# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十三条の三 (Article 63-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十三条の三 (Article 63-3)（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — address `art-63-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-63-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十三条の三（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — (When a Financial Instruments Business Operator Engages in Specially Permitted Services for Qualified Institutional Investors) caption: Ministry of Justice translation — Japanese Law Translation Database System art-63-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3 · https://japanlaw.org/l/323AC0000000025/art-63-3 **第一項** 適格機関投資家等特例業務を行う金融商品取引業者等（第六十三条第一項各号の行為を業として行うことについて第二十九条又は第三十三条の二の登録を受けている者を除く。）は、あらかじめ、内閣府令で定めるところにより、内閣総理大臣にその旨、第六十三条第二項第五号及び第七号に掲げる事項その他内閣府令で定める事項を届け出なければならない。 art-63-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-1 Before a financial instruments business operator, etc. engages in specially permitted services for qualified institutional investors, etc. (excluding one that has Article 29 or Article 33-2 registration for performing an act set forth in the items of Article 63, paragraph (1) on a regular basis), it must notify the Prime Minister of this, the particulars set forth in Article 63, paragraph (2), items (v) and (vii), and any other matters specified by Cabinet Office Order, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 第六十三条第五項、第六項、第八項から第十項まで、第十二項及び第十三項、前条第三項並びに次条から第六十三条の六までの規定は、前項の規定による届出をした金融商品取引業者等について準用する。この場合において、これらの規定中「特例業務届出者」とあるのは「金融商品取引業者等」と、第六十三条第五項中「第二項の」とあるのは「第六十三条の三第一項の」と、同条第六項中「第二項又は第八項」とあるのは「第六十三条の三第一項又は同条第二項において準用する第八項」と、同条第八項中「第二項各号に掲げる事項」とあるのは「第二項第五号及び第七号に掲げる事項その他内閣府令で定める事項」と、同条第九項中「第二項の」とあるのは「第六十三条の三第一項の」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 art-63-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 The provisions of Article 63, paragraphs (5), (6), (8) through (10), (12), and (13), paragraph (3) of the preceding Article, and the following Article to Article 63-6 apply mutatis mutandis to a financial instruments business operator, etc. that makes a notification under the provisions of the preceding paragraph. In this case, in these provisions, the term "notifier of specially permitted services" is deemed to be replaced with "financial instruments business operator, etc." the term "under paragraph (2)" is deemed to be replaced with "under Article 63-3, paragraph (1)", the term "paragraph (2) or (8)" in paragraph (6) of that Article is deemed to be replaced with "Article 63-3, paragraph (1) or paragraph (8) as applied mutatis mutandis pursuant to paragraph (2) of that Article", the term " any particular set forth in the items of paragraph (2)" in paragraph (8) of that Article is deemed to be replaced with "a particular set forth in paragraph (2), item (v) or (vii) or other particulars specified by Cabinet Office Order", and the term "under paragraph (2)" in paragraph (9) of that Article is deemed to be replaced with "under Article 63-3, paragraph (1)", respectively, and any other necessary technical replacement of terms is specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 金融商品取引業者等が次の各号に掲げる業務を行う場合においては、当該各号に定める規定は、適用しない。 art-63-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3 If a financial instruments business operator, etc. engages in the business set forth in any of the following items, the provisions prescribed in the relevant item do not apply: Ministry of Justice translation — Japanese Law Translation Database System **一** 第六十三条第一項第一号に掲げる行為を行う業務　第二節第一款（第三十六条の三、第三十七条、第三十七条の三、第三十七条の四、第三十八条（第一号、第二号及び第九号に係る部分に限る。）、第三十九条（第四項及び第六項を除く。）、第四十条、第四十条の三及び第四十条の三の二を除く。）の規定 art-63-3/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3/item-1 the business of performing the act set forth in Article 63, paragraph (1), item (i): the provisions of Section 2, Subsection 1 (excluding Article 36-3, Article 37, Article 37-3, Article 37-4, Article 38 (limited to the part that involves items (i), (ii), and (ix)), Article 39 (excluding paragraphs (4) and (6)), Article 40, Article 40-3, and Article 40-3-2); and machine translation, not official **二** 第六十三条第一項第二号に掲げる行為を行う業務　第二節第一款（第三十六条の三、第三十七条、第三十七条の三、第三十七条の四、第三十八条（第一号、第二号及び第九号に係る部分に限る。）、第三十九条（第四項及び第六項を除く。）及び第四十条を除く。）及び第三款（第四十二条、第四十二条の二、第四十二条の四及び第四十二条の七を除く。）