is to be sufficient if the person has secured officers or employees with the ability to appropriately supervise that business; machine translation, not official **三** 個人である場合においては、次のいずれかに該当する者 art-63-9/par-6/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-3 if the person is an individual, a person that falls under any of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第三号ロに該当する者 art-63-9/par-6/item-3/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-3/sub-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-3/sub-1 a person that falls under Article 29-4, paragraph (1), item (iii), (b); or machine translation, not official **ロ** 外国に住所を有する者 art-63-9/par-6/item-3/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-3/sub-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-3/sub-2 an individual that has an address in a foreign country. Ministry of Justice translation — Japanese Law Translation Database System **ハ** 届出の対象となる海外投資家等特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する者であることをもつて足りるものとする。 art-63-9/par-6/item-3/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-3/sub-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-3/sub-3 a person found not to have sufficient knowledge and experience necessary for the execution of each of the specially permitted services for foreign investors, etc. subject to the notification; provided, however, that with regard to investment management-related services, in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to a person that has obtained the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) for performing those investment management-related services), it is to be sufficient if the person is one with the ability to appropriately supervise that business; machine translation, not official **第七項** 海外投資家等特例業務届出者は、第一項各号に掲げる事項に変更があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-63-9/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-7 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-7 If a particular set forth in one of the items of paragraph (1) changes, a notifier of specially permitted services for foreign investors, etc. must notify the Prime Minister of this without delay. Ministry of Justice translation — Japanese Law Translation Database System **第八項** 海外投資家等特例業務届出者が海外投資家等特例業務を行う場合においては、当該海外投資家等特例業務届出者を金融商品取引業者とみなして、第一節第五款、第三十五条の三、第三十六条の三、第三十七条、第三十七条の三、第三十七条の四、第三十八条（第一号、第二号及び第九号に係る部分に限る。）、第三十九条（第四項及び第六項を除く。）、第四十条、第四十条の三、第四十条の三の二、第四十二条、第四十二条の二、第四十二条の四、第四十二条の七、第四十三条の六及び第四十五条並びにこれらの規定に係る第八章及び第八章の二の規定を適用する。 art-63-9/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-8 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-8 If a notifier of specially permitted services for foreign investors, etc. conducts specially permitted services for foreign investors, etc., the notifier of specially permitted services for foreign investors, etc. is deemed to be a financial instruments business operator and the provisions of Section 1, Subsection 5, Article 35-3, Article 36-3, Article 37, Article 37-3, Article 37-4, Article 38 (limited to the part that involves items (i), (ii), and (ix)), Article 39 (excluding paragraphs (4) and (6)), Article 40, Article 40-3, Article 40-3-2, Article 42, Article 42-2, Article 42-4, Article 42-7, Article 43-6, and Article 45, and the provisions of Chapters VIII and VIII-2 related to these provisions apply. machine translation, not official **第九項** 内閣総理大臣は、海外投資家等特例業務届出者が海外投資家等特例業務として開始した前条第一項第一号に掲げる行為に係る第二条第二項第五号若しくは第六号に掲げる権利が前条第一項第一号に規定する権利に該当しなくなつたとき、又は当該権利を有する海外投資家等（同条第二項に規定する海外投資家等をいう。）から出資され、若しくは拠出された金銭が主として非居住者から出資若しくは拠出を受けた金銭に該当しなくなつたときは、当該海外投資家等特例業務届出者に対し三月以内の期間を定めて必要な措置をとることを命ずることができる。 art-63-9/par-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-9 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-9 If the right set forth in Article 2, paragraph (2), item (v) or (vi) connected with an act set forth in paragraph (1), item (i) of the preceding Article which a notifier of specially permitted services for foreign investors, etc. has commenced as specially permitted services for foreign investors, etc. no longer falls under the right prescribed in paragraph (1), item (i) of the preceding Article, or the money invested or contributed by foreign investors, etc. (meaning the foreign investors, etc. prescribed in paragraph (2) of the preceding Article) that hold that right no longer falls under the money that has been mainly invested or contributed by non-residents, the Prime Minister may order the notifier of specially permitted services for foreign investors, etc. to take the necessary measures during a fixed period of no longer than three months. Ministry of Justice translation — Japanese Law Translation Database System **第十項** 海外投資家等特例業務届出者は、前項に規定するときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-63-9/par-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-10 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-10 If the situation falls under the preceding paragraph, a notifier of specially permitted services for foreign investors, etc. must notify the Prime Minister of this without delay. Ministry of Justice translation — Japanese Law Translation Database System **第十一項** 海外投資家等特例業務届出者が行う海外投資家等特例業務については、適格機関投資家等特例業務に該当しないものとみなす。 