# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十三条の二 (Article 63-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十三条の二 (Article 63-2)（特例業務届出者の地位の承継等） — address `art-63-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-63-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十三条の二（特例業務届出者の地位の承継等） — (Succession to the Position of a Notifier of Specially Permitted Services) caption: Ministry of Justice translation — Japanese Law Translation Database System art-63-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2 · https://japanlaw.org/l/323AC0000000025/art-63-2 **第一項** 特例業務届出者が適格機関投資家等特例業務に係る事業の全部を譲渡したとき、又は特例業務届出者について合併、分割（当該事業の全部を承継させるものに限る。）若しくは相続があつたときは、当該事業の全部を譲り受けた者又は合併後存続する法人若しくは合併により設立された法人、分割により当該事業の全部を承継した法人若しくは相続人（相続人が二人以上ある場合においてその協議により当該事業を承継すべき相続人を定めたときは、その者）は、当該者が金融商品取引業者等である場合を除き、その特例業務届出者の地位を承継する。 art-63-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-1 If a notifier of specially permitted services transfers the whole of its business linked with specially permitted services for qualified institutional investors, etc., or is subject to a merger, company split (limited to one in which the whole of business is succeeded to), or inheritance, the person that acquires the whole of business, the corporation surviving the merger, the corporation incorporated in the merger, or the corporation or heir that succeeds to the whole of business in the company split (or, if there are two or more heirs and they reach an agreement in which they decide which of the heirs is to succeed to business, that person) succeeds to the position of a notifier of specially permitted services, unless that person is a financial instruments business operator, etc. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により特例業務届出者の地位を承継した者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-63-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-2 A person that succeeds to the position of a notifier of specially permitted services pursuant to the provisions of the preceding paragraph must notify the Prime Minister of this without delay. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 特例業務届出者は、次の各号のいずれかに該当することとなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-63-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3 If a notifier of specially permitted services comes to fall under any of the following items, it must notify the Prime Minister of this without delay: Ministry of Justice translation — Japanese Law Translation Database System **一** 適格機関投資家等特例業務を休止し、又は再開したとき。 art-63-2/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3/item-1 it suspends or resumes specially permitted services for qualified institutional investors, etc.; Ministry of Justice translation — Japanese Law Translation Database System **二** 適格機関投資家等特例業務を廃止したとき。 art-63-2/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3/item-2 it discontinues specially permitted services for qualified institutional investors, etc.; or Ministry of Justice translation — Japanese Law Translation Database System **三** その他内閣府令で定める場合に該当するとき。 art-63-2/par-3/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3/item-3 it falls under any other case specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 特例業務届出者である法人が合併以外の事由により解散したときは、その清算人（解散が破産手続開始の決定による場合にあつては、破産管財人）は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-63-2/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-4 If a notifier of specially permitted services is a corporation, and that corporation is dissolved for reasons other than a merger, the liquidator (or, if the dissolution is due to an order to commence bankruptcy proceedings, the bankruptcy trustee) must notify the Prime Minister of this without delay. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-63-2/par-2: 前項 → 金融商品取引法 第六十三条の二第一項 (Article 63-2, paragraph (1)), art-63-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-1 ## Cited by 15 provisions cite this one. No official source publishes this direction. - 住民基本台帳法 別表第一 — https://japanlaw.org/en/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（４）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-4 - 金融商品取引法 第二十九条の四第一項第一号ロ（５）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-5 - 金融商品取引法 第二十九条の四第一項第二号ヘ（４）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-4 - 金融商品取引法 第二十九条の四第一項第二号ヘ（５）（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-5 - 金融商品取引法 第六十三条第五項（適格機関投資家等特例業務） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-5 - 金融商品取引法 第六十三条の二第二項（特例業務届出者の地位の承継等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-2 - 金融商品取引法 第六十三条の三第二項（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第二百五条の二の三第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-1 - 金融商品取引法 附則第四十八条第三項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-3 - 金融商品取引法 附則第四十八条第五項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-5 - 金融商品取引法 附則第四十八条第七項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-7 - 金融商品取引法 附則第二条第二項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-2 - 金融商品取引法 附則第二条第三項（経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-3 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22