の規定 art-63-3/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3/item-2 the business of performing the act set forth in Article 63, paragraph (1), item (ii): the provisions of Section 2, Subsection 1 (excluding Article 36-3, Article 37, Article 37-3, Article 37-4, Article 38 (limited to the part that involves items (i), (ii), and (ix)), Article 39 (excluding paragraphs (4) and (6)), and Article 40), and Subsection 3 (excluding Article 42, Article 42-2, Article 42-4, and Article 42-7). machine translation, not official --- ## Cites - art-63-3/par-1: 第六十三条第一項 → 金融商品取引法 第六十三条第一項 (Article 63, paragraph (1)), art-63/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1 - art-63-3/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-63-3/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2 - art-63-3/par-1: 第六十三条第二項第五号 → 金融商品取引法 第六十三条第二項第五号 (Article 63, paragraph (2), item (v)), art-63/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-5 - art-63-3/par-1: 第七号 → 金融商品取引法 第六十三条第二項第七号 (Article 63, paragraph (2), item (vii)), art-63/par-2/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-7 - art-63-3/par-2: 第六十三条第五項 → 金融商品取引法 第六十三条第五項 (Article 63, paragraph (5)), art-63/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-5 - art-63-3/par-2: 第六項 → 金融商品取引法 第六十三条第六項 (Article 63, paragraph (6)), art-63/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-6 · https://japanlaw.org/l/323AC0000000025/art-63/par-6 - art-63-3/par-2: 第八項から第十項まで → 金融商品取引法 第六十三条第十項 (Article 63, paragraph (10)), art-63/par-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-10 · https://japanlaw.org/l/323AC0000000025/art-63/par-10 - art-63-3/par-2: 第八項から第十項まで → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-8 - art-63-3/par-2: 第八項から第十項まで → 金融商品取引法 第六十三条第九項 (Article 63, paragraph (9)), art-63/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-9 · https://japanlaw.org/l/323AC0000000025/art-63/par-9 - art-63-3/par-2: 第十二項 → 金融商品取引法 第六十三条第十二項 (Article 63, paragraph (12)), art-63/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-12 · https://japanlaw.org/l/323AC0000000025/art-63/par-12 - art-63-3/par-2: 第十三項 → 金融商品取引法 第六十三条第十三項 (Article 63, paragraph (13)), art-63/par-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-13 · https://japanlaw.org/l/323AC0000000025/art-63/par-13 - art-63-3/par-2: 前条第三項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3 - art-63-3/par-2: 次条から第六十三条の六まで → 金融商品取引法 第六十三条の四 (Article 63-4), art-63-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-4 · https://japanlaw.org/l/323AC0000000025/art-63-4 - art-63-3/par-2: 次条から第六十三条の六まで → 金融商品取引法 第六十三条の五 (Article 63-5), art-63-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-5 · https://japanlaw.org/l/323AC0000000025/art-63-5 - art-63-3/par-2: 次条から第六十三条の六まで → 金融商品取引法 第六十三条の六 (Article 63-6), art-63-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-6 · https://japanlaw.org/l/323AC0000000025/art-63-6 - art-63-3/par-2: 前項 → 金融商品取引法 第六十三条の三第一項 (Article 63-3, paragraph (1)), art-63-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-1 - art-63-3/par-2: 第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 - art-63-3/par-2: 同条第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - art-63-3/par-2: 第二項第五号 → 金融商品取引法 第六十三条第二項第五号 (Article 63, paragraph (2), item (v)), art-63/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-5 - art-63-3/par-2: 第七号 → 金融商品取引法 第六十三条第二項第七号 (Article 63, paragraph (2), item (vii)), art-63/par-2/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-7 - art-63-3/par-3/item-1: 第六十三条第一項第一号 → 金融商品取引法 第六十三条第一項第一号 (Article 63, paragraph (1), item (i)), art-63/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1 - art-63-3/par-3/item-1: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-3 · https://japanlaw.org/l/323AC0000000025/art-36-3 - art-63-3/par-3/item-1: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37 · https://japanlaw.org/l/323AC0000000025/art-37 - art-63-3/par-3/item-1: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-3 · https://japanlaw.org/l/323AC0000000025/art-37-3 - art-63-3/par-3/item-1: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-4 · https://japanlaw.org/l/323AC0000000025/art-37-4 - art-63-3/par-3/item-1: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38 · https://japanlaw.org/l/323AC0000000025/art-38 - art-63-3/par-3/item-1: 第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-1 - art-63-3/par-3/item-1: 第二号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-2 - art-63-3/par-3/item-1: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-9 - art-63-3/par-3/item-1: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39 · https://japanlaw.org/l/323AC0000000025/art-39 - art-63-3/par-3/item-1: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-4 · https://japanlaw.org/l/323AC0000000025/art-39/par-4 - art-63-3/par-3/item-1: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-6 · https://japanlaw.org/l/323AC0000000025/art-39/par-6 - art-63-3/par-3/item-1: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40 · https://japanlaw.org/l/323AC0000000025/art-40 - art-63-3/par-3/item-1: 第四十条の三 → 金融商品取引法 第四十条の三 (Article 40-3), art-40-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3 · https://japanlaw.org/l/323AC0000000025/art-40-3 - art-63-3/par-3/item-1: 第四十条の三の二 → 金融商品取引法 第四十条の三の二 (Article 40-3-2), art-40-3-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3-2 · https://japanlaw.org/l/323AC0000000025/art-40-3-2 - art-63-3/par-3/item-2: 第六十三条第一項第二号 → 金融商品取引法 第六十三条第一項第二号 (Article 63, paragraph (1), item (ii)), art-63/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-2 - art-63-3/par-3/item-2: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-3 · https://japanlaw.org/l/323AC0000000025/art-36-3 - art-63-3/par-3/item-2: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37 · https://japanlaw.org/l/323AC0000000025/art-37 - art-63-3/par-3/item-2: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-3 · https://japanlaw.org/l/323AC0000000025/art-37-3 - art-63-3/par-3/item-2: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-4 · https://japanlaw.org/l/323AC0000000025/art-37-4 - art-63-3/par-3/item-2: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38 · https://japanlaw.org/l/323AC0000000025/art-38 - art-63-3/par-3/item-2: 第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-1 - art-63-3/par-3/item-2: 第二号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-2 - art-63-3/par-3/item-2: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-9 - art-63-3/par-3/item-2: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39 · https://japanlaw.org/l/323AC0000000025/art-39 - art-63-3/par-3/item-2: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-4 · https://japanlaw.org/l/323AC0000000025/art-39/par-4 - art-63-3/par-3/item-2: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-39/par-6 · https://japanlaw.org/l/323AC0000000025/art-39/par-6 - art-63-3/par-3/item-2: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40 · https://japanlaw.org/l/323AC0000000025/art-40 - art-63-3/par-3/item-2: 第四十二条 → 金融商品取引法 第四十二条 (Article 42), art-42 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42 · https://japanlaw.org/l/323AC0000000025/art-42 - art-63-3/par-3/item-2: 第四十二条の二 → 金融商品取引法 第四十二条の二 (Article 42-2), art-42-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-2 · https://japanlaw.org/l/323AC0000000025/art-42-2 - art-63-3/par-3/item-2: 第四十二条の四 → 金融商品取引法 第四十二条の四 (Article 42-4), art-42-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-4 · https://japanlaw.org/l/323AC0000000025/art-42-4 - art-63-3/par-3/item-2: 第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-7 · https://japanlaw.org/l/323AC0000000025/art-42-7 ## Cited by 30 provisions cite this one. No official source publishes this direction. - 住民基本台帳法 別表第一 — https://japanlaw.org/en/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1 - 金融商品取引法 第二十九条の四第一項第一号イ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（５）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-5 - 金融商品取引法 第二十九条の四第一項第二号ニ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-4 - 金融商品取引法 第二十九条の四第一項第二号ホ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-5 - 金融商品取引法 第二十九条の四第一項第二号ヘ（５）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-5 - 金融商品取引法 第六十一条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-61/par-3 · https://japanlaw.org/l/323AC0000000025/art-61/par-3 - 金融商品取引法 第六十三条の三第二項（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十条第一項（検査職員の証票携帯） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-190/par-1 · https://japanlaw.org/l/323AC0000000025/art-190/par-1 - 金融商品取引法 第百九十四条の七第二項第二号の二（金融庁長官への権限の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-2/item-2-2 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-2/item-2-2 - 金融商品取引法 第百九十四条の七第三項（金融庁長官への権限の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-3 - 金融商品取引法 第百九十七条の二第一項第十号の五 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-197-2/par-1/item-10-5 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-10-5 - 金融商品取引法 第百九十七条の二第一項第十一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-197-2/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-11 - 金融商品取引法 第百九十八条の五第一項第二号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-198-5/par-1/item-2 - 金融商品取引法 第百九十八条の六第一項第三号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-3 - 金融商品取引法 第百九十八条の六第一項第四号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-4 - 金融商品取引法 第百九十八条の六第一項第六号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-6 - 金融商品取引法 第百九十八条の六第一項第七号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-7 - 金融商品取引法 第百九十八条の六第一項第十号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-10 - 金融商品取引法 第百九十八条の六第一項第十一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-11 - 金融商品取引法 第百九十八条の六第一項第十三号の二 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-13-2 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-13-2 - 金融商品取引法 第百九十八条の六第一項第十四号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-14 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-14 - 金融商品取引法 第二百五条の二の三第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-1 - 金融商品取引法 第二百八条第一項第五号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-208/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-5 - 金融商品取引法 附則第四十八条第五項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-5 - 金融商品取引法 附則第二条第三項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-3 - 金融商品取引法 附則第四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-4/par-1 - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-1 - 金融商品取引法 附則第六条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-6/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22