art-63-9/par-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-11 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-11 Specially permitted services for foreign investors, etc. that are conducted by a notifier of specially permitted services for foreign investors, etc. are deemed not to fall under specially permitted services for qualified institutional investors, etc. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-63-9/par-1: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1 - art-63-9/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-63-9/par-1: 次条第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-10/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-10/par-3/item-2 - art-63-9/par-1/item-5: 前条第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1 - art-63-9/par-2: 前項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 - art-63-9/par-2/item-1: 第六項第一号 → 金融商品取引法 第六十三条の九第六項第一号 (Article 63-9, paragraph (6), item (i)), art-63-9/par-6/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1 - art-63-9/par-2/item-1: 第二号 → 金融商品取引法 第六十三条の九第六項第二号 (Article 63-9, paragraph (6), item (ii)), art-63-9/par-6/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2 - art-63-9/par-2/item-2: 第六項第一号 → 金融商品取引法 第六十三条の九第六項第一号 (Article 63-9, paragraph (6), item (i)), art-63-9/par-6/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1 - art-63-9/par-2/item-2: 第三号 → 金融商品取引法 第六十三条の九第六項第三号 (Article 63-9, paragraph (6), item (iii)), art-63-9/par-6/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6/item-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-3 - art-63-9/par-3: 前項第一号 → 金融商品取引法 第六十三条の九第二項第一号 (Article 63-9, paragraph (2), item (i)), art-63-9/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-1 - art-63-9/par-4: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 - art-63-9/par-4: 次条第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-10/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-10/par-3/item-2 - art-63-9/par-4: 同項 → 金融商品取引法 第六十三条の十第三項 (Article 63-10, paragraph (3)), art-63-10/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-10/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-10/par-3 - art-63-9/par-5: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 - art-63-9/par-5: 第七項 → 金融商品取引法 第六十三条の九第七項 (Article 63-9, paragraph (7)), art-63-9/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-7 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-7 - art-63-9/par-6: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 - art-63-9/par-6/item-1/sub-1: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - art-63-9/par-6/item-1/sub-2/sub2-1: 暴力団員による不当な行為の防止等に関する法律第二条第二号 → e-Gov law 403AC0000000077, 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — not held in this collection - art-63-9/par-6/item-1/sub-2/sub2-1: 同条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection - art-63-9/par-6/item-2/sub-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-63-9/par-6/item-2/sub-4: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-63-9/par-6/item-2/sub-4: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1 - art-63-9/par-6/item-2/sub-5: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-2 - art-63-9/par-6/item-2/sub-5: 同条第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-4 - art-63-9/par-6/item-2/sub-5: 同条第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5 - art-63-9/par-6/item-2/sub-6: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5 - art-63-9/par-6/item-2/sub-7: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - art-63-9/par-6/item-2/sub-7: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - art-63-9/par-6/item-3/sub-1: 第二十九条の四第一項第三号 → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-3 - art-63-9/par-6/item-3/sub-3: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - art-63-9/par-6/item-3/sub-3: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - art-63-9/par-7: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 - art-63-9/par-8: 第三十五条の三 → 金融商品取引法 第三十五条の三 (Article 35-3), art-35-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35-3 · https://japanlaw.org/l/323AC0000000025/art-35-3 - art-63-9/par-8: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-3 · https://japanlaw.org/l/323AC0000000025/art-36-3 - art-63-9/par-8: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37 · https://japanlaw.org/l/323AC0000000025/art-37 - art-63-9/par-8: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-3 · https://japanlaw.org/l/323AC0000000025/art-37-3 - art-63-9/par-8: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-4 · https://japanlaw.org/l/323AC0000000025/art-37-4 - art-63-9/par-8: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38 · https://japanlaw.org/l/323AC0000000025/art-38 - art-63-9/par-8: 第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-1 - art-63-9/par-8: 第二号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-2 - art-63-9/par-8: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-9 - art-63-9/par-8: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39 · https://japanlaw.org/l/323AC0000000025/art-39 - art-63-9/par-8: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-4 · https://japanlaw.org/l/323AC0000000025/art-39/par-4 - art-63-9/par-8: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-6 · https://japanlaw.org/l/323AC0000000025/art-39/par-6 - art-63-9/par-8: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40 · https://japanlaw.org/l/323AC0000000025/art-40 - art-63-9/par-8: 第四十条の三 → 金融商品取引法 第四十条の三 (Article 40-3), art-40-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3 · https://japanlaw.org/l/323AC0000000025/art-40-3 - art-63-9/par-8: 第四十条の三の二 → 金融商品取引法 第四十条の三の二 (Article 40-3-2), art-40-3-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3-2 · https://japanlaw.org/l/323AC0000000025/art-40-3-2 - art-63-9/par-8: 第四十二条 → 金融商品取引法 第四十二条 (Article 42), art-42 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42 · https://japanlaw.org/l/323AC0000000025/art-42 - art-63-9/par-8: 第四十二条の二 → 金融商品取引法 第四十二条の二 (Article 42-2), art-42-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-2 · https://japanlaw.org/l/323AC0000000025/art-42-2 - art-63-9/par-8: 第四十二条の四 → 金融商品取引法 第四十二条の四 (Article 42-4), art-42-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-4 · https://japanlaw.org/l/323AC0000000025/art-42-4 - art-63-9/par-8: 第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-7 · https://japanlaw.org/l/323AC0000000025/art-42-7 - art-63-9/par-8: 第四十三条の六 → 金融商品取引法 第四十三条の六 (Article 43-6), art-43-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-43-6 · https://japanlaw.org/l/323AC0000000025/art-43-6 - art-63-9/par-8: 第四十五条 → 金融商品取引法 第四十五条 (Article 45), art-45 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-45 · https://japanlaw.org/l/323AC0000000025/art-45 - art-63-9/par-9: 前条第一項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1/item-1 - art-63-9/par-9: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - art-63-9/par-9: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - art-63-9/par-9: 同条第二項 → 金融商品取引法 第六十三条の八第二項 (Article 63-8, paragraph (2)), art-63-8/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-2 - art-63-9/par-10: 前項 → 金融商品取引法 第六十三条の九第九項 (Article 63-9, paragraph (9)), art-63-9/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-9 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-9 ## Cited by 29 provisions cite this one. No official source publishes this direction. - 住民基本台帳法 別表第一 — https://japanlaw.org/en/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1 - 犯罪による収益の移転防止に関する法律 第二条第二項第二十四号（定義） — https://japanlaw.org/en/criminal-proceeds-act/art-2/par-2/item-24 · https://japanlaw.org/l/419AC0000000022/art-2/par-2/item-24 - 金融商品取引法 第二十九条の四第一項第一号ロ（６）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-6 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-6 - 金融商品取引法 第二十九条の四第一項第一号の二（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1-2 - 金融商品取引法 第六十三条の八第一項第一号（海外投資家等特例業務） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1/item-1 - 金融商品取引法 第六十三条の九第二項（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2 - 金融商品取引法 第六十三条の九第二項第一号（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-1 - 金融商品取引法 第六十三条の九第二項第二号（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-2 - 金融商品取引法 第六十三条の九第三項（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-3 - 金融商品取引法 第六十三条の九第四項（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-4 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-4 - 金融商品取引法 第六十三条の九第五項（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-5 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-5 - 金融商品取引法 第六十三条の九第六項（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6 - 金融商品取引法 第六十三条の九第七項（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-7 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-7 - 金融商品取引法 第六十三条の九第十項（海外投資家等特例業務の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-9/par-10 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-10 - 金融商品取引法 第六十三条の十一第一項（金融商品取引業者等が海外投資家等特例業務を行う場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-11/par-1 - 金融商品取引法 第六十三条の十一第二項（金融商品取引業者等が海外投資家等特例業務を行う場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-11/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-11/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十四条の六第四項（農林水産大臣及び経済産業大臣との協議等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-6/par-4 · https://japanlaw.org/l/323AC0000000025/art-194-6/par-4 - 金融商品取引法 第百九十七条の二第一項第十二号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-197-2/par-1/item-12 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-12 - 金融商品取引法 第百九十八条の六第一項第六号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-6 - 金融商品取引法 第百九十八条の六第一項第七号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-7 - 金融商品取引法 第百九十八条の六第一項第十四号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-14 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-14 - 金融商品取引法 第二百五条の二の三第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-1 - 金融商品取引法 附則第三条の三第四項（移行期間特例業務に関する特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - 金融商品取引法 附則第四十八条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-3 - 金融商品取引法 附則第四十八条第七項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-7 - 金融商品取引法 附則第二条第二項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-2 - 金融商品取引法 附則第八条第三項（投資運用関係業務に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5061-32/art-8/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5061-32/art-8/par-3 - 金融商品取引法 附則第八条第四項（投資運用関係業務に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5061-32/art-8/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5061-32/art-8/par-4 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-009, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22